Defence Spectrum Strategy

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1 Alex Wright Spectrum Engineer Defence Spectrum Office Chief Information Officer Group Department of Defence

2 Outline 1) Contemporary Spectrum Context 2) Defence Spectrum Strategy 3) Continuing Adaptation of Spectrum Regulations 4) Strategy Implementation

3 1) Contemporary Spectrum Context Electromagnetic Spectrum: - Not a resource in the common sense - Rather, an abstract resource (like time). - Limited supply of spectrum allocations (by current methods) (Allocations are desired portions of spectrum for specific uses) - Increasing spectrum demand by all sectors of society The demand for spectrum is based on the trend for new and emerging technologies to provide greater data capability for mobile broadband and similar services. This trend has subsequent implications for how spectrum is planned and utilised at the national level. New and emerging technologies offer improved data rates and spectral efficiency; however, the success of these new and emerging technologies will largely depend on the availability of spectrum. Source: Towards 2020 Future spectrum requirements for mobile broadband, ACMA

4 Competing Tensions for Access to Spectrum Mission Success requires Assured Spectrum Access. Increased Congestion and Contention Increases Focus on Sharing 4

5 Dominant Concerns for Defence Use of Spectrum Defence must have assured spectrum access for raise-trainsustain activities, in the face of challenges, such as: - the increasing spectrum demand by the aggregate use of fifth generation platforms, and other Defence spectrumdependent systems - reduced supply of spectrum access, resulting from increasing encroachment by, and sharing with, non- Defence systems, stimulated by evolving regulations Defence operational capabilities must not be eroded by - reduced supply of spectrum access, resulting from increasing encroachment by and sharing with, non-defence systems, stimulated by evolving regulations

6 Spectrum Focus Areas for Defence Traditional Thinking Permanent entitlements to the same portions of spectrum for given equipment or services. Permanent entitlements to the same portions of spectrum for given equipment or services. Static allocations & assignments Separate domains or enabling resources Current Thinking Variable Supply, Variable Demand of Spectrum Access A Lifecycle Approach to Spectrum Access. This involves gaining/receiving spectrum allocations, using them for a period, then re-using those spectrum allocations. Increasing mobility & changing regulatory environment require adaptive equipment & agile management methods. Integrating Role of Spectrum Governance & Management for spectrum-dependant capabilities

7 2) Defence Spectrum Strategy History Related Developments 2015 Strategy Refresh

8 AUS Defence Spectrum Framework AUS Spectrum Strategy Context ADSSP Spectrum Audit 2012 DI(G) CIS Spectrum Strategy AUS Doctrine Context ADDP 3.5 Electronic Warfare ADFP Ed 3 Individual Service Doctrine

9 US Defence Spectrum Framework US Spectrum Strategy Context 2013 EMS Strategy US Doctrine Context JP , Electronic Warfare JP 6-01 JEMSMO JP 3-12 Cyberspace Operations US Army FM 3-38 CEMA

10 Defence Spectrum Strategy 2015 AUS Spectrum Strategy 2015 Vision: Assuring Spectrum Access for Mission Success Outlook: 1 to 5 years (annual refresh) Goals: 1) Influence 2) Govern 3) Manage 4) Innovate DEFGRAM 387/15 07 September 2015

11 Defence Operational Areas & ITU Regions (1, 2, 3) Overseas Operational Areas

12 Defence Spectrum Strategy Goals & Objectives Govern Manage Influence Influence national and international spectrum management policymakers and regulators to ensure that Defence requirements are understood, and provided for, by policymakers and regulators Establish a Defence-wide cohesive approach for managing the Spectrum Lifecycle Manage spectrum access to support Defence operations and deliver commitments as directed by Government Innovate Pursue innovative approaches for the efficient, flexible and adaptable use of Spectrum Objective 1.1: Promote a consultative model with national policymakers and regulators. Objective 2.1: Communicate the Spectrum Lifecycle concept. Objective 3.1: Assure spectrum access when and where required for operations. Objective 4.1: Sponsor domestic research of adaptable and interoperable technologies for accessing the spectrum. Objective 1.2: Assert Defence spectrum needs to national and international policymakers and regulators, in a deliberate and structured manner. Objective 2.2: Reinvigorate the Spectrum Lifecycle roles and responsibilities. Objective 3.2: Integrate and synchronise Spectrum Governance and Management with Defence capabilities, such as Electronic Warfare and Cyberspace Operations. Objective 3.3: Modernise the exchange of Spectrum Management information. Objective 4.2: Leverage advanced and affordable technologies that exploit access to the spectrum. Objective 1.3: Convey the Defence Spectrum Strategy to Coalition and Allied partners. Objective 2.3: Integrate Spectrum Lifecycle processes across Defence. Objective 4.3: Investigate innovative options for spectrum sharing and coexistence with other compatible spectrum users. Objective 2.4: Incorporate spectrum considerations into all phases of the Capability Systems Lifecycle (CSLC). Objective 3.4: Increase the awareness and understanding of Spectrum Management across Defence. Objective 4.4: Promote enhanced concepts for valuing spectrum, that incorporate public good, and inform Spectrum Lifecycle costing.

