DICOM Conformance Statement

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1 Revision: 3.3 Date: DICOM Conformance Statement FORUM Version 4.0 Including FORUM Glaucoma Workplace Version Carl Zeiss Meditec AG Goeschwitzer Strasse Jena Germany Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 1 of 86

2 1 Conformance Statement Overview FORUM is a DICOM archive with query/retrieve functionalities. It also acts as a Modality Worklist Provider. It offers a viewer for patient and worklist administration, for reviewing images and PDF's. Plugins: There are optional plugins to the FORUM Viewer which offer extended review capabilities, and possibly create new instances: FORUM Glaucoma Workplace is an optional, additional application to FORUM (FORUM plugin), which is offered separately. It is intended for processing and displaying visual field data and optical coherence tomography data. It is also intended for generating visual field reports (OPV IODs), and reports that contain results from perimetry, optical coherence tomography and fundus photography (epdf IODs). This document is structured as suggested in the DICOM Standard (PS 3.2: Conformance). Table 1-1 Network Services Supported SOP Classes Verification User of Service (SCU) Verification Yes Yes Transfer Image Storage SOP Classes Secondary Capture Image Storage Yes Yes Provider of Service (SCP) Multi-frame Grayscale Byte Secondary Capture Image Storage Multi-frame True Color Secondary Capture Image Storage Yes Yes Yes Yes Visible Light Endoscopic Image Storage Yes Yes Visible Light Microscopic Image Storage Yes Yes Visible Light Photographic Image Storage Yes Yes Ophthalmic Photography 8 Bit Image Storage Yes Yes Ophthalmic Tomography Image Storage Yes Yes Transfer Video Image Storage SOP Classes Ophthalmic Photography 8 Bit Image Storage Yes Yes Video Endoscopic Image Storage Yes Yes Video Microscopic Image Storage Yes Yes Video Photographic Image Storage Yes Yes Transfer Other Storage SOP Classes Encapsulated PDF Storage Yes Yes Raw Data Storage Yes Yes Lensometry Measurements Storage Yes Yes Autorefraction Measurements Storage Yes Yes Keratometry Measurements Storage Yes Yes Subjective Refraction Measurements Storage Yes Yes Visual Acuity Measurements Storage Yes Yes Ophthalmic Axial Measurements Storage Yes Yes Intraocular Lens Calculations Storage Yes Yes Ophthalmic Visual Field Static Perimetry Measurements Storage Workflow Management Yes Yes Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 2 of 86

3 Storage Commitment Push Model SOP Class No Yes Modality Worklist Information Model - FIND No Yes Query / Retrieve Patient Root Query/Retrieve Information Model FIND No Yes Study Root Query/Retrieve Information Model FIND No Yes Study Root Query/Retrieve Information Model MOVE No Yes FORUM does not support Media Interchange. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 3 of 86

4 2 Table of Contents 1 Conformance Statement Overview Table of Contents Introduction Revision History Audience Remarks Definitions and Terms Abbreviations References Networking Implementation Model Application Data Flow Functional Definition of AEs Functional Definition of FORUM Application Entity Functional Definition of FORUM Worklist Application Entity Functional Definition of FORUM Glaucoma Workplace Sequencing of Real-World Activities AE Specifications FORUM Application Entity Specification SOP Classes Associations Policies General Number of Associations Asynchronous Nature Implementation Identifying Information Association Initiation Policy Activity User Requests Verification (SCU) Activity FORUM Issues Storage Request (SCU) Activity - Remote AE Requests Storage Commitment (SCP) Association Acceptance Policy Activity Remote AE Requests Verification (SCP) Activity - Remote AE issues Storage Request (SCP) Activity Remote AE Requests Storage Commitment (SCP) Activity Remote AE issues Patient or Study Root Query (SCP) Activity Remote AE Issues Retrieve Command (SCP) Activity Remote AE sends MWL Query (SCP) Network Interfaces Physical Network Interface Additional Protocols IPv4 and IPv6 Support Configuration AE Title/Presentation Address Mapping Local AE Titles Remote AE Titles Parameters General Parameters FORUM Glaucoma Workplace Configuration Media Interchange Support of Character Sets Accepted Character Sets Returned Character Sets Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 4 of 86

5 7 Security Annexes IOD Contents Created SOP Instance(s) Secondary Capture Image Information Object Definition File Import Encapsulated PDF Information Object Defintion Combined Report: EPDF Information Object Definition SOP Instances Created by FORUM Glaucoma Workplace Encapsulated PDF Information Object Defintion Ophthalmic Visual Field Static Perimetry Measurement Information Object Definition Usage of Attributes from Received IOD s Attribute Mapping Coerced/Modified Files Patient Edit/Merge or Instance Reassign Patient Information / Patient Matching Missing UIDs Patient Identification Conflict with Study Instance UID Data Dictionary of Private Attributes Coded Terminology and Templates Greyscale Image Consistency Standard Extended / Specialized/ Private SOP Classes Private Transfer Syntaxes Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 5 of 86

6 3.1 Revision History Document Version 3 Introduction Date Author Changes tku Initial revision for FORUM v tku Adjustments for FORUM v gws Revision for FORUM v2.5 (merged from CG-LEH-MS-203- DICOM Conformance Statement 2.5) gws Revision for FORUM v2.6 (merged from CG-LEH-MS-254- DICOM Conformance Statement 2.6.doc) gws Revision for FORUM v gws Revision for FORUM v gws Revision for FORUM v3.2 Support Ophthalmic Visual Field Static Perimetry Measurements Storage Patients Name matching Patient matching Query/Return key Creator-Version UID Responses are sorted descending by Acquisition Date Time rms Update on phrasing of chapter 1 (for better readability) Add description of optional, additional application FORUM Glaucoma Workplace revision 2.0: Ophthalmic Visual Field Static Perimetry Measurement IOD generation epdf Report generation gws, rms Revision for FORUM v4.0 New supported SOP Classes: Lensometry Measurements Storage Autorefraction Measurements Storage Keratometry Measurements Storage Subjective Refraction Measurements Storage Visual Acuity Measurements Storage Ophthalmic Axial Measurements Storage Intraocular Lens Calculations Storage New supported C-FIND Attribute: Referenced Refractive Measurements Sequence Created SOP Instance Combined Report: Replaced Laterality by Image Laterality, Software Versions including patch and build level. Table 430 Added Modality Worklist C-FIND response status code C001 "Too Many Results" Table 4-20 New Query Return key "Measurement Laterality" Chapter Dicom Header Update, transcoding to UTF8 Updated description of FORUM Glaucoma Workplace to revision 2.0.3: adding private attribute modules in epdf IOD (CZM-HFA-Series Module and CZM-HFA-Analysis Module) and OPV IOD (HfaVisualFieldStaticPerimetryTestResults) Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 6 of 86

7 added attribute Performed Protocol Code Sequence to OPV IOD extended standard ContextIDs 4250 and Audience This document is intended for hospital staff, health system integrators, software designers or implementers. The reader should have a basic understanding of DICOM. 3.3 Remarks If another device matches this conformance statement based on the comparison with its own conformance statement, there is a chance, but no guarantee, that they interoperate. DICOM deals only with communication; it does not specify what is needed for certain applications to run on a device. 3.4 Definitions and Terms Informal definitions are provided for the following terms used in this Conformance Statement. The DICOM Standard is the authoritative source for formal definitions of these terms. Abstract Syntax the information agreed to be exchanged between applications, generally equivalent to a Service/Object Pair (SOP) Class. Examples: Verification SOP Class, Modality Worklist Information Model Find SOP Class, Computed Radiography Image Storage SOP Class. Application Entity (AE) an end point of a DICOM information exchange, including the DICOM network or media interface software; i.e., the software that sends or receives DICOM information objects or messages. A single device may have multiple Application Entities. Application Entity Title the externally known name of an Application Entity, used to identify a DICOM application to other DICOM applications on the network. Application Context the specification of the type of communication used between Application Entities. Example: DICOM network protocol. Association a network communication channel set up between Application Entities. Attribute a unit of information in an object definition; a data element identified by a tag. The information may be a complex data structure (Sequence), itself composed of lower level data elements. Examples: Patient ID (0010,0020), Accession Number (0008,0050), Photometric Interpretation (0028,0004), Procedure Code Sequence (0008,1032). Information Object Definition (IOD) the specified set of Attributes that comprise a type of data object; does not represent a specific instance of the data object, but rather a class of similar data objects that have the same properties. The Attributes may be specified as Mandatory (Type 1), Required but possibly unknown (Type 2), or Optional (Type 3), and there may be conditions associated with the use of an Attribute (Types 1C and 2C). Examples: MR Image IOD, CT Image IOD, Print Job IOD. Joint Photographic Experts Group (JPEG) a set of standardized image compression techniques, available for use by DICOM applications. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 7 of 86

8 Media Application Profile the specification of DICOM information objects and encoding exchanged on removable media (e.g., CDs) Module a set of Attributes within an Information Object Definition that are logically related to each other. Example: Patient Module includes Patient Name, Patient ID, Patient Birth Date, and Patient Sex. Negotiation first phase of Association establishment that allows Application Entities to agree on the types of data to be exchanged and how that data will be encoded. Presentation Context the set of DICOM network services used over an Association, as negotiated between Application Entities; includes Abstract Syntaxes and Transfer Syntaxes. Protocol Data Unit (PDU) a packet (piece) of a DICOM message sent across the network. Devices must specify the maximum size packet they can receive for DICOM messages. Query Key A input value for a query process. Query Keys denote the set of DICOM tags that are sent from the SCU to SCP and thus control the query result. Security Profile a set of mechanisms, such as encryption, user authentication, or digital signatures, used by an Application Entity to ensure confidentiality, integrity, and/or availability of exchanged DICOM data Service Class Provider (SCP) role of an Application Entity that provides a DICOM network service; typically, a server that performs operations requested by another Application Entity (Service Class User). Examples: Picture Archiving and Communication System (image storage SCP, and image query/retrieve SCP), Radiology Information System (modality worklist SCP). Service Class User (SCU) role of an Application Entity that uses a DICOM network service; typically, a client. Examples: imaging modality (image storage SCU, and modality worklist SCU), imaging workstation (image query/retrieve SCU) Service/Object Pair (SOP) Class the specification of the network or media transfer (service) of a particular type of data (object); the fundamental unit of DICOM interoperability specification. Examples: Ultrasound Image Storage Service, Basic Grayscale Print Management. Service/Object Pair (SOP) Instance an information object; a specific occurrence of information exchanged in a SOP Class. Tag Examples: a specific x-ray image. a 32-bit identifier for a data element, represented as a pair of four digit hexadecimal numbers, the group and the element. If the group number is odd, the tag is for a private (manufacturer-specific) data element. Examples: (0010,0020) [Patient ID], (07FE,0010) [Pixel Data], (0019,0210) [private data element] Transfer Syntax the encoding used for exchange of DICOM information objects and messages. Examples: JPEG compressed (images), little endian explicit value representation. Unique Identifier (UID) a globally unique dotted decimal string that identifies a specific object or a class of objects; an ISO-8824 Object Identifier. Examples: Study Instance UID, SOP Class UID, SOP Instance UID. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 8 of 86

9 Value Representation (VR) the format type of an individual DICOM data element, such as text, an integer, a person s name, or a code. DICOM information objects can be transmitted with either explicit identification of the type of each data element (Explicit VR), or without explicit identification (Implicit VR); with Implicit VR, the receiving application must use a DICOM data dictionary to look up the format of each data element. 3.5 Abbreviations Table 3-1 Abbreviations used in this document Abbreviation AE Application Entity Definition AET DICOM EBE ELE EMR EPDF HL7 ILE IOD MWL MPEG2 MPML MP HL RLE SCP SCU SOP TCP/IP UI UID VL XML Application Entity Title Digital Imaging and Communications in Medicine Explicit Big Endian Explicit Little Endian Electronic Medical Record Encapsulated Portable Document Format Health Level Seven Implicit Little Endian Information Object Definition Modality Worklist Motion Picture Expert Group 2; Abbreviation and synonym for video encoding and compression transfer syntax. MPEG2 Main Main Level (as defined in the MPEG-2 standard) MPEG2 Main High Level (as defined in the MPEG-2 standard) Run Length Encoding Service Class Provider Service Class User Service Object Pair, union of a specific DICOM service and related IOD. Transmission Control Protocol / Internet Protocol User Interface Unique Identifier Visible Light Extensible Markup Language 3.6 References NEMA PS3 / ISO 12052, Digital Imaging and Communications in Medicine (DICOM) Standard, National Electrical Manufacturers Association, Rosslyn, VA, USA (available free at Integrating the Healthcare Enterprise (IHE) EYECARE Technical Framework, rev 3.7, 2010 (available free at Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 9 of 86

10 4 Networking 4.1 Implementation Model Application Data Flow Figure 4-1 FORUM Archive - Functional Overview User requests Verification Remote AE receives Verification Remote AE requests Verification User edits patient demographics, merges patients and moves instances to other studies (reassign) Remote AE issues Patient or Study Root Query User sets up Forwarding Rules FORUM issues Storage Request FORUM Application Entity Remote AE issues Retrieve Command Requested Instances received by Remote AE User imports image and PDF files, which will be converted to DICOM files Remote AE issues Storage Request User exports DICOM files to local disk. Remote AE requests Storage Commitment and receives Reports DICOM Standard Interface Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 10 of 86

11 Figure 4-2 FORUM Worklist Provider - Functional Overview Patients and Worklist Orders entered by User, or received via EMR-XML or HL7 FORUM Worklist Application Entity Remote AE requests Verification Remote AE sends MWL Query DICOM Standard Interface The FORUM application can be configured in a way that the complete functionality is covered by one AE. The diagram above shows the configuration where Storage related activities and Worklist related activities are separate AEs. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 11 of 86

12 Figure 4-3 FORUM Glaucoma Workplace - Functional Overview The local activities described in Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 12 of 86

