BPS Suite and the OCEG Capability Model. Mapping the OCEG Capability Model to the BPS Suite s product capability.

Save this PDF as:
 WORD  PNG  TXT  JPG

Size: px
Start display at page:

Download "BPS Suite and the OCEG Capability Model. Mapping the OCEG Capability Model to the BPS Suite s product capability."

Transcription

1 BPS Suite and the OCEG Capability Model Mapping the OCEG Capability Model to the BPS Suite s product capability. BPS

2 Contents Introduction... 2 GRC activities... 2 BPS and the Capability Model for GRC... 3 The OCEG Framework Practices and Components... 4 Culture and Context... 4 Organize and Oversee... 4 Assess and Align... 5 Prevent and Promote... 5 Detect and Discern... 6 Respond and Resolve... 6 Monitor and Measure... 7 Inform and Integrate... 7 The BPS Suite supports:... 7 Conclusion... 8 About BPS... 8 INTRODUCTION This white paper focuses on the practices and objectives for an integrated GRC (Governance Risk and Compliance) system and the BPS technology that helps achieve this integration. This article is organized around the central concepts presented in the OCEG (Open Compliance & Ethics Group) Red Book 1 which describes the GRC Capability Model and also provides a basic understanding of the principles and structure of the OCEG Framework. GRC ACTIVITIES When examining the approach to GRC, many companies have concluded that there are significant overlapping considerations, best practices, and internal and external forces. Most also agree that correctly addressing the sum of these parts is more effective and ultimately more valuable to the 1 OCEG is a non-profit think tank that helps organizations drive principled performance by providing standard tool and resources that enhance corporate culture and integrate governance, risk management, compliance, internal controls and ethics processes. The GRC Capability Model and the OCEG Framework are registered trade marks of OCEG. BPS Inc. 2009, Page 2 of 8

3 organization than any singular focus. Integrating GRC activities and strategies that are currently siloed within a company prevents duplication and potentially contradictory outcomes. For many enterprises these activities when viewed separately form an expansive list which includes: Audit and assurance Global trade compliance, supply chain, vendor and 3 rd party compliance Corporate social responsibility Financial controls management, filing and transaction monitoring Insurance and claims management Quality Planning, strategy and performance management Financial risk and operational risk Fraud Legal Business continuity (including change management, crisis management, and disaster recovery) Corporate compliance and ethics Environmental health and safety IT risk and compliance (including change management, access management and security) Privacy Business enterprises and organizations can no longer afford to view these GRC activities separately. Instead they must clearly define what they plan to achieve and how they will achieve objectives, while limiting risk and staying within their boundaries and policies, using one unified and holistic approach. BPS AND THE CAPABILITY MODEL FOR GRC One of the most commonly accepted frameworks to achieve a unified GRC approach is the GRC Capability Model (OCEG Red Book). The model views GRC as a single activity with a set of detailed practices and components, identified in Fig.1 2. The BPS Integrated GRC platform provides the technology to support many key elements of the GRC Capability Model and helps organizations achieve a common language and collaborative. Each of the practices and components in the Capability Model represent a critical aspect of a complete approach to GRC. These and their underlying components are described in detail in the OCEG Red Book. The following section offers a brief overview of the OCEG practices and how the BPS suite Figure 1: OCEG GRC Capability Model Elements View 2 Figure 1 OCEG Redbook 2.0, April 2009, Open Compliance & Ethics Group. BPS Inc. 2009, Page 3 of 8

4 of products helps its users address each one at a high level. THE OCEG FRAMEWORK PRACTICES AND COMPONENTS CULTURE AND CONTEXT Culture plays an integral role in GRC performance within an organization. GRC is no longer being viewed as an add-on to normal business activities but rather as a business philosophy that is infused into the culture and its operations. The BPS Suite allows the organization to focus on defining a balanced set of measurable business objectives that are aligned with vision and values: Powerful tools to identify and document key organizational structures, cross functional teams, key human capital and technology assets, as well as business processes, products and physical assets. The ability to cascade high-level business objectives, policies and requirements to assurance roles such as internal audit. Analytical reporting and assessment tools that support tone at the top rollups of the overall risk environment. The ability to set various indicators within the platform and help establish targets to ensure business objectives are met within defined tolerances. ORGANIZE AND OVERSEE For an organization to have a successful integrated GRC program it must communicate clear mission and objectives, define organizational roles and determine the implementation scope of the GRC system. BPS recognizes the importance of this practice and features a number of product capabilities that help promote GRC program transparency and accountability: A leading organizational modeling facility allows users to develop templates for communicating organization s objectives, vision and values. A single application with configurable modules fits the organization s implementation scope phased vs. enterprise wide while providing embedded project management and reporting and logging facilities. Key roles benefit from features such as: risk analysis and aggregation, compliance risk assessment, controls and internal application management and all related assurance activities such as Internal Audit. BPS Inc. 2009, Page 4 of 8

5 ASSESS AND ALIGN Assessing risks and aligning the GRC program with business processes is a central component of any GRC initiative. Defining a GRC process model and ensuring that it integrates with the existing business planning activities can accomplish this. The GRC system should offer a portfolio of initiatives, tactics and activities that relate to organization s moving parts and operational model. BPS Supports assessment and alignment through a number of features: Activities can be balanced and prioritized against corporate goals and regulatory requirements. Definition and categorization of risks and their impacts, as well as interrelationships across multiple aspects of the organization. Cross reference assessment programs to any part of the risk management or GRC framework. Define, schedule and link key risk data collection and assessment activities. Each set of activities can be rolled up into projects or initiatives that are tracked and visualized as a portfolio. Remediation and change management tools that are integrated to ensure that findings are actionable and that change is driven in an organized and prioritized fashion PREVENT AND PROMOTE By developing an integrated implementation and management plan GRC activities can be optimized to promote and motivate desirable conduct. These can also prevent undesirable events and activities using a mix of controls and incentives. Prevention and promotion in the BPS Suite: Create multiple planning templates that promote best practices and awareness, as well as aligning risks and controls with business policies and resources. The system provides a clear mapping of controls and risk coverage and how they relate to operational processes. Review, revisit and expire old policies and promote ones that address current risks and objectives. Link information to existing and proposed standards and guidance that affect the company s GRC requirements and track the activities related to these requirements. BPS Inc. 2009, Page 5 of 8

