Part III Statement of Program Service Accomplishments

Transcription

1

2

3 NORTH CAROLINA STATE UNIVERSITY ALUMNI Form 0 (01) ASSOCIATION, INC Prt III Sttement of Progrm Servie Aomplishments 1 Chek if Shedule O ontins response or note to ny line in this Prt III Briefly desrie the orgniztion's mission: TO PROMOTE ALUMNI AFFAIRS AND TO PROMOTE AWARENESS OF NC STATE UNIVERSITY IN THE COMMUNITY. Pge 4 4 Did the orgniztion undertke ny signifint progrm servies during the yer whih were not listed on the prior Form 0 or 0-EZ? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "," desrie these new servies on Shedule O. Did the orgniztion ese onduting, or mke signifint hnges in how it onduts, ny progrm servies? ~~~~~~ If "," desrie these hnges on Shedule O. Desrie the orgniztion's progrm servie omplishments for eh of its three lrgest progrm servies, s mesured y expenses. Setion 501()() nd 501()(4) orgniztions re required to report the mount of grnts nd llotions to others, the totl expenses, nd revenue, if ny, for eh progrm servie reported. ( Code: ) ( Expenses $,586,4. inluding grnts of $ 1,68. ) ( Revenue $ ) NCSU ALUMNI ASSOCIATION PUBLISHES AN ALUMNI MAGAZINE, SERVES AS AN ORGANIZER FOR ALUMNI FUNCTIONS, AWARDS SCHOLARSHIPS AND PROMOTES AWARENESS OF NCSU IN THE COMMUNITY. 4 ( Code: ) ( Expenses $ inluding grnts of $ ) ( Revenue $ ) 4 ( Code: ) ( Expenses $ inluding grnts of $ ) ( Revenue $ ) 4d 4e Other progrm servies (Desrie in Shedule O.) ( Expenses $ inluding grnts of $ ) ( Revenue $ ) Totl progrm servie expenses,586,4. Form 0 (01)

4 NORTH CAROLINA STATE UNIVERSITY ALUMNI Form 0 (01) ASSOCIATION, INC Prt IV Cheklist of Required Shedules d e f Is the orgniztion desried in setion 501()() or 447()(1) (other thn privte foundtion)? If "," omplete Shedule A ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Is the orgniztion required to omplete Shedule B, Shedule of Contriutors? ~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion engge in diret or indiret politil mpign tivities on ehlf of or in opposition to ndidtes for puli offie? If "," omplete Shedule C, Prt I Setion 501()() orgniztions. Did the orgniztion engge in loying tivities, or hve setion 501(h) eletion in effet during the tx yer? If "," omplete Shedule C, Prt II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "," omplete Shedule D, Prt I the environment, histori lnd res, or histori strutures? If "," omplete Shedule D, Prt II~~~~~~~~~~~~~~ If "," omplete Shedule D, Prt III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "," omplete Shedule D, Prt IV Did the orgniztion report n mount for lnd, uildings, nd equipment in Prt, line 10? If "," omplete Shedule D, Prt VI ssets reported in Prt, line 16? If "," omplete Shedule D, Prt VII Prt, line 16? If "," omplete Shedule D, Prt I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion report n mount for other liilities in Prt, line 5? If "," omplete Shedule D, Prt ~~~~~~ If "," omplete Shedule D, Prt 1 Did the orgniztion otin seprte, independent udited finnil sttements for the tx yer? If "," omplete Shedule D, Prts I nd II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ or more? If "," omplete Shedule F, Prts I nd IV ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ foreign orgniztion? If "," omplete Shedule F, Prts II nd IV olumn (A), lines 6 nd 11e? If "," omplete Shedule G, Prt I ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 1 nd 8? If "," omplete Shedule G, Prt II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ omplete Shedule G, Prt III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Is the orgniztion setion 501()(4), 501()(5), or 501()(6) orgniztion tht reeives memership dues, ssessments, or similr mounts s defined in Revenue Proedure 8-1? If "," omplete Shedule C, Prt III ~~~~~~~~~~~~~~ Did the orgniztion mintin ny donor dvised funds or ny similr funds or ounts for whih donors hve the right to provide dvie on the distriution or investment of mounts in suh funds or ounts? Did the orgniztion reeive or hold onservtion esement, inluding esements to preserve open spe, Did the orgniztion mintin olletions of works of rt, historil tresures, or other similr ssets? Did the orgniztion report n mount in Prt, line 1, for esrow or ustodil ount liility; serve s ustodin for mounts not listed in Prt ; or provide redit ounseling, det mngement, redit repir, or det negotition servies? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion, diretly or through relted orgniztion, hold ssets in temporrily restrited endowments, permnent endowments, or qusi-endowments? If "," omplete Shedule D, Prt V ~~~~~~~~~~~~~~~~~~~~~~~~ If the orgniztion's nswer to ny of the following questions is "," then omplete Shedule D, Prts VI, VII, VIII, I, or s pplile. ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion report n mount for investments - other seurities in Prt, line 1 tht is 5% or more of its totl Did the orgniztion operte one or more hospitl filities? If "," omplete Shedule H ~~~~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion report n mount for investments - progrm relted in Prt, line 1 tht is 5% or more of its totl ssets reported in Prt, line 16? If "," omplete Shedule D, Prt VIII ~~~~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion report n mount for other ssets in Prt, line 15 tht is 5% or more of its totl ssets reported in Did the orgniztion's seprte or onsolidted finnil sttements for the tx yer inlude footnote tht ddresses the orgniztion's liility for unertin tx positions under FIN 48 (ASC 740)? If "," ~~~~ Ws the orgniztion inluded in onsolidted, independent udited finnil sttements for the tx yer? If "," nd if the orgniztion nswered "" to line 1, then ompleting Shedule D, Prts I nd II is optionl ~~~~~ 1 Is the orgniztion shool desried in setion 170()(1)(A)(ii)? If "," omplete Shedule E ~~~~~~~~~~~~~~ 14 Did the orgniztion mintin n offie, employees, or gents outside of the United Sttes? ~~~~~~~~~~~~~~~~ Did the orgniztion hve ggregte revenues or expenses of more thn $10,000 from grntmking, fundrising, usiness, investment, nd progrm servie tivities outside the United Sttes, or ggregte foreign investments vlued t $100,000 Did the orgniztion report on Prt I, olumn (A), line, more thn $5,000 of grnts or other ssistne to or for ny ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion report on Prt I, olumn (A), line, more thn $5,000 of ggregte grnts or other ssistne to or for foreign individuls? If "," omplete Shedule F, Prts III nd IV ~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion report totl of more thn $15,000 of expenses for professionl fundrising servies on Prt I, Did the orgniztion report more thn $15,000 totl of fundrising event gross inome nd ontriutions on Prt VIII, lines Did the orgniztion report more thn $15,000 of gross inome from gming tivities on Prt VIII, line? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "" to line 0, did the orgniztion tth opy of its udited finnil sttements to this return? ~~~~~~~~~~~~~~~~ d 11e 11f Pge 0 Form 0 (01)

