3GPP TS V ( )

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1 TS V ( ) Technical Specification 3 rd Generation Partnership Project; Technical Specification Group Core Network and Terminals; Universal Subscriber Identity Module (USIM) conformance test specification (Release 11) The present document has been developed within the 3 rd Generation Partnership Project ( TM ) and may be further elaborated for the purposes of. The present document has not been subject to any approval process by the Organizational Partners and shall not be implemented. This Specification is provided for future development work within only. The Organizational Partners accept no liability for any use of this Specification. Specifications and reports for implementation of the TM system should be obtained via the Organizational Partners' Publications Offices.

2 Release 11 2 TS V ( ) Keywords UMTS, LTE, SIM, card, testing Postal address support office address 650 Route des Lucioles - Sophia Antipolis Valbonne - FRANCE Tel.: Fax: Intpp.org Copyright Notification No part may be reproduced except as authorized by written permission. The copyright and the foregoing restriction extend to reproduction in all media. 2012, Organizational Partners (ARIB, ATIS, CCSA, ETSI, TTA, TTC). All rights reserved. UMTS is a Trade Mark of ETSI registered for the benefit of its members is a Trade Mark of ETSI registered for the benefit of its Members and of the Organizational Partners LTE is a Trade Mark of ETSI currently being registered for the benefit of its Members and of the Organizational PartnersGSM and the GSM logo are registered and owned by the GSM Association

3 Release 11 3 TS V ( ) Contents Foreword Scope Normative References Definitions, symbols, abbreviations and coding Definitions Symbols Abbreviations Coding Conventions Applicability Applicability of the present document Applicability to the UICC Applicability of the individual tests Applicability of conformance requirements Table of optional features Applicability table Test environment Test equipment ME simulator Signal generation device Vcc RST CLK I/O Precision force-inducing contacting device Temperature controllable environment Temperature measuring device Voltage measuring device Precision measuring device Current measuring device Timing Measurements on contact I/O IUT default conditions Default data formatting Test definition and applicability Test procedure Test requirement Void Test Procedure (TS ) Physical characteristics ID-1 UICC Definition and applicability Conformance requirement Test purpose Method of test Plug-in UICC Definition and applicability Conformance requirement Test purpose Method of test Temperature range for card operation Definition and applicability Conformance requirement Test purpose Method of test Contacts... 34

4 Release 11 4 TS V ( ) Definition and applicability Conformance requirement Test purpose Method of test Mini-UICC Definition and applicability Conformance requirement Test purpose Method of test Electrical specifications of the UICC Terminal interface Supply voltage Vcc (contact C1) Voltage limits Definition and applicability Conformance requirement Test purpose Method of test Idle current limits Definition and applicability Conformance requirement Test purpose Method of test Current limits in clk-stop-mode Definition and applicability Conformance requirement Test purpose Method of test Reset RST (contact C2) Static operation Definition and applicability Conformance requirement Test purpose Method of test Programming voltage Vpp (contact C6) Static operation Definition and applicability Conformance requirement Test purpose Method of test Clock CLK (contact C3) Frequency and duty cycle Definition and applicability Conformance requirement Test purpose Method of test Voltage and current Definition and applicability Conformance requirement Test purpose Method of test I/O (contact C7) Voltage and current Definition and applicability Conformance requirement Test purpose Method of test Initial communication establishment procedure Supply voltage switching Supply voltage classes Definition and applicability Conformance requirement Test purpose Method of test... 46

5 Release 11 5 TS V ( ) Power consumption of the UICC during ATR Definition and applicability Conformance requirement Test purpose Method of test Application related electrical parameters Definition and applicability Conformance requirement Test purpose Method of test ATR content Major capabilities Definition and applicability Conformance requirement Test purpose Method of test Speed enhancement Definition and applicability Conformance requirement Test purpose Method of test Global Interface bytes Definition and applicability Conformance requirement Test purpose Method of test PPS procedure Definition and applicability Conformance requirement Test purpose Method of test Reset procedures Definition and applicability Conformance requirement Test purpose Method of test Clock stop mode Definition and applicability Conformance requirement Test purpose Method of test Bit/character duration and sampling time Definition and applicability Conformance requirement Test purpose Method of test Error handling Definition and applicability Conformance requirement Test purpose Method of test Compatibility Definition and applicability Conformance requirement Test purpose Method of test Transmission Protocols Physical Layer Definition and applicability Conformance requirement Test purpose Method of test... 55

