Heuristic Optimisation

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1 Heuristic Optimisation Part 10: Genetic Algorithm Basics Sándor Zoltán Németh University of Birmingham S Z Németh (s.nemeth@bham.ac.uk) Heuristic Optimisation University of Birmingham 1 / 15

2 Overview 1. Introduction 2. The terminology borrowed from Nature 3. Representation, selection, crossover, mutation 4. Evaluation 5. Constraints S Z Németh (s.nemeth@bham.ac.uk) Heuristic Optimisation University of Birmingham 2 / 15

3 Introduction Traditional optimisation methods fail when there are complex, nonlinear relationships between the parameters and the value to be optimized; the goal function has many local extrema; resources are limited. Modern heuristic optimisation methods are employed in such cases. S Z Németh (s.nemeth@bham.ac.uk) Heuristic Optimisation University of Birmingham 3 / 15

4 Evolutionary Algorithms EAs transpose the notions of natural evolution to the world of computers and imitate natural evolution. EAs evolve solutions to a problem by maintaining a population of potential solutions. Survival of the fittest: fit individuals live to reproduce, weak individuals die off. EAs: genetic algorithms, evolutionary programming, genetic programming, evolution strategies S Z Németh (s.nemeth@bham.ac.uk) Heuristic Optimisation University of Birmingham 4 / 15

5 Nature Evolutionary algorithms Nature Individual Population Fitness Chromosome Gene Crossover Mutation Reproduction Selection Evolutionary algorithms Solution to a problem Collection of solutions Quality of a solution Representation of a solution Part of representation of a solution Binary search operator Unary search operator Reuse of solutions Keeping good subsolutions S Z Németh (s.nemeth@bham.ac.uk) Heuristic Optimisation University of Birmingham 5 / 15

6 Genetic Algorithm Create initial random population Evaluate each member of the population Termination criterion satisfied? no Create new population by reproduction, crossover, mutation yes Designate solution S Z Németh (s.nemeth@bham.ac.uk) Heuristic Optimisation University of Birmingham 6 / 15

7 Genetic Algorithm Create initial random population Evaluate each member of the population Termination yes criterion satisfied? no Create new population by reproduction, crossover, mutation Designate solution Previously evolved good parts of solutions (schemata) can be transferred to subsequent generations through crossover. S Z Németh (s.nemeth@bham.ac.uk) Heuristic Optimisation University of Birmingham 6 / 15

8 Representation The first step of designing a GA. Representation together with the genetic operators bound the exploration of the search space. Basic representation: fixed length bit string Incorporating domain knowledge into the representation helps guiding the evolutionary process toward good solutions. S Z Németh (s.nemeth@bham.ac.uk) Heuristic Optimisation University of Birmingham 7 / 15

9 Crossover and Mutation One-point crossover: Parent 1 Parent 2 Child1 Child 2 Mutation consists of applying minor changes to one individual (ex. flipping a bit). S Z Németh (s.nemeth@bham.ac.uk) Heuristic Optimisation University of Birmingham 8 / 15

10 Evaluation: Fitness Assignment Possibilities: We define a fitness function and incorporate it in the genetic algorithm. Fitness evaluation is performed by separate dedicated analysis software. There is no explicit fitness function, but a human evaluator assigns a fitness value to the solutions presented to him. Fitness can be assigned by comparing the individuals in the current population. S Z Németh (s.nemeth@bham.ac.uk) Heuristic Optimisation University of Birmingham 9 / 15

11 Selection Only selected individuals of a population are allowed to have offspring. Selection is based on fitness. Selection schemes: Fitness proportional selection Ranked selection Tournament selection S Z Németh (s.nemeth@bham.ac.uk) Heuristic Optimisation University of Birmingham 10 / 15

12 Constraints In the simplest case, constraints occur as well-defined intervals for design parameters. Methods for handling constraints in GAs: Reject individuals that violate constraints (infeasible individuals). Repair infeasible individuals. Penalize infeasible individuals. Incorporate constraints in the representation. S Z Németh (s.nemeth@bham.ac.uk) Heuristic Optimisation University of Birmingham 11 / 15

13 Advanced Issues Multiobjective GAs optimise a vector function Example: good performance at low cost. S Z Németh (s.nemeth@bham.ac.uk) Heuristic Optimisation University of Birmingham 12 / 15

14 Advanced Issues Multiobjective GAs optimise a vector function Example: good performance at low cost. Parallel GAs -Master-slave model -Multiple subpopulations with migration coarse or fine grained parallelism S Z Németh (s.nemeth@bham.ac.uk) Heuristic Optimisation University of Birmingham 12 / 15

15 Advanced Issues Multiobjective GAs optimise a vector function Example: good performance at low cost. Parallel GAs -Master-slave model -Multiple subpopulations with migration coarse or fine grained parallelism Diversity Premature convergence to a local optimum is a major problem. Solutions: niching, speciation, parallelism S Z Németh (s.nemeth@bham.ac.uk) Heuristic Optimisation University of Birmingham 12 / 15

16 GAs in Engineering Design Engineering design can be seen as the transformation of design specifications into design descriptions. Modelling design helps building computer programs that assist (if not yet automatise) human design. Design can be seen as the search for a suitable or optimal construction. S Z Németh (s.nemeth@bham.ac.uk) Heuristic Optimisation University of Birmingham 13 / 15

17 Shape Optimisation Values of the shape variables have to be determined, which result in an optimal value of some target parameter. Shapes can be described by a structured set of shape parameters; scalars, vectors, or discrete representations such as pixels. A general representation might lead to poor results. One could use a pixel-based representation, when specific genetic operators need to be developed. S Z Németh (s.nemeth@bham.ac.uk) Heuristic Optimisation University of Birmingham 14 / 15

18 Remarks GAs are considered science by some, craft by others, and art by some others. The basic notions are very easy to understand. BUT note that the performance of GAs depends A LOT on the chosen representation, evaluation, genetic operators. The more domain knowledge is incorporated, the more likely the GA s success is. S Z Németh (s.nemeth@bham.ac.uk) Heuristic Optimisation University of Birmingham 15 / 15

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