13 Figure 4-3 below are additional activities to the functional range of FORUM Archive described in Figure 4-1 FORUM Archive - Functional Overview. These additional activities are added with the installation of the Glaucoma Workplace as software plugin to FORUM. All DICOM related local and real world activities of FORUM Archive as described in Figure 4-1 remain valid. User creates a report manually. Created Reports are stored in FORUM Reports and OPVs are created automatically on arrival of an appropriate DICOM instance in FORUM FORUM Application Entity Reports are created automatically for DICOM Instances already existing in FORUM Archive DICOM Standard Interface Functional Definition of AEs Functional Definition of FORUM Application Entity The FORUM AE initiate an association and request verification to a remote AE. The FORUM AE waits in the background for connections, and Answers Verification requests Responds to C-FIND queries Stores Instances Processes Storage Commitment requests, and therefore initiates an association and sends reports. Processes Retrieve Command, and therefore initiates an association and send storage requests. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 13 of 86

14 Functional Definition of FORUM Worklist Application Entity The FORUM Worklist AE waits in the background for connections, and Answers Verification requests Responds to C-FIND queries Worklist items to be returned, can be created Manually using the FORUM MWL Scheduler UI Automatically through the EMR XML interface Automatically through the HL7 interface Functional Definition of FORUM Glaucoma Workplace FORUM Glaucoma Workplace is a FORUM application intended for Processing and displaying visual field data and optical coherence tomography data Generating visual field reports. Generating reports that contain results from perimetry, optical coherence tomography and fundus photography. All instances generated by FORUM Glaucoma Workplace are automatically stored in FORUM Archive and made available for other DICOM activities like Storage to a remote AE, Query/Retrieve by a remote AE or export to local storage media Sequencing of Real-World Activities To realize the real world activities, the different entities work together. The sequence diagrams shall depict the intended workflow. The diagrams use slightly modified UML symbols. The asynchronous call is not depicted as suggested in UML. Some objects do have more than one dashed line. It symbolizes more than one thread. The only sequencing constraint that exists across FORUM and the corresponding Application Entities, is the fact that a Composite SOP Instance must be received by FORUM before Storage Commitment Push Model or Query-Retrieve Requests related to this SOP Instance can be successfully handled. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 14 of 86

15 Figure 4-4 Verification Peer Verification SCP AE Peer Verification SCU AE FORUM AE FORUM Worklist AE Send Verification Request Send Verification Request Send Verification Request Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 15 of 86

16 Figure 4-5 FORUM Archive Peer Storage SCP AE Peer Query- Retrieve SCP AE Peer Storage SCU AE FORUM AE Send Storage Request for SOP Instance Send Storage Commitment Request Return Storage Commitment Notification Send Study- or Patient- Root Query Return Information on requested Query Retrieve Level Send Retrieval Request for SOP Instance(s) Send requested SOP Instance(s) Figure 4-6 FORUM Modality Worklist Provider Peer Query- Retrieve SCP AE FORUM Worklist AE Send Modality Worklist Query Return Information related to Worklist Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 16 of 86

17 4.2 AE Specifications FORUM Application Entity Specification SOP Classes Table 4-1 SOP Classes for FORUM AE and FORUM MWL AE SOP Class Name SOP Class UID SCU SCP Verification Yes Yes Modality Worklist Information Model - FIND No Yes Ophthalmic Photography 8 Bit Image Storage Yes Yes Encapsulated PDF Storage Yes Yes Secondary Capture Image Storage Yes Yes Multi-frame Grayscale Byte Secondary Capture Image Storage Multi-frame True Color Secondary Capture Image Storage Yes Yes Yes Yes Raw Data Storage Yes Yes Visible Light Endoscopic Image Storage Yes Yes Visible Light Microscopic Image Storage Yes Yes Visible Light Photographic Image Storage Yes Yes Video Endoscopic Image Storage Yes Yes Video Microscopic Image Storage Yes Yes Video Photographic Image Storage Yes Yes Ophthalmic Tomography Image Storage Yes Yes Lensometry Measurements Storage Yes Yes Autorefraction Measurements Storage Yes Yes Keratometry Measurements Storage Yes Yes Subjective Refraction Measurements Storage Yes Yes Visual Acuity Measurements Storage Yes Yes Ophthalmic Axial Measurements Storage Yes Yes Intraocular Lens Calculations Storage Yes Yes Ophthalmic Visual Field Static Perimetry Measurements Storage Yes Yes Patient Root Q/R Information Model FIND No Yes Study Root Q/R Information Model FIND No Yes Study Root Q/R Information Model MOVE No Yes Storage Commitment Push Model No Yes Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 17 of 86

18 Associations Policies General The DICOM standard Application Context Name for DICOM 3.0 is always proposed: Table 4-2 DICOM Application Context Application Context Name Number of Associations The FORUM SW can be configured to use either one AE or two separate AEs for Storage and Worklist related activities. The maximum number of association applies per AE. Table 4-3 Number of associations Maximum number of simultaneous associations 50 per AE Asynchronous Nature FORUM Application Software does not support asynchronous communication (multiple outstanding transactions over a single Association) Implementation Identifying Information Table 4-4 DICOM implementation class and version Implementation Class UID Implementation Version Name F Association Initiation Policy Activity User Requests Verification (SCU) Description and Sequencing of Activities The FORUM AE sends DICOM Verification requests when the user requests a test of validity of a DICOM connection through the GUI Proposed Presentation Contexts Table 4-5 Presentation Contexts proposed by the FORUM AE Presentation Context Table Abstract Syntax Transfer Syntax Role Ext. Neg. Name UID Name List UID List Verification ILE BOTH No SOP Specific Conformance for Verification SOP Class The FORUM Application Software provides standard conformance to the DICOM Verification Service Class as an SCU Activity FORUM Issues Storage Request (SCU) Description and Sequencing of Activities The FORUM AE will transmit instances either driven by an automated forwarding mechanism, or as reaction to a received C-MOVE request. The automatic forwarding can be configured by the user through Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 18 of 86

19 the UI. An association is established when the user or the forwarding mechanism initiates a transmit request. The FORUM AE will establish an association automatically in response to a C-MOVE request Proposed Presentation Contexts The FORUM AE may request any of the Presentation Contexts listed in the following table for Storage. The FORUM AE will only propose the transfer syntax, which was used when the object was initially accepted by the server. Table 4-6 Proposed Presentation Contexts by the FORUM AE Presentation Context Table Abstract Syntax Transfer Syntax Role Ext. Neg. Name / UID Name List UID List All SOP classes listed in section "Transfer Image Storage SOP Classes" Implicit VR Little Endian Explicit VR Little Endian Explicit VR Big Endian BOTH No RLE Lossless JPEG Baseline JPEG Lossless JPEG 2000 (Lossless Only) JPEG All SOP classes listed in section "Transfer Video Image Storage SOP Classes" MPEG2 MPML MPEG2 MPHL BOTH No All SOP classes listed in section "Transfer Other Storage SOP Classes" Implicit VR Little Endian Explicit VR Little Endian Explicit VR Big Endian BOTH No SOP Specific Conformance Store Objects The FORUM AE provides limited standard conformance to the DICOM Storage Service Class as an SCU: Neither is it guaranteed that the DICOM Default Transfer Syntax (Implicit VR Little Endian) is always proposed in a presentation context. Nor is an on-the-fly transcoding to the DICOM Default Transfer Syntax supported for instances received and stored in lossless compression. A successful C-Store response status will not generate any actions. Table 4-7 C-STORE Response Status Handling Behavior Service Status Other than SUCCESS Further Meaning Error Code Behavior > 0000 For C-MOVE Requests they will be reported in the C-STORE-RESPOND under "Number Of Failed Suboperations" (0000,1022) Duplicate SOP Instance 0111 For Forwarding jobs this job will be marked with "SUCCESS" and this job is done. Other than SUCCESS and Duplicate SOP Instance > 0000 < 0111 > 0111 For Forwarding jobs this job will be marked with "FAILED" failed and this job is pending. Also the Error Comment (0000,0902) will be saved with this job. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 19 of 86

20 Activity - Remote AE Requests Storage Commitment (SCP) Description and Sequencing of Activites The FORUM AE will respond to N-ACTION requests, and initiate a N-EVENT-REPORT Proposed Presentation Contexts The FORUM AE may request the following Presentation Contexts listed in the following table. Table 4-8 Proposed Presentation Contexts by the FORUM AE Presentation Context Table Abstract Syntax Transfer Syntax Role Ext. Neg. Name UID Name List UID List Storage Commitment Push Model ILE ELE EBE SCP No SOP Specific Conformance Storage Commitment The FORUM AE provides conformance to the DICOM Storage Commitment Service Class as an SCP. The N-EVENT-REPORT contains the following Failure Reasons in the Failed SOP Sequence: Table 4-9 Storage Commitment Failure Reasons Service Status Failure Failure Failure Further Meaning No such object instance Class / Instance conflict Referenced SOP Class not supported Failure Reason Behavior 0112 The SOP instance is not available in FORUM The SOP instance is stored with another SOP class UID in FORUM 0122 The SOP instance is not available in FORUM and the SOP Class is not supported by FORUM Association Acceptance Policy FORUM accepts only associations from registered AE titles Activity Remote AE Requests Verification (SCP) Description and Sequencing of Activities Both the FORUM AE and the FORUM MWL AE will respond to Verification requests from a Verification SCU. This way the requesting SCU can determine whether the respective FORUM AEs are able to receive and handle incoming DICOM requests Accepted Presentation Contexts Table 4-10 Presentation Context accepted by the FORUM and FORUM MWL AE Presentation Context Table Abstract Syntax Transfer Syntax Role Ext. Name UID Name List UID List Neg. Verification ILE BOTH No Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 20 of 86

21 SOP Specific Conformance for Verification SOP Class as SCP FORUM provides standard conformance to the DICOM Verification Service Class as an SCP. One of the following status codes are returned: Service Status Further Meaning Error Code Behavior Success Success 0000 Operation performed properly. Both the FORUM AE and the FORUM MWL AE will always accept a Presentation Context for the Verification SOP Class with the default DICOM transfer syntax Activity - Remote AE issues Storage Request (SCP) Description and Sequencing of Activities The FORUM AE will store DICOM instances that are sent to it from a remote SCU. All storage objects received by the FORUM AE can be retrieved at a later time from the FORUM AE Accepted Presentation Contexts Table 4-11 Presentation Contexts accpeted by the <instrument> AE Presentation Context Table Abstract Syntax Transfer Syntax Role Ext. Neg. Name / UID Name List UID List All SOP classes listed in section "Transfer Image Storage SOP Classes" Implicit VR Little Endian Explicit VR Little Endian Explicit VR Big Endian BOTH No RLE Lossless JPEG Baseline JPEG Lossless JPEG 2000 (Lossless Only) JPEG All SOP classes listed in section "Transfer Video Image Storage SOP Classes" MPEG2 MPML MPEG2 MPHL BOTH No All SOP classes listed in section "Transfer Other Storage SOP Classes" Implicit VR Little Endian Explicit VR Little Endian Explicit VR Big Endian BOTH No SOP Specific Conformance Store Objects The FORUM AE conforms to the DICOM Storage Service Class as a Level 2 (Full) SCP. No elements are discarded. Certain Attribute will be coerced, see Coerced/Modified Files. All Type 1, Type 2 and Type 3 attributes will be retained. Private attributes will be stored and included when the object is sent out later to a remote AE. In case an instance is rejected, one of the following status codes is returned by the FORUM AE: Service Status Further Meaning Status Code Behavior Refused Out Of Resources A700 Error while storage space is less than 3GB. Missing license for MPEG No Such SOP class 0118 If a SOP Class is used, that was not negotiated. Unrecognized 0211 Unrecognized value in Command Filed Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 21 of 86

22 Error Operation Invalid Attribute Value 0106 Unsupported SOP Instance UID prefix. MpegFormatException Processing Failure 0110 Unexpected internal errors. Duplicate SOP instance Invalid Object Instance Missing Attribute Value SOP class Not Supported 0111 SOP Instance UID is already present in this archive while a new C-STORE request is being processed The series of an incoming C-STORE request is already attached to another study An Instance UID is missing Incoming SOP Class is not supported by FORUM Unable To Process C000 Unexpected internal errors. Success Success 0000 Operation performed properly. The FORUM AE will accept any number of Presentation Contexts per association request. Any single Abstract Syntax may be specified more than once in an association request, if the Transfer Syntaxes differ between the Presentation Contexts. Explicit VR Little Endian is preferred over Implicit VR Little Endian as the accepted Transfer Syntax when both Transfer Syntaxes are offered in a Presentation Context in an Associate Request. FORUM AE will only accept association requests for known (configured) remote AEs Activity Remote AE Requests Storage Commitment (SCP) Description and Sequencing of Activities When FORUM receives a storage commitment request, it checks whether the requested SOP instances are present in FORUM and sends an N-EVENT report. FORUM accepts a list of references to one or more DICOM SOP instances Accepted Presentation Contexts Table 4-12 Presentation Contexts accepted by the FORUM AE Presentation Context Table Name Abstract Syntax Transfer Syntax Role Ext. Neg. UID Name List UID List Storage Commitment Push Model ILE SCP No SOP Specific Conformance Storage Commitment The FORUM AE provides conformance to the DICOM Storage Commitment Service Class as an SCP. The number of referenced instances within one request is limited to 500. The N-EVENT-REPORT message is always sent in a separate association from the N-ACTION operation. For Storage Commitment operations, the FORUM AE will only accept association requests for known (configured) remote AEs. One of the following Status codes is returned by the FORUM AE in a N-ACTION response: Table 4-13 Storage Commitment N-ACTION-RSP Status Codes Service Status Further Meaning Status Code Behavior Error Processing 0110 Unexpected internal errors or too many items in Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 22 of 86

