1 SPECIFICATION OF SMARTPCN 3.0 COG DEUTSCHLAND E.V. (Component Obsolescence Group) Feldstraße 35 A, Radevormwald Specification smartpcn 3.0/3.00 draft COG Deutschland e.v.
2 Table of content 0 Document Information 3 1 Introduction 3 2 Main features and modifications Change of XML tags Part > Item XML Prefix Move of information elements to item level Life cycle data Life cycle data on PCN level Life cycle data on item level Substructures 6 3 SmartPCN 3.0 exchange format definition PCN container file Header and top level data block Master Data Difference description Item numbers Life cycle data Causes of change Substructures Product category types Type of change 26 4 smartpcn 3.0 attachment definition 36 5 Example XML files PCNbody.xml Attachments.xml 41 Specification smartpcn 3.0/3.00 draft COG Deutschland e.v.
3 smartpcn 3.0 Definition of smartpcn standard 3.0 by COG Germany. 0 Document Information Author COG Deutschland e.v., smartpcn Working Group Date Version 3.00 draft Preconditions smartpcn 2.0 (V1.2.3), VDMA Introduction Innovation and regulations force manufacturers to change or discontinue products with steadily increasing numbers. Along the supply chain more and more companies are affected by those changes leading to obsolescence issues and requiring more and more effort to overcome obsolescence and to mitigate risks. Today, the majority of product change and discontinuation notifications (abbreviated PCN) are pa based even in case of PDF. They require manual processing which cannot be any longer afforded due to cost and time limitations but also due to limitation in the availability of exienced exts. For the fast increasing amount of PCN requiring processing there is only one remedy: digitalisation of the obsolescence management process and standardisation of machine readable PCN. The smartpcn 2.0 format, introduced in 2016 by COG Germany, does already fulfil the basic requirements of standardised and machine readable PCN proven by more than 13,500 smartpcn data sets covering more than 720,000 parts. In 2017a working group at the VDMA e.v. (Verein Deutscher Maschinen- und Anlagenbau) did adopt the smartpcn format, extended as well as improved it in order to allow PCN for systems and machineries with multiple items add flexibility to cover future requirements allow for future extensions by industry sector specific definitions. The standard VDMA released in December 2017 describes the minimum requirements and defines the complete data structure including the information units previously defined by smartpcn2.0. In addition, the naming convention has been adapted to the upcoming new release of IEC Since smartpcn 3.0 can be applied to any kind of product, material, component, service, software or even a complete system, the term part is no longer used and replaced by the term item. Specification smartpcn 3.0/3.00 draft COG Deutschland e.v.
4 Furthermore several information units that had been in smartpcn 2.0 on PCN level, have been moved to item level in order to allow for the mix of different items with different life cycle data within one PCN. This specification describes the details of the smartpcn 3.0 standard. 2 Main features and modifications There are four major changes from smartpcn 2.0 to smartpcn 3.0: Change of XML tags (compatibility with standards, clarifications) Move of information elements from PCN level to item level Increased set of life cycle data for each item individually Introduction of substructures for future extensions and increased flexibility In total, the smartpcn 3.0 standard allows to describe changes and discontinuations of items in one PCN as well as to mix different categories of items, e.g. hardware and software. Therefore smartpcn 3.0 is able not only to describe changes of single parts but also to describe changes of different elements of complex systems as well. 2.1 Change of XML tags Part > Item Within the new revision of the obsolescence management standard IEC/EN item is used as replacement for part. An item is any entity as a subject considered by the PCN. An item may be an individual part, component, device, functional unit, equipment, subsystem, or system. The item may consist of hardware, software, people, service or any combination thereof. The term part is usually associated with hardware parts like resistors, mechanical parts etc. Therefore the term item is consistently used. The PCN therefore describes the modifications of discontinuations of one or several items XML Prefix In order to distinct clearly between xml tags on PCN level and xml tags on item level, the prefix for all tags on PCN level is pcn. PCN level means, that the data content is valid for all items included (e.g. the name of the manufacturing company). The prefix for all tags on item level is item. The data content is valid just for this particular item. 2.2 Move of information elements to item level In order to describe the modifications of a complex system, it is required to have different change types, life cycle data and further information elements on item level instead on PCN level. While information on PCN level is valid for all items included the same way, information on item level is valid only for the specific item. Specification smartpcn 3.0/3.00 draft COG Deutschland e.v.
5 On item level for each item individually the following information groups are available: Item Number: Number, name, descriptions, category (out of a list of defined values) Qualification data Life Cycle Data: SOP, EOS, EOP, LTD, EOSR, LCI Replacements: number, manufacturer Customer Item Numbers Substructures Change Types: defined categories of changes, discontinuation and recall 2.3 Life cycle data Life cycle data is the most important information within a PCN. Life cycle data is the input to obsolescence management activities. Life cycle data in smartpcn 3.0 and VDMA is extended and adapted in order to be compatible to the upcoming new revision of IEC/EN The full set of life cycle data is now available on item level. The life cycle data consists of the following values Abbreviation Meaning Description SOP Start of production Date of start of production (optional) EOS End of sales Date of last possibility to buy item (aka Last Time Buy) EOP/Effective End of production or effective date Discontinuation: date of end of production Change: date by when changes are valid (effective date) (mandatory) LTD Last time delivery Date of last delivery or shipment (optional) EOSR End of service and Date of end of service and repair (optional) repair LCI Life cycle index Life cycle index (optional) Specification smartpcn 3.0/3.00 draft COG Deutschland e.v.