5 NORTH CAROLINA STATE UNIVERSITY ALUMNI Form 0 (01) ASSOCIATION, INC Prt IV Cheklist of Required Shedules (ontinued) d 5 Setion 501()() nd 501()(4) orgniztions. Did the orgniztion engge in n exess enefit trnstion with disqulified person during the yer? If "," omplete Shedule L, Prt I ~~~~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion report more thn $5,000 of grnts or other ssistne to ny domesti orgniztion or government on Prt I, olumn (A), line 1? If "," omplete Shedule I, Prts I nd II ~~~~~~~~~~~~~~~~~~ Did the orgniztion report more thn $5,000 of grnts or other ssistne to individuls in the United Sttes on Prt I, olumn (A), line? If "," omplete Shedule I, Prts I nd III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion nswer "" to Prt VII, Setion A, line, 4, or 5 out ompenstion of the orgniztion's urrent nd former offiers, diretors, trustees, key employees, nd highest ompensted employees? If "," omplete Shedule J ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 Did the orgniztion hve tx-exempt ond issue with n outstnding prinipl mount of more thn $100,000 s of the lst dy of the yer, tht ws issued fter Deemer 1, 00? If "," nswer lines 4 through 4d nd omplete Shedule K. If "", go to line 5 Shedule L, Prt I If "," omplete of ny of these persons? If "," omplete Shedule L, Prt III ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ diretor, trustee, or diret or indiret owner? If "," omplete Shedule L, Prt IV ~~~~~~~~~~~~~~~~~~~~~ ontriutions? If "," omplete Shedule M ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "," omplete Shedule N, Prt I Shedule N, Prt II Prt V, line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion invest ny proeeds of tx-exempt onds eyond temporry period exeption? Did the orgniztion mintin n esrow ount other thn refunding esrow t ny time during the yer to defese ny tx-exempt onds? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion t s n "on ehlf of" issuer for onds outstnding t ny time during the yer? If "," omplete ~~~~~~~~~~~ ~~~~~~~~~~~ Is the orgniztion wre tht it engged in n exess enefit trnstion with disqulified person in prior yer, nd tht the trnstion hs not een reported on ny of the orgniztion's prior Forms 0 or 0-EZ? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion report ny mount on Prt, line 5, 6, or for reeivles from or pyles to ny urrent or former offiers, diretors, trustees, key employees, highest ompensted employees, or disqulified persons? If so, omplete Shedule L, Prt II ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion provide grnt or other ssistne to n offier, diretor, trustee, key employee, sustntil ontriutor or employee thereof, grnt seletion ommittee memer, or to 5% ontrolled entity or fmily memer Ws the orgniztion prty to usiness trnstion with one of the following prties (see Shedule L, Prt IV instrutions for pplile filing thresholds, onditions, nd exeptions): A urrent or former offier, diretor, trustee, or key employee? If "," omplete Shedule L, Prt IV ~~~~~~~~~~~ A fmily memer of urrent or former offier, diretor, trustee, or key employee? If "," omplete Shedule L, Prt IV ~~ An entity of whih urrent or former offier, diretor, trustee, or key employee (or fmily memer thereof) ws n offier, Did the orgniztion reeive more thn $5,000 in non-sh ontriutions? If "," omplete Shedule M ~~~~~~~~~ Did the orgniztion reeive ontriutions of rt, historil tresures, or other similr ssets, or qulified onservtion Did the orgniztion liquidte, terminte, or dissolve nd ese opertions? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion sell, exhnge, dispose of, or trnsfer more thn 5% of its net ssets? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion own 100% of n entity disregrded s seprte from the orgniztion under Regultions setions nd ? If "," omplete Shedule R, Prt I ~~~~~~~~~~~~~~~~~~~~~~~~ Ws the orgniztion relted to ny tx-exempt or txle entity? If "," omplete Shedule R, Prt II, III, or IV, nd ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5 Did the orgniztion hve ontrolled entity within the mening of setion 51()(1)? ~~~~~~~~~~~~~~~~~~ If "" to line 5, did the orgniztion reeive ny pyment from or engge in ny trnstion with ontrolled entity within the mening of setion 51()(1)? If "," omplete Shedule R, Prt V, line ~~~~~~~~~~~~~~~~~~~ Setion 501()() orgniztions. Did the orgniztion mke ny trnsfers to n exempt non-hritle relted orgniztion? If "," omplete Shedule R, Prt V, line ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion ondut more thn 5% of its tivities through n entity tht is not relted orgniztion nd tht is treted s prtnership for federl inome tx purposes? If "," omplete Shedule R, Prt VI ~~~~~~~~ Did the orgniztion omplete Shedule O nd provide explntions in Shedule O for Prt VI, lines 11 nd 1? te. All Form 0 filers re required to omplete Shedule O d Pge 4 8 Form 0 (01)