23 Failure the Referenced SOP Sequence (at least more than 500) Success Success 0000 Operation performed properly Activity Remote AE issues Patient or Study Root Query (SCP) Description and Sequencing of Activities The FORUM AE will respond to query requests that are sent to it by a remote SCU Accepted Presentation Contexts Table 4-14 Presentation Context accepted by the <instrument> AE Presentation Context Table Abstract Syntax Transfer Syntax Role Ext. Name UID Name List UID List Neg. Patient Root Q/R Information Model FIND Study Root Q/R Information Model FIND ILE SCP Yes ILE SCP Yes C-Find Extended Negotiation is supported: For the fields "Relational-queries" and "Date-time matching", the value 1 is returned, meaning that those are supported by the FORUM AE SOP Specific Conformance Find Objects The FORUM AE provides standard conformance to the DICOM Query/Retrieve Service Class as an SCP. The FORUM AE supports both Hierarchical Queries and the Relational-queries extended SCP behavior. Matching for attributes with VR PN (Person Name) is always done case-insensitive. The following tables contain detailed information on matching and return keys. Table 4-15 Matching Types Abbreviation Description U Universal Matching S Single Value Matching * Wildcard Matching R Range Matching CDT Combined Date Time Matching UNIQUE Unique query key for the respective level Table 4-16 Patient Root / Patient Level Attributes Description Tag Matching Type Patient's Name (0010,0010) U S * (*1) Patient ID (0010,0020) U S *, UNIQUE together with Issuer of Patient ID Issuer of Patient ID (0010,0021) U S *, UNIQUE together with Patient ID Other Patient IDs (0010,1000) U S * Patient's Birth Date (0010,0030) U S R Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 23 of 86

24 Patient's Sex (0010,0040) U S Ethnic Group (0010,2160) U S Patient Comments (0010,4000) U S * Table 4-17 Patient Root / Study Level Attributes Description Tag Matching Type Study Instance UID (0020,000D) U S, UNIQUE Study ID (0020,0010) U S Accession Number (0008,0050) U S * Study Date (0008,0020) U CDT Study Time (0008,0030) U CDT Modalities in Study (*5) (0008,0061) U S Referring Physician s Name (0008,0090) U S * Study Description (0008,1030) U S * Admitting Diagnoses Description (0008,1080) U S * Table 4-18 Study Root / Study Level Attributes Description Tag Matching Type Study Instance UID (0020,000D) U S, UNIQUE Study ID (0020,0010) U S Accession Number (0008,0050) U S * Study Date (0008,0020) U CDT Study Time (0008,0030) U CDT Modalities in Study (*5) (0008,0061) U S Referring Physician s Name (0008,0090) U S * Study Description (0008,1030) U S * Admitting Diagnoses Description (0008,1080) U S * Patient's Name (0010,0010) U S * (*1) Patient ID (0010,0020) U S * Issuer of Patient ID (0010,0021) U S * Other Patient IDs (0010,1000) U S * Patient's Birth Date (0010,0030) U S R Patient's Sex (0010,0040) U S Ethnic Group (0010,2160) U S Patient Comments (0010,4000) U S * Table 4-19 Series Level Attributes Description Tag Matching Type Modality (0008,0060) U S Series Number (0020,0011) U S Series Instance UID (0020,000E) U S, UNIQUE Series Date (0008,0021) U CDT Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 24 of 86

25 Series Time (0008,0031) U CDT Series Description (0008,103E) U S * Laterality (0020,0060) U S Number of Series Related Instances (0020,1209) return key only Performing Physicians Name (0008,1050) U S * Manufacturer's Model Name (0008,1090) U S * Performed Procedure Step Start Date (0040,0244) U CDT Performed Procedure Step Start Time (0040,0245) U CDT Request Attributes Sequence (0040,0275) Requested Procedure ID (0040,1001) U S Scheduled Procedure Step ID (0040,0009) U S Table 4-20 Instance Level Attributes Description Tag Matching Type Image Type (*4) (0008,0008) U S * Instance Number (0020,0013) U S SOP Instance UID (0008,0018) U S, UNIQUE SOP Class UID (0008,0016) U S Instance Creation Date (0008,0012) U CDT Instance Creation Time (0008,0013) U CDT Acquisition Date Time (*2) (0008,002A) U CDT Icon Image Sequence (0088,0200) return key only Image Laterality (*6) (0020,0062) U S Measurement Laterality (*6) (0024,0113) U S Document Title (0042,0010) U S * Creator-Version UID (0008,9123) U S Referenced Image Sequence (*3) (0008,1140) Referenced SOP Instance UID (0008,1155) U S Referenced SOP Class UID (0008,1150) return key only Purpose Of Reference Code Sequence (0040,A170) Coding Scheme Designator (0008,0102) U S Coding Scheme Version (0008,0103) U S Code Value (0008,0100) U S Referenced Instance Sequence (*3) (0008,114A) Referenced SOP Instance UID (0008,1155) U S Referenced SOP Class UID (0008,1150) return key only Purpose Of Reference Code Sequence (0040,A170) Coding Scheme Designator (0008,0102) U S Coding Scheme Version (0008,0103) U S Code Value (0008,0100) U S Source Instance Sequence (*3) (0042,0013) Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 25 of 86

26 Referenced SOP Instance UID (0008,1155) U S Referenced SOP Class UID (0008,1150) return key only Purpose Of Reference Code Sequence (0040,A170) Coding Scheme Designator (0008,0102) U S Coding Scheme Version (0008,0103) U S Code Value (0008,0100) U S Referenced Refractive Measurements Sequence (*3) (0046,0145) Referenced SOP Instance UID (0008,1155) U S Referenced SOP Class UID (0008,1150) return key only Purpose Of Reference Code Sequence (0040,A170) Coding Scheme Designator (0008,0102) U S Coding Scheme Version (0008,0103) U S Code Value (0008,0100) U S Remark (*1): Patients Name matching: FORUM uses the first non-empty component group of the matching key attribute as a query key. A component group in this context is empty if it contains only one or more of the characters "^" or "*". FORUM matches always all component groups. For Example "Wem*" returns all Patients, whose last name starts with "Wem" regardless in which component group. Double Wildcard Search "**": If the last name of the first non-empty component group contains "**", then all other components of this component group of the matching key are ignored, and this last name query key matches all components of all component groups. For example "Wem**" returns all patients, who have any name part starting with "Wem" regardless in which component group they occur. Wem** returns names like "Wemmer^Peter", "Bauer^Wemam" or "xxx^yyy=a^b^wemu". Remark (*2): The responses are sorted descending by Acquisition Date Time. Remark (*3): Only one of "Referenced Image Sequence", "Referenced Instance Sequence" or " Source Instance Sequence" is supported in one C-FIND request. Remark (*4): Although "Image Type" has a value multiplicity of greater than one, FORUM only returns valid matches if the order of the values in the query key matches the order of the values in the FORUM data objects. Example: "aaa\xxx\yyy\ddd" in FORUM is matched by "xxx" or "xxx\yyy" or x*\yy*, but NOT by "yyy\xxx" and not by aaa\yyy Remark (*5): "Modalities in Study" is supported ONLY on STUDY LEVEL. Remark (*6): Only one of "Image Laterality" or "Measurement Laterality" is supported in one C-FIND request. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 26 of 86

27 The FORUM AE returns one of the following status codes in a C-FIND response: Service Status Further Meaning Error Code Behavior Refused No Such SOP class 0118 If a SOP Class is used, that was not negotiated. Unrecognized Operation 0211 Unrecognized value in Command Filed Failed Invalid Attribute Value 0106 Wrong query retrieve level Processing Failure 0110 Unexpected internal errors. Unable To Process C000 Unexpected internal errors. Cancel FE00 The original requester canceled this operation. Pending Pending FF00 All Optional Keys are supported in the same manner as Required Keys. Warning Too Many Results C001 If the received request leads to more than 5000 responses then these 5000 responses will be returned followed by this status. On Query Retrieve Level "IMAGE" the most recent SOP instances according to Acquisition Date Time will be returned. Success Success 0000 Operation performed properly. For C-FIND operations, the FORUM AE will only accept association requests for known (configured) remote AEs. A Patient Root Query in FORUM returns only patients who are not flagged as conflicted patients. See Patient Information / Patient Matching for details on conflicted patients. A Study Root Query in FORUM returns all patients Activity Remote AE Issues Retrieve Command (SCP) Description and Sequencing of Activities The FORUM AE will respond to C-MOVE requests that are sent to it by a remote SCU. The FORUM AE will establish a new association with the remote AE specified in the move destination for the C-STORE sub operation. The FORUM AE will always only propose the transfer syntax used when the object was initially sent to the FORUM server Accepted Presentation Contexts Table 4-21 Presentation Context accepted by the FORUM AE Presentation Context Table Abstract Syntax Transfer Syntax Role Ext. Name UID Name List UID List Neg. Study Root Q/R Information Model MOVE ILE SCP No Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 27 of 86

28 SOP Specific Conformance Move Objects The FORUM AE will establish an association with the destination specified in the C-MOVE request. One or more of the Presentation Contexts listed in chapter Activity - Remote AE issues Storage Request (SCP) may be negotiated in this association. The following tables contain detailed information on supported matching keys: Table 4-22 Study Root / Study Level Attributes Description Tag Matching Type Study Instance UID (0020,000D) List of UID Matching Table 4-23 Series Level Attributes Description Tag Matching Type Series Instance UID (0020,000E) List of UID Matching Table 4-24 Instance Level Attributes Description Tag Matching Type SOP Instance UID (0008,0018) List of UID Matching The Query/Retrieve Level is identified implicitly by the key used. If a non-empty SOP Instance UID is present, then those will be retrieved, else if a non-empty Series Instance UID is present, then those will be retrieved, else if a non-empty Study Instance UID is present, then those will be retrieved. The FORUM AE returns one of the following status codes in a C-MOVE response: Table 4-25 Possible C-MOVE response status codes Service Status Further Meaning Error Code Behavior Refused No Such SOP class 0118 If a SOP Class is used, that was not negotiated. Unrecognized Operation 0211 Unrecognized value in command field Error Processing Failure 0110 Unexpected internal errors No Such Object Instance 0112 C-MOVE request for non-existing SOP instance Unable To Process C000 Unexpected internal errors Success Success 0000 Operation performed properly Activity Remote AE sends MWL Query (SCP) Description and Sequencing of Activities The FORUM MWL AE will respond to DICOM C-FIND requests in response to a remote AE querying for a Modality Worklist Accepted Presentation Contexts Table 4-26 Presentation Context accepted by the FORUM MWL AE Presentation Context Table Abstract Syntax Transfer Syntax Role Ext. Name UID Name List UID List Neg. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 28 of 86

29 Modality Worklist Information Model - FIND ILE SCP Yes SOP Specific Conformance for Modality Worklist SOP Class as SCP The FORUM MWL AE provides standard conformance to the DICOM Basic Worklist Management Service Class. The FORUM application can be configured to use only one AE for MWL and all the other described transactions. Table 4-27 Matching Types Abbreviation U S Universal Matching Single Value Matching Description * Wildcard Matching R CDT UNIQUE Range Matching Combined Date Time Matching Unique query key for the respective level The following table contains detailed information on matching keys: Table 4-28 Modality Worklist - Matching Keys Description Tag Matching Type Accession Number (0008,0050) U S Requested Procedure ID (0040,1001) U S Scheduled Procedure Step Sequence (0040,0100) Scheduled Station AE Title (0040,0001) U S Scheduled Procedure Step Start Date (0040,0002) U CDT Scheduled Procedure Step Start Time (0040,0003) U CDT Modality (0008,0060) U S Patient's Name (0010,0010) U S * Patient ID (0010,0020) U S * Issuer of Patient ID (0010,0021) U S * Patient's Birth Date (0010,0030) U S R Patient's Sex (0010,0040) U S Patient Comments (0010,4000) U S * The following table contains the supported return keys: Table 4-29 Modality Worklist - Return Keys Description Tag Scheduled Procedure Step Sequence (0040,0100) >Scheduled Station AE Title (0040,0001) >Scheduled Procedure Step Start Date (0040,0002) >Scheduled Procedure Step Start Time (0040,0003) >Modality (0008,0060) Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 29 of 86

30 >Scheduled Performing Physician's Name (0040,0006) >Scheduled Procedure Step Description (0040,0007) > Scheduled Protocol Code Sequence (0040,0008) >> Code Meaning (0008,0104) >> Code Value (0008,0100) >> Coding Scheme Designator (0008,0102) >> Coding Scheme Version (0008,0103) >Scheduled Procedure Step ID (0040,0009) Requested Procedure ID (0040,1001) Requested Procedure Comments (0040,1400) Requested Procedure Description (0032,1060) Study Instance UID (0020,000D) Study Date (=Scheduled Procedure Step Start Date) (0008,0020) Study Time (=Scheduled Procedure Step Start Time) (0008,0030) Accession Number (0008,0050) Requesting Physician (0032,1032) Requested Procedure Code Sequence (=Scheduled Protocol Code Sequence) (0032,1064) > Code Meaning (0008,0104) > Code Value (0008,0100) > Coding Scheme Designator (0008,0102) > Coding Scheme Version (0008,0103) Referring Physician s Name (0008,0090) Patient's Name (0010,0010) Patient ID (0010,0020) Issuer of Patient ID (0010,0021) Patient's Birth Date (0010,0030) Patient's Sex (0010,0040) Other Patient IDs (0010,1000) Ethnic Group (0010,2160) The FORUM MWL AE returns one of the following status codes in a C-FIND response: Table 4-30 Modality Worklist C-FIND response status codes Service Status Further Meaning Error Code Behavior Refused No Such SOP class 0118 If a SOP Class is used, which was not negotiated. Unrecognized Operation 0211 Unrecognized value in command field Failed Processing Failure 0110 Unexpected internal errors Unable To Process C000 Unexpected internal errors Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 30 of 86

