Unsupervised Learning and Clustering

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1 Unsupervsed Learnng and Clusterng

2 Supervsed vs. Unsupervsed Learnng Up to now we consdered supervsed learnng scenaro, where we are gven 1. samples 1,, n 2. class labels for all samples 1,, n Ths s also called learnng wth teacher, snce correct answer (the true class) s provded Today we consder unsupervsed learnng scenaro, where we are only gven 1. samples 1,, n Ths s also called learnng wthout teacher, snce correct answer s not provded do not splt data nto tranng and test sets

3 Clusterng Seek natural clusters n the data What s a good clusterng? nternal (wthn the cluster) dstances should be small eternal (ntra-cluster) should be large Clusterng s a way to dscover new categores (classes)

4 What we Need for Clusterng 1. Promty measure, ether smlarty measure s(, k ): large f, k are smlar dssmlarty(or dstance) measure d(, k ): small f, k are smlar large d, small s large s, small d 2. Crteron functon to evaluate a clusterng good clusterng bad clusterng 3. Algorthm to compute clusterng For eample, by optmzng the crteron functon

5 How Many Clusters? 3 clusters or 2 clusters? Possble approaches 1. f the number of clusters to k 2. fnd the best clusterng accordng to the crteron functon (number of clusters may vary)

6 Promty Measures good promty measure s VERY applcaton dependent Clusters should be nvarant under the transformatons natural to the problem For eample for object recognton, should have nvarance to rotaton dstance 0 For character recognton, no nvarance to rotaton 9 6

7 Dstance (dssmlarty) Measures Manhattan (cty block) dstance d k k j k j d 1, Eucldean dstance d k k j k j d 1 2, appromaton to Eucldean dstance, cheaper to compute ma, 1 k j k d k j d Chebyshev dstance appromaton to Eucldean dstance, cheapest to compute translaton nvarant

8 Smlarty Measures Correlaton coeffcent Cosne smlarty:, j j T j s the smaller the angle, the larger the smlarty scale nvarant measure popular n tet retreval popular n mage processng 2 1/ , d k d k j k j k d k k k j s

9 SSE Crteron Functon Let n be the number of samples n D, and defne the mean of samples n s D 1 n Then the sum-of-squared errors crteron functon (to mnmze) s: c 2 JSSE D 1 D 1 2 Note that the number of clusters, c, s fed

10 SSE Crteron Functon J SSE c 1 D 2 SSE crteron approprate when data forms compact clouds that are relatvely well separated SSE crteron favors equally szed clusters, and may not be approprate when natural groupngs have very dfferent szes large J SSE small J SSE

11 Falure Eample for J SSE larger J SSE smaller J SSE The problem s that one of the natural clusters s not compact (the outer rng)

12 Other Mnmum Varance Crteron Functons We can elmnate constant terms from c 2 JSSE 1 2 c 1 D We get an equvalent crteron functon: J E n 1 y 2 1 n yd D d = average Eucldan dstance between all pars of samples n D Can obtan other crteron functons by replacng - y 2 by any other measure of dstance between ponts n D Alternatvely can replace d by the medan, mamum, etc. nstead of the average dstance 2

13 Mamum Dstance Crteron Consder J c 2 ma n ma y 1 yd, D Solves prevous case However J ma s not robust to outlers smallest J ma smallest J ma

14 Iteratve Optmzaton Algorthms Now have both promty measure and crteron functon, need algorthm to fnd the optmal clusterng Ehaustve search s mpossble, snce there are appromately c n /c! possble parttons Usually some teratve algorthm s used 1. Fnd a reasonable ntal partton 2. Repeat: move samples from one group to another s.t. the objectve functon J s mproved move samples to mprove J J = 777,777 J =666,666

15 K-means Clusterng We now consder an eample of teratve optmzaton algorthm for the specal case of J SSE objectve functon J SSE k 1 D 2 for a dfferent objectve functon, we need a dfferent optmzaton algorthm, of course F number of clusters to k (c = k) k-means s probably the most famous clusterng algorthm t has a smart way of movng from current parttonng to the net one

16 K-means Clusterng k = 3 1. Intalze pck k cluster centers arbtrary assgn each eample to closest center 2. compute sample means for each cluster 3. reassgn all samples to the closest mean 4. f clusters changed at step 3, go to step 2

17 K-means Clusterng Thus the algorthm converges after a fnte number of teratons of steps 2 and 3 However the algorthm s not guaranteed to fnd a global mnmum means gets stuck here global mnmum of J SSE

18 Herarchcal Clusterng Up to now, consdered flat clusterng? For some data, herarchcal clusterng s more approprate than flat clusterng Herarchcal clusterng