6 Release 11 6 TS V ( ) Data Link Layer Character Frame Definition and applicability Conformance requirement Test purpose Method of test Transmission Protocol T = Definition and applicability Conformance requirement Test purpose Method of test Transmission Protocol T = Timing and specific options for blocks sent with T = Information field size Definition and applicability Conformance requirement Test purpose Method of test Character waiting integer Definition and applicability Conformance requirement Test purpose Method of test Character waiting time Definition and applicability Conformance requirement Test purpose Method of test Block guard time Definition and applicability Conformance requirement Test purpose Method of test Waiting time extension Definition and applicability Conformance requirement Test purpose Method of test Error detection code Definition and applicability Conformance requirement Test purpose Method of test Block frame structure Prologue field Node address byte Definition and applicability Conformance requirement Test purpose Method of test Protocol Control Byte Definition and applicability Conformance requirement Test purpose Method of test Length Definition and applicability Conformance requirement Test purpose Method of test Information field Definition and applicability... 67

7 Release 11 7 TS V ( ) Conformance requirement Test purpose Method of test Void Epilogue field Definition and applicability Conformance requirement Test purpose Method of test Error free operation Definition and applicability Conformance requirement Test purpose Method of test Error Handling for T = Protocol initialisation Definition and applicability Conformance requirement Test purpose Method of test Block dependant errors Sending invalid blocks to the UICC Definition and applicability Conformance requirement Test purpose Method of test Chaining Definition and applicability Conformance requirement Test purpose Method of test Transport Layer Transportation of an APDU using T = Case Definition and applicability Conformance requirement Test purpose Method of test Case Definition and applicability Conformance requirement Test purpose Method of test Case Definition and applicability Conformance requirement Test purpose Method of test Case Definition and applicability Conformance requirement Test purpose Method of test Use of Procedure Bytes '61xx' and '6Cxx' Case 2 Commands Definition and applicability Conformance requirement Test purpose Method of test Case 4 Commands Definition and applicability Conformance requirement... 78

8 Release 11 8 TS V ( ) Test purpose Method of test Transportation of an APDU using T = Case Definition and applicability Conformance requirement Test purpose Method of test Case Definition and applicability Conformance requirement Test purpose Method of test Case Definition and applicability Conformance requirement Test purpose Method of test Case Definition and applicability Conformance requirement Test purpose Method of test Application Layer Definition and applicability Conformance requirement Test purpose Method of test Application and File structure UICC Application structure Definition and applicability Conformance requirement Test purpose Method of test File types Dedicated files Definition and applicability Conformance requirement Test purpose Method of test Elementary files Transparent EF Definition and applicability Conformance requirement Test purpose Method of test Linear fixed EF Definition and applicability Conformance requirement Test purpose Method of test Cyclic EF Definition and applicability Conformance requirement Test purpose Method of test BER-TLV structure EF Definition and applicability Conformance requirement Test purpose Method of test File referencing... 88

9 Release 11 9 TS V ( ) Definition and applicability Conformance requirement Test purpose Method of test Methods for selecting a file SELECT by File Identifier Referencing Definition and applicability Conformance requirement Test purpose Method of test SELECT by Path Referencing Definition and applicability Conformance requirement Test purpose Method of test Short File Identifier Definition and applicability Conformance requirement Test purpose Method of test Application characteristic Explicit Application selection SELECT by DF Name Definition and applicability Conformance requirement Test purpose Method of test SELECT by partial DF Name Definition and applicability Conformance requirement Test purpose Method of test Application session activation Definition and applicability Conformance requirement Test purpose Method of test Application session termination Definition and applicability Conformance requirement Test purpose Method of test Application session reset Definition and applicability Conformance requirement Test purpose Method of test GSM/USIM application interaction and restrictions Definition and applicability Conformance requirement Test purpose Method of test Reservation of file IDs Definition and applicability Conformance requirement Test purpose Method of test Logical channels No Logical Channel Support Logical Channels Basic Behaviour Opening a Logical Channel from the Basic Channel Opening a Logical Channel from a Non-Basic Channel

10 Release TS V ( ) Opening a Logical Channel on Non-Shareable Files Logical Channels and Shareable Files Command Interdependencies Consistency of File Updates Security features Supported security features Definition and applicability Conformance requirement Test purpose Method of test Security architecture Definition and applicability Conformance requirement Test purpose Method of test Security environment Definition and applicability Conformance requirement Test purpose Method of test PIN definitions Definition and applicability Conformance requirement Test purpose Method of test PIN and key reference relationship Definition and applicability Conformance requirement Test purpose Method of test Structure of commands and responses Mapping principles Definition and applicability Conformance requirement Test purpose Method of test Response APDU Structure Status Conditions Returned by the UICC Definition and applicability Conformance requirement Test purpose Method of test Status Words of the Commands Definition and applicability Conformance requirement Test purpose Method of test Definition and applicability Conformance requirement Test purpose Method of test Commands Generic Commands SELECT Definition and applicability Conformance requirement Test purpose Method of test STATUS Definition and applicability Conformance requirement Test purpose