6 Figure 1: Life cycle definition (from VDMA 24903) Life cycle data on PCN level In order to be compatible with smartpcn 2.0 there is still a section of life cycle data on PCN level. However VDMA requires at least EOP/Effective value for each item. In case life cycle data on PCN level is used, the data values should reflect the minimum values of all related life cycle data values on item level Life cycle data on item level Each item has now the full set of life cycle data. The life cycle data for each item is valid for this specific item only. 2.4 Substructures When developing a technical standard, as soon as the standard is released there are new requirements. A common technique in telecommunication standards is to define containers. A container is an empty data element that can be labelled and filled with data. The label and the specification of the data can be defined at a later point in time. In smartpcn 3.0 there are substructures of 4kByte size. Each substructure has a label (Subtype) and a revision number. Substructures are available on item level and on PCN level. Substructures can be used for industry sector specific information elements (e.g. automotive, railway, aircraft, chemical, machinery industry), for incorporation of data from other standards (e.g. REACH data, hazardous materials, conflict minerals), textual descriptions in other languages (e.g. French, German, Spanish, Greek) or just allowing to provide additional information or descriptions. They may contain plain text but also XML or JSON coded information. Specification smartpcn 3.0/3.00 draft COG Deutschland e.v.
7 3 SmartPCN 3.0 exchange format definition This section describes the technical specification of the smartpcn 3.0 format. This format is fully compatible to the VMDA standard and the major part of descriptions is taken from the VDMA document because this had been the contribution from the smartpcn working group to the VDMA working group by the same author. Explanation of the XML tables: Column Block title/level Data field XML name XML data type Format, size, values Element/attribute Description V S Number Occurrence Explanation Block title of the structure or sub-structure, respectively, and level number Descriptive name of the data field XML tag designation XML data type: String for alphanumeric characters, data formats or type designation of the listing Complex means that the XML name is the title to be used for a block that other data fields and sub-structures are assigned to. Information on the format and size of the data field Elements are independent and can occur multiple times; attributes belong as descriptive proties to the foregoing element and shall occur only once Content description of the data field VDMA Mandatory (M), optional (O), Conditional Mandatory (C), not relevant (N) SmartPCN Mandatory (M), optional (O) and Conditional Mandatory Indicates whether the element or structure, respectively, may occur within the suordinate block multiple times or only once. Indicates the suordinate XML name under which the data field occurs Mandatory: at least one value must exist Optional: values are not required. In this case the complete XML tag or even structure can be omitted. Conditional Mandatory: In case an optional structure is used those are the data elements within which are mandatory. Not relevant: data element is not evaluated. Please note that there a XML structures (consisting of several elements) which contain XML structures that can be repeated. For example: <itemnumbers> <itemnumber> </itemnumber> repeat multiple times </itemnumbers> The position of an XML structure in the overall hierarchy is denoted by the level number in the first column. It is important to understand, that only those XML tags structures and elements are present in the pcnbody.xml file, which are mandatory or optional and do contain data values. Specification smartpcn 3.0/3.00 draft COG Deutschland e.v.
8 3.1 PCN container file The container file remains to be a non-encrypted, non-compressed zip-container according ISO/IEC :2015 or PKWARE specification containing two xml files on the top level and a folder for any kind of attachments (Fig. 1). The standard extension is.pcn. However the extensions.spcn and.zip should be accepted by tools as well. The names of the two xml files are pcnbody.xml and attachments.xml. The file pcnbody.xml contains the xml code of the PCN data for automated data processing. The file attachments.xml contains the list of attached files in the attachment folder. Therefore in order to be fully compatible with VDMA 24903, the smartpcn.xml is renamed to pcnbody.xml. Within the attachment folder, any kind of file format can be attached. However it is recommended to include just PDF files. Per definition and for security reasons it is not allowed to include executable files as attachment. Figure 2: Structure of the smartpcn file container 3.2 Header and top level data block The head line identifies the file as an XML file and refers to the XML Standard as reference as well as to the XSD file. <?xml version="1.0" encoding="utf-8"?> (Note: Defines an XML file in accordance with the XML Standard 1.0 with character coding in accordance with UTF-8). Specification smartpcn 3.0/3.00 draft COG Deutschland e.v.