6 NORTH CAROLINA STATE UNIVERSITY ALUMNI Form 0 (01) ASSOCIATION, INC Pge 5 Prt V Sttements Regrding Other IRS Filings nd Tx Compline Chek if Shedule O ontins response or note to ny line in this Prt V 1 Enter the numer reported in Box of Form 106. Enter -0- if not pplile ~~~~~~~~~~~ d e f g h Enter the numer of Forms W-G inluded in line 1. Enter -0- if not pplile ~~~~~~~~~~ 1 Did the orgniztion omply with kup withholding rules for reportle pyments to vendors nd reportle gming If t lest one is reported on line, did the orgniztion file ll required federl employment tx returns? ~~~~~~~~~~ te. If the sum of lines 1 nd is greter thn 50, you my e required to e-file (see instrutions) ~~~~~~~~~~~ Orgniztions tht my reeive dedutile ontriutions under setion 170(). Setion 501()(7) orgniztions. Enter: Setion 501()(1) orgniztions. Enter: 1 Setion 447()(1) non-exempt hritle trusts. Is the orgniztion filing Form 0 in lieu of Form 1041? If "," enter the mount of tx-exempt interest reeived or rued during the yer N/A 1 (gmling) winnings to prize winners? Enter the numer of employees reported on Form W-, Trnsmittl of Wge nd Tx Sttements, filed for the lendr yer ending with or within the yer overed y this return ~~~~~~~~~~ Did the orgniztion hve unrelted usiness gross inome of $1,000 or more during the yer? ~~~~~~~~~~~~~~ If "," hs it filed Form 0-T for this yer? If "," to line, provide n explntion in Shedule O ~~~~~~~~~~ 4 At ny time during the lendr yer, did the orgniztion hve n interest in, or signture or other uthority over, finnil ount in foreign ountry (suh s nk ount, seurities ount, or other finnil ount)? ~~~~~~~ If "," enter the nme of the foreign ountry: J See instrutions for filing requirements for Form TD F 0-.1, Report of Foreign Bnk nd Finnil Aounts. 5 Ws the orgniztion prty to prohiited tx shelter trnstion t ny time during the tx yer? Did the orgniztion reeive pyment in exess of $75 mde prtly s ontriution nd prtly for goods nd servies provided to the pyor? orgniztion, or donor dvised fund mintined y sponsoring orgniztion, hve exess usiness holdings t ny time during the yer? te. See the instrutions for dditionl informtion the orgniztion must report on Shedule O. 1 ~~~~~~~~~~~~ Did ny txle prty notify the orgniztion tht it ws or is prty to prohiited tx shelter trnstion? ~~~~~~~~~ If "," to line 5 or 5, did the orgniztion file Form 8886-T? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 6 Does the orgniztion hve nnul gross reeipts tht re normlly greter thn $100,000, nd did the orgniztion soliit ny ontriutions tht were not tx dedutile s hritle ontriutions? If "," did the orgniztion inlude with every soliittion n express sttement tht suh ontriutions or gifts were not tx dedutile? ~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "," did the orgniztion notify the donor of the vlue of the goods or servies provided? Did the orgniztion sell, exhnge, or otherwise dispose of tngile personl property for whih it ws required to file Form 88? ~~~~~~~~~~~~~~~ If "," indite the numer of Forms 88 filed during the yer ~~~~~~~~~~~~~~~~ Did the orgniztion reeive ny funds, diretly or indiretly, to py premiums on personl enefit ontrt? Did the orgniztion, during the yer, py premiums, diretly or indiretly, on personl enefit ontrt? 7d ~~~~~~~ ~~~~~~~~~ If the orgniztion reeived ontriution of qulified intelletul property, did the orgniztion file Form 88 s required? ~ If the orgniztion reeived ontriution of rs, ots, irplnes, or other vehiles, did the orgniztion file Form 108-C? Sponsoring orgniztions mintining donor dvised funds nd setion 50()() supporting orgniztions. Did the supporting N/A Sponsoring orgniztions mintining donor dvised funds. Did the orgniztion mke ny txle distriutions under setion 466? ~~~~~~~~~~~~~~~~~~~~~~~~~~ N/A Did the orgniztion mke distriution to donor, donor dvisor, or relted person? ~~~~~~~~~~~~~~~~~~~ N/A Initition fees nd pitl ontriutions inluded on Prt VIII, line 1 ~~~~~~~~~~~~~~~ N/A Gross reeipts, inluded on Form 0, Prt VIII, line 1, for puli use of lu filities Gross inome from memers or shreholders Gross inome from other soures (Do not net mounts due or pid to other soures ginst mounts due or reeived from them.) ~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~ N/A ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Setion 501()() qulified nonprofit helth insurne issuers. Is the orgniztion liensed to issue qulified helth plns in more thn one stte? ~~~~~~~~~~~~~~~~~~~~~ N/A Enter the mount of reserves the orgniztion is required to mintin y the sttes in whih the orgniztion is liensed to issue qulified helth plns ~~~~~~~~~~~~~~~~~~~~~~ Enter the mount of reserves on hnd ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 14 Did the orgniztion reeive ny pyments for indoor tnning servies during the tx yer? ~~~~~~~~~~~~~~~~ If "," hs it filed Form 70 to report these pyments? If "," provide n explntion in Shedule O e 7f 7g 7h N/A N/A 14 Form 0 (01)

7 NORTH CAROLINA STATE UNIVERSITY ALUMNI Form 0 (01) ASSOCIATION, INC Pge 6 Prt VI Governne, Mngement, nd Dislosure For eh "" response to lines through 7 elow, nd for "" response to line 8, 8, or 10 elow, desrie the irumstnes, proesses, or hnges in Shedule O. See instrutions. Chek if Shedule O ontins response or note to ny line in this Prt VI Setion A. Governing Body nd Mngement 1 Enter the numer of voting memers of the governing ody t the end of the tx yer Is there ny offier, diretor, trustee, or key employee listed in Prt VII, Setion A, who nnot e rehed t the orgniztion's miling ddress? If "," provide the nmes nd ddresses in Shedule O Setion B. Poliies (This Setion B requests informtion out poliies not required y the Internl Revenue Code.) 16 1 If there re mteril differenes in voting rights mong memers of the governing ody, or if the governing ody delegted rod uthority to n exeutive ommittee or similr ommittee, explin in Shedule O. Enter the numer of voting memers inluded in line 1, ove, who re independent Did the orgniztion ontemporneously doument the meetings held or written tions undertken during the yer y the following: Were offiers, diretors, or trustees, nd key employees required to dislose nnully interests tht ould give rise to onflits? in Shedule O how this ws done ~~~~~~ ~~~~~~ Did ny offier, diretor, trustee, or key employee hve fmily reltionship or usiness reltionship with ny other offier, diretor, trustee, or key employee? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion delegte ontrol over mngement duties ustomrily performed y or under the diret supervision of offiers, diretors, or trustees, or key employees to mngement ompny or other person? ~~~~~~~~~~~~~~ 4 Did the orgniztion mke ny signifint hnges to its governing douments sine the prior Form 0 ws filed? ~~~~~ 5 Did the orgniztion eome wre during the yer of signifint diversion of the orgniztion's ssets? ~~~~~~~~~ 6 Did the orgniztion hve memers or stokholders? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 7 Did the orgniztion hve memers, stokholders, or other persons who hd the power to elet or ppoint one or more memers of the governing ody? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Are ny governne deisions of the orgniztion reserved to (or sujet to pprovl y) memers, stokholders, or persons other thn the governing ody? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ The governing ody? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Eh ommittee with uthority to t on ehlf of the governing ody? 1 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~ 10 Did the orgniztion hve lol hpters, rnhes, or ffilites? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "," did the orgniztion hve written poliies nd proedures governing the tivities of suh hpters, ffilites, nd rnhes to ensure their opertions re onsistent with the orgniztion's exempt purposes? ~~~~~~~~~~~~~ 11 Hs the orgniztion provided omplete opy of this Form 0 to ll memers of its governing ody efore filing the form? Desrie in Shedule O the proess, if ny, used y the orgniztion to review this Form 1 Did the orgniztion hve written onflit of interest poliy? If "," go to line 1 ~~~~~~~~~~~~~~~~~~~~ Did the orgniztion regulrly nd onsistently monitor nd enfore ompline with the poliy? Did the orgniztion hve written whistlelower poliy? If "," desrie for puli inspetion. Indite how you mde these ville. Chek ll tht pply. Own wesite Another's wesite Upon request Other (explin in Shedule O) ~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion hve written doument retention nd destrution poliy? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~ Did the proess for determining ompenstion of the following persons inlude review nd pprovl y independent persons, omprility dt, nd ontemporneous sustntition of the deliertion nd deision? The orgniztion's CEO, Exeutive Diretor, or top mngement offiil Other offiers or key employees of the orgniztion If "" to line 15 or 15, desrie the proess in Shedule O (see instrutions). ~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Did the orgniztion invest in, ontriute ssets to, or prtiipte in joint venture or similr rrngement with txle entity during the yer? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "," did the orgniztion follow written poliy or proedure requiring the orgniztion to evlute its prtiiption in joint venture rrngements under pplile federl tx lw, nd tke steps to sfegurd the orgniztion's exempt sttus with respet to suh rrngements? 16 Setion C. Dislosure 17 List the sttes with whih opy of this Form 0 is required to e filed J NONE 18 Setion 6104 requires n orgniztion to mke its Forms 10 (or 104 if pplile), 0, nd 0-T (Setion 501()()s only) ville Desrie in Shedule O whether (nd if so, how), the orgniztion mde its governing douments, onflit of interest poliy, nd finnil sttements ville to the puli during the tx yer. 0 Stte the nme, physil ddress, nd telephone numer of the person who possesses the ooks nd reords of the orgniztion: MARY PELOQUIN-DODD NCSU BO 707, RALEIGH, NC Form 0 (01)