31 Cancel FE00 The original requester canceled this operation. Pending Pending FF00 All optional keys are supported in the same manner as required keys. Warning Too Many Results C001 If the received request leads to more than 1000 responses then these 1000 responses will be returned followed by this status. Success Success 0000 Operation performed properly. FORUM assigns a different Study Instance UID to each Requested Procedure. FORUM supports only one Scheduled Procedure Step per Requested Procedure. If the Scheduled Protocol Code Sequence (0040,0008) or the Requested Procedure Code Sequence (0032,1064) is requested as a return key, and there are no items in a response, then this sequence will be returned without items instead of being removed. MWL entries (Scheduled Procedure Steps) are removed from the FORUM MWL AE as soon as the first SOP Instance with the Study Instance UID from the respective Requested Procedure is received. Furthermore MWL entries (Scheduled Procedure Steps) which are created via the "Automatic Order Functionality" or via the EMR Gateway are removed from the FORUM MWL AE at midnight. 4.3 Network Interfaces Physical Network Interface The physical network interface is not visible for the instrument application. The instrument application uses the communication stack as offered by the Operating System Additional Protocols Both IP addresses and host names are supported and get resolved. Else no additional protocols are supported IPv4 and IPv6 Support FORUM is released only for IPv Configuration Local application entity and remote application entity information can be configured with the Networking Configuration Tool. It is also possible to configure timeout, institution, and worklist item limit parameters via Application Software, configuration tool, and configuration file AE Title/Presentation Address Mapping The mapping from AE Title to TCP/IP addresses and ports is configurable and is stored in the local database. Along with this mapping, the database stores those AE titles that are allowed to communicate with the FORUM AE and the FORUM MWL AE Local AE Titles The IP is not configurable by the FORUM UI. The IP is administrated by the Operating System. The AE titles for the FORUM AE and the FORUM MWL AE are configurable. The FORUM application can be configured to use only one AE for all transactions. The default port number is Remote AE Titles The mapping of remote AE Titles to TCP/IP addresses and ports is configurable. FORUM supports a proprietary auto configuration for corresponding external DICOM devices. The number of AE Titles is Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 31 of 86

32 limited according to the available licenses. Two types of licenses are available to distinguished between connected "Zeiss Devices" and "3 rd Party Devices". In addition the user can configure whether the respective remote AE title can act as Modality Worklist User Parameters General Parameters The general parameters are shared for associations to any of the configured AE. Table 4-31 Configuration Parameters Table Parameter Configurable (Yes/No) Default Value Verification SCU/SCP Parameters No specific configuration required. The configuration of port number and Application Entity Title are part of the Local Application Entity setup (see Local AE Titles). Maximum Query Responses (Modality Worklist IM) Scheduled Station AE Title Maximum Query Responses (Patient Root Q/R IM and Study Root Q/R IM) Modality Worklist SCP Parameters No 1000 Patient Root Q/R and Study Root Q/R SCP Parameters No 5000 Extended Negotiation relational query support negotiation (Patient Root Q/R IM and Study Root Q/R IM) No specific configuration required The configuration of port number and Application Entity Title are part of the Local Application Entity setup (see Local AE Titles). No Storage SCP Parameters "Relational-queries" and "Date-time matching" are supported FORUM Glaucoma Workplace Configuration FORUM Glaucoma Workplace can be configured to create reports automatically. This configuration can be performed by the operator via GUI. Also some of the IOD Content is part of the configuration. The automatic report creation is triggered when a DICOM Instance is stored in FORUM. Parameter Create Overview for 24-2/30-2 White Create Overview for 24-2/30-2 Blue- Yellow Configurable (Yes/No) Description Automatic Report Creation Yes. Creates a new Overview report for the patient if the stored IOD qualifies for 24-2/30-2 White Yes. Creates a new Overview report for the patient if the stored IOD qualifies for 24-2/30-2 Blue- Yellow. Disabled Disabled Default Value Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 32 of 86

33 Create Overview for 10-2 Create single exam reports. Create GPA Automatically created GPA report type Create combined report Time span for creation of combined report (in days) Create single exam reports for existing exams Create OPV data format Institution Name Yes. Creates a new Overview report for the patient if the stored IOD qualifies for 10-2 Yes. Creates a single exam report, if the stored IOD qualifies for it. Yes. Creates a GPA report for the patient, if all necessary data is available. Which GPA is created, is set by: Automatically created GPA report type Yes. Type of the created GPA Report, options are: GPA Summary, Full GPA, SFA GPA or GPA Last Three Follow-up. Yes. Creates a combined report, if all necessary data for the report creation is available Yes. Only if all data necessary for combined report creation is in this time span, a report will be created. Yes. A single exam report for every IOD stored in FORUM that qualifies for report creation is created. Only one report is created, if a report for this IOD already exists, none is created. Data Export Option Yes. For every IOD that is stored in FORUM and that qualifies for OPV, a OPV is created. Institution Settings Yes. Used for the institution name in the DICOM Instances created by FORUM Glaucoma Workplace. Disabled Disabled Disabled GPA Summary Disabled 180 days Disabled Disabled Empty Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 33 of 86

34 5 Media Interchange Media Interchange is not scope of this document since Media Interchange is not supported by FORUM. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 34 of 86

35 6.1 Accepted Character Sets Table 6-1 Supported Character Set 6 Support of Character Sets Supported Specific Character Set Character Set Description Defined Term US-ASCII ISO ISO_IR 100 ISO ISO_IR 101 ISO ISO_IR 109 ISO ISO_IR 110 ISO ISO_IR 144 ISO ISO_IR 127 ISO ISO_IR 126 ISO ISO_IR 138 ISO ISO_IR 148 JIS_X0201 ISO_IR 13 TIS-620 ISO_IR 166 US-ASCII ISO 2022 IR 6 ISO ISO 2022 IR 100 ISO ISO 2022 IR 101 ISO ISO 2022 IR 109 ISO ISO 2022 IR 110 ISO ISO 2022 IR 144 ISO ISO 2022 IR 127 ISO ISO 2022 IR 126 ISO ISO 2022 IR 138 ISO ISO 2022 IR 148 JIS_X0201 ISO 2022 IR 13 TIS-620 ISO 2022 IR 166 JIS0208 ISO 2022 IR 87 JIS0212 ISO 2022 IR 159 cp949 ISO 2022 IR 149 UTF-8 ISO_IR 192 GB18030 GB Returned Character Sets DICOM files will be returned as they are. In case of a modified DICOM file it will be changed to UTF-8 and will be returned with this character set. No transcoding will be done with one exception: UTF-8 files will be returned as "ISO_IR 100" if the C- MOVE destination AE title contains the string "IR100". Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 35 of 86

36 7 Security FORUM accepts only associations from configured remote AE Titles. Apart from that, the DICOM capabilities of the FORUM Application Software does not support any specific security measures. It is assumed that FORUM is used within a secured environment. It is assumed that a secured environment includes at a minimum: Firewall or router protections to ensure that only approved external hosts have network access to FORUM. Firewall or router protections to ensure that FORUM only has network access to approved external hosts and services. Any communication with external hosts and services outside the locally secured environment use appropriate secure network channels (e.g. such as a Virtual Private Network (VPN)) Other network security procedures such as automated intrusion detection may be appropriate in some environments. Additional security features may be established by the local security policy and are beyond the scope of this conformance statement. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 36 of 86

37 8 Annexes 8.1 IOD Contents Created SOP Instance(s) FORUM creates new instances for manually imported image or PDF files. FORUM creates new instances for "Combined Reports" either automatically according to certain rules or manually triggered by the user. The prefixes for the created UIDs are: Study Instance UID: Series Instance UID: SOP Instance UID: Abbreviations used for presence of values: VNAP Value Not Always Present (attribute sent zero length if no value is present) Applicable for Type 2, 2C. Attribute is not always present Applicable for Type 3 Attribute is always present with a value Applicable for Type 1 EMPTY Attribute is sent without a value Applicable for Type 2 Abbreviations used for sources of data: USER The attribute value source is from User input The attribute value is generated automatically MWL, MPPS, etc. The attribute value is the same as the value received using a DICOM service such as Modality Worklist, Modality Performed Procedure Step, etc. CONFIG The attribute value source is a configurable parameter ACQUISITION The sources of data come from data acquisition process. Include Image and data relate to Image The sources of data come from data generate by application or add/edit/update by user when images are analyzed. The attribute value is the same as the value in the selected patient or source dataset For FORUM Glaucoma Workplace generated IODs the following is valid: The attribute value is the same as in the DICOM IOD which contains the source raw data set of the report. In case of multiple sources, the latest source is used. / The attribute value is the same as in the DICOM IOD which contains the raw data source of the report, if the source was a single exam. If the sources are multiple exams (multi exam reports), this value is generated automatically. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 37 of 86

38 Abbreviations used for Type: PE Private Extension Secondary Capture Image Information Object Definition File Import In FORUM the user has the possibility to import image files for a selected patient. Supported image files are: JPEG BMP (only 8 Bit and 24 Bit) TIFF (only with three samples per pixel/24 Bit) FORUM creates the following DICOM file as a result of this import operation. IE Module Presence of Module Patient Patient Study General Study Series General Series Equipment General Equipment SC Equipment Image General Image Image Pixel Sop Common Table 8-1 Secondary Capture Image IOD File Import File Meta Information (0002,0001) 1 OB File Meta Information Version 00\01 (0002,0002) 1 UI Media Storage SOP Class UID (Secondary Capture Image Storage) (0002,0003) 1 UI Media Storage SOP Instance UID The SOP instance UID has a prefix of (0002,0010) 1 UI Transfer Syntax UID (JPEG Baseline Process 1, for imported JPG and TIFF Files) (Implicit VR Little Endian, for imported BMP Files) (0002,0012) 1 UI Implementation Class UID (0002,0013) 3 SH Implementation Version Name FORUM 3.3 Table 8-2 Secondary Capture Image IOD File Import Module "Patient" (0010,0010) 2 PN Patient s Name Name of selected patient. VNAP (0010,0020) 2 LO Patient ID Patient ID of selected patient. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 38 of 86

39 (0010,0021) 3 LO Issuer of Patient ID Issuer of Patient ID of selected patient. VNAP (0010,0030) 2 DA Patient s Birth Date Birth Date of selected patient. VNAP (0010,0040) 2 CS Patient s Sex Gender of selected patient. VNAP (0010,1000) 3 LO Other Patient IDs Other Patient IDs of selected patient. (0010,2160) 3 SH Ethnic Group Ethnic Group of selected patient. (0010,4000) 3 LT Patient Comments Patient Comments of selected patient. VNAP VNAP VNAP Table 8-3 Secondary Capture Image IOD File Import Module General Study (0008,0020) 2 DA Study Date The value entered by the user via GUI as Content Date or if empty the current date. (0008,0030) 2 TM Study Time The value entered by the user via GUI as Content Time or if empty the current date. (0008,0050) 2 SH Accession Number Value entered by the user via GUI. Default: empty. (0008,0090) 2 PN Referring Physician s Name Value entered by the user via GUI (last name, first name, prefix). Default: empty. (0020,000D) 1 UI Study Instance UID The study instance UID has a prefix of VNAP VNAP USER or USER or USER USER (0020,0010) 2 SH Study ID 1 Table 8-4 Secondary Capture Image IOD File Import Module General Series (0008,0021) 3 DA Series Date Current date (0008,0031) 3 TM Series Time Current time (0008,0060) 1 CS Modality Possible values : AR, DOC, GM, KER, LEN, OAM, OP, OPM, OPT, OPV, OT, SRF, US, VA, XC (0008,103E) 3 LO Series Description EMPTY (0020,000E) 1 UI Series Instance UID The Series instance UID has a prefix of USER (0020,0011) 2 IS Series Number 1 (0020,0060) 2C CS Laterality Optional. The value is selectable from a drop-down list. Possible values are: L, R, B. USER Table 8-5 Secondary Capture Image IOD File Import Module General Equipment (0008,0070) 2 LO Manufacturer EMPTY Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 39 of 86

40 (0008,0080) 3 LO Institution Name EMPTY (0008,1010) 3 SH Station Name EMPTY (0018,1020) 3 LO Software Version(s) EMPTY (0008,1090) 3 LO Manufacturer s Model Name EMPTY Table 8-6 Secondary Capture Image IOD File Import Module SC Equipment (0008,0064) 1 CS Conversion Type DI Table 8-7 Secondary Capture Image IOD File Import Module General Image (0008,0008) 3 CS Image Type ORIGINAL\PRIMARY ORIGINAL\PRIMARY\\(+ user input, possible values: "COLOR", "REDFREE", "RED", "BLUE", "FA", "ICG") and USER (0008,0023) 2C DA Content Date The value entered by the user via GUI as Content Date or if empty the current date. (0008,002A) 3 DT Acquisition DateTime The value entered by the user via GUI as Acquisition Date and Time or if empty the current date and time. (0008,0033) 2C TM Content Time The value entered by the user via GUI as Content Time or if empty the current date. (0022,000C) PE FL Horizontal Field of View Value entered by the user via GUI. Default value is empty. USER or USER or USER or USER (0020,0013) 2 IS Instance Number 1 (0020,0020) 2C CS Patient Orientation EMPTY (0020,4000) 3 LT Image Comments Value entered by the user via GUI. Default value is empty. (0028,0301) 3 CS Burned In Annotation Value entered by the user via GUI., Possible values: "YES", "NO" VNAP USER USER (0028,2110) 3 CS Lossy Image Compression 01 (set for JPEG Baseline only) Table 8-8 Secondary Capture Image IOD File Import Module "Image Pixel" (0028,0002) 1 US Samples per Pixel Value taken from the imported image (0028,0004) 1 CS Photometric Interpretation YBR_FULL_422 (for color JPG) RGB (for other color images) MONOCHROME2 (for monochrome images) (0028,0006) 1C US Planar Configuration 0 (0028,0008) PE IS Number of Frames 1 (import of multipage files not supported by FORUM) Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 40 of 86