9 <PCNbody xmlns:xsd=" xmlns=" content of the PCNBody file.. </PCNbody> All other data are included between the tags <PCNbody > and </PCNbody>. The URLs define the storage places at which both the XML Schema and the PCN Schema are saved. On the next lower level (level 1), there are six information blocks. Title XML name Content Master Data masterdata Master data of the PCN/PDN Difference Description difference Description of the changes Item numbers itemnumbers Description of the items to which the PCN/PDN applies Life Cycle Data lifecycledata For PDN information regarding the respective set dates Causes of Changes causesofchanges Classification values (listing) of the changes Substructures pcnsubstructures Placeholder for different substructures for applications such as classification, catalogue data, pollutant management Figure 3: Structure of PCNbody Specification smartpcn 3.0/3.00 draft COG Deutschland e.v.
10 3.3 Master Data The Master Data group is the structure which contains relevant master data of the PCN/PDN on PCN level. The data values of the Master Data group apply for the entire PCN, unless another value is given for an item in the ItemNumbers group. Block title level Data field XML name XML data type Format, size, values Element/ attribute Description V S Number Occurrence Master data 1 masterdata Complex This block contains the basic data of the PCN/PDN. This includes the name and contact details of the manufacturer as well as of possible suppliers and service providers. In addition, this block describes the type and revision of the PCN/PDN. The minimum requirement for this block is to contain the name of the manufacturer of the product, the date the PCN/PDN was issued, and some information on the type of the PCN/PDN. M M one PCNbody PCN number pcnnumber String 128 characters E PCN number as given by the manufacturer. M M one masterdata Title pcntitle String 256 characters E Title summarizing the content of the PCN. M M one masterdata Alert type Minor pcnalerttype alerttype MAJOR, MINOR E A PCN is defined as MAJOR or MINOR depending on the type of the change described. All changes concerning the FIT (dimensions), FORM (appearance), FUNCTION (functionality), quality and reliability of the respective components are defined as MAJOR changes. All other changes are defined as MINOR changes. The definition is based on the JEDEC Standard JESD46 for semiconductor components, it can, however, be generally applied. A PDN describes a discontinuation and is, therefore, in any case MAJOR. When relating to materials and substances, MAJOR means a change in composition. MINOR changes would be those related to, e.g., the packaging and container size. For all other groups, MAJOR means a content-related change to the item, whereas MINOR means changes made to, e.g., the designation, documentation, use case. N O one masterdata Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 10 of 41
11 Block title level Data field XML name XML data type Format, size, values Element/ attribute Description V S Number Occurrence PCN-Type pcntype pcntype PCN, PDN E The PCN type indicates the type of notice: PCN: change notice PDN: discontinuation notice In case there is at least one item with discontinuation then the PCN type is PDN. M M one masterdata PCN format version Manufacturer High level name pcnformatversion String 16 characters A pcnmfrname String 32 E Indication of the Standard version used. This is required in order to later be able to distinguish between different versions in the structure of the PCNbody.xml file. The information is given as VDMA24903_x.y or smartpcn_x.y The value required for the present issue is: VDMA24903_1.0 or smartpcn_3.00 Generic term of the manufacturer or trademark or name of the trust, such as Bosch, Intel, AMD, regardless of the business unit concerned. This general information is important for the search and filtering using part numbers. M M one masterdata M M one master data Impact Description pcnalertimpact String 4096 characters E Optional description of the effect the changes will have, such as beneficial or adverse effects, limitations or extensions for estimation at the recipient s N O one masterdata Product Category pcnproductcategory productcategory Type See the Product CategoryType listing E Suordinate product category, which then applies for all items covered by the PCN/PDN. Items belonging to different product categories are shown in the respective category and the Category Multiple is entered here. N O one masterdata PCN Link 2 Issue Date pcnissuedate Date YYYY-MM-DD E Issue date of this PCN/PDN of the manufacturer. M M one masterdata Additional Info pcnaddinfo String 1024 E Free space for additional information which does not fit any of the other fields. N O one masterdata PCN Revision pcnrevision String 32 E Revision of the PCN/PDN of the manufacturer. O O one masterdata PCN Link 2 pcnlink linktype (Web)Link to the PCN/PDN document N O one masterdata Url pcnurl anyuri E Link from where to download the original PCN file N C one PCNLink Username pcnusername String 128 characters E User name, if required for downloading N O one PCNLink Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 11 of 41
12 Block title level Data field XML name XML data type Format, size, values Element/ attribute Description V S Number Occurrence Revisions 2 Revision 3 Contacts 2 Contact 3 Password pcnpassword String 128 characters E Password, if required for downloading the file N O one PCNLink revisions Complex List of the previous versions of the PCN N O one masterdata revision revisiontype Record for a previous version of the PCN N C many revisions Revision number pcnrevisionnumber String 16 characters A Number/designation of the previous PCN N C one revision Revision date pcnrevdate Date YYYY-MM-DD A Issue date of the previous PCN N C one revision Cause of Revision pcnrevisioncause String 2048 characters Cause or reason for this revision N O one revision contacts Complex Contact details in relation to this PCN/PDN are entered in this block. It is not necessary to name individual sons, the respective department will suffice. As a minimum requirement, the PCN/PDN shall include in this block a record of the name of the manufacturer of the item described. M