8 NORTH CAROLINA STATE UNIVERSITY ALUMNI Form 0 (01) ASSOCIATION, INC Prt VII Compenstion of Offiers, Diretors, Trustees, Key Employees, Highest Compensted Employees, nd Independent Contrtors Setion A. List ll of the orgniztion's urrent offiers, diretors, trustees (whether individuls or orgniztions), regrdless of mount of ompenstion. Enter -0- in olumns (D), (E), nd (F) if no ompenstion ws pid. List ll of the orgniztion's urrent key employees, if ny. See instrutions for definition of "key employee." List the orgniztion's five urrent highest ompensted employees (other thn n offier, diretor, trustee, or key employee) who reeived reportle ompenstion (Box 5 of Form W- nd/or Box 7 of Form 10-MISC) of more thn $100,000 from the orgniztion nd ny relted orgniztions. List ll of the orgniztion's former offiers, key employees, nd highest ompensted employees who reeived more thn $100,000 of reportle ompenstion from the orgniztion nd ny relted orgniztions. List ll of the orgniztion's former diretors or trustees tht reeived, in the pity s former diretor or trustee of the orgniztion, more thn $10,000 of reportle ompenstion from the orgniztion nd ny relted orgniztions. List persons in the following order: individul trustees or diretors; institutionl trustees; offiers; key employees; highest ompensted employees; nd former suh persons Chek if Shedule O ontins response or note to ny line in this Prt VII Offiers, Diretors, Trustees, Key Employees, nd Highest Compensted Employees 1 Complete this tle for ll persons required to e listed. Report ompenstion for the lendr yer ending with or within the orgniztion's tx yer. (A) (B) (C) (D) (E) (F) Position (do not hek more thn one ox, unless person is oth n offier nd diretor/trustee) Individul trustee or diretor Institutionl trustee Offier Key employee Highest ompensted employee Former Chek this ox if neither the orgniztion nor ny relted orgniztion ompensted ny urrent offier, diretor, or trustee. Nme nd Title (1) LARRY D. BARBOUR PRESIDENT () MOLLY S. BASDEO DIRECTOR () MARCUS L. BELVIN SECRETARY/TREASURER (4) TRAVIS B. BURKE DIRECTOR (5) ANGELO A. CARAVANO DIRECTOR (6) JIMMY D. CLARK DIRECTOR (7) STEPHANIE A. COGDELL DIRECTOR (8) KERR COLLINS, JR. DIRECTOR () RICHARD A. CURTIS DIRECTOR (10) MARK FLEMING DIRECTOR (11) PAIGE ALLEN HARRIS DIRECTOR (1) WILLIAM A. HOBBS DIRECTOR (1) JAMES S. KING DIRECTOR (14) LARRY D. NION DIRECTOR (15) AMY M. PETTIGREW DIRECTOR (16) PAUL C. RIDGEWAY PAST PRESIDENT (17) PERRY R. SAFRAN DIRECTOR Averge hours per week (list ny hours for relted orgniztions elow line) Reportle ompenstion from the orgniztion (W-/10-MISC) Reportle ompenstion from relted orgniztions (W-/10-MISC) Pge 7 Estimted mount of other ompenstion from the orgniztion nd relted orgniztions Form 0 (01)

9 NORTH CAROLINA STATE UNIVERSITY ALUMNI Form 0 (01) ASSOCIATION, INC Pge 8 Prt VII Setion A. Offiers, Diretors, Trustees, Key Employees, nd Highest Compensted Employees (ontinued) (A) (B) (C) (D) (E) (F) Nme nd title Averge Position Reportle Reportle Estimted (do not hek more thn one hours per ox, unless person is oth n ompenstion ompenstion mount of week offier nd diretor/trustee) from from relted other (list ny the orgniztions ompenstion hours for orgniztion (W-/10-MISC) from the relted (W-/10-MISC) orgniztion orgniztions nd relted elow orgniztions line) (18) ANN HUNT SMITH 1.00 DIRECTOR (1) NORRIS TOLSON DIRECTOR (0) GARY D. UPCHURCH VICE PRESIDENT (1) GEORGE L. WORSLEY DIRECTOR () MARY PELOQUIN-DODD ASST TREASURER () TAYLOR JEFFREYS ASST TREASURER (4) RALPH E. SUGGS EECUTIVE DIRECTOR Individul trustee or diretor Institutionl trustee Offier Key employee Highest ompensted employee Former 1,5 1,11. 11,01,4. 0,41. 8, Su-totl~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 5, ,40. Totl from ontinution sheets to Prt VII, Setion A ~~~~~~~~~~ d Totl (dd lines 1 nd 1) 5, ,40. Totl numer of individuls (inluding ut not limited to those listed ove) who reeived more thn $100,000 of reportle ompenstion from the orgniztion 0 Did the orgniztion list ny former offier, diretor, or trustee, key employee, or highest ompensted employee on line 1? If "," omplete Shedule J for suh individul ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 4 For ny individul listed on line 1, is the sum of reportle ompenstion nd other ompenstion from the orgniztion nd relted orgniztions greter thn $150,000? If "," omplete Shedule J for suh individul ~~~~~~~~~~~~~ 4 5 Did ny person listed on line 1 reeive or rue ompenstion from ny unrelted orgniztion or individul for servies rendered to the orgniztion? If "," omplete Shedule J for suh person 5 Setion B. Independent Contrtors 1 Complete this tle for your five highest ompensted independent ontrtors tht reeived more thn $100,000 of ompenstion from the orgniztion. Report ompenstion for the lendr yer ending with or within the orgniztion's tx yer. (A) (B) (C) Nme nd usiness ddress NONE Desription of servies Compenstion Totl numer of independent ontrtors (inluding ut not limited to those listed ove) who reeived more thn $100,000 of ompenstion from the orgniztion 0 Form 0 (01)