6 DETECT AND DISCERN Being proactive in detecting potential risks, losses and undesirable conduct is key for any organization. By providing streamlined methods of gathering data and analysis techniques, organizations can detect and diffuse potential concerns. BPS Suite support: Consolidate and visualize various many types of enterprise data. Analyze control and assessment findings, loss incidents and more through a rich library of reports and dashboards. Enterprise workflow technology ensures optimal information delivery and real-time notification capabilities helping maintain and prioritize focus. Integrated survey capability and self assessment tools. Create and manage information about detective controls across the company. RESPOND AND RESOLVE Process failures and loss events can occur in any organization. Having a nimble process, data, and the tools to analyze and understand root causes is crucial in order to resolve and prevent similar issues in the future. Users need to have confidence in the GRC system and process so that they can easily report and respond to issues effectively while ensuring the privacy and confidentiality of the data during the investigation and analysis phases. Strong process and project management functionality within BPS Suite support this practice: Capture and categorizes compliance exceptions, audit findings, control failures, risk indicators, incidents and loss events based on the client s specific set of corporate taxonomies. Streamline and manages the creation of action plans with full issue tracking capabilities while ensuring appropriate confidentiality of information through the use of a sophisticated roles and user privileges manager. Audit trails and detailed reporting provides the analytical insight to aid the organization in refining processes and corrective controls in order to resolve and mitigate future concerns. BPS is built to aid both internal investigations and those conducted by regulators and external auditors. Templates to support crisis response and disaster recovery scenarios. BPS Inc. 2009, Page 6 of 8

7 MONITOR AND MEASURE Organizations need to periodically evaluate and modify the GRC system to ensure it contributes to evolving business objectives while remaining effective, efficient and responsive to the changing environment. The architecture of the BPS product promotes rapid responses to changes in the context in which it operates, ensuring that risk exposure is minimized and key controls provide proper coverage: Assessment capability is used to survey business stakeholders providing feedback on the effectiveness of the GRC program as it relates to them. Standardized reports that help identify areas that have too heavy or too light a control paradigm. Facilities that enable test of design workflows. Support for advanced Extract, Transfer and Load (ETL) technology capable of importing and synchronizing external data (such as regulatory changes and new policy and guidelines) into the GRC framework. The most comprehensive internal assurance (internal audit management) and reporting tools available to enable feedback to the board and management on the effectiveness of the GRC program. Support for the principals and procedures available in the OCEG Burgundy Book. INFORM AND INTEGRATE At the center of the Capability Model is the ability to capture, document and manage information accurately across the organization as well as external stakeholders. The flow of information needs to efficiently cross functional areas and provide value to its targeted audience. The BPS Suite supports: A consolidated repository linking templates, risks, controls, assessments, and key artifacts across the organization. Flexible and secure workflow, notifications and data views promotes transparent flow of the data while ensuring that the appropriate stakeholders have access to the information they need. Organization modeling facilities that ensure the right person gets the right information at the right time. Comprehensive, time-proven reports that are the result of man-years of GRC implementation experience. BPS Inc. 2009, Page 7 of 8

8 CONCLUSION The increasing demand on organizations to meet their objectives while managing risks and staying within their regulatory boundaries is tremendous. GRC activities are fundamentally interconnected and integration is more than a process, it s a business philosophy. To stay ahead of the curve, GRC needs to be part of the organization s culture and processes. Encouraging transparency and collaboration among stakeholders within the organization and promoting a unified framework and common language throughout the organization can achieve this. Drawing from OCEG s Capability Model and using the BPS integrated GRC software, clients are achieving many of the mission critical elements of a successful GRC program. ABOUT BPS BPS is a leading provider of enterprise GRC and internal audit software solutions to the world s top organizations. BPS provides enterprise governance, risk & compliance software to many of the world s bestmanaged companies. BPS is the vendor of choice for internal audit, compliance and operational risk management systems. Each product in the award-winning BPS Suite has proven itself best-in-class in terms of completeness, functional depth, ease of use and technology quality. For more information about BPS and its products, visit or contact us at BPS Inc. 2009, Page 8 of 8

Enterprise GRC Implementation

Enterprise GRC Implementation Enterprise GRC Implementation Our journey so far implementation observations and learning points Derek Walker Corporate Risk Manager National Grid 1 Introduction to National Grid One of the world s largest

More information

Managing Privacy Risk & Compliance in Financial Services. Brett Hamilton Advisory Solutions Consultant ServiceNow

Managing Privacy Risk & Compliance in Financial Services. Brett Hamilton Advisory Solutions Consultant ServiceNow Managing Privacy Risk & Compliance in Financial Services Brett Hamilton Advisory Solutions Consultant ServiceNow 1 Speaker Introduction INSERT PHOTO Name: Brett Hamilton Title: Advisory Solutions Consultant

More information

Next Generation Policy & Compliance

Next Generation Policy & Compliance Next Generation Policy & Compliance Mason Karrer, CISSP, CISA GRC Strategist - Policy and Compliance, RSA Core Competencies C33 2013 Fall Conference Sail to Success CRISC CGEIT CISM CISA Introductions...