41 (0028,0010) 1 US Rows Value taken from the imported image (0028,0011) 1 US Columns Value taken from the imported image (0028,0100) 1 US Bits Allocated 8 (0028,0101) 1 US Bits Stored 8 (0028,0102) 1 US High Bit 7 (0028,0103) 1 US Pixel Representation 0 (7FE0,0010) 1C OB Pixel Data Data taken from the imported image. Table 8-9 Secondary Capture Image IOD File Import Module "SOP Common" (0008,0005) 1C CS Specific Character Set ISO_IR 192 (0008,0012) 3 DA Instance Creation Date Current date USER or (0008,0013) 3 TM Instance Creation Time Current time USER or (0008,0016) 1 UI SOP Class UID (Secondary Capture Image Storage) (0008,0018) 1 UI SOP Instance UID The SOP instance UID has a prefix of (0020,0013) 3 IS Instance Number Encapsulated PDF Information Object Defintion In FORUM the user is able to import PDF files for a selected patient. FORUM creates the following DICOM file as a result of this import operation. IE Module Presence of Module Patient Patient Study General Study Series Encapsulated Document Series Equipment General Equipment Encapsulated Document SC Equipment Encapsulated Document Sop Common Table 8-10 Encapsulated PDF IOD - "File Meta Information (0002,0001) 1 OB File Meta Information Version 00\01 (0002,0002) 1 UI Media Storage SOP Class UID (Encapsulated PDF Storage) (0002,0003) 1 UI Media Storage SOP The SOP instance UID has a Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 41 of 86

42 Instance UID prefix of (0002,0010) 1 UI Transfer Syntax UID (Implicit VR Little Endian) (0002,0012) 1 UI Implementation Class UID (0002,0013) 3 SH Implementation Version Name FORUM 3.3 Table 8-11 Encapsulated PDF IOD - Module Patient (0010,0010) 2 PN Patient s Name Name of selected patient. VNAP (0010,0020) 2 LO Patient ID Patient ID of selected patient. (0010,0021) 3 LO Issuer of Patient ID Issuer of Patient ID of selected patient. VNAP (0010,0030) 2 DA Patient s Birth Date Birth Date of selected patient. VNAP (0010,0040) 2 CS Patient s Sex Gender of selected patient. VNAP (0010,1000) 3 LO Other Patient IDs Other Patient IDs of selected patient. (0010,2160) 3 SH Ethnic Group Ethnic Group of selected patient. (0010,4000) 3 LT Patient Comments Patient Comments of selected patient. VNAP VNAP VNAP Table 8-12 Encapsulated PDF IOD - Module General Study (0008,0020) 2 DA Study Date The value entered by the user via GUI as Content Date or if empty the current date. (0008,0030) 2 TM Study Time The value entered by the user via GUI as Content Time or if empty the current date. (0008,0050) 2 SH Accession Number Value entered by the user via GUI. Default: empty (0008,0090) 2 PN Referring Physician s Name Value entered by the user via GUI (last name, first name and prefix). Default: empty (0020,000D) 1 UI Study Instance UID The study instance UID has a prefix of: VNAP VNAP USER or USER or USER USER (0020,0010) 2 SH Study ID 1 Table 8-13 Encapsulated PDF IOD - Module Encapsulated Document Series (0008,0021) PE DA Series Date Current date (0008,0031) PE TM Series Time Current time (0008,0060) 1 CS Modality Possible values : AR, DOC, GM, KER, LEN, OAM, OP, OPM, OPT, OPV, OT, SRF, US, VA, XC (0008,103E) 3 LO Series Description EMPTY USER Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 42 of 86

43 (0020,000E) 1 UI Series Instance UID The Series instance UID has a prefix of (0020,0011) 1 IS Series Number 1 Table 8-14 Encapsulated PDF IOD - Module General Equipment (0008,0070) 2 LO Manufacturer EMPTY (0008,0080) 3 LO Institution Name EMPTY (0008,1010) 3 SH Station Name EMPTY (0018,1020) 3 LO Software Version(s) EMPTY (0008,1090) 3 LO Manufacturer s Model Name EMPTY Table 8-15 Encapsulated PDF IOD - Module SC Equipment (0008,0064) 1 CS Conversion Type DI Table 8-16 Encapsulated PDF IOD - Module Encapsulated Document (0008,0023) 2 DA Content Date The value entered by the user via GUI as Content Date or if empty the current date. (0008,002A) 2 DT Acquisition DateTime The value entered by the user via GUI as Acquisition Date and Time or if empty the current date and time. (0008,0033) 2 TM Content Time The value entered by the user via GUI as Content Time or if empty the current date. (0020,0013) 1 IS Instance Number 1 (0020,0062) 3 CS Image Laterality Optional. The value is selectable from a drop-down list. Possible values are: L, R, B. (0028,0301) 1 CS Burned In Annotation Value entered by the user via GUI., Possible values: "YES", "NO". (0042,0010) 2 ST Document Title Value entered by the user in the field PDF Document Title or file name of the PDF which was choosen by the user for import. (0040,A043) 2 SQ Concept Name Code Sequence (0042,0011) 1 OB Encapsulated Document The bytes of the imported PDF document. (0042,0012) 1 LO MIME Type of Encapsulated Document EMPTY USER or USER or USER or USER USER USER or application/pdf Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 43 of 86

44 Table 8-17 Encapsulated PDF IOD - Module SOP Common (0008,0005) 1C CS Specific Character Set ISO_IR 192 (0008,0012) 3 DA Instance Creation Date Current date (0008,0013) 3 TM Instance Creation Time Current time (0008,0016) 1 UI SOP Class UID (Encapsulated PDF Storage) (0008,0018) 1 UI SOP Instance UID The SOP instance UID has a prefix of Combined Report: EPDF Information Object Definition FORUM creates automatically or per user request a combined report from other suitable instances For a list of suitable instance please refer to the FORUM User Manual or the FORUM Online Help. IE Module Presence of Module Patient Patient Study General Study Series Encapsulated Document Series Equipment General Equipment Encapsulated Document SC Equipment Encapsulated Document Sop Common Table 8-18 Encapsulated PDF IOD Combined Report - File Meta Information (0002,0001) 1 OB File Meta Information Version (0002,0002) 1 UI Media Storage SOP Class UID (0002,0003) 1 UI Media Storage SOP Instance UID 00\ (Encapsulated PDF Storage) The SOP instance UID has a prefix of (0002,0010) 1 UI Transfer Syntax UID (Implicit VR Little Endian) (0002,0012) 1 UI Implementation Class UID (0002,0013) 3 SH Implementation Version Name FORUM 3.3 Table 8-19 Encapsulated PDF IOD Combined Report - Module Patient (0010,0010) 2 PN Patient s Name Name of selected patient. VNAP (0010,0020) 2 LO Patient ID Patient ID of selected patient. (0010,0021) 3 LO Issuer of Patient ID Issuer of Patient ID of selected patient. VNAP VNAP Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 44 of 86

45 (0010,0030) 2 DA Patient s Birth Date Birth Date of selected patient. VNAP (0010,0040) 2 CS Patient s Sex Gender of selected patient. VNAP (0010,1000) 3 LO Other Patient IDs Other Patient IDs of selected patient. (0010,2160) 3 SH Ethnic Group Ethnic Group of selected patient. (0010,4000) 3 LT Patient Comments Patient Comments of selected patient. VNAP VNAP VNAP Table 8-20 Encapsulated PDF IOD Combined Report - Module General Study (0008,0020) 2 DA Study Date The value is set to the date at creation of the report. (0008,0030) 2 TM Study Time The value is set to the time at creation of the report. (0008,0050) 2 SH Accession Number The attribute is always empty. EMPTY (0008,0090) 2 PN Referring Physician s Name The attribute is always empty. (0020,000D) 1 UI Study Instance UID The study instance uid has a prefix of EMPTY (0020,0010) 2 SH Study ID 1 Table 8-21 Encapsulated PDF IOD Combined Report - Module Encapsulated Document Series (0008,0021) PE DA Series Date The value is set to the date at creation of the report. (0008,0031) PE TM Series Time The value is set to the time at creation of the report. (0008,0060) 1 CS Modality DOC (0008,103E) 1 LO Series Description "HFA Visual Field and Cirrus RNFL Combined Report" or "HFA Visual Field and Cirrus ONH Combined Report" (0020,000E) 1 UI Series Instance UID The series instance uid has a prefix of (0020,0011) 1 IS Series Number 1 Table 8-22 Encapsulated PDF IOD Combined Report - Module General Equipment (0008,0070) 2 LO Manufacturer Carl Zeiss Meditec (0008,0080) 3 LO Institution Name The value is taken from the most recent source instance regarding Acquisition Date Time. (0008,1010) 3 SH Station Name The value is taken from the most recent source instance regarding Acquisition Date Time. VNAP VNAP Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 45 of 86 (0018,1020) 3 LO Software Version(s) Software Version including

46 patch and build level. (0008,1090) 3 LO Manufacturer s Model Name FORUM Table 8-23 Encapsulated PDF IOD Combined Report - Module SC Equipment (0008,0064) 1 CS Conversion Type SYN Table 8-24 Encapsulated PDF IOD Combined Report - Module Encapsulated Document (0008,0023) 2 DA Content Date The value is set to the date at creation of the report. (0008,002A) 2 DT Acquisition DateTime EMPTY (0008,0033) 2 TM Content Time The value is set to the time at creation of the report. (0020,0013) 1 IS Instance Number 1 (0020,0062) 3 CS Image Laterality L, R, or B (depending on the selected source documents) (0028,0301) 1 CS Burned In Annotation YES (0042,0010) 2 ST Document Title "HFA Visual Field and Cirrus RNFL Combined Report" (0040,A043) 2 SQ Concept Name Code Sequence or "HFA Visual Field and Cirrus ONH Combined Report" (0042,0011) 1 OB Encapsulated Document The bytes of the generated PDF document. EMPTY (0042,0012) 1 LO MIME Type of Encapsulated Document application/pdf (0042,0013) PE SQ Source Instance Sequence This Sequence references the source instances, from which this combined report was built. This sequence contains 2 or 3 items >(0008,1150) PE UI Referenced SOP Class UID (Encapsulated PDF Storage) >(0008,1155) PE UI Referenced SOP Instance UID SOP Instance UID of the source document. Table 8-25 Encapsulated PDF IOD Combined Report - Module SOP Common (0008,0005) 1C CS Specific Character Set ISO_IR 192 (0008,0012) 3 DA Instance Creation Date current date (0008,0013) 3 TM Instance Creation Time current time (0008,0016) 1 UI SOP Class UID (Encapsulated PDF Storage) (0008,0018) 1 UI SOP Instance UID The SOP instance UID has a prefix of Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 46 of 86

47 SOP Instances Created by FORUM Glaucoma Workplace FORUM Glaucoma Workplace can generate visual field reports (OPV IODs), and reports that contain results from perimetry, optical coherence tomography and fundus photography (epdf IODs). In case new UIDs are created, they contain a constant prefix as follows: Study Instance UID: Series Instance UID: SOP Instance UID: Encapsulated PDF Information Object Defintion IE Module Presence of Module Patient Patient ClinicalTrialSubject NEVER Study GeneralStudy PatientStudy ClinicalTrialStudy NEVER NEVER Series EncapsulatedDocumentSeries ClinicalTrialSeries CzmEncapsulatedPdfSeriesExtension NEVER Equipment GeneralEquipment ScEquipment EncapsulatedDocument EncapsulatedDocument SopCommon CzmEncapsulatedPdfInstanceExtension Table 8-26 Encapsulated PDF IOD FGW File Meta Information (0002,0001) 1 OB File Meta Information Version 00\01 (0002,0002) 1 UI Media Storage SOP Class UID (Encapsulated PDF Storage) (0002,0003) 1 UI Media Storage SOP Instance UID The SOP instance UID has a prefix of (0002,0010) 1 UI Transfer Syntax UID (Explicit VR Little Endian) (0002,0012) 1 UI Implementation Class UID Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 47 of 86

48 (0002,0013) 3 SH Implementation Version Name (0002,0016) 3 AE Source Application Entity Title FORUM 3.3 Generated dynamically Table 8-27 Encapsulated PDF IOD FGW Module "Patient" (0010,0010) 2 PN Patient's Name Patient's full name from source raw data. (0010,0020) 2 LO Patient ID Patient ID from source raw data. (0010,0021) 3 LO Issuer of Patient ID Issuer of Patient ID from source raw data. (0010,0030) 2 DA Patient's Birth Date Birth date of the patient from source raw data. (0010,0040) 2 CS Patient's Sex Sex of the named patient from source raw data. Enumerated Values: M = male F = female O = other VNAP Can be empty if empty in source raw data. (0010,1000) 3 LO Other Patient IDs Other patient IDs from source raw data. (0010,2160) 3 SH Ethnic Group Ethnic group or race of the patient from source raw data. (0010,4000) 3 LT Patient Comments Patient Comments from source raw data. Table 8-28 Encapsulated PDF IOD FGW Module "General Study" Study Instance UID from source raw data for single exam report. (0020,000D) 1 UI Study Instance UID For study newly created, a new UID is generated with a UID prefix of / A new study is created, if the source of the report contains multiple DICOM instances. Study Date from source raw data for single exam report. (0008,0020) 2 DA Study Date Current date in case of multi exam reports. / Study Time from source raw data for single exam report. (0008,0030) 2 TM Study Time Current time in case of multi exam reports. / (0008,0090) 2 PN Referring Physician's Name Name of the patient's referring physician from source raw data. Can be empty if empty in the source raw data. VNAP (0020,0010) 2 SH Study ID Study ID from source raw data for single exam report. / Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 48 of 86