10 NORTH CAROLINA STATE UNIVERSITY ALUMNI Form 0 (01) ASSOCIATION, INC Prt VIII Sttement of Revenue Contriutions, Gifts, Grnts nd Other Similr Amounts Progrm Servie Revenue Other Revenue d e f g nsh ontriutions inluded in lines 1-1f: $ h d 1e 1f Totl. Add lines 1-1f Business Code OTHER PROGRAMS 000 1,05. 1,05. EVENTS ,. 106,. ALUMNI MAGAZINE & ADVERTISING ,5. 78,5. d ALUMNI TRAVEL PROGRAM , ,067. e SPECIAL INTEREST GROUPS 000 4,. 4,. 4 5 f g 6 d d 8 10 Totl. Add lines -f Misellneous Revenue Business Code 11 NC STATE CLUB 000 d All other ontriutions, gifts, grnts, nd similr mounts not inluded ove ~~ e Totl. Add lines 11-11d ~~~~~~~~~~~~~~~ Totl revenue. See instrutions. Pge Chek if Shedule O ontins response or note to ny line in this Prt VIII (A) (B) (C) (D) Totl revenue Relted or Unrelted Revenue exluded exempt funtion usiness from tx under setions revenue revenue Federted mpigns Memership dues Fundrising events Relted orgniztions ~~~~~~ ~~~~~~~~ ~~~~~~~~ ~~~~~~ Government grnts (ontriutions) All other progrm servie revenue ~~~~~ Investment inome (inluding dividends, interest, nd other similr mounts) ~~~~~~~~~~~~~~~~~ Inome from investment of tx-exempt ond proeeds Roylties Gross rents ~~~~~~~ Less: rentl expenses ~~~ Rentl inome or (loss) Net rentl inome or (loss) ~~ 7 Gross mount from sles of ssets other thn inventory Less: ost or other sis nd sles expenses ~~~ Gin or (loss) ~~~~~~~ (i) Rel (ii) Personl (i) Seurities 1,06,888. (ii) Other Net gin or (loss) Gross inome from fundrising events (not inluding $ of ontriutions reported on line 1). See Prt IV, line 18 ~~~~~~~~~~~~~ Less: diret expenses ~~~~~~~~~~ Net inome or (loss) from fundrising events Gross inome from gming tivities. See Prt IV, line 1 ~~~~~~~~~~~~~ Less: diret expenses ~~~~~~~~~ Net inome or (loss) from gming tivities Gross sles of inventory, less returns nd llownes ~~~~~~~~~~~~~ Less: ost of goods sold 68,75. 7,0. ~~~~~~~~ Net inome or (loss) from sles of inventory All other revenue ~~~~~~~~~~~~~ 61,55 1,, ,54. 80, ,755. 1,85, ,1., , , ,. 7,0. 7,0. -8,14. -8, , , ,74.,66,41 88,4. 78,5. 1,4,10. Form 0 (01)

11 NORTH CAROLINA STATE UNIVERSITY ALUMNI Form 0 (01) ASSOCIATION, INC Prt I Sttement of Funtionl Expenses Setion 501()() nd 501()(4) orgniztions must omplete ll olumns. All other orgniztions must omplete olumn (A). Chek if Shedule O ontins response or note to ny line in this Prt I Do not inlude mounts reported on lines 6, (A) (B) (C) (D) Totl expenses Progrm servie Mngement nd Fundrising 7, 8,, nd 10 of Prt VIII. expenses generl expenses expenses d e f g d e Grnts nd other ssistne to governments nd orgniztions in the United Sttes. See Prt IV, line 1 Grnts nd other ssistne to individuls in the United Sttes. See Prt IV, line ~~~ Grnts nd other ssistne to governments, orgniztions, nd individuls outside the United Sttes. See Prt IV, lines 15 nd 16 ~ Benefits pid to or for memers ~~~~~~~ Compenstion of urrent offiers, diretors, trustees, nd key employees ~~~~~~~~ Compenstion not inluded ove, to disqulified persons (s defined under setion 458(f)(1)) nd persons desried in setion 458()()(B) Pension pln ruls nd ontriutions (inlude setion 401(k) nd 40() employer ontriutions) Professionl fundrising servies. See Prt IV, line 17 Other. (If line 11g mount exeeds 10% of line 5, olumn (A) mount, list line 11g expenses on Sh O.) Totl funtionl expenses. Add lines 1 through 4e Joint osts. Complete this line only if the orgniztion reported in olumn (B) joint osts from omined edutionl mpign nd fundrising soliittion. Chek here if following SOP 8- (ASC 58-70) ~~~ Other slries nd wges ~~~~~~~~~~ Other employee enefits ~~~~~~~~~~ Pyroll txes ~~~~~~~~~~~~~~~~ Fees for servies (non-employees): Mngement ~~~~~~~~~~~~~~~~ Legl ~~~~~~~~~~~~~~~~~~~~ Aounting ~~~~~~~~~~~~~~~~~ Loying ~~~~~~~~~~~~~~~~~~ Investment mngement fees ~~~~~~~~ Advertising nd promotion ~~~~~~~~~ Offie expenses~~~~~~~~~~~~~~~ Informtion tehnology ~~~~~~~~~~~ Roylties ~~~~~~~~~~~~~~~~~~ Oupny ~~~~~~~~~~~~~~~~~ Trvel ~~~~~~~~~~~~~~~~~~~ Pyments of trvel or entertinment expenses for ny federl, stte, or lol puli offiils Conferenes, onventions, nd meetings ~~ Interest ~~~~~~~~~~~~~~~~~~ Pyments to ffilites ~~~~~~~~~~~~ Depreition, depletion, nd mortiztion Insurne All other expenses ~~ ~~~~~~~~~~~~~~~~~ Other expenses. Itemize expenses not overed ove. (List misellneous expenses in line 4e. If line 4e mount exeeds 10% of line 5, olumn (A) mount, list line 4e expenses on Shedule O.) ~~ MISC. SERVICES & FEES SUPPLIES PRINTING OTHER CONTRACT SERVICES 1,68. 47,75 10,66. 8,51. 8,681. 7,00. 8, , ,46. 07,6. 60, , , , ,1. 76,476.,1,74. 1,68. 47,75 10,66. Pge 10 8,51. 8,681. 7,.,071. 8,47. 17,04. 7,4. 66,848., ,6. 4,7. 6,18. 61, ,57. 14,67. 6,7. 17,01. 1,4 114,1. 56,5. 1,877.,586,4. 151,41. 18,8. Form 0 (01)