11 Release TS V ( ) Method of test READ BINARY Definition and applicability Conformance requirement Test purpose Method of test UPDATE BINARY Definition and applicability Conformance requirement Test purpose Method of test READ RECORD Definition and applicability Conformance requirement Test purpose Method of test UPDATE RECORD Definition and applicability Conformance requirement Test purpose Method of test SEARCH RECORD Definition and applicability Conformance requirement Test purpose Method of test INCREASE Definition and applicability Conformance requirement Test purpose Method of test VERIFY PIN Definition and applicability Conformance requirement Test purpose Method of test CHANGE PIN Definition and applicability Conformance requirement Test purpose Method of test DISABLE PIN Definition and applicability Conformance requirement Test purpose Method of test ENABLE PIN Definition and applicability Conformance requirement Test purpose Method of test UNBLOCK PIN Definition and applicability Conformance requirement Test purpose Method of test DEACTIVATE FILE Definition and applicability Conformance requirement Test purpose Method of test ACTIVATE FILE

12 Release TS V ( ) Definition and applicability Conformance requirement Test purpose Method of test AUTHENTICATE Definition and applicability Conformance requirement Test purpose Method of test MANAGE CHANNEL Definition and applicability Conformance requirement Test purpose Method of test GET CHALLENGE Definition and applicability Conformance requirement Test purpose Method of test Data Oriented Commands RETRIEVE DATA Definition and applicability Conformance requirement Test purpose Method of test SET DATA Definition and applicability Conformance requirement Test purpose Method of test BER-TLV structure files Definition and applicability Conformance requirement Test purpose Method of test Logical channel interactions Definition and applicability Conformance requirement Test purpose Method of test Transmission Oriented Commands T = 0 specific commands GET RESPONSE Definition and applicability Conformance requirement Test purpose Method of test Application independent files Definition and applicability Conformance requirement Test purpose Method of test Test Procedure (31.102) Contents of the Elementary Files (EF) Definition and applicability Conformance requirement Test purpose Method of test Security features Definition and applicability Conformance requirement

13 Release TS V ( ) Test purpose Method of test USIM commands AUTHENTICATE Definition and applicability Conformance requirement Test purpose Method of test Status Conditions Returned by the USIM Security management Definition and applicability Conformance requirement Test purpose Method of test Status Words of the Commands Definition and applicability Conformance requirement Test purpose Method of test Void Test Procedure (31.101) General platform requirements GSM/USIM application interaction and restrictions Definition and applicability Conformance requirement Test purpose Method of test Physical and logical characteristics Transmission speed Definition and applicability Conformance requirement Test purpose Method of test Voltage classes Definition and applicability Conformance requirement Test purpose Method of test File Control Parameters (FCP) Definition and applicability Conformance requirement Test purpose Method of test User verification and file access conditions Definition and applicability Conformance requirement Test purpose Method of test Files Contents of the EFs at the MF level Definition and applicability Conformance requirement Test purpose Method of test Annex A (informative): Change history

14 Release TS V ( ) Foreword This Technical Specification has been produced by the 3 rd Generation Partnership Project (). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document.

15 Release TS V ( ) 1 Scope The present document provides the Conformance Test Specification for a Universal IC Card (UICC) defined in TS [2] with Universal Subscriber Identity Module (USIM) defined in TS [3]. 2 Normative References The following documents contain provisions, which through reference in this text, constitute provisions of the present document. References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-specific reference to a non- document, the latest version applies. For a non-specific reference to a document, the latest version in the same release as the implementation release of the UICC under test applies. [1] ETSI TS : "UICC-Terminal Interface; Physical and Logical Characteristics". [2] TS : "UICC-Terminal Interface; Physical and Logical Characteristics". [3] TS : "Characteristics of the USIM application". [4] ISO/IEC : "Identification cards - Integrated circuit(s) cards with contacts, Part 1: Physical characteristics". [5] ISO/IEC : "Identification cards - Integrated circuit cards - Part 2: Card with contacts - Dimensions and locations of the contacts". [6] ISO/IEC : "Identification cards - Integrated circuit(s) cards with contacts, Part 3: Electronic signals and transmission protocols". [7] ISO/IEC : "Identification cards - Integrated circuit cards - Part 4: Organization, security and commands for interchange". [8] Void [9] Void [10] Void [11] Void [12] ISO/IEC : "Identification cards - Recording technique - Part 1: Embossing" [13] Void [14] TS 11.11: "Digital cellular telecommunications system (Phase 2+); Specification of the Subscriber Identity Module - Mobile Equipment (SIM - ME) interface". [15] ETSI TS : "Smart cards; ETSI numbering system for telecommunication application providers". [16] ETSI TS Release 99: "UICC-Terminal Interface; Physical and Logical Characteristics". [17] ETSI TS Release 4: "UICC-Terminal Interface; Physical and Logical Characteristics". [18] ETSI TS Release 5: "UICC-Terminal Interface; Physical and Logical Characteristics". [19] ISO/IEC (1995): "Information technology - Open Systems Interconnection - Conformance testing methodology and framework - Part 7: Implementation Conformance Statements".