More information

"Charting the Course... Certified Information Systems Auditor (CISA) Course Summary

Charting the Course... Certified Information Systems Auditor (CISA) Course Summary Course Summary Description In this course, you will perform evaluations of organizational policies, procedures, and processes to ensure that an organization's information systems align with overall business

More information

ISSMP is in compliance with the stringent requirements of ANSI/ISO/IEC Standard

ISSMP is in compliance with the stringent requirements of ANSI/ISO/IEC Standard Certification Exam Outline Effective Date: April 2013 About CISSP-ISSMP The Information Systems Security Management Professional (ISSMP) is a CISSP who specializes in establishing, presenting, and governing

More information

Implementing ITIL v3 Service Lifecycle

Implementing ITIL v3 Service Lifecycle Implementing ITIL v3 Lifecycle WHITE PAPER introduction GSS INFOTECH IT services have become an integral means for conducting business for all sizes of businesses, private and public organizations, educational

More information

Quality Assurance and IT Risk Management

Quality Assurance and IT Risk Management Quality Assurance and IT Risk Deutsche Bank s QA and Testing Transformation Journey Michael Venditti Head of Enterprise Testing Services, Deutsche Bank IT RISK - REGULATORY GOVERNANCE Major shifts in the

More information

TEL2813/IS2820 Security Management

TEL2813/IS2820 Security Management TEL2813/IS2820 Security Management Security Management Models And Practices Lecture 6 Jan 27, 2005 Introduction To create or maintain a secure environment 1. Design working security plan 2. Implement management

More information

Overview. Business value

Overview. Business value PRODUCT SHEET CA Top Secret for z/vse CA Top Secret for z/vse CA Top Secret for z/vse provides innovative and comprehensive security for business transaction environments which enable your business to

More information

Data Governance Central to Data Management Success

Data Governance Central to Data Management Success Data Governance Central to Data Success International Anne Marie Smith, Ph.D. DAMA International DMBOK Editorial Review Board Primary Contributor EWSolutions, Inc Principal Consultant and Director of Education

More information

Demystifying Governance, Risk, and Compliance (GRC) with 4 Simple Use Cases. Gen Fields Senior Solution Consultant, Federal Government ServiceNow

Demystifying Governance, Risk, and Compliance (GRC) with 4 Simple Use Cases. Gen Fields Senior Solution Consultant, Federal Government ServiceNow Demystifying Governance, Risk, and Compliance (GRC) with 4 Simple Use Cases Gen Fields Senior Solution Consultant, Federal Government ServiceNow 1 Agenda The Current State of Governance, Risk, and Compliance

More information

Function Category Subcategory Implemented? Responsible Metric Value Assesed Audit Comments

Function Category Subcategory Implemented? Responsible Metric Value Assesed Audit Comments Function Category Subcategory Implemented? Responsible Metric Value Assesed Audit Comments 1 ID.AM-1: Physical devices and systems within the organization are inventoried Asset Management (ID.AM): The

More information

SIEM Solutions from McAfee

SIEM Solutions from McAfee SIEM Solutions from McAfee Monitor. Prioritize. Investigate. Respond. Today s security information and event management (SIEM) solutions need to be able to identify and defend against attacks within an

More information

TSC Business Continuity & Disaster Recovery Session

TSC Business Continuity & Disaster Recovery Session TSC Business Continuity & Disaster Recovery Session Mohamed Ashmawy Infrastructure Consulting Pursuit Hewlett-Packard Enterprise Saudi Arabia Mohamed.ashmawy@hpe.com Session Objectives and Outcomes Objectives

More information

New York Cybersecurity. New York Cybersecurity. Requirements for Financial Services Companies (23NYCRR 500) Solution Brief

New York Cybersecurity. New York Cybersecurity. Requirements for Financial Services Companies (23NYCRR 500) Solution Brief Publication Date: March 10, 2017 Requirements for Financial Services Companies (23NYCRR 500) Solution Brief EventTracker 8815 Centre Park Drive, Columbia MD 21045 About EventTracker EventTracker s advanced

More information

McAfee Total Protection for Data Loss Prevention

McAfee Total Protection for Data Loss Prevention McAfee Total Protection for Data Loss Prevention Protect data leaks. Stay ahead of threats. Manage with ease. Key Advantages As regulations and corporate standards place increasing demands on IT to ensure

More information

Security Management Models And Practices Feb 5, 2008

Security Management Models And Practices Feb 5, 2008 TEL2813/IS2820 Security Management Security Management Models And Practices Feb 5, 2008 Objectives Overview basic standards and best practices Overview of ISO 17799 Overview of NIST SP documents related

More information

Certified Information Systems Auditor (CISA)

Certified Information Systems Auditor (CISA) Certified Information Systems Auditor (CISA) 1. Domain 1 The Process of Auditing Information Systems Provide audit services in accordance with IT audit standards to assist the organization in protecting

More information

A company built on security

A company built on security Security How we handle security at Flywheel Flywheel was founded in 2012 on a mission to create an exceptional platform to help creatives do their best work. As the leading WordPress hosting provider for

More information

IT Attestation in the Cloud Era

IT Attestation in the Cloud Era IT Attestation in the Cloud Era The need for increased assurance over outsourced operations/ controls April 2013 Symeon Kalamatianos M.Sc., CISA, CISM Senior Manager, IT Risk Consulting Contents Introduction

More information

Security In A Box. Modular Security Services Offering - BFSI. A new concept to Security Services Delivery.