12 NORTH CAROLINA STATE UNIVERSITY ALUMNI Form 0 (01) ASSOCIATION, INC Prt Blne Sheet Assets Liilities Net Assets or Fund Blnes Chek if Shedule O ontins response or note to ny line in this Prt Csh - non-interest-ering Svings nd temporry sh investments Pledges nd grnts reeivle, net Totl liilities. Add lines 17 through 5 Orgniztions tht follow SFAS 117 (ASC 58), hek here nd omplete lines 7 through, nd lines nd 4. Orgniztions tht do not follow SFAS 117 (ASC 58), hek here nd omplete lines 0 through 4. ~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~ Aounts reeivle, net ~~~~~~~~~~~~~~~~~~~~~~~~~~ Lons nd other reeivles from urrent nd former offiers, diretors, trustees, key employees, nd highest ompensted employees. Complete Prt II of Shedule L ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Lons nd other reeivles from other disqulified persons (s defined under setion 458(f)(1)), persons desried in setion 458()()(B), nd ontriuting employers nd sponsoring orgniztions of setion 501()() voluntry employees' enefiiry orgniztions (see instr). Complete Prt II of Sh L ~~ tes nd lons reeivle, net ~~~~~~~~~~~~~~~~~~~~~~~ Inventories for sle or use ~~~~~~~~~~~~~~~~~~~~~~~~~~ Prepid expenses nd deferred hrges 10 Lnd, uildings, nd equipment: ost or other sis. Complete Prt VI of Shedule D Less: umulted depreition Investments - pulily trded seurities ~~~~~~~~~~~~~~~~~~ ~~~ ~~~~~~ Investments - other seurities. See Prt IV, line 11 ~~~~~~~~~~~~~~ Investments - progrm-relted. See Prt IV, line 11 Intngile ssets ~~~~~~~~~~~~~~~~~~~ (A) (B) Beginning of yer End of yer 17, ,44. 1,44,. 1,81,766. 1,58,04. 5,0.,7,004.,87,51. 06,07. 10,48. ~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Other ssets. See Prt IV, line 11 ~~~~~~~~~~~~~~~~~~~~~~ Totl ssets. Add lines 1 through 15 (must equl line 4) Aounts pyle nd rued expenses ~~~~~~~~~~~~~~~~~~ Grnts pyle ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Deferred revenue ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Tx-exempt ond liilities ~~~~~~~~~~~~~~~~~~~~~~~~~ Esrow or ustodil ount liility. Complete Prt IV of Shedule D ~~~~ Lons nd other pyles to urrent nd former offiers, diretors, trustees, key employees, highest ompensted employees, nd disqulified persons. Complete Prt II of Shedule L ~~~~~~~~~~~~~~~~~~~~~~~ Seured mortgges nd notes pyle to unrelted third prties ~~~~~~ Unseured notes nd lons pyle to unrelted third prties ~~~~~~~~ Other liilities (inluding federl inome tx, pyles to relted third prties, nd other liilities not inluded on lines 17-4). Complete Prt of Shedule D ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Unrestrited net ssets ~~~~~~~~~~~~~~~~~~~~~~~~~~~ Temporrily restrited net ssets Permnently restrited net ssets Cpitl stok or trust prinipl, or urrent funds ~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~ Pid-in or pitl surplus, or lnd, uilding, or equipment fund Retined ernings, endowment, umulted inome, or other funds ~~~~~~~~~~~~~~~ ~~~~~~~~ ~~~~ Totl net ssets or fund lnes ~~~~~~~~~~~~~~~~~~~~~~ Totl liilities nd net ssets/fund lnes ,07, ,6, ,0. 0,04,775., ,64. 4,117,75. 1,4. 18,5,666. 1,56, , ,8. 4,66, ,1,555.,64, ,065, 7,5,17. 8,168, ,05, ,684, Pge 11 5,71,0 0,04,775. 4,18,18 4,117,75. Form 0 (01)

13 NORTH CAROLINA STATE UNIVERSITY ALUMNI Form 0 (01) ASSOCIATION, INC Prt I Reonilition of Net Assets Chek if Shedule O ontins response or note to ny line in this Prt I Totl revenue (must equl Prt VIII, olumn (A), line 1) Totl expenses (must equl Prt I, olumn (A), line 5) Revenue less expenses. Sutrt line from line 1 ~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Net ssets or fund lnes t eginning of yer (must equl Prt, line, olumn (A)) Net unrelized gins (losses) on investments Donted servies nd use of filities Investment expenses Prior period djustments ~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Other hnges in net ssets or fund lnes (explin in Shedule O) ~~~~~~~~~~~~~~~~~~~ Pge 1 10 Net ssets or fund lnes t end of yer. Comine lines through (must equl Prt, line, olumn (B)) 10,18,18 Prt II Finnil Sttements nd Reporting Chek if Shedule O ontins response or note to ny line in this Prt II 1 Aounting method used to prepre the Form 0: Csh Arul Other If the orgniztion hnged its method of ounting from prior yer or heked "Other," explin in Shedule O. Were the orgniztion's finnil sttements ompiled or reviewed y n independent ountnt? ~~~~~~~~~~~~ If "," hek ox elow to indite whether the finnil sttements for the yer were ompiled or reviewed on seprte sis, onsolidted sis, or oth: Seprte sis Consolidted sis Both onsolidted nd seprte sis Were the orgniztion's finnil sttements udited y n independent ountnt? ~~~~~~~~~~~~~~~~~~~ If "," hek ox elow to indite whether the finnil sttements for the yer were udited on seprte sis, onsolidted sis, or oth: Seprte sis Consolidted sis Both onsolidted nd seprte sis If "" to line or, does the orgniztion hve ommittee tht ssumes responsiility for oversight of the udit, review, or ompiltion of its finnil sttements nd seletion of n independent ountnt? ~~~~~~~~~~~~~~~ If the orgniztion hnged either its oversight proess or seletion proess during the tx yer, explin in Shedule O. As result of federl wrd, ws the orgniztion required to undergo n udit or udits s set forth in the Single Audit At nd OMB Cirulr A-1? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ If "," did the orgniztion undergo the required udit or udits? If the orgniztion did not undergo the required udit or udits, explin why in Shedule O nd desrie ny steps tken to undergo suh udits,66,41,1, ,676. 5,71,0,816, ,08. Form 0 (01)