M one masterdata contact contacttype A contact record for the PCN M M many contacts Type pcncontacttype Enum Manufacturer, Distributor, Customer, DataServiceProvid er, Serviceprovider A This field defines whether the contact is the manufacturer, distributor, recipient, a data service provider or other service provider. For VDMA the fixed value Manufacturer only applies. M M one contact Link 4 Customer Number pcncustomernumber String 32 characters E Customer number/reference of the contact N O one contact DUNS-Number pcndunsnumber String 9 characters E DUNS number of the company N O one contact Affected Business Unit pcnbusinessunit String 128 characters E Associated business unit/department N O one contact Company pcncompany String 128 characters E This field contains the full name of the contact s company. M M one contact pcn type 256 characters E address of the contact in the usual format M M one contact contactlink linktype Link to the contact (in many cases only a link is given in PCN to be used to find the relevant contacts) N O one contact Url pcncontacturl anyuri E Link to the website providing contact details N C one PCNLink Username pcncontactusername String 128 characters E User name, if required for access N O one PCNLink Password pcncontactpassword String 128 characters E Password, if required for access N O one PCNLink Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 12 of 41
13 Block title level Address 4 Phone 4 Persons 4 Person 5 Phone 6 Data field XML name XML data type Format, size, values Element/ attribute Description V S Number Occurrence address addresstype Address of the contact M M one contact Street pcnstreet String 128 characters E Street M M one address ZIP pcnzipcode String 32 characters E Postal code M M one address City pcncity String 128 characters E City M M one address State pcnstate String 128 characters E State O O one address Country pcncountry countrytype 32 characters E Country code in accordance with ISO M M one address phone phonetype Phone numbers of the contact N O many contact Number pcnphonenumber String Type pcnphonetype Enum 128 characters E.123 format Home, Business, Fax, Mobile A Phone number in the international E. 123 format of the ITU ( ) N C one Phone A Type of phone number: Home, Business, Fax, Mobile N C one Phone Persons sons Complex Contact son being a member of the contact N O one contact son sontype A contact son N C many sons Firstname pcnpersfirstname String 128 characters E First name N C one son Lastname pcnperslastname String 128 characters E Last name N C one son Title pcnperstitle String 32 characters E Title N O one son Function pcnpersfunction String 128 characters E Function of the contact son N O one son pcnpers type 256 characters E address N O one son Number sphone phonetype Phone number of the contact son N O many son pcnpersphonenumbe r String Type pcnpersphonetype Enum 128 characters E.123 format Home, Business, Fax, Mobile A Phone number in the international E. 123 format of the ITU ( ) N C one phone A Type of phone number: Home, Business, Fax, Mobile N C one phone Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 13 of 41
14 Figure 4: Structure of Master Data group (mandatory fields) Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 14 of 41
15 3.4 Difference description In this group, general information on the changes/discontinuations is given which applies for the entire PCN. Block title level Difference Description 1 Data field XML name XML data type difference Complex Format, size, values Change Title pcnchangetitle String 128 characters E Change detail pcnchangedetail String 4096 characters E Input to customer for risk assessment process Intended start of delivery Customer feedback required until Method identifying changed product Element/ attribute Description V S Number Occurrence This block contains the description of the change communicated using this smartpcn. The description of the change is an important element of every PCN/PTN. As minimum information, the reason and short description of the change shall be communicated in this block. Keywords giving the reason or purpose of the change/discontinuation. In this field, the change is described in detail. This includes information on what is changed in the product. M M one PCNbody M M one Difference M M one Difference pcnriskassessment String 2048 characters E Short information for risk estimation at the customer/recipient N O one Difference pcnfirstdelivery Date YYYY-MM-DD E Planned date for shipment of the modified product N O one Difference pcnfeedbackuntil Date YYYY-MM-DD E Last date for customers to submit comments on the PCN N O one Difference pcnchangeidentificati onmethod Effective date pcneffectivedate Date YYYY-MM-DD String 4096 characters E Method by which the modified product can be identified. O O one Difference Date of the change coming into force (VDMA: see LifeCycleData in the Item Numbers block) N M one Difference Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 15 of 41
16 Figure 5: Structure of difference group Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 16 of 41
17 3.5 Item numbers This is the most important information group since the items concerned are to be identified within this block. It is very important to enter every single manufacturer item article number or ordering number respectively. This is the basic precondition the recipient needs to process the PCN automatically e.g. by matching it with item numbers provided by material or stock lists.. General descriptions, such as all items of series ABC, are not mitted. In addition to the item and type designation, the trade name and description can be given for every item. In the case of discontinuations, the relevant dates for end of sales and last time delivery can be mentioned for every item. In special cases, the individual numbers applied at the customer s as well as possible replacement items can also be included. There are some parameters of similar meaning as given in the groups applicable for the entire PCN (e.g. values within group Life Cycle Data). If these are given for an item, then these details apply only for the item concerned. If no particular information is given for the item then the suordinate value applies. Block