Security In A Box. Modular Security Services Offering - BFSI. A new concept to Security Services Delivery. Modular Security Services Offering - BFSI Security In A Box A new concept to Security Services Delivery. 2017 Skillmine Technology Consulting Pvt. Ltd. The information in this document is the property

More information

itsmf ITIL V3: Accelerate Success with Tools Maria A Medvedeva, PMP, ITIL Regional Director CA, Inc. itsmf Middle East Board of Directors

itsmf ITIL V3: Accelerate Success with Tools Maria A Medvedeva, PMP, ITIL Regional Director CA, Inc. itsmf Middle East Board of Directors itsmf ITIL V3: Accelerate Success with Tools Maria A Medvedeva, PMP, ITIL Regional Director CA, Inc. itsmf Middle East Board of Directors Dubai, June 11, 2007 Challenging Questions > Should we slow down

More information

ISO STANDARD IMPLEMENTATION AND TECHNOLOGY CONSOLIDATION

ISO STANDARD IMPLEMENTATION AND TECHNOLOGY CONSOLIDATION ISO STANDARD IMPLEMENTATION AND TECHNOLOGY CONSOLIDATION Cathy Bates Senior Consultant, Vantage Technology Consulting Group January 30, 2018 Campus Orientation Initiative and Project Orientation Project

More information

New York Department of Financial Services Cybersecurity Regulation Compliance and Certification Deadlines

New York Department of Financial Services Cybersecurity Regulation Compliance and Certification Deadlines New York Department of Financial Services Cybersecurity Regulation Compliance and Certification Deadlines New York Department of Financial Services ( DFS ) Regulation 23 NYCRR 500 requires that entities

More information

Microsoft SharePoint Server 2013 Plan, Configure & Manage

Microsoft SharePoint Server 2013 Plan, Configure & Manage Microsoft SharePoint Server 2013 Plan, Configure & Manage Course 20331-20332B 5 Days Instructor-led, Hands on Course Information This five day instructor-led course omits the overlap and redundancy that

More information

GRC SURVEY RESULT Please indicate your profession

GRC SURVEY RESULT Please indicate your profession COPENHAGEN?=! CO?=! MPLIANCE T o p i c a l a n d T i m e l y Riskability GRC Controllers Governance, Risk & Compliance COPENHAGEN?=! CHARTER Bribery, Fraud & Corruption GRC SURVEY RESULT. Please indicate

More information

Advanced Security Tester Course Outline

Advanced Security Tester Course Outline Advanced Security Tester Course Outline General Description This course provides test engineers with advanced skills in security test analysis, design, and execution. In a hands-on, interactive fashion,

More information

ISO / IEC 27001:2005. A brief introduction. Dimitris Petropoulos Managing Director ENCODE Middle East September 2006

ISO / IEC 27001:2005. A brief introduction. Dimitris Petropoulos Managing Director ENCODE Middle East September 2006 ISO / IEC 27001:2005 A brief introduction Dimitris Petropoulos Managing Director ENCODE Middle East September 2006 Information Information is an asset which, like other important business assets, has value

More information

The Value of Force.com as a GRC Platform

The Value of Force.com as a GRC Platform The Value of Force.com as a GRC Platform Andy Evans - Xactium Limited March 2009 Executive Summary The importance of governance, risk and compliance (GRC) activities to organizations has become increasingly

More information

SECURITY & PRIVACY DOCUMENTATION

SECURITY & PRIVACY DOCUMENTATION Okta s Commitment to Security & Privacy SECURITY & PRIVACY DOCUMENTATION (last updated September 15, 2017) Okta is committed to achieving and preserving the trust of our customers, by providing a comprehensive

More information

COBIT 5 With COSO 2013

COBIT 5 With COSO 2013 Integrating COBIT 5 With COSO 2013 Stephen Head Senior Manager, IT Risk Advisory Services 1 Our Time This Evening Importance of Governance COBIT 5 Overview COSO Overview Mapping These Frameworks Stakeholder

More information

Oracle Buys Automated Applications Controls Leader LogicalApps

Oracle Buys Automated Applications Controls Leader LogicalApps Oracle Buys Automated Applications Controls Leader LogicalApps To strengthen Oracle s Governance, Risk and Compliance Suite with Real-time Policy Enforcement October 26, 2007 Disclaimer The following is

More information

COSO Enterprise Risk Management

COSO Enterprise Risk Management COSO Enterprise Risk Management COSO Enterprise Risk Management Establishing Effective Governance, Risk, and Compliance Processes Second Edition ROBERT R. MOELLER John Wiley & Sons, Inc. Copyright # 2007,

More information

STRATEGY STATEMENT OF QUALIFICATIONS

STRATEGY STATEMENT OF QUALIFICATIONS STRATEGY STATEMENT OF QUALIFICATIONS STOK IS YOUR VALUES- ALIGNED PARTNER IN THE DISCOVERY, CO-CREATION, AND DELIVERY OF HIGH- PERFORMANCE SPACES Salesforce Tower San Francisco, CA SERVICES LEED Platinum

More information

in collaboration with

in collaboration with in collaboration with Table of Contents 01 Turn Silos of Data into Operational Intelligence page 04 02 Gain a Competitive Advantage with Cisco and Splunk page 06 03 Improve Insight with IT Operations Analytics

More information

NCSF Foundation Certification

NCSF Foundation Certification NCSF Foundation Certification Overview This ACQUIROS accredited training program is targeted at IT and Cybersecurity professionals looking to become certified on how to operationalize the NIST Cybersecurity

More information

Guidance Solvency II data quality management by insurers

Guidance Solvency II data quality management by insurers Guidance Solvency II data quality management by insurers De Nederlandsche Bank N.V. Guidance Solvency II data quality management by insurers Guidance document of De Nederlandsche Bank N.V., dated 1 September

