Collection of priority-job pairs; priorities are comparable.
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1 Priority Queue Collection of priority-job pairs; priorities are comparable. insert(p, j) max(): read(-only) job of max priority extract-max(): read and remove job of max priority increase-priority(i, p ): increase priority of pair i It s like: a hospital s emergency room an OS s ordering of things to do your ordering of things to study 1 / 17
2 Heap A heap is one way to store a priority queue. A heap is: a binary tree nearly complete : every level i has 2 i nodes, except the bottom level; the bottom nodes flush to the left at each node: its priority both children s priorities (only priorities shown) 2 / 17
3 Heap insert: Example Insert priority 15. At the bottom level, leftmost free space The tree is still nearly-complete.! Order of priorities bad. Fix: swap with parent.
4 Heap insert: Example The tree is still nearly-complete.! Order of priorities bad. Fix: swap with parent.
5 Heap insert: Example The tree is still nearly-complete. Order of priorities good. 3 / 17
6 Heap insert: Summary 1. create new node at bottom level, leftmost free place (keep the tree nearly-complete ) 2. put priority (and job) in new node 3. v := that new node 4. Float up as needed : while v has parent with smaller priority: swap them v := v.parent Worst case time Θ(height). Later we will see why height = lg n. Therefore worse case time Θ(lg n). 4 / 17
7 Heap extract-max Example (aka Game of Thrones)? Someone has to take the throne replace the blank!
8 Heap extract-max Example (aka Game of Thrones) Replace by the bottom level, rightmost item. The tree is still nearly-complete.! Order of priorities bad. Fix: swap with the larger child. (Why not the smaller child?)
9 Heap extract-max Example (aka Game of Thrones) Replace by the bottom level, rightmost item. The tree is still nearly-complete.! Order of priorities bad. Fix: swap with the larger child. (Why not the smaller child?)
10 Heap extract-max Example (aka Game of Thrones) Replace by the bottom level, rightmost item. The tree is still nearly-complete. Order of priorities good. 5 / 17
11 Heap extract-max: Summary 1. Replace root by bottom level, rightmost item (keep the tree nearly-complete.) 2. v := root 3. Sink down as needed ( heapify v in the textbook): while v has larger child: swap with the largest child v := that child node Worst case Θ(height) time. Next we will see why height = lg n. Therefore worse case time Θ(lg n). 6 / 17
12 Heap: Height Let n be the number of nodes, h be the height. 2 h 1 n 2 h+1 1 (2 h 1) + 1 n 2 h h n < 2 h+1 h lg n < h + 1 h = lg n 7 / 17
13 Heap in Array/Vector / 17
14 Heap in Array/Vector Convenience: Where to insert/remove: simply at the end. Saves space. (No pointers to store.) Formulas for: left child of index i: index 2 i right child of index i: index 2 i + 1 parent of index i: index i/2 9 / 17
15 Increase A Priority Before you can change the priority of a job, you need to know where it lives in the heap. So remember it in the job, and keep it updated. class Job {... job data... int heappos; // index in the array myheap } class HeapNode { int priority; Job job; } HeapNode myheap[]; (Exercise: How to init heappos? When and how to update?) Then we can support: increase-priority(job, p ) / 17
16 Increase A Priority increase-key(job, p ): 1. v := job.heappos 2. if p < heap[v].priority: error 3. heap[v].priority := p 4. Float up as needed : while v has parent with smaller priority: swap them v := v/2 11 / 17
17 Max vs Min I have been storing larger priorities near the top to support max, extract-max, increase-priority These are max priority queues and max-heaps. But you could store smaller priorities near the top to support min, extract-min, decrease-priority These are min priority queues and min-heaps. Example of min priority queue: A todo-list with start times. Another application: coming soon! 12 / 17
18 Min-Heap Example / 17
19 Heapsort Heapsort sorts an array via an intermediate max-heap. Two stages: 1. Build max-heap : Turn the array into max-heap form. Basic idea: Bottom-up, fix children and then fix parents. Fix means sink down as needed (heapify): for i := size/2 down to 1: v := i while v has larger child: swap with the largest child v := that child node 2. Repeatedly extract-max, put answer at the end. Basic idea: The array slot freed up by extract-max is exactly where you want the max to land at. 14 / 17
20 Turn Array Into Max-Heap Below, 1st... 5th means order of fixing nodes: th 2 4th rd 4 9 2nd 5 2 1st th 4th 3rd 2nd 1st for i := size/2 down to 1: sink down node i as needed. 15 / 17
21 Turn Array Into Max-Heap Below, 1st... 5th means order of fixing nodes: th 2 4th rd 4 9 2nd th 4th 3rd 2nd for i := size/2 down to 1: sink down node i as needed. 15 / 17
22 Turn Array Into Max-Heap Below, 1st... 5th means order of fixing nodes: th 2 4th rd th 4th 3rd for i := size/2 down to 1: sink down node i as needed. 15 / 17
23 Turn Array Into Max-Heap Below, 1st... 5th means order of fixing nodes: th 2 4th th 4th for i := size/2 down to 1: sink down node i as needed. 15 / 17
24 Turn Array Into Max-Heap Below, 1st... 5th means order of fixing nodes: th th for i := size/2 down to 1: sink down node i as needed. 15 / 17
25 Turn Array Into Max-Heap Below, 1st... 5th means order of fixing nodes: th for i := size/2 down to 1: sink down node i as needed. 15 / 17
26 Repeatedly Extract-Max for i := size down to 1: m := extract-max(); A[i] := m 16 / 17
27 Repeatedly Extract-Max for i := size down to 1: m := extract-max(); A[i] := m 16 / 17
28 Repeatedly Extract-Max for i := size down to 1: m := extract-max(); A[i] := m 16 / 17
29 Heapsort Time 1. Turn array into heap: A node at height h takes h iterations to fix; fewer than n/2 h such nodes. lg n h=0 n 2 h h n h=0 h 2 h = n constant (convergent series) So O(n) time. (Faster than n inserts.) 2. Repeatedly extract-max: O(n lg n) time. Total O(n lg n) time. 17 / 17
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