16 Release TS V ( ) 3 Definitions, symbols, abbreviations and coding 3.1 Definitions For the purposes of the present document, the following definitions apply in addition to the terms defined in TS [1] and TS [3]. Implementation Conformance Statement (ICS): A statement made by the supplier of an implementation or system claimed to conform to a given specification, stating which capabilities have been implemented. The ICS can take several forms: protocol ICS, profile ICS, profile specific ICS, information object ICS, etc. ICS proforma: A document, in the form of a questionnaire, which when completed for an implementation or system becomes an ICS. 3.2 Symbols For the purposes of the present document, the following symbols apply: t F t R V IH V IL V OH V OL fall time rise time Input Voltage (high) Input Voltage (low) Output Voltage (high) Output Voltage (low) 3.3 Abbreviations For the purposes of the present document, the following abbreviations apply: CRn IUT ME TS UICC USIM Conformance Requirement 'n' Implementation Under Test Mobile Equipment Test Specification Universal Integrated Circuit Card Universal Subscriber Identity Module 3.4 Coding Conventions The following coding conventions apply to the present document: All lengths are presented in bytes, unless otherwise stated. Each byte is represented by bit b8 to b1, where b8 is the most significant bit (MSB) and b1 is the least significant bit (LSB). In each representation, the leftmost bit is the MSB. 3.5 Applicability Applicability of the present document The present document applies to a UICC which supports one or more USIMs Applicability to the UICC The applicability to a UICC supporting one or more USIMs is specified in table B.1, unless otherwise specified in the specific clause Applicability of the individual tests Table B.1 lists the optional, conditional or mandatory features for which the supplier of the implementation states the support. As pre-condition the supplier of the implementation shall state the support of possible options in table A.1.

17 Release TS V ( ) The "Release XY UICC" columns shows the status of the entries as follows: The following notations, defined in ISO/IEC [19], are used for the status column: M O N/A X O.i Ci mandatory - the capability is required to be supported. optional - the capability may be supported or not. not applicable - in the given context, it is impossible to use the capability. prohibited (excluded) - there is a requirement not to use this capability in the given context. qualified optional - for mutually exclusive or selectable options from a set. "i" is an integer which identifies an unique group of related optional items and the logic of their selection which is defined immediately following the table. conditional - the requirement on the capability ("M", "O", "X" or "N/A") depends on the support of other optional or conditional items. "i" is an integer identifying an unique conditional status expression which is defined immediately following the table. For nested conditional expressions, the syntax "IF... THEN (IF... THEN... ELSE...) ELSE..." shall be used to avoid ambiguities. References to items For each possible item answer (answer in the support column) there exists a unique reference, used, for example, in the conditional expressions. It is defined as the table identifier, followed by a solidus character "/", followed by the item number in the table. If there is more than one support column in a table, the columns shall be discriminated by letters (a, b, etc.), respectively. EXAMPLE: A.1/4 is the reference to the answer of item 4 in table A Applicability of conformance requirements All conformance requirements are annotated with their applicability. This clause defines the notation used. The basic notation is as follows: (DefinedRelease) ReleaseRange: Options The components of the notation are as follows:

18 Release TS V ( ) Component Content Example content DefinedRelease Contains a single release. Optional (along with the surrounding parentheses). If present, it indicates the release of the core specification in which the conformance requirement was first defined. This is intended for conformance requirements which were defined in a certain release of the core specification but for which tests were not introduced into this document until a later release. If absent, this indicates that the conformance requirement was introduced in the first release contained in ReleaseRange. R99 Rel-6 ReleaseRange Options Contains a single release or a range of releases. An ellipsis ( ) in the right-hand part indicates the current release of this document. Optional; but at least one of ReleaseRange and Options must be present. If present, it indicates the range of releases for which the conformance requirement is tested. If absent, it is equivalent to "R99 - ". A comma-separated list containing at least one of the options in table A.1. Optional (along with the preceding colon); but at least one of ReleaseRange and Options must be present. If present, this indicates that the conformance requirement is only applicable to UICCs supporting all of the specified options. If absent, this indicates that the conformance requirement applies to all UICCs. R99 R99 - Rel-5 Rel-6 - O_LOG_CHANS O_LOG_CHANS, O_SHAREABLE An additional shortcut notation for "R99 - " is specified: "M". This indicates that the conformance requirement is mandatory for all UICCs of all releases. Examples of the notation are as follows: Example (Rel-4) Rel-6 : O_LOG_CHANS (Rel-4) Rel-6 : O_LOG_CHANS, O_SHAREABLE Rel-6 : O_LOG_CHANS Rel-6 : O_LOG_CHANS, O_SHAREABLE R99 - Rel-5 Rel-6 - O_MONO_APP M Meaning Conformance requirement introduced in Rel-4, but not tested until Rel-6, where it is only applicable if O_LOG_CHANS is supported. Conformance requirement introduced in Rel-4, but not tested until Rel-6, where it is only applicable if O_LOG_CHANS and O_SHAREABLE are supported. Conformance requirement introduced in Rel-6, where it is only applicable if O_LOG_CHANS is supported. Conformance requirement introduced in Rel-6, where it is only applicable if O_LOG_CHANS and O_SHAREABLE are supported. Mandatory for all UICCs from R99 to Rel-5. Mandatory for all UICCs from all releases up to and including the current release of this document. Applies to all releases, but only applicable if O_MONO_APP is supported by the UICC. Mandatory for all releases; equivalent to "R99 - ". 3.6 Table of optional features Support of several features is optional, release dependent or configuration dependent for the UICC. However, if a UICC states conformance with a specific release, it is mandatory for the UICC to support all mandatory functions of that release, as stated in table A.1. The "Option defined in Releases" column indicates the releases of the relevant core specification(s) in which the option is defined. The supplier of the implementation shall state the support of possible options in table A.1.

19 Release TS V ( ) A supplier may choose to use a single UICC and reconfigure it as required for each test; or may choose to use a number of UICCs which are based on the same platform but are configured differently. The supplier shall state the chosen solution and in the latter case shall confirm usage of identical platforms. Table A.1: Options Option Status Option defined in Support Mnemonic Releases ID-1 UICC O.1 R99 O_ID1_UICC Plug-in UICC O.1 R99 O_PLUG_IN_UICC Type 1 (i.e. UICC which always enters the negotiable O.2 R99 O_TYPE_1 mode after a warm reset) Type 2 (UICC which always enters the specific mode O.2 R99 O_TYPE_2 after a warm reset) T=0 O.3 R99 O_T0 T=1 O.3 R99 O_T1 Mono application UICC O.4 R99 O_MONO_APP Multi-application UICC O.4 R99 O_MULTI_APP Single verification capable UICC O.5 R99 O_SINGLE_VER Multi-verification capable UICC O.5 R99 O_MULTI_VER More than one logical channel supported O Rel-4 O_LOG_CHANS More than two logical channels supported O Rel-4 O_LOG_CHANS_34 Shareable files O Rel-4 O_SHAREABLE Non-shareable files O Rel-4 O_NON_SHAREABLE GET CHALLENGE O Rel-4 O_GET_CHALLENGE Mini-UICC O.1 Rel-6 O_MINI_UICC (F, D) = (512, 64) O Rel-6 O_F_D_512_64 Low impedance drivers O Rel-6 O_LOW_IMPEDANCE BER-TLV structure EFs O Rel-6 O_BER_TLV_FILES

20 Release TS V ( ) 3.7 Applicability table Table B.1: Applicability of tests Clause Description Test procedure Tested features defined in Release R99 UICC Rel-4 UICC Rel-5 UICC Rel-6 UICC Rel-7 UICC ID-1 UICC 1 R99 C001 C001 C001 C001 C Plug-in UICC 1 R99 C002 C002 C002 C002 C Temperature range for card operation 1 R99 M M M 2 Rel-6 M M Contacts N/A Mini-UICC 1 Rel-6 C003 C Vcc Voltage limits 1 R99 M M M M M Vcc - Idle current 1 R99 M M M M M limits Vcc - Current limits 1 R99 M M M M M in clk-stop-mode RST - Static 1 R99 M M M M M operation Vpp - Static 1 R99 M M M M M operation CLK - Frequency 1 R99 M M M M M and duty cycle Voltage and current 1 R99 M M M M M I/O - Voltage and current 1 R99 M M M C018 C Supply voltage switching - Supply voltage classes Supply voltage switching - Power consumption of the UICC during ATR Supply voltage switching - Application related electrical parameters ATR - Major capabilities ATR - Speed enhancement Global Interface 2 Rel-6 C019 C019 3 Rel-6 C020 C020 N/A 1 R99 M M M M M 1 R99 M M M M M 1 R99 M M M M M 1 R99 M M M M M 1 Rel-6 M M bytes PPS procedure 1 R99 M M Reset procedures 1 R99 M M M M M 2 R99 M M 3 R99 C004 C004 4 R99 C005 C Clock stop mode 1 R99 M M M M M Bit/character duration and sampling time N/A Error handling 1 R99 M M M M M Compatibility N/A Physical Layer N/A Character Frame 1 R99 M M M M M Transmission Protocol T= T=1 - Information 1.1 field size 1 R99 C006 C006 C006 C006 C006 1 R99 C007 C007 C007 C007 C007 Support