49 (0008,0050) 2 SH Accession Number Accession Number from source raw data. Can be empty if empty in the source raw data. VNAP Study Description from source raw data for single field report. (0008,1030) 3 LO Study Description For study newly created: The type of the generated report. (GPA, OVERVIEW, COMBINED_REPORT, STHRESHOLD_OU) / (0008,1032) 3 SQ Procedure Code Sequence Procedure Code Sequence from raw source data. Table 8-29 Encapsulated PDF IOD FGW Module "Encapsulated Document Series" (0008,0060) 1 CS Modality OPV for perimetry reports, DOC for combined reports. (0020,000E) 1 UI Series Instance UID Newly created series instance UID with root: (0020,0011) 1 IS Series Number Newly created and set to 1. (0008,103E) 3 LO Series Description Name of the report: SFA, GPA, OVERVIEW, COMBINED_REPORT, STHRESHOLD, STHRESHOLD_OU, KINETIC_30, KINETIC_90, KINETIC_TABLE, NUMERIC, THREE_IN_ONE (0040,0275) 3 SQ Request Attributes Sequence Request Attributes Sequence from source raw data. Not available if not present in the source raw data. >(0032,1060) 3 LO Requested Procedure Description Requested Procedure Description from source raw data. >(0040,0009) 1C SH Scheduled Procedure Step ID Scheduled Procedure Step ID from source raw data. >(0040,0007) 3 LO Scheduled Procedure Step Description Scheduled Procedure Step Description from source raw data. >(0040,0008) 3 SQ Scheduled Protocol Code Sequence Scheduled Protocol Code Sequence from source raw data. (0040,0253) 3 SH Performed Procedure Step ID Performed Procedure Step ID from raw source data for single exam report. Newly created for multi exam reports. / (0040,0244) 3 DA Performed Procedure Step Start Performed Procedure Step Start Date from raw source data for single field report. Newly created for multi exam reports, set to / Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 49 of 86

50 Date current date (0040,0245) 3 TM Performed Procedure Step Start Time Performed Procedure Step Start Time from raw source data for single field report. Newly created for multi exam reports, set to current time. / (0040,0254) 3 LO Performed Procedure Step Description Name of the report: SFA, GPA, OVERVIEW, COMBINED_REPORT, STHRESHOLD, STHRESHOLD_OU, KINETIC_30, KINETIC_90, KINETIC_TABLE, NUMERIC, THREE_IN_ONE Table 8-30 Encapsulated PDF IOD FGW Module "CZM Encapsulated PDF Series Extension" (0020,0060) 3 CS Laterality Laterality from source raw data exam. Enumerated Values: R = right, L = left, B = both Table 8-31 Encapsulated PDF IOD FGW Module "General Equipment" (0008,0070) 2 LO Manufacturer Set to Carl Zeiss Meditec (0008,0080) 3 LO Institution Name (0008,0081) 3 ST Institution Address Institution Name from the configuration. CONFIG Institution Address from the configuration. CONFIG (0008,1010) 3 SH Station Name Hostname of the machine used for creating the report. (0008,1090) 3 LO Manufacturer's Model Name (0018,1020) 3 LO Software Version(s) Set to Forum Glaucoma Workplace Multi valued: 1. FORUM Glaucoma Workplace version 2. software version(s) from the source HFA raw data exam. Table 8-32 Encapsulated PDF IOD FGW Module "SC Equipment" (0008,0064) 1 CS Conversion Type Set to: SYN = Synthetic Image Table 8-33 Encapsulated PDF IOD FGW Module "Encapsulated Document" (0020,0013) 1 IS Instance Number Set to 1. (0008,0023) 2 DA Content Date Set to current date. (0008,0033) 2 TM Content Time Set to current time. (0008,002A) 2 DT Acquisition Datetime Acquisition Datetime from raw data exam VNAP (0020,0062) 3 CS Image Laterality Laterality from source raw data exam. Enumerated Values: R = right, L = left, B = both. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 50 of 86

51 (0028,0301) 1 CS Burned In Annotation Set to YES (0042,0013) 1C SQ Source Instance Sequence Contains the UIDs from all source documents. Minimum one sequence item. >(0008,1150) 1 UI Referenced SOP Class UID SOP Class UID from the source data. >(0008,1155) 1 UI Referenced SOP Instance UID SOP Instance UID from the source data. (0042,0010) 2 ST Document Title Name of the report.: SFA, GPA, OVERVIEW, COMBINED_REPORT, STHRESHOLD, STHRESHOLD_OU, KINETIC_30, KINETIC_90, KINETIC_TABLE, NUMERIC, THREE_IN_ONE (0040,A043) 2 SQ Concept Name Code Sequence This sequence is always empty. EMPTY (0042,0012) 1 LO MIME Type of Encapsulated Document Set to application/pdf (0042,0011) 1 OB Encapsulated Document Encapsulated Document stream, containing the pdf report. Table 8-34 Encapsulated PDF IOD FGW Module "SOP Common" (0008,0016) 1 UI SOP Class UID Set to: (0008,0018) 1 UI SOP Instance UID Newly created with root: (0008,0005) 1C CS Specific Character Set Set to: ISO_IR 192 (Unicode encoding) (0008,0012) 3 DA (0008,0013) 3 TM Instance Creation Date Instance Creation Time Current date. Current time Table 8-35 Encapsulated PDF IOD FGW Module "SpecializedEncapsulatedDocument" The report type is set to: SFA for SFA Reports GPA for GPA Reports OVERVIEW for Overview Reports (22A1,xx01) 3 LO Document Type COMBINED_REPORT for Combined Reports STHRESHOLD or STHRESHOLD_OU for Suprathreshold Reports KINETIC_30 or KINETIC_90 or KINETIC_TABLE for Kinetic Reports Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 51 of 86

52 NUMERIC for Numeric Reports THREE_IN_ONE for Threein-One Reports Table 8-36 Encapsulated PDF IOD FGW Module SollnSourceHfaExamEncapsulatedDocument The CS value for the HFA Test Strategy from HFA Raw Data Exam (2501,xx07) 3 CS HFA Test Strategy 00=NONE, 01=FULL_THRESHOLD, 02=FASTPAC, 04=SITA_STANDARD, 05=FULL_FROM_PRIOR, 06=TWO_ZONE, 07=THREE_ZONE, 08=QUANTIFIED_DEFECTS, 10=OPTIMA, 11=SITA_FAST, 13=SITA_SWAP (2501,xx08) 3 CS HFA Test Pattern The CS value for the HFA Test Pattern from HFA Raw Data Exam 00=NONE, 01=CENTRAL_30_1_THRESHOLD_TEST, 02=CENTRAL_30_2_THRESHOLD_TEST, 03=PERIPHERAL_60_1_THRESHOLD_TEST, 04=PERIPHERAL_60_4_THRESHOLD_TEST, 05=TEMPORAL_CRESCENT_THRESHOLD_TEST, 06=NEUROLOGICAL_20_THRESHOLD_TEST, 07=NEUROLOGICAL_50_THRESHOLD_TEST, 08=MACULA_THRESHOLD_TEST, 09=NASAL_STEP_THRESHOLD_TEST, 10=CENTRAL_10_2_THRESHOLD_TEST, 11=CENTRAL_ARMALY_SCREENING_TEST, 12=FULL_FIELD_ARMALY_SCREENING_TEST, 13=CENTRAL_40_POINT_SCREENING_TEST, 14=PERIPHERAL_60_POINT_SCREENING_TEST, 15=CENTRAL_80_POINT_SCREENING_TEST, 16=CENTRAL_166_POINT_SCREENING_TEST, 17=FULL_FIELD_81_POINT_SCREENING_TEST, 18=FULL_FIELD_120_POINT_SCREENING_TEST, 19=FULL_FIELD_246_POINT_SCREENING_TEST, 20=_DIAGNOSTIC_TEST, 21=SUPERIOR_64_POINT_SCREENING_TEST, 22=NASAL_STEP_SCREENING_TEST, 23=CENTRAL_76_POINT_SCREENING_TEST, 24=CENTRAL_24_1_THRESHOLD_TEST, 25=CENTRAL_24_2_THRESHOLD_TEST, 26=BLINDENGELDGUTACHTEN, 27=FUEHRERSCHEINGUTACHTEN, 28=ESTERMAN_MONOCULAR, 29=ESTERMAN_BINOCULAR, 30=CENTRAL_64_POINT_SCREENING_TEST, 31=FULL_FIELD_12_POINT_QA_TEST, 32=USER_DEFINED_THRESHOLD_TEST, 33=USER_DEFINED_SCREENING_TEST, 34=KINETICTEST, 35=FULL_FIELD_135_POINT_SCREENING_TEST, 36=SUPERIOR_36_POINT_SCREENING_TEST, 83=CUSTOM_SCREENING_TEST, 84=CUSTOM_THRESHOLD_TEST Table 8-37 Encapsulated PDF IOD FGW Module "SollnGpaEncapsulatedDocument" (2501,xx00) 3 CS Report Type The CS value for the type of the GPA report Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 52 of 86

53 Values: 00=GpaSummary 01=SfaGpa 02=GpaComplete 03=GpaLastThreeFollowUp 04=GpaInteractive with prefix GPA_ The CS value for the HFA Test Strategy from HFA Raw Data Exam (2501,xx07) 3 CS HFA Test Strategy 00=NONE, 01=FULL_THRESHOLD, 02=FASTPAC, 04=SITA_STANDARD, 05=FULL_FROM_PRIOR, 06=TWO_ZONE, 07=THREE_ZONE, 08=QUANTIFIED_DEFECTS, 10=OPTIMA, 11=SITA_FAST, 13=SITA_SWAP Table 8-38 Encapsulated PDF IOD FGW Module "SollnOverviewEncapsulatedDocument" The CS value for the type of the Overview report: Values: (2501,xx00) 3 CS Report Type 00=OVERVIEW_10_2 01=OVERVIEW_24_2_30_2White 02=OVERVIEW_24_2_30_2BlueOnYellow with prefix OVR_ Table 8-39 Encapsulated PDF IOD FGW Module "SollnCombinedReportEncapsulatedDocument" (2501,xx00) 3 CS Report Type The CS value for the type of the Combined Report: values: 00=OCTPerimetry_10_2 01=OCTPerimetry_24_2_30_2 with prefix OCT_CR_ (2501,xx01) 3 CS Generated automatically Information if the combined report creation was automatically (TRUE) or manually (FALSE) triggered (2501,xx02) 3 SQ Combined Report Source Instance Sequence Sequence newly created by Forum Glaucoma Workplace, and filled with additional information about the source documents. Values taken from the source Documents. (2501,xx03) 1 UI Combined Report Source Instance UID Taken from the source documents: for each source document the value of element SOP Instance UID (0008,0018) (2501,xx04) 1 UI Combined Report Source Class UID Taken from the source documents: for each source document the value of element SOP Class UID (0008,0016) (2501,xx05) 1 CS Combined Report Source Laterality Taken from the source documents: for each source document the value of element Laterality (0020, LO Combined Report Source IOD Meta Taken from the source documents: Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 53 of 86

54 (2501,xx06) Name for each source document the value of element IOD Meta Name Info (2201,xx00) which is written by the NIM during creation of the source document Table 8-40 Encapsulated PDF IOD FGW Module SollnReportTypeEncapsulatedDocument" Applies to Kinetic, Three-in-One, Suprathreshold and Numeric Reports (2501,xx00) 3 CS Report Type The CS value for the type of the report: STHRESHOLD, STHRESHOLD_OU, KINETIC_30, KINETIC_90, KINETIC_TABLE, NUMERIC, THREE_IN_ONE Table 8-41 Encapsulated PDF IOD FGW Module CZM-HFA-Series" Tag Type VR Name Description PoV Source Name indicating test pattern and test type (Threshold, Screening, Kinetic) The following test names are defined for HFA tests. (7717,xx01) 1 LO Test Name "Central 30-2 Threshold Test", "Peripheral 60-4 Threshold Test", "Macula Threshold Test", "Nasal Step Threshold Test", "Central 10-2 Threshold Test", "Central Armaly Screening Test", "Full Field Armaly Screening Test", "Central 40 Point Screening Test", "Peripheral 60 Point Screening Test", "Central 80 Point Screening Test", "Central 166 Point Screening Test", "Full Field 81 Point Screening Test", "Full Field 120 Point Screening Test", "Full Field 246 Point Screening Test", "Superior 64 Point Screening Test", "Nasal Step Screening Test", "Central 76 Point Screening Test", "Central 24-2 Threshold Test", "Blindengeldgutachten", "Fuehrerscheingutachten", "Esterman Monocular", "Esterman Binocular", "Central 64 Point Screening Test", "Full Field 12 Point QA Test", "User Defined Threshold Test", "User Defined Screening Test", "Kinetic Test", "Full Field 135 Point Screening Test", "Superior 36 Point Screening Test", "Custom Screening Test", "Custom Threshold Test" Strategy (algorithm) used to perform the test. (7717,xx02) 1 LO Test Strategy The following test strategies are defined for HFA tests. "Full Threshold", "FASTPAC", "SITA- Standard", "Full From Prior", "Two-Zone", "Three-Zone", "Quantify Defects", "Optima", "SITA-Fast", "Kinetic", "SITA-SWAP" (7717,xx03) 1C CS Stimulus Goldmann size of the stimulus being Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 54 of 86