title level Data field XML name XML data type Format, size, values Element/ attribute Description V S Number Occurrence Item numbers 1 ItemNumbers Complex This block describes the items concerned by the change/discontinuation. As minimum requirement, a manufacturer part number shall be given for every item. This part number shall enable the recipient to clearly identify the item. Therefore the information shall be given in full. Only partly qualified entries such as? and * are not mitted for the description of a group. M M one PCNbody Itemnumber 2 Item Manufacturer Item number Manufacturer item Type identifier Manufacturer item name Manufacturer item description ItemNumber ItemNumber Type Identification of an item concerned M M many Itemnumbers itemmfrnumber String 128 characters E Unique part number, article number of the manufacturer M M one Itemnumber itemmfrtypeident String 128 characters E Type designation, additional order number. O O one Itemnumber itemmfrname String 128 characters E Manufacturer designation of the item. M M one Itemnumber itemmfrdescription String 1024 characters E Supplementary description of the component part N O one Itemnumber Item form itemformname String 128 characters E Item Category itemcategory itemcategory Type 16 characters E Shape of the enclosure/construction type of the component part (electronics: package) Description of the product category if the items are of different product categories. N O one Itemnumber M M one Itemnumber Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 17 of 41
18 Block title level Qualification 3 Qualification report/result 4 Life Cycle Data 3 Data field Item Revision Number Manufacturer Qualification plan schedule and results Qualification description Date of qualification results Date qualification samples available Date final qualification data available XML name XML data type Format, size, values Element/ attribute See the Product Categories list Description V S Number Occurrence itemrev String 32 characters E Revision number of the item. (Default is 1) M M One Itemnumber itemqualification qualification Type itemqualificationschedule String 128 characters E Qualification of the modified component part N O one Itemnumber Details of the time schedule and on the results of qualification by the manufacturer N O one itemqualificationdescription String 1024 characters E Description of the qualification procedure N O one itemqualificationresultdate Date YYYY-MM-DD E Date for the manufacturer to provide the qualification results N O one itemqualificationsamplesdate Date YYYY-MM-DD E Date for the manufacturer to provide samples for qualification N O one itemqualificationfinaldate Date YYYY-MM-DD E Date for the final qualification data to be submitted N O one itemqualificationreport linktype Link to the qualification (time schedule, results) by the manufacturer Url itemqualificationreporturl anyuri E Link for download of the qualification report N C one Username Password Item SOP start of production Item EOS end of sales Item EOP end of production Item LTD Last time delivery itemqualificationreportuserna me itemqualificationreportpasswo rd itemlifecycledata String 128 characters E User name, if required N O one String 128 characters E Password, if required N O one endoflifetyp e Information regarding the discontinuation of the component part if different dates are set. itemsop Date YYYY-MM-DD A Start of production of the item. O O One itemeos Date YYYY-MM-DD A End of sale of the item (also referred to as last time buy). O O one itemeopeffdate Date YYYY-MM-DD A Effective date in the case of a change End of production of the item for discontinuation. itemqualification itemqualification itemqualification itemqualification itemqualification N O one qualification itemqualificationr eport itemqualificationr eport itemqualificationr eport M M one Itemnumber M M one itemltd Date YYYY-MM-DD A Last time delivery of the item. O O one itemlifecycledata itemlifecycledata itemlifecycledata itemlifecycledata Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 18 of 41
19 Block title level Replace ments 3 Replacement 4 Customer Itemnumbers 3 Customer Itemnumber 4 Data field Item EOSR end of service and repair Item LifeCycleIndex Replacement manufacturer item number Replacement manufacturer item Type identifier Replacement manufacturer item name Replacement manufacturer brand name Replacement package Customer Itemnumber Customer type identifier Reference items with customer number Last Customer PO number XML name XML data type Format, size, values Element/ attribute Description V S Number Occurrence itemeosr Date YYYY-MM-DD A End of service, maintenance, and repair. O O one itemlci String 2 characters A Life cycle index N O one itemlifecycledata itemlifecycledata itemreplacements Information regarding possible replacement of the item O O one Itemnumber itemreplacement replacement Type itemmfrreplnumber String 128 characters E Information regarding the item which can be used as replacement Part number of a suitable component part as replacement for the component part to be discontinued. C C many C C one itemmfrrepltypeident String 128 characters E Type designation, supplementary order number. O O one itemmfrreplname String 128 characters E itemmfrreplbrandname String 128 characters E itemmfrreplpackage String 128 characters E customer Itemnumbers customer Itemnumber Complex customer Itemnumber Type itemcustomernumber String 128 characters E itemcustomertypeident String 128 characters E Designation of the component part suitable for replacement of the component part to be discontinued Trade name of the manufacturer of the replacement component part, if different from the issuing manufacturer Enclosure/Construction type designation for the replacement of the component part to be discontinued List of the relevant (internal) part numbers used at the customer s N O one N O one N O one A relevant (internal) part number used at the customer s N O many The customer s internal component part number assigned to the manufacturer part number Type designation of the customer s internal component part number itemreplacement s itemreplacement itemreplacement itemreplacement itemreplacement itemreplacement N O one Itemnumber N C one N O one itemcustomerreference String 128 characters E The customer s reference number for the relevant part number N O one itemlastordernumber String 128 characters E Number of the customer s most recently placed order of the relevant component part N O one customeritemnum bers CustomerItemnum ber CustomerItemnum ber CustomerItemnum ber CustomerItemnum Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 19 of 41