More information

General Framework for Secure IoT Systems

General Framework for Secure IoT Systems General Framework for Secure IoT Systems National center of Incident readiness and Strategy for Cybersecurity (NISC) Government of Japan August 26, 2016 1. General Framework Objective Internet of Things

More information

WHITE PAPER OCTOBER 2017 VMWARE ENTERPRISE RESILIENCY. Integrating Resiliency into Our Culture and DNA

WHITE PAPER OCTOBER 2017 VMWARE ENTERPRISE RESILIENCY. Integrating Resiliency into Our Culture and DNA WHITE PAPER OCTOBER 2017 VMWARE ENTERPRISE RESILIENCY Integrating Resiliency into Our Culture and DNA Table of Contents Executive Summary.... 3 Background.... 4 Charter.................................................................4

More information

Certified Information Security Manager (CISM) Course Overview

Certified Information Security Manager (CISM) Course Overview Certified Information Security Manager (CISM) Course Overview This course teaches students about information security governance, information risk management, information security program development,

More information

Gain Control Over Your Cloud Use with Cisco Cloud Consumption Professional Services

Gain Control Over Your Cloud Use with Cisco Cloud Consumption Professional Services Solution Overview Gain Control Over Your Cloud Use with Cisco Cloud Consumption Professional Services OPTIMIZE YOUR CLOUD SERVICES TO DRIVE BETTER BUSINESS OUTCOMES Reduce Cloud Business Risks and Costs

More information

ISO/IEC Solution Brief ISO/IEC EventTracker 8815 Centre Park Drive, Columbia MD 21045

ISO/IEC Solution Brief ISO/IEC EventTracker 8815 Centre Park Drive, Columbia MD 21045 Solution Brief 8815 Centre Park Drive, Columbia MD 21045 About delivers business critical software and services that transform high-volume cryptic log data into actionable, prioritized intelligence that

More information

Data Protection. Practical Strategies for Getting it Right. Jamie Ross Data Security Day June 8, 2016

Data Protection. Practical Strategies for Getting it Right. Jamie Ross Data Security Day June 8, 2016 Data Protection Practical Strategies for Getting it Right Jamie Ross Data Security Day June 8, 2016 Agenda 1) Data protection key drivers and the need for an integrated approach 2) Common challenges data

More information

Auditing and Monitoring for HIPAA Compliance. HCCA COMPLIANCE INSTITUTE 2003 April, Presented by: Suzie Draper Sheryl Vacca, CHC

Auditing and Monitoring for HIPAA Compliance. HCCA COMPLIANCE INSTITUTE 2003 April, Presented by: Suzie Draper Sheryl Vacca, CHC Auditing and Monitoring for HIPAA Compliance HCCA COMPLIANCE INSTITUTE 2003 April, 2003 Presented by: Suzie Draper Sheryl Vacca, CHC 1 The Elements of Corporate Compliance Program There are seven key elements

More information

Data Governance Quick Start

Data Governance Quick Start Service Offering Data Governance Quick Start Congratulations! You ve been named the Data Governance Leader Now What? Benefits Accelerate the initiation of your Data Governance program with an industry

More information

Remote Access to a Healthcare Facility and the IT professional s obligations under HIPAA and the HITECH Act

Remote Access to a Healthcare Facility and the IT professional s obligations under HIPAA and the HITECH Act Remote Access to a Healthcare Facility and the IT professional s obligations under HIPAA and the HITECH Act Are your authentication, access, and audit paradigms up to date? Table of Contents Synopsis...1

More information

Security and Privacy Governance Program Guidelines

Security and Privacy Governance Program Guidelines Security and Privacy Governance Program Guidelines Effective Security and Privacy Programs start with attention to Governance. Governance refers to the roles and responsibilities that are established by

More information

Independent Assurance Statement

Independent Assurance Statement Independent Assurance Statement Scope and Objectives DNV GL Business Assurance USA, Inc. (DNV GL) was commissioned by Lockheed Martin Corporation (Lockheed Martin) to conduct independent assurance of its

More information

The Value of Data Modeling for the Data-Driven Enterprise

The Value of Data Modeling for the Data-Driven Enterprise Solution Brief: erwin Data Modeler (DM) The Value of Data Modeling for the Data-Driven Enterprise Designing, documenting, standardizing and aligning any data from anywhere produces an enterprise data model

More information

Organizing for the Cloud

Organizing for the Cloud Organizing for the Cloud Your business is ready to reap the rewards of the softwaredefined cloud era. Is your IT organization ready to deliver? By Kevin Lees, Principal Architect, VMware Global Operations

More information

Bringing cyber to the Board of Directors & C-level and keeping it there. Dirk Lybaert, Proximus September 9 th 2016

Bringing cyber to the Board of Directors & C-level and keeping it there. Dirk Lybaert, Proximus September 9 th 2016 Bringing cyber to the Board of Directors & C-level and keeping it there Dirk Lybaert, Proximus September 9 th 2016 Dirk Lybaert Chief Group Corporate Affairs We constantly keep people connected to the

More information

University of Texas Arlington Data Governance Program Charter

University of Texas Arlington Data Governance Program Charter University of Texas Arlington Data Governance Program Charter Document Version: 1.0 Version/Published Date: 11/2016 Table of Contents 1 INTRODUCTION... 3 1.1 PURPOSE OF THIS DOCUMENT... 3 1.2 SCOPE...