21 Release TS V ( ) Clause Description Test procedure Tested features defined in Release R99 UICC Rel-4 UICC Rel-5 UICC Rel-6 UICC Rel-7 UICC T=1 - Character 1 R99 C007 C007 C007 C007 C waiting integer T=1 - Character 1 R99 C007 C007 C007 C007 C waiting time T=1 - Block guard 1 R99 C007 C007 C007 C007 C time T=1 - Waiting time N/A 1.5 extension T=1 - Error detection 1 R99 C007 C007 C007 C007 C code T=1 - Prologue field - 1 R99 C007 C007 C007 C007 C Node address byte T=1 - Prologue field - N/A Protocol Control Byte T=1 - Prologue field - 1 R99 C007 C007 C007 C007 C Length T=1 - Information 1 R99 C007 C007 C007 C007 C field T=1 - Epilogue field 1 R99 C007 C007 C007 C007 C T=1 - Error free 1 R99 C007 C007 C007 C007 C007 3 operation T=1 - Error Handling 1 R99 C007 C007 C007 C007 C Protocol initialisation T=1 - Error Handling 1 R99 C007 C007 C007 C007 C Sending invalid blocks to the UICC T=1 - Chaining 1 R99 C007 C007 C007 C007 C Transportation of an APDU using T=0-1 R99 C006 C006 C006 C006 C Case 1 Transportation of an APDU using T=0 - Case 2 Transportation of an APDU using T=0 - Case 3 Transportation of an APDU using T=0 - Case 4 Use of Procedure Bytes '61xx' and '6Cxx' - Case 2 Commands Use of Procedure Bytes '61xx' and '6Cxx' - Case 4 Commands Transportation of an APDU using T=1 - Case 1 Transportation of an APDU using T=1 - Case 2 Transportation of an APDU using T=1 - Case 3 Transportation of an APDU using T=1 - Case 4 1 R99 C006 C006 C006 C006 C006 1 R99 C006 C006 C006 C006 C006 1 R99 C006 C006 C006 C006 C006 1 R99 C006 C006 C006 C006 C006 N/A Application Layer N/A 1 R99 C007 C007 C007 C007 C007 1 R99 C007 C007 C007 C007 C007 1 R99 C007 C007 C007 C007 C007 1 R99 C007 C007 C007 C007 C007 Support

22 Release TS V ( ) Clause Description Test procedure Tested features defined in Release R99 UICC Rel-4 UICC Rel-5 UICC Rel-6 UICC Rel-7 UICC UICC Application 1 R99 M M M M M structure Dedicated files N/A Transparent EF 1 R99 M M M M M Linear fixed EF 1 R99 M M M M M Cyclic EF 1 R99 M M M M M BER-TLV structure N/A 4 EF File referencing N/A SELECT by File Identifier Referencing 1 R99 M M M M M SELECT by Path 1 R99 M M M M M Referencing Short File Identifier 1 R99 M M M M M SELECT by DF 1 R99 M M M M M 1 Name SELECT by partial DF Name 1 R99 C009 C Application session activation Application session termination Application session reset GSM/USIM application interaction and restrictions Reservation of file IDs No Logical Channel Support Logical Channels - Basic Behaviour Opening a Logical Channel from the Basic Channel Opening a Logical Channel from a Non- Basic Channel Opening a Logical Channel on Non- Shareable Files Logical Channels and Shareable Files Logical channels - Command Interdependencies 2 R99 C008 C008 C008 3 R99 C008 C008 1 R99 M M M M M 1 R99 C008 C008 C008 C008 C008 2 R99 M M M 3 Rel-6 M M 4 R99 M M M M M 5 Rel-4 C010 C010 1 R99 M M M M M 1 R99 M M M 1 R99 M M M M M 2 R99 M M M 3 R99 M M 1 Rel-4 C011 C011 1 Rel-4 C010 C010 2 Rel-4 C012 C012 1 Rel-4 C010 C010 1 Rel-4 C013 C013 1 Rel-4 C014 C014 1 Rel-6 C014 C014 2 Rel-4 C015 C015 1 Rel-4 C015 C015 Support