14 SCHEDULE A OMB (Form 0 or 0-EZ) Complete if the orgniztion is setion 501()() orgniztion or setion 447()(1) nonexempt hritle trust. Deprtment of the Tresury Atth to Form 0 or Form 0-EZ. Open to Puli Internl Revenue Servie Informtion out Shedule A (Form 0 or 0-EZ) nd its instrutions is t Inspetion Nme of the orgniztion Employer identifition numer Prt I The orgniztion is not privte foundtion euse it is: (For lines 1 through 11, hek only one ox.) e f g h A hurh, onvention of hurhes, or ssoition of hurhes desried in A shool desried in setion 170()(1)(A)(ii). (Atth Shedule E.) setion 170()(1)(A)(i). A hospitl or oopertive hospitl servie orgniztion desried in setion 170()(1)(A)(iii). A medil reserh orgniztion operted in onjuntion with hospitl desried in setion 170()(1)(A)(iii). Enter the hospitl's nme, ity, nd stte: An orgniztion operted for the enefit of ollege or university owned or operted y governmentl unit desried in setion 170()(1)(A)(iv). (Complete Prt II.) A federl, stte, or lol government or governmentl unit desried in setion 170()(1)(A)(v). An orgniztion tht normlly reeives sustntil prt of its support from governmentl unit or from the generl puli desried in setion 170()(1)(A)(vi). (Complete Prt II.) A ommunity trust desried in setion 170()(1)(A)(vi). (Complete Prt II.) An orgniztion tht normlly reeives: (1) more thn 1/% of its support from ontriutions, memership fees, nd gross reeipts from tivities relted to its exempt funtions - sujet to ertin exeptions, nd () no more thn 1/% of its support from gross investment inome nd unrelted usiness txle inome (less setion 511 tx) from usinesses quired y the orgniztion fter June 0, 175. See setion 50()(). (Complete Prt III.) An orgniztion orgnized nd operted exlusively to test for puli sfety. See setion 50()(4). An orgniztion orgnized nd operted exlusively for the enefit of, to perform the funtions of, or to rry out the purposes of one or more pulily supported orgniztions desried in setion 50()(1) or setion 50()(). See setion 50()(). Chek the ox tht desries the type of supporting orgniztion nd omplete lines 11e through 11h. Type I Type II Type III - Funtionlly integrted d Type III - n-funtionlly integrted By heking this ox, I ertify tht the orgniztion is not ontrolled diretly or indiretly y one or more disqulified persons other thn foundtion mngers nd other thn one or more pulily supported orgniztions desried in setion 50()(1) or setion 50()(). If the orgniztion reeived written determintion from the IRS tht it is Type I, Type II, or Type III supporting orgniztion, hek this ox (i) (ii) (iii) Puli Chrity Sttus nd Puli Support NORTH CAROLINA STATE UNIVERSITY ALUMNI ASSOCIATION, INC Reson for Puli Chrity Sttus (All orgniztions must omplete this prt.) See instrutions. ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ Sine August 17, 006, hs the orgniztion epted ny gift or ontriution from ny of the following persons? A person who diretly or indiretly ontrols, either lone or together with persons desried in (ii) nd (iii) elow, the governing ody of the supported orgniztion? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ A fmily memer of person desried in (i) ove? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ A 5% ontrolled entity of person desried in (i) or (ii) ove? ~~~~~~~~~~~~~~~~~~~~~~~~ Provide the following informtion out the supported orgniztion(s) g(i) 11g(ii) 11g(iii) (i) Nme of supported (ii) EIN (iii) Type of orgniztion (iv) Is the orgniztion (v) Did you notify the (vi) Is the (vii) (desried on lines 1- in ol. (i) listed in your orgniztion in ol. orgniztion in ol. orgniztion (i) orgnized in the ove or IRC setion governing doument? (i) of your support? U.S.? (see instrutions) ) Amount of monetry support Totl LHA For Pperwork Redution At tie, see the Instrutions for Form 0 or 0-EZ. Shedule A (Form 0 or 0-EZ)

15 NORTH CAROLINA STATE UNIVERSITY ALUMNI Shedule A (Form 0 or 0-EZ) 01 ASSOCIATION, INC Prt II Support Shedule for Orgniztions Desried in Setions 170()(1)(A)(iv) nd 170()(1)(A)(vi) Clendr yer (or fisl yer eginning in) Totl. Add lines 1 through ~~~ 6 Puli support. Sutrt line 5 from line 4. Clendr yer (or fisl yer eginning in) Totl support. Add lines 7 through 10 () 00 () 010 () 011 (d) 01 (e) 01 (f) Totl Pge () 00 () 010 () 011 (d) 01 (e) 01 (f) Totl First five yers. If the Form 0 is for the orgniztion's first, seond, third, fourth, or fifth tx yer s setion 501()() orgniztion, hek this ox nd stop here Setion C. Computtion of Puli Support Perentge 14 Puli support perentge for 01 (line 6, olumn (f) divided y line 11, olumn (f)) ~~~~~~~~~~~~ Puli support perentge from 01 Shedule A, Prt II, line 14 ~~~~~~~~~~~~~~~~~~~~~ (Complete only if you heked the ox on line 5, 7, or 8 of Prt I or if the orgniztion filed to qulify under Prt III. If the orgniztion fils to qulify under the tests listed elow, plese omplete Prt III.) Setion A. Puli Support Gifts, grnts, ontriutions, nd memership fees reeived. (Do not inlude ny "unusul grnts.") ~~ Tx revenues levied for the orgniztion's enefit nd either pid to or expended on its ehlf ~~~~ The vlue of servies or filities furnished y governmentl unit to the orgniztion without hrge ~ The portion of totl ontriutions y eh person (other thn governmentl unit or pulily supported orgniztion) inluded on line 1 tht exeeds % of the mount shown on line 11, olumn (f) ~~~~~~~~~~~~ Setion B. Totl Support Amounts from line 4 ~~~~~~~ Gross inome from interest, dividends, pyments reeived on seurities lons, rents, roylties nd inome from similr soures ~ Net inome from unrelted usiness tivities, whether or not the usiness is regulrly rried on ~ Other inome. Do not inlude gin or loss from the sle of pitl ssets (Explin in Prt IV.) ~~~~ Gross reeipts from relted tivities, et. (see instrutions) ~~~~~~~~~~~~~~~~~~~~~~~ /% support test If the orgniztion did not hek ox on line 1 or 16, nd line 15 is 1/% or more, hek this ox nd stop here. The orgniztion qulifies s pulily supported orgniztion ~~~~~~~~~~~~~~~~~~~~~~~~~~~~ 17 10% -fts-nd-irumstnes test If the orgniztion did not hek ox on line 1, 16, or 16, nd line 14 is 10% or more, nd if the orgniztion meets the "fts-nd-irumstnes" test, hek this ox nd stop here. Explin in Prt IV how the orgniztion meets the "fts-nd-irumstnes" test. The orgniztion qulifies s pulily supported orgniztion ~~~~~~~~~~~~~~~ 10% -fts-nd-irumstnes test If the orgniztion did not hek ox on line 1, 16, 16, or 17, nd line 15 is 10% or more, nd if the orgniztion meets the "fts-nd-irumstnes" test, hek this ox nd stop here. Explin in Prt IV how the ,47 8,04 87,1. 857,71. 87, , , , , ,74. 88, ,88, /% support test If the orgniztion did not hek the ox on line 1, nd line 14 is 1/% or more, hek this ox nd stop here. The orgniztion qulifies s pulily supported orgniztion ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ orgniztion meets the "fts-nd-irumstnes" test. The orgniztion qulifies s pulily supported orgniztion ~~~~~~~~ Privte foundtion. If the orgniztion did not hek ox on line 1, 16, 16, 17, or 17, hek this ox nd see instrutions Shedule A (Form 0 or 0-EZ) 01 % %