20 Block title level Item substructures 3 Item substructure 4 Data field Type of substructure Revision of substructure XML name XML data type Format, size, values Element/ attribute Description V S Number Occurrence itemsubstructures Complex Container for sub-structures O O one Itemnumber itemsubstructure substructure Type Container for sub-structure C C Many itemsubtype String 32 characters A Type of the sub-structure C C one itemsubrevision String 32 characters A Revision number of the sub-structure, if applicable O O one ber Per ItemSubStructure s itemsubstructure itemsubstructure substructure data itemsubdata String 4096 characters E Record corresponding to the sub-structure type C C one itemsubstructure Item change types 3 itemchanges Complex List of the changes structured according to the category item M M one Itemnumber Item change type 4 itemchange itemchanget ype Indication of the individual change M M many itemchanges Type of itemchange itemchangetype typeofchange Type A Specified type of change. See the Type of change list M M one itemchanges Description of itemchange itemchangetext String 64 characters E Description of the type of change N O one itemchanges Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 20 of 41
21 Figure 6: Structure of item numbers (selected data fields) Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 21 of 41
22 3.6 Life cycle data For compatibility with smartpcn 2.0 there is an individual block for the information on the dates for changes or discontinuations. This information applies to all items, unless a different value is given on item level. In case of different values on item level or on PCN level always the smallest (or earliest) value of all items must be stored here. Please note that "pcneopeffdate" is mandatory and is the earliest date of all "itemeopeffdata" values. Block title level Data field XML name XML data type LifeCycleData pcnlifecycledata Complex SOP start of production EOS end of sales (LTB) EOP end of production LTD Last time delivery EOSR end of service and repair Format, size, values Element/ attribute Description V S Number Occurrence Information on discontinuation, if the pcntyp = PDN (Product Termination Notice) pcnsop Date YYYY-MM-DD E Start of production date N O one pcneos Date YYYY-MM-DD E End of sale (also referred to as Last time buy) N O one pcneopeffdate Date YYYY-MM-DD E End of production or effective date of the changes N M one pcnltd Date YYYY-MM-DD E Last delivery (corresponds to Last shipment) N O one pcneosr Date YYYY-MM-DD E End of service and repair N O one N M one PCNbody pcnlifecycledata pcnlifecycledata pcnlifecycledata pcnlifecycledata pcnlifecycledata Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 22 of 41
23 3.7 Causes of change For compatibility with smartpcn 2.0 there is an individual block for listing the causes of the change or discontinuation. Within this group all different values of itemchangetype are consolidated here. For example when five different types of changes are used within items, all five types have to be listed here. Block title level Data field XML name XML data type Format, size, values Element/ attribute Description V S Number Occurrence Causes of Changes pcncauseofchanges Complex List of changes N M one PCNbody Change pcnchange Complex One change N M many Type of Change pcnchangetype typeofchangetype A Description of Change Specified type of change. See the Type of change list pcncauseofchanges N M one pcnchange pcnchangedescription String 1024 characters E Description of the type of change N M one pcnchange Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 23 of 41
24 3.8 Substructures Sub-structures provide the option to transparently include additional descriptions, such as the classification, catalogue data, information on pollutant management, sector specific information, etc. This means that, for certain use cases, key words (type of sub-structure) designate a particular catalogue or another numbering system. In the subsequent data block this structure is then included. This information element is also available on the item level. For compatibility with smartpcn 2.0 this block is available on the PCN level as an additional element. This method introduces a kind of closed envelope with contents which could be passed on to another program. Thus, other description languages, such as JSON, or XML sub-structures as with could be included without the need to know this structure by now. Block title level Data field XML name XML data type Sub-structures pcnsubstructures Complex Sub-structure pcnsubstructure Complex Type of substructure Revision of substructure Format, size, values substructure Type Element/ attribute Description V S Number Occurrence Sub-structure as used in standard catalogues or categorization systems A sub-structure N C many pcnsubtype String 32 characters A Type of sub-structure N C one pcnsubrevision String 32 characters A Revision number of the sub-structure N O one N O one PCNbody pcnsubstructures pcnsubstructure pcnsubstructure substructure data pcnsubdata String 4096 characters E Record corresponding to the sub-structure, can be, e.g., an XML sub-structure corresponding to the catalogue format N C one pcnsubstructure Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 24 of 41