55 Size presented. NOTE: Not present if test strategy (7717,xx02) is Kinetic Possible values are: I, II, III, IV, V, VI Color of stimulus being presented. (7717,xx04) 1C SH Stimulus Color NOTE: Not present if test strategy (7717,xx02) is Kinetic Possible values are: "White", "Red", "Green", "Blue" Indicates the color of background illumination used to perform the test. (7717,xx05) 1C SH Background State NOTE: Not present if test strategy (7717,xx02) is Kinetic Possible values are: "White", "Yellow" (7717,xx06) 1C CS Foveal Result Threshold result ("NOT TESTED", "SEEN", "NOT SEEN") of the test point at coordinates (0, 0) with respect to the fixation target. NOTE: Present only if test is a Threshold Test Indicates how starting stimulus intensities were chosen for screening tests (7717,xx07) 1C LO Screening Mode NOTE: Present only if test is a Screening Test Possible values are: "Threshold Related", "Age Corrected", "Single Intensity" (7717,xx08) 1C (7717,xx09) 1C (7717,xx10) 1C (7717,xx11) 1C IS IS DS IS Fixation Trials Fixation Errors False Positive Percent False Positive Trials Number of stimulus presentations in the determined blind spot. NOTE: Present only if Fixation Monitor is "Gaze / Blind Spot" or "Blind Spot" Number of stimulus presentations in the determined blind spot SEEN by the patient. NOTE: Present only if Fixation Monitor is "Gaze / Blind Spot" or "Blind Spot" Estimated percent of False Positives. NOTE: Present only if Test Strategy (7717,xx02) is SITA-Standard, SITA-Fast or SITA-SWAP. Number of false positive questions stimulus is not actually presented, but time is allotted to it. NOTE: Present only if test strategy (7717,xx02) is NOT SITA-Standard, SITA- Fast, SITA-SWAP or Kinetic Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 55 of 86

56 (7717,xx12) 1C (7717,xx13) 1C (7717,xx14) 1C (7717,xx15) 1C (7717,xx24) 1 (7717,xx25) 1C (7717,xx26) 3 IS DS IS IS LO LO DS False Positive Errors False Negative Percent False Negative Trials False Negative Errors Fixation Monitor Fixation Target Pupil Diameter (7717,xx27) 3 DS Sphere Number of false positive questions the patient responds to. Required if test strategy (7717,xx02) is NOT SITA-Standard, SITA-Fast, SITA- SWAP or Kinetic Estimated percent of False Negatives. NOTE: Present only if test strategy (7717,xx02) is SITA-Standard, SITA-Fast or SITA-SWAP Number of false negative questions stimulus is presented several db brighter than determined threshold for a given test point. NOTE: Present only if test strategy (7717,xx02) is NOT SITA-Standard, SITA- Fast, SITA-SWAP or Kinetic Number of false negative questions the patient DOES NOT respond to. NOTE: Present only if test strategy (7717,xx02) is NOT SITA-Standard, SITA- Fast, SITA-SWAP or Kinetic. Method by which patient's fixation was monitored during testing. Possible values are: "Gaze/Blind Spot", "Gaze Track", "Blind Spot", "OFF" Location on the bowl where patient is to fixate. All test point locations are with respect to this location. Possible values are: "Central", "Large Diamond", "Small Diamond", "Bottom LED" Diameter of patient's pupil in mm. NOTE: Not present for binocular tests. Spherical corrective lens used during patient testing NOTE: not present for binocular tests. (7717,xx28) 3 DS Cylinder Cylindrical corrective lens used during patient testing NOTE: not present for binocular tests. (7717,xx29) 3 IS Axis (7717,xx30) 3 SH Visual Acuity Meridian Cylinder correction is placed on. NOTE: not present for binocular tests. Patient's visual acuity NOTE: Not present for binocular tests. (7717,xx32) 1 DA Test Date Start date of most recent (key) exam. (7717,xx33) 1 TM Test Time Start time of most recent (key) exam Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 56 of 86

57 Table 8-42 Encapsulated PDF IOD FGW Module "CZM-HFA-Analysis" Tag Type VR Name Description PoV Source 7717,xx16) 3 DS Mean Deviation Weighted average deviation from the age corrected normal field, in db. (7717,xx17) 3 LO Mean Deviation Probability Probability of normality for the Mean Deviation from Normal value, in percent. Not present for 10-2 pattern tested with non- SITA test strategies. (7717,xx18) 3 DS Pattern Standard Deviation Weighted square root of loss variance, in db. (7717,xx19) 3 LO Pattern Standard Deviation Probability Probability of normality for the Pattern Standard Deviation from Normal value, in percent. Not present for 10-2 pattern tested with non- SITA strategies (7717,xx20) 3 DS Short-term Fluctuation Average deviation of sensitivity for the repeated test locations, in db. This is used to determine the consistency of the patient s responses. Not present for SITA test strategies. (7717,xx21) 3 DS Corrected Pattern Standard Deviation Weighted square root of loss variance corrected for short term fluctuation, in db. Not present for SITA test strategies. (7717,xx22) 3 DS Corrected Pattern Standard Deviation Probability Probability of normality for the Corrected Pattern Standard Deviation from Normal value, in percent. Not present for SITA test strategies. (7717,xx23) 3 LO Glaucoma Hemifield Test A test of asymmetry between zones of the superior and inferior visual field. It is designed to be specific for defects due to glaucoma. Not present if the test strategy (7717,xx02) is FASTPAC (7717,xx31) 3 LO Short-term Fluctuation Probability Probability of normality for the Pattern Deviation from Normal value, in percent. Not present for SITA test strategies. (7717,xx34) 3 DS Visual Field Index Index of a patient s remaining visual field normalized for both age and generalized defect, in percent. Not present if the test strategy (7717,xx02) is FASTPAC. (7717,xx40) 3 SQ VFM Sequence Visual Field Map. Containing items for the tested sections and the value of this section. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 57 of 86

58 Sequence shall contain 6 items if present. Present only for SITA-Standard or SITA- Fast test strategy (7717,xx02) and 24-2 or 30-2 test pattern. (7717,xx41) 1 IS Section Number 1-6 Defined Terms: (7717,xx42) 1 LO Section Value "0" = Not Significant, "1" = P 5%, "2" = P 1% Ophthalmic Visual Field Static Perimetry Measurement Information Object Definition IE Module Presence of Module Patient Patient ClinicalTrialSubject NEVER Study GeneralStudy PatientStudy ClinicalTrialStudy NEVER NEVER Series GeneralSeries ClinicalTrialSeries VisualFieldStaticPerimetryMeasurementsSeries NEVER Equipment GeneralEquipment EnhancedGeneralEquipment Measurements VisualFieldStaticPerimetryTestParameters VisualFieldStaticPerimetryTestReliability VisualFieldStaticPerimetryTestMeasurements VisualFieldStaticPerimetryTestResults OphthalmicPatientClinicalInformationAndTestLensParameters SopCommon CONDITIONAL Available if the values are in the binary data of the source CzmOphthalmicVisualFieldStaticPerimetryMeasurementsExtension Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 58 of 86

59 Table 8-43 Ophthalmic Visual Field IOD FGW File Meta Information (0002,0001) 1 OB File Meta Information Version 00\01 (0002,0002) 1 UI Media Storage SOP Class UID (Ophthalmic Visual Field Static Perimetry Measurement) (0002,0003) 1 UI Media Storage SOP Instance UID The SOP instance UID has a prefix of (0002,0010) 1 UI Transfer Syntax UID (Explicit VR Little Endian) (0002,0012) 1 UI Implementation Class UID (0002,0013) 3 SH Implementation Version Name (0002,0016) 3 AE Source Application Entity Title FORUM 3.3 Generated dynamically Table 8-44 Ophthalmic Visual Field IOD FGW Module "Patient" (0010,0010) 2 PN Patient's Name Patient's full name from source (0010,0020) 2 LO Patient ID Primary hospital identification number or code for the patient from source (0010,0021) 3 LO Issuer of Patient ID Identifier of the Assigning Authority (system, organization, agency, or department) that issued the Patient ID from source (0010,0030) 2 DA Patient's Birth Date Birth date of the patient from source VNAP (0010,0040) 2 CS Patient's Sex Sex of the named patient from source HFA raw dataenumerated Values: M = male F = female O = other VNAP Can be empty if empty in source (0010,1000) 3 LO Other Patient IDs Other identification numbers or codes used to identify the patient from source (0010,2160) 3 SH Ethnic Group Ethnic group or race of the patient from source HFA raw data. (0010,4000) 3 LT Patient Comments User-defined additional information about the patient from source Table 8-45 Ophthalmic Visual Field IOD FGW Module "General Study" (0020,000D) 1 UI Study Instance UID Unique identifier for the Study, Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 59 of 86

60 from source (0008,0020) 2 DA Study Date Date the Study started, from source Can be empty if empty in source VNAP (0008,0030) 2 TM Study Time Time the Study started, from source raw data. Can be empty if empty in source VNAP (0008,0090) 2 PN Referring Physician's Name Name of the patient's referring physician, from source HFA raw data. Can be empty if empty in source VNAP (0020,0010) 2 SH Study ID User or equipment generated Study identifier, from source Can be empty if empty in source VNAP (0008,0050) 2 SH Accession Number A RIS generated number that identifies the order for the Study, from source Can be empty if empty in source VNAP (0008,1030) 3 LO Study Description Institution-generated description or classification of the Study (component) performed from source HFA raw Data (0008,1032) 3 SQ Procedure Code Sequence A Sequence that conveys the type of procedure performed. One or more Items are permitted in this Sequence. Procedure Code Sequence from source HFA raw data, including all items in the source. Table 8-46 Ophthalmic Visual Field IOD FGW Module "General Series" Unique identifier of the Series. (0020,000E) 1 UI Series Instance UID Newly created with root: (0020,0011) 2 IS Series Number Set to: 1 (0020,0060) 2C CS Laterality Laterality from source (0018,1030) 3 LO Protocol Name Protocol Name from source (0008,103E) 3 LO Series Description Set to OPV Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 60 of 86

61 Table 8-47 Ophthalmic Visual Field IOD FGW Module "Visual Field Static Perimetry Measurements Series" (0008,0060) 1 CS Modality Set to: OPV (0040,0275) 3 SQ Request Attributes Sequence Sequence that contains attributes from the Imaging Service Request. One or more Items are permitted in this sequence. The values are from the source HFA raw data. Available if the sequence is in the source. >(0040,1001) 1C SH Requested Procedure ID Requested Procedure ID from source HFA raw data. >(0032,1060) 3 LO Requested Procedure Description Requested Procedure from source HFA raw data. >(0040,0009) 1C SH Scheduled Procedure Step ID Scheduled Procedure Step ID from source >(0040,0007) 3 LO Scheduled Procedure Step Description Scheduled Procedure Step Description from source HFA raw data >(0040,0008) 3 SQ Scheduled Protocol Code Sequence Scheduled Protocol Code Sequence from source (0040,0253) 3 SH Performed Procedure Step ID Performed Procedure Step ID from source (0040,0244) 3 DA Performed Procedure Step Start Date Date on which the Performed Procedure Step started, from source. (0040,0245) 3 TM Performed Procedure Step Start Time Time on which the Performed Procedure Step started, from source (0040,0254) 3 LO Performed Procedure Step Description Set to: OPV. (0040,0260) 3 SQ Performed Protocol Code Sequence Sequence describing the Protocol performed for this Procedure Step. Contains sequence items for Test-Pattern and Test-Strategy from RAW Data Exam. Including Elements, from extended ContextIDs 4250 and 4251: - Code Value - Code Meaning - Coding Scheme Designator - Coding Scheme Version - only available if CZM Extension. See chapter 8.3 for details. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 61 of 86

62 Table 8-48 Ophthalmic Visual Field IOD FGW Module "General Equipment" (0008,0080) 3 LO Institution Name Institution Name from FORUM Glaucoma Workplace configuration. CONFIG (0008,1010) 3 SH Station Name User defined name identifying the machine that produced the composite instances. Hostname of the machine used for creating the OPV. Table 8-49 Ophthalmic Visual Field IOD FGW Module "Enhanced General Equipment" (0008,0070) 1 LO Manufacturer Set to: Carl Zeiss Meditec (0008,1090) 1 LO Manufacturer's Model Name (0018,1000) 1 LO Device Serial Number (0018,1020) 1 LO Software Version(s) Set to: FORUM Glaucoma Workplace Device serial number from source HFA raw data.. If empty, set to: "not available" Multi valued: 1. FORUM Glaucoma Workplace version (2.0) 2. software version(s) from the source HFA raw data exam. Table 8-50 Ophthalmic Visual Field IOD FGW Module "Visual Field Static Perimetry Test Parameters" (0024,0010) 1 FL Visual Field Horizontal Extent The maximum horizontal angular subtend (diameter or width) of the tested visual field, in degrees, extracted from the binary data in the source (0024,0011) 1 FL Visual Field Vertical Extent The maximum vertical angular subtend (diameter or height) of the tested visual field, in degrees, extracted from the binary data in the source (0024,0012) 1 CS Visual Field Shape Always set to CIRCLE (0024,0016) 1C SQ Screening Test Mode Code Sequence The values in this CS are extracted from the source Only present if the test is a screening test. >(0008,0100) 1 SH Code Value Threshold Related (111839), Age Corrected (111838), Single Luminance (111840) >(0008,0102) 1 SH Coding Scheme Designator Set to DCM >(0008,0104) 1 LO Code Meaning Threshold Related, Age Corrected or Single Luminance (0024,0018) 1 FL Maximum Stimulus Luminance Maximum luminance of stimulus, in candelas per square meter (cd/m²). Calculated from values in the binary data in the source HFA raw data. (0024,0020) 1 FL Background Luminance Background luminance of the device, in candelas per square meter (cd/m²).note: This Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 62 of 86

63 value is easily convertible to apostilb, which is used only in perimetry and is not a standardized unit. Calculated from binary data in the source HFA raw data. (0024,0021) 1 SQ Stimulus Color Code Sequence Color of light stimulus presented to the patient. Only a single Item shall be included in this sequence. Extracted from binary data in the source HFA raw data. >(0008,0100) 1 SH Code Value Possible values are: G-A12B (White) G-A11A (Red) G-A12E (Green) G-A11F (Blue) >(0008,0102) 1 SH Coding Scheme Designator Set to SRT >(0008,0104) 1 LO Code Meaning The according color: WHITE, RED, GREEN, BLUE (0024,0024) 1 SQ Background Illumination Color Code Sequence Color of the background illumination of the visual field device. Only a single Item shall be included in this sequence. Extracted from binary data in the source HFA raw data. >(0008,0100) 1 SH Code Value Possible values are: G-A11D (Yellow) G-A12B (White) >(0008,0102) 1 SH Coding Scheme Designator Set to SRT >(0008,0104) 1 LO Code Meaning (0024,0025) 1 FL Stimulus Area The according color: WHITE, YELLOW A calculated value of the surface area of the Goldmann stimulus used in the test. Extracted from binary data in the source HFA raw data. (0024,0028) 1 FL Stimulus Presentation Time The duration of time that a light stimulus is presented to a patient per each individual test point, in milliseconds. Note: This time is the same for each stimulus presentation. Set to: 500ms for Estermann tests, 200 for all others. The information if the test is an Estermann is extracted from binary data in the source HFA raw data. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 63 of 86