23 Release TS V ( ) Clause Description Test procedure Logical channels - Consistency of File Updates Supported security features Tested features defined in Release R99 UICC Rel-4 UICC Rel-5 UICC Rel-6 UICC Rel-7 UICC 1 Rel-4 C015 C015 1 R99 C016 C016 C016 C016 C016 2 R99 C017 C017 C017 C017 C Security architecture 1 R99 M M M M M 2 R99 M M Security environment 1 R99 C016 C016 C016 C016 C PIN definitions 1 R99 C016 C016 C016 2 R99 C016 C016 3 R99 C017 C017 C017 C017 C PIN and key reference relationship 1 R99 C016 C016 C016 C016 C016 2 R99 C017 C017 C017 C017 C Mapping principles 1 R99 M M M M M Status Conditions Returned by the UICC 1 R99 M M M M M Status Words of the N/A Commands Logical Channels N/A SELECT 1 R99 M M M M M 2 R99 M M STATUS 1 R99 M M M M M READ BINARY 1 R99 M M M M M UPDATE BINARY 1 R99 M M M M M READ RECORD 1 R99 M M M M M 2 R99 M M M M M 3 R99 M M M M M UPDATE RECORD 1 R99 M M M M M 2 R99 M M M M M 3 R99 M M M M M SEARCH RECORD 1 R99 M M M M M 2 R99 M M M M M 3 R99 M M M M M 4 R99 C007 C007 C007 C007 C INCREASE 1 R99 M M M M M VERIFY PIN 1 R99 M M M M M 2 Rel-4 C010 C010 3 R99 M M CHANGE PIN 1 R99 M M M M M 2 Rel-4 C010 C010 DISABLE PIN 1 R99 M M M M M ENABLE PIN 1 R99 M M M M M UNBLOCK PIN 1 R99 M M M M M 2 R99 M M M M M 3 R99 M M 4 Rel-4 C010 C010 DEACTIVATE FILE 1 R99 M M M M M ACTIVATE FILE 1 R99 M M M M M AUTHENTICATE MANAGE CHANNEL N/A N/A Support

24 Release TS V ( ) Clause Description Test procedure Tested features defined in Release R99 UICC Rel-4 UICC Rel-5 UICC Rel-6 UICC Rel-7 UICC GET CHALLENGE 1 Rel-4 C021 C RETRIEVE DATA 1 Rel-6 C022 C022 2 Rel-6 C022 C022 3 Rel-6 C022 C SET DATA 1 Rel-6 C022 C022 2 Rel-6 C022 C022 3 Rel-6 C022 C022 4 Rel-6 C022 C BER-TLV structure files Logical channel interactions 1 Rel-6 C022 C022 2 Rel-6 C022 C022 3 Rel-6 C022 C022 1 Rel-6 C023 C023 2 Rel-6 C023 C023 3 Rel-6 C023 C GET RESPONSE 1 R99 M M M M M 6.10 Application independent files 7.1 Contents of the Elementary Files (EF) 1 R99 M M M M M 1 R99 M M 2 R99 M M M 7.2 Security features 1 R99 C016 C016 C016 C016 C AUTHENTICATE 1 R99 M M M M M Security management Status Words of the Commands GSM/USIM application interaction and restrictions 1 R99 M M M M M N/A 1 Rel-6 M M Transmission speed 1 Rel-6 C006 C006 1 Rel-6 C007 C Voltage classes 1 Rel-6 M M File Control Parameters (FCP) 8.3 User verification and file access conditions Contents of the EFs at the MF level 1 Rel-6 M M 1 Rel-6 C016 C016 2 Rel-6 C017 C017 1 Rel-6 M M Support