More information

OUTSMART ADVANCED CYBER ATTACKS WITH AN INTELLIGENCE-DRIVEN SECURITY OPERATIONS CENTER

OUTSMART ADVANCED CYBER ATTACKS WITH AN INTELLIGENCE-DRIVEN SECURITY OPERATIONS CENTER OUTSMART ADVANCED CYBER ATTACKS WITH AN INTELLIGENCE-DRIVEN SECURITY OPERATIONS CENTER HOW TO ADDRESS GARTNER S FIVE CHARACTERISTICS OF AN INTELLIGENCE-DRIVEN SECURITY OPERATIONS CENTER 1 POWERING ACTIONABLE

More information

A Framework for Managing Crime and Fraud

A Framework for Managing Crime and Fraud A Framework for Managing Crime and Fraud ASIS International Asia Pacific Security Forum & Exhibition Macau, December 4, 2013 Torsten Wolf, CPP Head of Group Security Operations Agenda Introduction Economic

More information

Integrating ITIL and COBIT 5 to optimize IT Process and service delivery. Johan Muliadi Kerta

Integrating ITIL and COBIT 5 to optimize IT Process and service delivery. Johan Muliadi Kerta Integrating ITIL and COBIT 5 to optimize IT Process and service delivery Johan Muliadi Kerta Measurement is the first step that leads to control and eventually to improvement. If you can t measure something,

More information

The Honest Advantage

The Honest Advantage The Honest Advantage READY TO CHALLENGE THE STATUS QUO GSA Security Policy and PCI Guidelines The GreenStar Alliance 2017 2017 GreenStar Alliance All Rights Reserved Table of Contents Table of Contents

More information

Business continuity management and cyber resiliency

Business continuity management and cyber resiliency Baker Tilly refers to Baker Tilly Virchow Krause, LLP, an independently owned and managed member of Baker Tilly International. Business continuity management and cyber resiliency Introductions Eric Wunderlich,

More information

How To Build or Buy An Integrated Security Stack

How To Build or Buy An Integrated Security Stack SESSION ID: PDIL-W03 How To Build or Buy An Integrated Security Stack Jay Leek CISO Blackstone Haddon Bennett CISO Change Healthcare Defining the problem 1. Technology decisions not reducing threat 2.

More information

Certified Tester. Expert Level. Modules Overview

Certified Tester. Expert Level. Modules Overview Certified Tester Expert Level Modules Overview Version 1.2, 23 rd August 2013 Copyright Notice This document may be copied in its entirety, or extracts made, if the source is acknowledged. Version 1.2

More information

Cybersecurity for Health Care Providers

Cybersecurity for Health Care Providers Cybersecurity for Health Care Providers Montgomery County Medical Society Provider Meeting February 28, 2017 T h e MARYLAND HEALTH CARE COMMISSION Overview Cybersecurity defined Cyber-Threats Today Impact

More information

Defining Computer Security Incident Response Teams

Defining Computer Security Incident Response Teams Defining Computer Security Incident Response Teams Robin Ruefle January 2007 ABSTRACT: A computer security incident response team (CSIRT) is a concrete organizational entity (i.e., one or more staff) that

More information

CISM QAE ITEM DEVELOPMENT GUIDE

CISM QAE ITEM DEVELOPMENT GUIDE CISM QAE ITEM DEVELOPMENT GUIDE ISACA 2015. All Rights Reserved. 2 TABLE OF CONTENTS PURPOSE OF THE CISM QAE ITEM DEVELOPMENT GUIDE... 3 PURPOSE OF THE CISM QAE... 3 CISM EXAM STRUCTURE... 3 WRITING QUALITY

More information

Sparta Systems TrackWise Digital Solution

Sparta Systems TrackWise Digital Solution Systems TrackWise Digital Solution 21 CFR Part 11 and Annex 11 Assessment February 2018 Systems TrackWise Digital Solution Introduction The purpose of this document is to outline the roles and responsibilities

More information

EXAM PREPARATION GUIDE

EXAM PREPARATION GUIDE EXAM PREPARATION GUIDE PECB Certified Data Protection Officer The objective of the PECB Certified Data Protection Officer examination is to ensure that the candidate has acquired the knowledge and skills

More information

CA ERwin Data Profiler

CA ERwin Data Profiler PRODUCT BRIEF: CA ERWIN DATA PROFILER CA ERwin Data Profiler CA ERWIN DATA PROFILER HELPS ORGANIZATIONS LOWER THE COSTS AND RISK ASSOCIATED WITH DATA INTEGRATION BY PROVIDING REUSABLE, AUTOMATED, CROSS-DATA-SOURCE

More information

M a d. Take control of your digital security. Advisory & Audit Security Testing Certification Services Training & Awareness

M a d. Take control of your digital security. Advisory & Audit Security Testing Certification Services Training & Awareness M a d Take control of your digital security Advisory & Audit Security Testing Certification Services Training & Awareness Safeguarding digital security is a profession The digitalisation of our society

More information

WELCOME TO ITIL FOUNDATIONS PREP CLASS AUBREY KAIGLER

WELCOME TO ITIL FOUNDATIONS PREP CLASS AUBREY KAIGLER WELCOME TO ITIL FOUNDATIONS PREP CLASS AUBREY KAIGLER 2 Demand Management Demand management: The process used to make investmentrelated decisions across the enterprise. Pattern Pattern of of Business Activity

More information

WORKSHARE SECURITY OVERVIEW

WORKSHARE SECURITY OVERVIEW WORKSHARE SECURITY OVERVIEW April 2016 COMPANY INFORMATION Workshare Security Overview Workshare Ltd. (UK) 20 Fashion Street London E1 6PX UK Workshare Website: www.workshare.com Workshare Inc. (USA) 625

More information

The Common Controls Framework BY ADOBE

The Common Controls Framework BY ADOBE The Controls Framework BY ADOBE The following table contains the baseline security subset of control activities (derived from the Controls Framework by Adobe) that apply to Adobe s enterprise offerings.