16 NORTH CAROLINA STATE UNIVERSITY ALUMNI Shedule A (Form 0 or 0-EZ) 01 ASSOCIATION, INC Prt III Support Shedule for Orgniztions Desried in Setion 50()() Clendr yer (or fisl yer eginning in) The vlue of servies or filities furnished y governmentl unit to the orgniztion without hrge ~ Totl. Add lines 1 through 5 ~~~ 7 Amounts inluded on lines 1,, nd reeived from disqulified persons Amounts inluded on lines nd reeived from other thn disqulified persons tht exeed the greter of $5,000 or 1% of the mount on line 1 for the yer ~~~~~~ Add lines 7 nd 7 ~~~~~~~ 8 Puli support (Sutrt line 7 from line 6.) Clendr yer (or fisl yer eginning in) Amounts from line 6 ~~~~~~~ 10 Gross inome from interest, dividends, pyments reeived on seurities lons, rents, roylties nd inome from similr soures ~ () 00 () 010 () 011 (d) 01 (e) 01 (f) Totl () 00 () 010 () 011 (d) 01 (e) 01 (f) Totl hek this ox nd stop here Setion C. Computtion of Puli Support Perentge Puli support perentge from 01 Shedule A, Prt III, line 15 Setion D. Computtion of Investment Inome Perentge (Complete only if you heked the ox on line of Prt I or if the orgniztion filed to qulify under Prt II. If the orgniztion fils to qulify under the tests listed elow, plese omplete Prt II.) Setion A. Puli Support Gifts, grnts, ontriutions, nd memership fees reeived. (Do not inlude ny "unusul grnts.") ~~ Gross reeipts from dmissions, merhndise sold or servies performed, or filities furnished in ny tivity tht is relted to the orgniztion's tx-exempt purpose Gross reeipts from tivities tht re not n unrelted trde or usiness under setion 51 ~~~~~ Tx revenues levied for the orgniztion's enefit nd either pid to or expended on its ehlf ~~~~ Setion B. Totl Support Unrelted usiness txle inome (less setion 511 txes) from usinesses quired fter June 0, 175 ~~~~ Add lines 10 nd 10 ~~~~~~ 11 Net inome from unrelted usiness tivities not inluded in line 10, whether or not the usiness is regulrly rried on ~~~~~~~ 1 Other inome. Do not inlude gin or loss from the sle of pitl ssets (Explin in Prt IV.) ~~~~ 1 Totl support. (Add lines, 10, 11, nd 1.) 14 First five yers. If the Form 0 is for the orgniztion's first, seond, third, fourth, or fifth tx yer s setion 501()() orgniztion, Pge Puli support perentge for 01 (line 8, olumn (f) divided y line 1, olumn (f)) ~~~~~~~~~~~~ 15 % Investment inome perentge for 01 (line 10, olumn (f) divided y line 1, olumn (f)) Investment inome perentge from 01 Shedule A, Prt III, line 17 ~~~~~~~~~~~~~~~~~~ 16 ~~~~~~~~ 17 % 1 1/% support tests If the orgniztion did not hek the ox on line 14, nd line 15 is more thn 1/%, nd line 17 is not more thn 1/%, hek this ox nd stop here. The orgniztion qulifies s pulily supported orgniztion ~~~~~~~~~~ 1/% support tests If the orgniztion did not hek ox on line 14 or line 1, nd line 16 is more thn 1/%, nd line 18 is not more thn 1/%, hek this ox nd stop here. The orgniztion qulifies s pulily supported orgniztion ~~~~ Privte foundtion. If the orgniztion did not hek ox on line 14, 1, or 1, hek this ox nd see instrutions 18 Shedule A (Form 0 or 0-EZ) 01 % %

17 NORTH CAROLINA STATE UNIVERSITY ALUMNI Shedule A (Form 0 or 0-EZ) 01 ASSOCIATION, INC Pge 4 Prt IV Supplementl Informtion. Provide the explntions required y Prt II, line 10; Prt II, line 17 or 17; nd Prt III, line 1. Also omplete this prt for ny dditionl informtion. (See instrutions) Shedule A (Form 0 or 0-EZ) 01

18 Shedule B (Form 0, 0-EZ, or 0-PF) Deprtment of the Tresury Internl Revenue Servie Atth to Form 0, Form 0-EZ, or Form 0-PF. Informtion out Shedule B (Form 0, 0-EZ, or 0-PF) nd its instrutions is t OMB Nme of the orgniztion Employer identifition numer NORTH CAROLINA STATE UNIVERSITY ALUMNI ASSOCIATION, INC Orgniztion type (hek one): ** PUBLIC DISCLOSURE COPY ** Shedule of Contriutors 01 Filers of: Setion: Form 0 or 0-EZ 501()( ) (enter numer) orgniztion 447()(1) nonexempt hritle trust not treted s privte foundtion 57 politil orgniztion Form 0-PF 501()() exempt privte foundtion 447()(1) nonexempt hritle trust treted s privte foundtion 501()() txle privte foundtion Chek if your orgniztion is overed y the Generl Rule or Speil Rule. te. Only setion 501()(7), (8), or (10) orgniztion n hek oxes for oth the Generl Rule nd Speil Rule. See instrutions. Generl Rule For n orgniztion filing Form 0, 0-EZ, or 0-PF tht reeived, during the yer, $5,000 or more (in money or property) from ny one ontriutor. Complete Prts I nd II. Speil Rules For setion 501()() orgniztion filing Form 0 or 0-EZ tht met the 1/% support test of the regultions under setions 50()(1) nd 170()(1)(A)(vi) nd reeived from ny one ontriutor, during the yer, ontriution of the greter of (1) $5,000 or () % of the mount on (i) Form 0, Prt VIII, line 1h, or (ii) Form 0-EZ, line 1. Complete Prts I nd II. For setion 501()(7), (8), or (10) orgniztion filing Form 0 or 0-EZ tht reeived from ny one ontriutor, during the yer, totl ontriutions of more thn $1,000 for use exlusively for religious, hritle, sientifi, literry, or edutionl purposes, or the prevention of ruelty to hildren or nimls. Complete Prts I, II, nd III. For setion 501()(7), (8), or (10) orgniztion filing Form 0 or 0-EZ tht reeived from ny one ontriutor, during the yer, ontriutions for use exlusively for religious, hritle, et., purposes, ut these ontriutions did not totl to more thn $1,00 If this ox is heked, enter here the totl ontriutions tht were reeived during the yer for n exlusively religious, hritle, et., purpose. Do not omplete ny of the prts unless the Generl Rule pplies to this orgniztion euse it reeived nonexlusively religious, hritle, et., ontriutions of $5,000 or more during the yer ~~~~~~~~~~~~~~~~~ $ Cution. An orgniztion tht is not overed y the Generl Rule nd/or the Speil Rules does not file Shedule B (Form 0, 0-EZ, or 0-PF), ut it must nswer "" on Prt IV, line, of its Form 0; or hek the ox on line H of its Form 0-EZ or on its Form 0-PF, Prt I, line, to ertify tht it does not meet the filing requirements of Shedule B (Form 0, 0-EZ, or 0-PF). LHA For Pperwork Redution At tie, see the Instrutions for Form 0, 0-EZ, or 0-PF. Shedule B (Form 0, 0-EZ, or 0-PF) (01)