19 Herarchcal Clusterng: Dendogram preferred way to represent a herarchcal clusterng s a dendrogram Bnary tree Level k corresponds to parttonng wth n-k+1 clusters f need k clusters, take clusterng from level n-k+1 If samples are n the same cluster at level k, they stay n the same cluster at hgher levels dendrogram typcally shows the smlarty of grouped clusters

20 Eample

21 Herarchcal Clusterng Algorthms for herarchcal clusterng can be dvded nto two types: 1. Agglomeratve (bottom up) procedures Start wth n sngleton clusters Form herarchy by mergng most smlar clusters Dvsve (top bottom) procedures Start wth all samples n one cluster Form herarchy by splttng the worst clusters

22 Dvsve Herarchcal Clusterng Any flat algorthm whch produces a fed number of clusters can be used set c = 2

23 Agglomeratve Herarchcal Clusterng ntalze wth each eample n sngleton cluster whle there s more than 1 cluster 1. fnd 2 nearest clusters 2. merge them Four common ways to measure cluster dstance 1. mnmum dstance d D D y mn, j mn D, y D j 2. mamum dstance d, ma ma D D j y 3. average dstance 4. mean dstance D, y D j 1 D, Dj d avg y n n d mean j D yd j D D, j j

24 Sngle Lnkage or Nearest Neghbor Agglomeratve clusterng wth mnmum dstance d D D y 3 mn, j mn 5 D, y D j generates mnmum spannng tree encourages growth of elongated clusters dsadvantage: very senstve to nose what we want at level wth c=3 what we get at level wth c=3 nosy sample

25 Complete Lnkage or Farthest Neghbor Agglomeratve clusterng wth mamum dstance d ma encourages compact clusters D, D ma y j D, y D j Does not work well f elongated clusters present 5 D 1 D D 2 3 d ma D1,D2 < dma D2,D3 thus D 1 and D 2 are merged nstead of D 2 and D 3

26 Average and Mean Agglomeratve Clusterng Agglomeratve clusterng s more robust under the average or the mean cluster dstance 1 D, Dj d avg y n n d mean j D yd j D D, j j mean dstance s cheaper to compute than the average dstance unfortunately, there s not much to say about agglomeratve clusterng theoretcally, but t does work reasonably well n practce

27 Agglomeratve vs. Dvsve Agglomeratve s faster to compute, n general Dvsve may be less blnd to the global structure of the data Dvsve when takng the frst step (splt), have access to all the data; can fnd the best possble splt n 2 parts Agglomeratve when takng the frst step mergng, do not consder the global structure of the data, only look at parwse structure

28 Frst (?) Applcaton of Clusterng John Snow, a London physcan plotted the locaton of cholera deaths on a map durng an outbreak n the 1850s. The locatons ndcated that cases were clustered around certan ntersectons where there were polluted wells -- thus eposng both the problem and the soluton. From: Nna Mshra HP Labs

29 Applcaton of Clusterng Astronomy SkyCat: Clustered sky objects nto stars, galaes, quasars, etc based on radaton emtted n dfferent spectrum bands. From: Nna Mshra HP Labs

30 Applcatons of Clusterng Image segmentaton Fnd nterestng objects n mages to focus attenton at From: Image Segmentaton by Nested Cuts, O. Veksler, CVPR2000

31 Applcatons of Clusterng Image Database Organzaton for effcent search

32 Applcatons of Clusterng Data Mnng Technology watch Derwent Database, contans all patents fled n the last 10 years worldwde Searchng by keywords leads to thousands of documents Fnd clusters n the database and fnd f there are any emergng technologes and what competton s up to Marketng Customer database Fnd clusters of customers and talor marketng schemes to them

33 Applcatons of Clusterng gene epresson profle clusterng smlar epressons, epect smlar functon U CL M84697 a-tub M95595 ACC X66719 ACO U41998 ACT AF ACX AF ACX U40856 AIG U40857 AIG AF AIM X92510 AOS From:De Smet F., Mathys J., Marchal K., Thjs G., De Moor B. & Moreau Y Adaptve Qualty-based clusterng of gene epresson profles, Bonformatcs, 18(6),

34 Applcatons of Clusterng Proflng Web Users Use web access logs to generate a feature vector for each user Cluster users based on ther feature vectors Identfy common goals for users Shoppng Job Seekers Product Seekers Tutorals Seekers Can use clusterng results to mprovng web content and desgn

35 Summary Clusterng (nonparametrc unsupervsed learnng) s useful for dscoverng nherent structure n data Clusterng s mmensely useful n dfferent felds Clusterng comes naturally to humans (n up to 3 dmensons), but not so to computers It s very easy to desgn a clusterng algorthm, but t s very hard to say f t does anythng good General purpose clusterng does not est, for best results, clusterng should be tuned to applcaton at hand

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