More information

Framework for Improving Critical Infrastructure Cybersecurity. and Risk Approach

Framework for Improving Critical Infrastructure Cybersecurity. and Risk Approach Framework for Improving Critical Infrastructure Cybersecurity Implementation of Executive Order 13636 and Risk Approach June 9, 2016 cyberframework@nist.gov Executive Order: Improving Critical Infrastructure

More information

Navigating the Clouds Fortifying ITIL for Cloud Governance

Navigating the Clouds Fortifying ITIL for Cloud Governance Navigating the Clouds Fortifying ITIL for Cloud Governance DECEMBER 2011 Cloud adoption promises to be an interesting journey for an enterprise with its luring benefits of on-demand models enabling faster

More information

Does a SAS 70 Audit Leave you at Risk of a Security Exposure or Failure to Comply with FISMA?

Does a SAS 70 Audit Leave you at Risk of a Security Exposure or Failure to Comply with FISMA? Does a SAS 70 Audit Leave you at Risk of a Security Exposure or Failure to Comply with FISMA? A brief overview of security requirements for Federal government agencies applicable to contracted IT services,

More information

SOC for cybersecurity

SOC for cybersecurity April 2018 SOC for cybersecurity a backgrounder Acknowledgments Special thanks to Francette Bueno, Senior Manager, Advisory Services, Ernst & Young LLP and Chris K. Halterman, Executive Director, Advisory

More information

SAP: Speeding GRC Control Testing by 90% with SAP Solutions for GRC

SAP: Speeding GRC Control Testing by 90% with SAP Solutions for GRC 2015 SAP SE or an SAP affiliate company. All rights reserved. SAP: Speeding GRC Control Testing by 90% with SAP Solutions for GRC By implementing its solutions for governance, risk, and compliance (GRC),

More information

Business Context: Key for Successful Risk Management

Business Context: Key for Successful Risk Management Business Context: Key for Successful Risk Management Philip Aldrich, CISSP, CISM, CISA, CRISC, CIPP Program Director, Risk Management EMC Event Alert Finding Incident Law Vulnerability Regulation Audit

More information

THE KEY BENEFITS OF ITIL

THE KEY BENEFITS OF ITIL THE OF ITIL For the organization and the professional www.purplegriffon.com The world s most widely used IT Service Management framework THE ITEMS BELOW ARE ALIGNED TO ALL 6 ITIL, WITH THE MOST DIRECT

More information

EY s data privacy service offering

EY s data privacy service offering EY s data privacy service offering How to transform your data privacy capabilities for an EU General Data Protection Regulation (GDPR) world Introduction Data privacy encompasses the rights and obligations

More information

EXAM PREPARATION GUIDE

EXAM PREPARATION GUIDE When Recognition Matters EXAM PREPARATION GUIDE PECB Certified ISO 14001 Lead Implementer www.pecb.com The objective of the PECB Certified ISO 14001 Lead Implementer examination is to ensure that the candidate

More information

The ITIL Foundation Examination

The ITIL Foundation Examination The ITIL Foundation Examination Sample Paper A, version 5.1 Multiple Choice Instructions 1. All 40 questions should be attempted. 2. All answers are to be marked on the answer grid provided. 3. You have

More information

Best Practices & Lesson Learned from 100+ ITGRC Implementations

Best Practices & Lesson Learned from 100+ ITGRC Implementations Best Practices & Lesson Learned from 100+ ITGRC Implementations Presenter: Vivek Shivananda CEO of Rsam Dec 3, 2010 ISACA -NY Chapter Copyright 2002 2010 Relational Security Corp. (dba Rsam) Agenda Overview

More information

2 The IBM Data Governance Unified Process

2 The IBM Data Governance Unified Process 2 The IBM Data Governance Unified Process The benefits of a commitment to a comprehensive enterprise Data Governance initiative are many and varied, and so are the challenges to achieving strong Data Governance.

More information

Tools & Techniques I: New Internal Auditor

Tools & Techniques I: New Internal Auditor About This Course Tools & Techniques I: New Internal Auditor Course Description Learn the basics of auditing at the new internal auditor level. This course provides an overview of the life cycle of an

More information

Best Practices for Incident Communications: Simplifying the Mass Notification Process for Government

Best Practices for Incident Communications: Simplifying the Mass Notification Process for Government Best Practices for Incident Communications: Simplifying the Mass Notification Process for Government Introduction State and local governments and their supporting agencies encounter emergency situations

More information

Isaca EXAM - CISM. Certified Information Security Manager. Buy Full Product.

Isaca EXAM - CISM. Certified Information Security Manager. Buy Full Product. Isaca EXAM - CISM Certified Information Security Manager Buy Full Product http://www.examskey.com/cism.html Examskey Isaca CISM exam demo product is here for you to test the quality of the product. This

More information

ICBA Summary of FFIEC Cybersecurity Assessment Tool (May 2017 Update)

ICBA Summary of FFIEC Cybersecurity Assessment Tool (May 2017 Update) ICBA Summary of FFIEC Cybersecurity Assessment Tool (May 2017 Update) June 2017 INSERT YEAR HERE Contact Information: Jeremy Dalpiaz AVP, Cyber and Data Security Policy Jeremy.Dalpiaz@icba.org ICBA Summary

More information

IJESRT. (I2OR), Publication Impact Factor: (ISRA), Impact Factor: 2.114

IJESRT. (I2OR), Publication Impact Factor: (ISRA), Impact Factor: 2.114 IJESRT INTERNATIONAL JOURNAL OF ENGINEERING SCIENCES & RESEARCH TECHNOLOGY EVALUATING ISO STANDARDS APPLICATION OF SECURITY REQUIREMENTS OF E- BANKING IN SUDAN Inshirah M. O. Elmaghrabi*, Hoida A. Abdelgadir,