13 Defence Spectrum Management Ecosystem International Telecommunication Union (ITU) Radio Regulations. Radiocommunications Act International Spectrum Bodies National Spectrum Policy and Regulatory Bodies International Military Interoperability Forums (e.g. CCEB) Defence Spectrum Liaison Committee (DSLC). DI(G) CIS Management of Defence use of the Radiofrequency (RF) Spectrum. ADFP 6.0.4, Radiofrequency Spectrum Management. The Defence White Paper. Defence ICT Services Delivery Charter. Allied Communications Publications (ACPs). Defence Spectrum Management Framework Consultation Defence Spectrum Allocation Governance Sharing Other Spectrum Users Defence Spectrum Users Capability Spectrum Capability Spectrum Capability Spectrum 13

14 The Spectrum Lifecycle Define spectrum needs Define Acquire Acquire the spectrum (new or re-purposed) Spectrum Lifecycle Re-purpose the spectrum (re-allocate, retire) Re- Purpose Use Use the spectrum

15 Spectrum Management across the Capability Systems Life Cycle Strategy and Needs Requirements Acquisition In-Service and Disposal Capability definition & project scope - spectrum needs identified Spectrum Solution design; feasibility assessment; cost estimate; risk assessment & scheduling completed Regular reviews & feedback loops to capability definition & requirements phases; total cost of ownership analysis; forecast for spectrum repurposing Spectrum solution / spectrum access delivered; Spectrum repurposed on disposal.

16 Drivers of Spectrum Confliction Risk Initiation Spectrum Confliction Risk Execution Operations Lifecycle Orders Mission Analysis Course of Action Operational Intensity Variation Number of Concurrent Emissions Low Medium High Low Medium High Operational Intensity Cycle Time Variation A A A Low confliction risk Medium confliction risk High confliction risk Extreme confliction risk B

17 Integrating Role of Spectrum Governance & Mgmt

18 3) Continuing Adaptation of Spectrum Regulations Adaptation occurring at national and international level. Defence has continuing engagement with the ACMA, the Department of Communications and International forums (APT, ITU). Some Current Approaches: Identification of currently used spectrum to be re-purposed for Mobile Broadband (seen as a High Value Use). Administrative approaches for spectrum sharing - (eg Licensed Shared Access). Technical approaches for similar uses to share spectrum - (eg Dynamic Spectrum Access, Cognitive Radio).

19 Current International Efforts (WRC-15) AI 1.1 WRC Agenda Item Summary Introduction of commercial mobile broadband services into bands currently used by Defence. Defence Interest/Impact Incompatibility between Defence maritime and aeronautical radar and proposed non-defence systems. AI 1.5 Identification of fixed satellite systems for command and control of Unmanned Aircraft Systems (UAS). Defence-developed position to be presented at WRC-15. This supports future deployment of UAS in the national interest. AI 1.6 Possible new spectrum allocation for Ku-band satellite. Defence to oppose additional spectrum for satellite, as it would impact high-capacity Tactical Data Links. AI 1.9 AI 1.11 AI 7 Possible introduction of new services to share spectrum with existing Defence X-band satellite communications allocations. Possible changes to the regulatory procedures applying to Defence satellite networks. Defence is actively participating in these potential reforms. This includes a number of subissues, in which Defence is actively participating. AI A review of technical criteria to request coordination. Defence is actively participating in these potential reforms.

20 Current National Efforts ACMA Continuing Work Plan (recent consultations) Beyond 2020: Mobile Broadband Strategy Harmonised Government Spectrum Licence (400 MHz) Five-Year Spectrum Outlook Review into the ACMA (report due end 2015) Spectrum Review Recommendations Dept. of Communications leading implementation Nov 2015: Consultation on Draft legislative proposals Mid-2016: Report to Govt on Spectrum Pricing Review Transitional arrangements for licence holders

21 4) Strategy Implementation Next Steps 1. Influence Advocacy on Government Reviews (Aus Spectrum Review, The ACMA). Advocacy for Defence spectrum interests at WRC-15 (Nov 2015). Spectrum linkages across the Defence Enterprise (Spectrum Lifecycle). 2. Govern Defence intends to introduce improved governance arrangements for spectrum, to optimise Defence spectrum allocations, and associated costs. 3. Manage Defence is modernising the information systems and processes for spectrum management. This includes the growth of Frequency Manager and Spectrum Manager Roles within Services and Groups. 4. Innovate Defence will adopt a strong advocacy stance for Defence spectrum, particularly as current spectrum reforms are introduced, by Government. One objective is to highlight the public good value of Defence spectrum allocations, versus the economic (commercial) value. Note Where possible, leverage concurrent reform initiates (eg FPR)

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