The Microkernel Overhead

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1 The Micro Overhead Martin Děcký CHARLES UNIVERSITY IN PRAGUE faculty of mathematics and physics

2 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 2 Why am I Here? HelenOS developer since 2005 Computer science researcher Distributed and component systems Formal verification of OS correctness Monolithic and micro OSes have both their pros and cons The micro overhead is a particular source of many misconceptions

3 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 3 Disclaimer For the sake of brevity, some of the following slides might be oversimplified. When making important decisions, always consult the original references, rely on your own observations and draw your own conclusions.

4 The Overhead? Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 4

5 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 5 The Overhead? Fact

6 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 6 The Overhead? Fact History

7 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 7 The Overhead? Fact Superstition History

8 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 8 The Overhead? Fact Benefit Superstition History

9 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 9 Micro Overhead as a Fact Monolithic application VFS user space hardware syscall function call I/O ext2 device driver disk

10 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 10 Micro Overhead as a Fact Monolithic application VFS Micro application VFS ext2 user space hardware syscall function call I/O device driver ext2 device driver IPC disk disk

11 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 11 Micro Overhead as a Fact Monolithic application VFS Micro application VFS ext2 user space hardware syscall function call I/O upcall device driver ext2 device driver IPC disk disk

12 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 12 Micro Overhead as a Fact Monolithic application VFS Micro application VFS ext2 user space hardware syscall function call I/O upcall device driver ext2 device driver IPC disk disk

13 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 13 Micro Overhead as a Fact Monolithic application VFS Micro application VFS ext2 user space hardware syscall function call I/O upcall device driver ext2 device driver IPC disk disk

14 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 14 Micro Overhead as a Fact Monolithic application VFS Micro application VFS ext2 user space hardware syscall function call I/O upcall device driver ext2 device driver IPC disk disk

15 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 15 Micro Overhead as a Fact Monolithic application VFS Micro application VFS ext2 user space hardware syscall function call I/O upcall device driver ext2 device driver IPC disk disk

16 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 16 Micro Overhead as a Fact (2) Natural reasons for the micro overhead More communication barriers Function call Upcall + Syscall Synchronous execution Context switch Heavier operations Jump Mode switch Argument passing Argument queuing Scheduler execution What is the actual extent of the overhead?

17 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 17 Micro Overhead in History Benchmarks of Mach 3.0 (1997) Single-server Mach vs. UNIX slowdown: % of the slowdown due to IPC overhead 80 % of the IPC overhead due to access rights and message validity checking Communication barriers are unavoidable It is the very cornerstone of micro design Not accountable for more than a 3 higher overhead (not 3 higher slowdown) The problem are the heavy operations

18 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 18 Micro Overhead in History (2) Mach asynchronous IPC task 1 task 2 capability list task 1 send right port capability list task 2

19 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 19 Micro Overhead in History (3) Mach asynchronous IPC Complex access rights evaluation in the Complicated queuing in the Simple data structures (linked lists) Excessive cache footprint Sequential programming paradigm IPC used mostly in synchronous manner

20 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 20 Micro Overhead in History (4) Benchmarks of L4 (1997) Single-server L4 vs. UNIX slowdown: 1.03 Single IPC call overhead comparable to single UNIX syscall overhead 20 faster than on Mach The slowdown caused only by the communication barriers Even the overhead of a multiserver variant expected to be rather reasonable

21 Micro Overhead in History (5) L4 synchronous IPC Explicit client/server rendez-vous No need for full context switch Data passed directly in registers and in shared memory No rescheduling, no queuing Highly optimized implementation Small working set Better spatial locality, cache friendly Leaving the access right policies to the user space servers Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 21

22 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 22 Micro Overhead Superstition Mach 3.0 is a (too) well-known failed example First-generation archetypal micro Establishing the terminology, etc. Part of university curricula all over the world Never practically used as a micro with user space drivers XNU: Single-server micro with drivers Hurd: Multiserver micro with drivers

23 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 23 Micro Overhead Superstition (2) Opinion of the general public Tanenbaum-Torvalds debate (1992) Performance of micros mentioned several times Hybrid design of Windows NT Kernel space device drivers Micro modularity, but a single address space Micros are just research toys Real-life performance demands monolithic s

24 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 24 Real-life Performance? Let's consider a theoretical 1.5 slowdown A 50 % faster CPU required to compensate In 1996 Intel 133 MHz $300 Intel 200 MHz $599 In 2012 Intel Xeon 2.67 GHz $1004 Intel Xeon 3.47 GHz $

25 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 25 Real-life Performance? (2) The micro trade-off Run-time performance We have to pay more to compensate for the overhead vs. Run-time reliability We have to pay less because of improved reliability Fault isolation, restarting of faulty services Formal verification

26 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 26 Micro Overhead as a Benefit When can an overhead be of any benefit? Technically: Never Paradigm shift Plain function calls optimized and unbeatable for sequential code performance What if sequential code execution cannot utilize the hardware effectively? Multicore (many-core) architectures

27 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 27 Micro Overhead as a Benefit (2) Parallel algorithms Manual decomposition into work queues Fork-join Parallel programming abstractions Actors, agents, dataflow concurrency, continuations Future objects, promises Implementation level Similar to asynchronous IPC and multiserver design Sequential overhead, but improved throughout

28 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 28 Micro Overhead as a Benefit (3) HelenOS asynchronous IPC Elimination of unnecessary context switches Cooperative scheduling in user space Elimination of data copying Shared memory between communicating tasks Kernel queuing with reasonable performance Smart concurrent data structures (hash tables, B+ trees) No complex access rights, small code footprint Asynchronous nature suitable for parallel processing Non-blocking operations Concepts of future objects and promises

29 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 29 Open Challenges Benefits of monolithic systems Easier global prediction of resource usage patterns I/O caches and buffers Across various subsystems (block layer, filesystem layer, directory layer, etc.) Read-ahead heuristics Simpler reaction to resource pressure conditions Mild vs. aggressive cache flushing, graceful degradation Easier scheduler interaction Priority boosting for interactive tasks, etc.

30 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 30 Open Challenges (2) Resources in micro multiserver systems Implicitly shared resources (and their state) scattered among isolated servers No central point for caching, future usage prediction (read-ahead), resource pressure evaluation (out-ofmemory) Possible solutions Polymorphic caching server Distributed shared resource management

31 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 31 Conclusion The micro overhead is a fact Inherent property of the micro design A price paid for the improved reliability & design The way the micro is implemented dramatically affects the extent of the overhead From two-fold or worse slowdown to only several percents

32 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 32 Conclusion (2) Clever asynchronous IPC can provide adequate throughput on multicore systems Non-blocking, non-sequential programming Parallel processing of requests The resulting trade-off Cost of hardware vs. Cost of reliability Still challenges to be solved Transparent shared resources management

33 Q&A Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 33

34 Martin Děcký, FOSDEM 2012, 5 th February 2012 The Micro Overhead 34 References Jochen Liedtke: Improving IPC by Kernel Design Jochen Liedtke: On μ-kernel Construction Hermann Härtig, Michael Hohmuth, Jochen Liedtke, Sebastian Schönberg, Jean Wolter: The Performance of μ- Kernel-Based Systems Jan Stoess: Towards Effective User-Controlled Scheduling for Micro-Based Systems Sebastian Ottlik: Reducing Overhead in Micro Based Multiserver Operating Systems through Register Banks

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