25 3.9 Product category types Based on the category of the item, a specific allocation can be made either for the PCN in its entirety or for the individually listed items. Using that information allocations or the distribution of the PCN can be carried out automatically. If the PCN includes items of different categories, the MULT is indicated for the PCN and the specific allocation is made in the Item numbers block. The listing or enumeration of the values is valid for the VDMA Specification and smartpcn 3.0 as well. Category Description XML value active electronic Items with active electronics: semiconductors, electronic devices ACEL assembly Assemblies ASSY auxiliary materials Auxiliary materials of all types (such as chemical substances, oating resources, cleaning agents) AUXM connectors/cables Connectors and cables of all types, passive connectivity CCBL data/certificates documentation electro mechanical Data, media, and digital certificates (such as sets of parameters, set-points, databases, security certificates, cryptographic codes) Documentation (such as data sheets, descriptions, instructions) Items oating electro-mechanically (such as relays, contactors, switches) DACE DOCU ELME fluids Fluids of all types (such as oils, fuels, hydraulic oil, gases) FLUI hydraulic Items oating hydraulically (such as hoses, pumps, cylinders) HYDR mechanical multiple categories Items oating purely mechanically (such as shafts, gearwheels, screws) Impossible to assign to any one category; relates to more than one category; type is to be used for the PCN/PDN on the whole; if the type is assigned specifically within the Itemnumbers block. MECH MULT Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 25 of 41
26 Category Description XML value others Others OTHR passive electrical/electronic pneumatic raw material services Items with passive electrical/electronical systems, assemblies containing no active components Items oating pneumatically (such as hoses, pumps, valves, cylinders) Raw materials of all types (such as chemical substances, synthetic granules, metals, textiles) Services of all types (such as logistics, monitoring, cleaning, maintenance) PAEL PNEU RAWM SERV software/firmware Software, including firmware SWFW The following values from smartpcn 2.0 are mitted for compatibility but can be converted into the following values specific to VDMA and smartpcn 3.0. productcategorytype smartpcn 2.0 active components passive components electro-mechanical parts Software mechanical parts auxiliary materials itemcategory as specified in VDMA and smartpcn 3.0 ACEL PAEL ELME SWFW MECH AUXM 3.10 Type of change Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 26 of 41
27 Multiple classifications can be given for the PCN. The classification enables automated sorting in accordance with the individual rules of the recipient. In addition, the following values of the smartpcn format can be used. The /Minor rating is made based on the JEDEC Standard, if possible. The rating of the classifications of the format specified in VDMA onto the smartpcn classification /Minor is given at the end. There are two tables: the first table lists generic types that are used within the VDMA standard It is recommended to always use this type as a high level description and to add values from the much more detailed table from smartpcn 2.0 if needed. The values are still valid for smartpcn3.0. Table of type of change classifications as defined by VDMA standard Discontinuation Acquisition Alert Meaning Description XML value The item is no longer produced by the original manufacturer or no longer produced in accordance with the original specification. Transition of an item, a portfolio or a production from one manufacturer to another The manufacturer issues a warning with respect to changes and limitations they have detected for a product, e.g. functional limitations of the items themselves or descriptions of unexpected behaviour under certain conditions or temporary interruptions of the production of the items concerned. PDN MANAQ ALERT Change of software Changes made to the software SOFTW Labelling Modification of the item s labelling or packaging LABEL Minor Characteristics Characteristics such as attribute values of the item are omitted, added or changed. They can be of electrical, mechanical, thermal or any other type CHARA Classification PCN alert type Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 27 of 41
28 Documentation Meaning Description XML value Restrictions regarding the use recommendation Fit Form and appearance Function General summary of changes made to the documentation. No item characteristics are being changed. Official recommendation not to use the item for new developments Describes a modification of the item changing the fit and fitting to other items connected within the product. Describes changes made to the external appearance of the items. This relates to the spatial dimensions and shape as well as colours and surface finish. Changes made to or effects resulting from the functioning and formance DOCUM NRND FIT FORM FUNCT Insolvency Insolvency of the manufacturer INSOL Correction Shipping Material Correction of the documentation without changing the item Changes with regard to shipping, e.g. container sizes etc. or delivery routes and lead times Changes made to the material or substances listed in the material declaration CORR SHIP MATER Production start Production of this item is officially started. PRODS Minor Production process The production process is being changed. PPROC Production site The production site is being changed. PSITE Cancellation PCN A particular previous PCN is reversed. CANCN Cancellation PDN Production of the item is resumed. The PDN is no longer valid. CANDN Classification PCN alert type Minor Minor Minor Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 28 of 41
29 Recall Test process Meaning Description XML value The manufacturer recalls the items and explains the reasons and effect on the items himself. The reasons can be varied, ranging from technical breakdowns to patent violations. Changes made to test processes before, during and after production, however, prior to shipping RECA TESTP Test location Changing the site at which the tests are being conducted TESTS Type code Accompanying numbers given in addition to the identifying code of the item are being changed without changing the identifying code itself. ORCOD Packaging The item s packaging is changed. PACKA Minor Classification PCN alert type Minor Table of type of change classifications as previously defined by smartpcn 2.0. Group Classification with regard to the PCN alert type Title XML value Description General changes General changes Change of manufacturer or distributor name genmfrname Change of the company s name Any change with impact on special customer characteristics/contractual agreements gencusspec Changes made to characteristics agreed with the specific customer or of other agreements Any change with impact on technical interface or processability/manufacturability of customer gencusinterf Changes with impact on interfaces, process, and processability on the recipient s end Change of function genfunc Change of the functionality Change of datasheet parameters/electrical specification gendataelec Changes in the specification of the electrical parameters and characteristics Change of datasheet parameters/physical/chemical specification gendataphyschem Changes in the specification of the physical or chemical proties Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 29 of 41