More information

Qualification Specification

Qualification Specification BCS Level 2 Certificate in IT User Skills (ECDL Core) Version 2.0 March 2018 This is a United Kingdom government regulated qualification which is administered and approved by one or more of the following:

More information

Information Security Continuous Monitoring (ISCM) Program Evaluation

Information Security Continuous Monitoring (ISCM) Program Evaluation Information Security Continuous Monitoring (ISCM) Program Evaluation Cybersecurity Assurance Branch Federal Network Resilience Division Chad J. Baer FNR Program Manager Chief Operational Assurance Agenda

More information

IMPROVING NETWORK SECURITY

IMPROVING NETWORK SECURITY IMPROVING NETWORK SECURITY How AN Information Assurance Professional Assessment HELPED THE The City of Stow, Ohio is a community of just under 35,000 people, located 35 miles south of Cleveland and part

More information

Vulnerability Assessments and Penetration Testing

Vulnerability Assessments and Penetration Testing CYBERSECURITY Vulnerability Assessments and Penetration Testing A guide to understanding vulnerability assessments and penetration tests. OVERVIEW When organizations begin developing a strategy to analyze

More information

Heads of Internal Audit Webinar. Integrated Assurance. 24 July In partnership with

Heads of Internal Audit Webinar. Integrated Assurance. 24 July In partnership with Heads of Internal Audit Webinar Integrated Assurance 24 July 2013 In partnership with WELCOME TO THE WEBINAR The audio for this webcast will be broadcast via your PC speakers you do not need to dial in.

More information

SOC 2 examinations and SOC for Cybersecurity examinations: Understanding the key distinctions

SOC 2 examinations and SOC for Cybersecurity examinations: Understanding the key distinctions SOC 2 examinations and SOC for Cybersecurity examinations: Understanding the key distinctions DISCLAIMER: The contents of this publication do not necessarily reflect the position or opinion of the American

More information

CISM Certified Information Security Manager

CISM Certified Information Security Manager CISM Certified Information Security Manager Firebrand Custom Designed Courseware Logistics Start Time Breaks End Time Fire escapes Instructor Introductions Introduction to Information Security Management

More information

COMPLIANCE BRIEF: NATIONAL INSTITUTE OF STANDARDS AND TECHNOLOGY S FRAMEWORK FOR IMPROVING CRITICAL INFRASTRUCTURE CYBERSECURITY

COMPLIANCE BRIEF: NATIONAL INSTITUTE OF STANDARDS AND TECHNOLOGY S FRAMEWORK FOR IMPROVING CRITICAL INFRASTRUCTURE CYBERSECURITY COMPLIANCE BRIEF: NATIONAL INSTITUTE OF STANDARDS AND TECHNOLOGY S FRAMEWORK FOR IMPROVING CRITICAL INFRASTRUCTURE CYBERSECURITY OVERVIEW On February 2013, President Barack Obama issued an Executive Order

More information

Presented by Ingrid Fredeen and Pamela Passman. Copyright 2017NAVEXGlobal,Inc. AllRightsReserved. Page 0

Presented by Ingrid Fredeen and Pamela Passman. Copyright 2017NAVEXGlobal,Inc. AllRightsReserved. Page 0 Cyber Security and Inside Threats: Turning Policies into Practices Presented by Ingrid Fredeen and Pamela Passman Copyright 2017NAVEXGlobal,Inc. AllRightsReserved. Page 0 Presented By Ingrid Fredeen, J.D.

More information

Level 4 Diploma in Computing

Level 4 Diploma in Computing Level 4 Diploma in Computing 1 www.lsib.co.uk Objective of the qualification: It should available to everyone who is capable of reaching the required standards It should be free from any barriers that

More information

Manage your response. Inform your people. Make it happen. IBM Crisis Management Services Incident Communication Services

Manage your response. Inform your people. Make it happen. IBM Crisis Management Services Incident Communication Services Manage your response. Inform your people. Make it happen. IBM Crisis Management Services Incident Communication Services During a critical situation, normal lines of communication may fail when you need

More information

Top Five Secrets to Successfully Jumpstarting Your Cyber-Risk Program

Top Five Secrets to Successfully Jumpstarting Your Cyber-Risk Program SESSION ID: GRC-W03 Top Five Secrets to Successfully Jumpstarting Your Cyber-Risk Program Chris Houlder CISO Autodesk, Inc. @chrishoulder chris.houlder@autodesk.com Husam Brohi Director, Cybersecurity

More information

AUDIT UNITED NATIONS VOLUNTEERS PROGRAMME INFORMATION AND COMMUNICATION TECHNOLOGY. Report No Issue Date: 8 January 2014

AUDIT UNITED NATIONS VOLUNTEERS PROGRAMME INFORMATION AND COMMUNICATION TECHNOLOGY. Report No Issue Date: 8 January 2014 UNITED NATIONS DEVELOPMENT PROGRAMME AUDIT OF UNITED NATIONS VOLUNTEERS PROGRAMME INFORMATION AND COMMUNICATION TECHNOLOGY Report No. 1173 Issue Date: 8 January 2014 Table of Contents Executive Summary

More information

Smart Data Center From Hitachi Vantara: Transform to an Agile, Learning Data Center

Smart Data Center From Hitachi Vantara: Transform to an Agile, Learning Data Center Smart Data Center From Hitachi Vantara: Transform to an Agile, Learning Data Center Leverage Analytics To Protect and Optimize Your Business Infrastructure SOLUTION PROFILE Managing a data center and the

More information