25 Release TS V ( ) Clause Description Test procedure C001 C002 C003 C004 C005 C006 C007 C008 C009 C010 C011 C012 C013 C014 C015 C016 C017 C018 C019 C020 C021 C022 C023 Tested features defined in Release R99 UICC Rel-4 UICC Rel-5 UICC Rel-6 UICC IF O_ID1_UICC THEN M ELSE N/A IF O_PLUG_IN_UICC THEN M ELSE N/A IF O_MINI_UICC THEN M ELSE N/A IF O_TYPE_1 THEN M ELSE N/A IF O_TYPE_2 THEN M ELSE N/A IF O_T0 THEN M ELSE N/A IF O_T1 THEN M ELSE N/A IF O_MULTI_APP THEN M ELSE N/A IF O_MONO_APP THEN M ELSE N/A IF O_LOG_CHANS THEN M ELSE N/A IF (NOT O_LOG_CHANS) THEN M ELSE N/A IF O_LOG_CHANS_34 THEN M ELSE N/A IF (O_LOG_CHANS_34 AND O_SHAREABLE) THEN M ELSE N/A IF (O_LOG_CHANS AND O_NON_SHAREABLE) THEN M ELSE N/A IF (O_LOG_CHANS AND O_SHAREABLE) THEN M ELSE N/A IF O_MULTI_VER THEN M ELSE N/A IF O_SINGLE_VER THEN M ELSE N/A IF (NOT O_F_D_512_64) THEN M ELSE N/A IF O_F_D_512_64 THEN M ELSE N/A IF O_LOW_IMPEDANCE THEN M ELSE N/A IF O_GET_CHALLENGE THEN M ELSE N/A IF O_BER_TLV_FILES THEN M ELSE N/A IF (O_BER_TLV_FILES AND O_LOG_CHANS AND O_SHAREABLE) THEN M ELSE N/A Rel-7 UICC Support 4 Test environment This clause specifies several requirements which shall be met, and a number of rules which shall be adhered to before testing can proceed. 4.1 Test equipment This subclause recommends a minimum specification for each of the items of test equipment referenced in the tests ME simulator This item of equipment shall allow T = 0 and T = 1 protocol communications to take place on both ID-1 and plug-in UICCs. It shall be able to generate and send any command APDU and receive any of the possible responses. These commands may be generated manually, one at a time, or automatically from a predefined batch procedure containing one or more commands. The ME simulator shall be able to support clock stop modes. The ME simulator shall be able to accept an external clock signal to drive CLK (contact C3) of the UICC. It shall be possible to access all the UICC contacts either directly or through test points Signal generation device Vcc The voltage level for Vcc (contact C1) of the UICC shall be adjustable between -0,5 V and 6,0 V to an accuracy of 1% of the nominal Vcc voltage (e.g. 50 mv for class A operating conditions). The ME simulator shall be able to source current on the Vcc contact in the range -2 ma to 12 ma statically and to deliver charges of > 400 nas without lowering the Vcc voltage for more than 10 % of Vcc nominal.

26 Release TS V ( ) RST The generated voltage level for RST (contact C2) of the UICC shall be adjustable between -0,5 V and 6,0 V to an accuracy of 50 mv. The rise and fall times shall be adjustable from 0 µs to 500 µs with an accuracy of 5 µs. (to check if the USIM works with the defined rise and fall times.) The beginning of the rising edge shall be programmable from 1 clk-cycle to 50,000 clk-cycles after enabling the clkline CLK This item of equipment shall be able to generate square wave signals for the clock on the UICC, any of which can be a single-shot or continuous signal, in the range 1 MHz to 5 MHz. The voltage levels for both high and low states shall be adjustable between -0,5 V and 6,0 V to an accuracy of 0,1 V. The duty cycle of the clock signal shall be adjustable between 40 % and 60 % to an accuracy of 1 %. It shall also provide control over the following parameters: The voltage levels for both high and low states shall be adjustable between 0 V and 6 V to an accuracy of 1% of the nominal Vcc voltage. The duty cycle of the clock signal shall be adjustable between 40 % and 60 % to an accuracy of 1 % or 5 ns whichever is the worst. It shall also provide control over the following parameters: - rise and fall time to an accuracy of 1 % or 5 ns whichever is the worst. (5 ns = 2,5 % accuracy for f max = 5 MHz) I/O The equipment shall be able to generate I/O-Signals according to TS [1] The voltage levels for high and low states shall be adjustable between -0,5 V and 6,0 V to an accuracy of 1 % of the nominal Vcc voltage. The I/O line in transmission mode (high bit) shall be programmable between state A (active driven output) and state Z (I/O-voltage-driver inactive, current source I-I/O-high active). It shall also provide control over the rise and fall time of 100 ns to ns with an accuracy of 50 ns. The ME simulator shall be able to source and sink currents on the I/O contact in the range -20 µa to +20 µa in state high and 0 ma to -1 ma in state low (receiving mode) and shall be able to switch in transmission mode (outputting a high bit) between voltage and current driving mode. The timing of the bitstream (jitter, guardtime, etu-value, etc.) on the I/O-Line shall be programmable with an accuracy of 0,01 etu or 2 clk-cycles whichever is the worst Precision force-inducing contacting device This item of equipment shall be able to apply a prescribed and maintained level of force onto one or more contacts of the UICC. The range shall be between 0 and 0,5 N and accurate to 0,01 N Temperature controllable environment This item of equipment shall be able to control the temperature of a chamber large enough to enclose the UICC and the card reader. The range of temperature control shall be between -25 C and +85 C to an accuracy of 0,5 C Temperature measuring device This item of equipment shall be able to measure the temperature of the UICC to within 0,5 C. The range of this device shall allow measurement of temperatures between -25 C and +85 C Voltage measuring device This item of equipment shall be able to measure static and transient voltages on any one of the contacts of the UICC. The measurable voltage range shall be between -2 V and +7 V to an accuracy of 1% of the nominal Vcc voltage (e.g. 30 mv for class B operating conditions) with a timebase accuracy of 25 ns.

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