30 Group Classification with regard to the PCN alert type Title XML value Description Correction of data sheet gendatacorr Solely for the correction of data sheets, not to be used for changes caused by product changes Specification of additional parameters genaddspec Additional inclusion of parameters or specifications, respectively; not to be used for extensions caused by product changes. Change of Item Number or/and Item Name genpartnochg Changes made to product designation, order number, order codes, article number Change of Item Package genpartpachg Changes of the construction type Official inspection mark/safety approval change geninspmark Changes made to seals of quality, test certificates, safety certificates Change of Customer requirements gencusrequ Product changes based on customer requirements Oation method modification genomethod Changes of oating processes influencing the product Regulatory requirements gncregrequ Changes caused by regulatory requirements Standards requirements gncstdrequ Changes caused by normative requirements Innovation gncinnchng Changes based on further development/improvement/innovation Safety/Security gncsafsec Changes required in order to meet safety/security requirements Fit-Form-Function gncfifofu Changes with impact on the fit (dimensions)/form (appearance, e.g. colour)/function (functionality) Material changes Changes in materials or composition, respectively Change of material composition matcomp Any change of the material composition New/change of wafer substrate material matwafsub Semiconductors: Wafer substrate material changes Change of electrically active doping/implantation element matdopimp Semiconductors: electrically active doping/implantation element changes Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 30 of 41
31 Group Classification with regard to the PCN alert type Title XML value Description Change of gate material/dielectrics matgatedielect Semiconductors: Gate material/dielectrics material changes Change of leadframe base material matleadframebase Semiconductors: Leadframe base material changes Change of lead frame finishing material (internal) matleadframefinish Semiconductors: Leadframe finishing material changes, surface of die attach pad/second bond area Change of bond wire material matbondwire Semiconductors: Bond wire material changes Change of BGA substrate matbga Semiconductors: BGA material changes Die overcoat/underfill matdieovercoatunderfill Semiconductors: Die overcoat/underfill changes Change of metallization material matmetallization Semiconductors: Metallization material changes Change of encapsulation/sealing material matencapssealing Semiconductors: encapsulation/ sealing material changes Bump material/metal system (internal) matbumpmetal Semiconductors: bump material/metal system changes Change of mold compound matmold Semiconductors: mold compound changes Change of outer material matouter Semiconductors: outer material changes Change of pin material matpin Semiconductors: pin material changes Die attach material matdieattach die attach material changes Change in material for sub-components (excluding LED chip & LED package) with impact on agreed specifications matsubcomp Semiconductors: changes in sub-component material Change in conversion material matconv changes in conversion material, such as granats to nitrides Supplier changes Change of supplier Minor Change of supplier of indirect material matsuppl Change of supplier of indirect materials Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 31 of 41
32 Group Classification with regard to the PCN alert type Title XML value Description Minor Change of direct material supplier matsuppldir Change of supplier of direct materials Minor Change of wafer supplier matsupplwaf Semiconductors: Supplier of wafer material changes Minor Change of (direct) material supplier without impact on agreed specifications matsupplnoimp Change of supplier for any materials without impact on agreed specifications Minor Change of direct supplier of converter material matsupplconv Semiconductors: direct supplier of converter material changes, specifications remain the same Product design changes Constructive or development-related changes Design Change desgchg Any design changes Changes of inner construction desginnerconst Changes of the inner construction Changes termination, surface finish, shape, color, appearance or dimension structure desgsev Any changes made to the appearance including surface finish and colour New final wafer thickness desgwafthick Semiconductors: wafer thickness changes New wafer diameter desgwafdiam Semiconductors: wafer diameter changes Change of wafer setup or number of possible good dies on wafer desgwafsetup Semiconductors: Wafer setup, number of possible good dies of wafer changes Change of optical appearance of wafer edge region desgwafedge Semiconductors: optical appearance of wafer edge region changes Change in stacking of layers desgwaflay Semiconductors: change in sequence or thickness of layers Die scribe or separation, change of die size desgdiesize Semiconductors: die scribe separation, die size changes Outer material dimensions desgouterdim Any changes made to the external dimensions Change in leadframe dimensions desgleadframe Semiconductors: leadframe dimensions change Change of product marking desgmark Specification smartpcn 3.0/3.00 draft COG Deutschland e.v. Page 32 of 41
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