64 Table 8-51 Ophthalmic Visual Field IOD FGW Module "Visual Field Static Perimetry Test Reliability" (0024,0032) 1 SQ Fixation Sequence The patient s gaze stability information during the visual field test. Extracted from binary data in the source HFA raw data >(0024,0033) 1 SQ Fixation Monitoring Code Sequence The device strategy used to monitor the patient's fixation. Extracted from binary data in the source HFA raw data >>(0008,0100) 1 SH Code Value Set to: for Blind Spot Monitoring for Automated Optical R for NONE >>(0008,0102) 1 SH Coding Scheme Designator DCM, SRT for NONE >>(0008,0104) 1 LO Code Meaning Set to: Blind Spot Monitoring, Automated Optical or NONE. >(0024,0035) 1C US Fixation Checked Quantity The number of times that the patient s gaze fixation is checked. Required if Fixation Monitoring Code Sequence (0024,0033) contains an item with the value (111844, DCM, "Blind Spot Monitoring"). Extracted from binary data in the source >(0024,0036) 1C US Patient Not Properly Fixated Quantity The number of times the patient s gaze is not properly fixated. Required if Fixation Monitoring Code Sequence (0024,0033) contains an item with the value (111844, DCM, "Blind Spot Monitoring"). Extracted from binary data in the source >(0024,0039) 1 CS Excessive Fixation Losses Data Flag YES if blind spot monitoring is enabled, NO otherwise. Extracted from binary data in the source >(0024,0040) 1C CS Excessive Fixation Losses The number of fixation losses is outside of implementation-specific limits. YES if losses > = 20%, NO otherwise. Condition: If Excessive Fixation Losses Data Flag is YES. Extracted from binary data in the source (0024,0034) 1 SQ Visual Field Catch Trial Sequence The reliability of the patient s responses to the visual field test. Extracted from binary data in the source Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 64 of 86

65 >(0024,0055) 1 CS Catch Trials Data Flag Whether catch trials data were performed. Enumerated Values: YES NO. Extracted from binary data in the source HFA raw data source >(0024,0048) 1C US Negative Catch Trials Quantity Total number of times the patient s visual attention was tested using stimuli brighter than previously seen luminance (negative catch trials). Required if Catch Trials Data Flag (0024,0055) is YES Extracted from binary data in the source. >(0024,0050) 1C US False Negatives Quantity Total number of stimuli that were not seen by the patient but were previously seen at a lower luminance earlier in the visual field test (false negatives). Required if Catch Trials Data Flag (0024,0055) is YES. Extracted from binary data in the source >(0024,0045) 1 CS False Negatives Estimate Flag Whether the device was able to estimates false negatives. Enumerated Values: YES NO YES if Test is a SITA Test. Extracted from binary data in the source >(0024,0046) 1C FL False Negatives Estimate Estimated percentage of all stimuli that were not seen by the patient but were previously seen at a lower luminance earlier in the visual field test (false negative responses), as percent. Required if False Negatives Estimate Flag (0024,0045) is YES. Extracted from binary data in the source. >(0024,0051) 1 CS Excessive False Negatives Data Flag Whether the device was able to determine excessive false negatives. Enumerated Values: YES NO YES if Non-SITA Threshold test. NO otherwise. Extracted from binary data in the source >(0024,0052) 1C CS Excessive False Negatives The false negative estimate is outside of implementation-specific limits. Enumerated Values: YES NO Required if Excessive False Negatives Data Flag (0024,0051) is YES. If not SITA and FN Errors / FN Trials = 33% then YES. NO otherwise. Extracted from binary data in the Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 65 of 86

66 source >(0024,0056) 1C US Positive Catch Trials Quantity The total number of times the device behaved as if it was going to present a visual stimulus but did not actually present the stimulus (positive catch trials). Required if Catch Trials Data Flag (0024,0055) is YES. Extracted from binary data in the source >(0024,0060) 1C US False Positives Quantity The total number of patient responses that occurred at a time when no visual stimulus was present (false positive responses). Required if Catch Trials Data Flag (0024,0055) is YES. Extracted from binary data in the source >(0024,0053) 1 CS False Positives Estimate Flag Whether the device was able to estimate false positives. Enumerated Values: YES NO YES if SITA test, NO otherwise Extracted from binary data in the source >(0024,0054) 1C FL False Positives Estimate Estimated percentage of all patient responses that occurred at a time when no visual stimulus was present (false positive responses), as percent. Required if False Positives Estimate Flag (0024,0053) is YES. Extracted from binary data in the source >(0024,0061) 1 CS Excessive False Positives Data Flag Always set to: YES. >(0024,0062) 1C CS Excessive False Positives The false positive estimate is outside of implementation-specific limit. Enumerated Values: YES NO Required if Excessive False Positives Data Flag (0024,0061) is YES. If not SITA and FP Errors / FP Trials = 33% or if SITA and FP Estimate = 15% then YES. NO otherwise. Extracted from binary data in the source *** Excessive High False Positives *** if Excessive False Positives is YES. (0024,0069) 3 LO Patient Reliability Indicator *** Low Test Reliability *** if Excessive False Negatives is YES or Excessive Fixation Losses is YES and the test was not a SITA-SWAP test. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 66 of 86

67 Table 8-52 Ophthalmic Visual Field IOD FGW Module "Visual Field Static Perimetry Test Measurements" (0024,0113) 1 CS Measurement Laterality Laterality from source (0024,0037) 1 CS Presented Visual Stimuli Data Flag Always set to NO (0024,0088) 1 FL Visual Field Test Duration Total time the visual field machine was actively presenting visual stimuli to patient, in seconds. Extracted from binary data in the source (0024,0086) 1 CS Foveal Sensitivity Measured Whether foveal sensitivity was measured. Enumerated Values: YES NO Extracted from binary data in the source (0024,0087) 1C FL Foveal Sensitivity Foveal Sensitivity is the reciprocal of foveal threshold (1/foveal threshold), in db. Foveal Threshold is the minimum amount of luminance increment on a uniform background that can be detected by the patient at coordinates 0,0 (relative to the center of the patient s fixation). See section C for further explanation. Required if the value for Foveal Sensitivity Measured (0024,0086) is YES. Extracted from binary data in the source (0024,0117) 1 CS Foveal Point Normative Data Flag Existence of normative data base for the foveal point sensitivity. Enumerated Values: YES, NO This is YES if the test qualifies for a Single Field Analysis report. Extracted from binary data in the source (0024,0118) 1C FL Foveal Point Probability Value The percentile of the foveal point sensitivity within an age corrected normal visual field, in percent. Required if the value for Foveal Sensitivity Measured (0024,0086) is YES and Foveal Point Normative Data Flag (0024,0117) is YES. Extracted from binary data in the source (0024,0120) 1 CS Screening Baseline Measured Whether visual field screening baseline was measured. Enumerated Values: YES, NO Extracted from binary data in the source (0024,0122) 1C SQ Screening Baseline Measured Sequence Information about the starting luminance screening values. One or more Items shall be included in this sequence. Required if the value for Screening Baseline Measured (0024,0120) is YES. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 67 of 86

68 Extracted from binary data in the source >(0024,0124 ) 1 CS Screening Baseline Type Method used to determine starting luminance screening values. Enumerated Values: CENTRAL PERIPHERAL Extracted from binary data in the source HFA raw data >(0024,0126 ) 1 FL Screening Baseline Value Visual Field screening baseline value, in db. Extracted from binary data in the source (0024,0106) 1 CS Blind Spot Localized Whether the blind spot was measured. Enumerated Values: YES, NO Extracted from binary data in the source (0024,0107) 1C FL Blind Spot X- Coordinate The horizontal coordinate of the patient s blind spot relative to the center of the patient s fixation, in degrees, such that toward the right is positive. Required if the value for Blind Spot Localized (0024,0106) is YES. Extracted from binary data in the source (0024,0108) 1C FL Blind Spot Y- Coordinate The vertical coordinate of the patient s blind spot relative to the center of the patient fixation, in degrees, such that up is positive. Required if the value for Blind Spot Localized (0024,0106) is YES. Extracted from binary data in the source (0024,0105) 1 FL Minimum Sensitivity Value The minimum sensitivity value generated by the equipment used for this visual field test, in db. Extracted from binary data in the source Existence of normative data base for this set of test points. Enumerated Values: YES NO (0024,0057) 1 CS Test Point Normals Data Flag YES if the tests qualifies for a Single Field Analysis report, NO otherwise Extracted from binary data in the source (0024,0058) 1C SQ Test Point Normals Sequence Normative data base used for this test sequence. Only a single Item shall be included in this sequence. Required if Test Point Normals Data Flag (0024,0057) is YES. >(0024,0306 ) 1 LO Data Set Name Set to: HFA test point normative data >(0024,0307 ) 1 LO Data Set Version Set to: 1.0 Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 68 of 86

69 >(0024,0308 ) 1 LO Data Set Source Set to: CZMI (0024,0065) 1C SQ Age Corrected Sensitivity Deviation Algorithm Sequence Software algorithm used to provide the probability that the age corrected sensitivity deviation values at each test point belong to a normal visual field. Only a single Item shall be included in this sequence. Required if Test Point Normals Data Flag (0024,0057) is YES. >(0066,002F ) 1 SQ Algorithm Family Code Sequence The family of algorithm(s) that best describes the software algorithm used. Only a single item shall be included in this sequence. >>(0008,010 0) 1 SH Code Value Set to: "PERIMETRY" >>(0008,010 2) 1 SH Coding Scheme Designator Set to: "99CZM_PERIMETRY" >>(0008,010 4) >(0066,0036 ) 1 LO Code Meaning Set to: "CZM Perimetry Algorithms" 1 LO Algorithm Name Set to: Total Deviation >(0066,0031 ) 1 LO Algorithm Version Set to: 1.0 (0024,0067) 1C SQ Generalized Defect Sensitivity Deviation Algorithm Sequence Software algorithm used to provide the probability that the sensitivity deviation values at each test point belong to a normal visual field. Only a single Item shall be included in this sequence. Required if Test Point Normals Data Flag (0024,0057) is YES. >(0066,002F ) 1 SQ Algorithm Family Code Sequence The family of algorithm(s) that best describes the software algorithm used. Only a single item shall be included in this sequence. >>(0008,010 0) 1 SH Code Value Set to: "PERIMETRY" >>(0008,010 2) 1 SH Coding Scheme Designator Set to: "99CZM_PERIMETRY" >>(0008,010 4) >(0066,0036 ) 1 LO Code Meaning Set to: "CZM Perimetry Algorithms" 1 LO Algorithm Name Set to: Pattern Deviation >(0066,0031 ) 1 LO Algorithm Version Set to: 1.0 (0024,0089) 1 SQ Visual Field Test Point Sequence Information for each test point in the visual field. One or more items shall be included in this sequence. The values of the test points are extracted from the binary data in the source HFA raw data. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 69 of 86

70 >(0024,0090 ) 1 FL Visual Field Test Point X- Coordinate The horizontal coordinate of a single test point relative to the center of the patient fixation, in degrees, such that toward the right is positive. The x coordinate of the test point, extracted from the binary data in the source >(0024,0091 ) 1 FL Visual Field Test Point Y- Coordinate The vertical coordinate of a single test point relative to the center of the patient fixation, in degrees, such that up is positive. The y coordinate of the test point, extracted from the binary data in the source Whether the patient saw a stimulus presented at a luminance other than maximum, a presentation at maximum luminance, or did not see any presented stimulus. Enumerated Values: >(0024,0093 ) 1 CS Stimulus Results SEEN = stimulus seen at a luminance value less than maximum NOT SEEN = stimulus not seen SEEN AT MAX = stimulus seen at the maximum luminance possible for the instrument Note: SEEN AT MAX is a value only relevant to Screening tests. Extracted from binary data in the source >(0024,0094 ) 1C FL Sensitivity Value Extracted from binary data in the source HFA raw data, only available for threshold tests. >(0024,0095 ) 3 CS Retest Stimulus Seen Whether the retested stimulus presented was seen by the patient. Enumerated Values: YES NO The second threshold result, may only be available for non-sita Threshold tests. Extracted from binary data in the source >(0024,0096 ) 3 FL Retest Sensitivity Value If the Retest Stimulus Seen (0024,0095) is YES, then this value is the sensitivity, in db. Extracted from binary data in the source Difference between the expected and the determined sensitivity, each in db. >(0024,0098 ) 3 FL Quantified Defect Only for screening tests with strategy quantified defects. Extracted from binary data in the source >(0024,0097 ) 1C SQ Visual Field Test Point Normals Information about normal values for each visual field test point. One or more items shall be included in this sequence. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 70 of 86

71 Sequence Required if Test Point Normals Data Flag (0024,0057) is YES. Extracted from binary data in the source >>(0024,009 2) 1 FL Age Corrected Sensitivity Deviation Value Difference between the patient s local sensitivity and the age corrected normal sensitivity, in db. Extracted from binary data in the source >>(0024,010 0) 1 FL Age Corrected Sensitivity Deviation Probability Value The percentile of the age corrected sensitivity deviation within the normal population of visual field, in percent. Extracted from binary data in the source >>(0024,010 2) 1 CS Generalized Defect Corrected Sensitivity Deviation Flag Set to: YES >>(0024,010 3) 1C FL Generalized Defect Corrected Sensitivity Deviation Value The age corrected sensitivity deviation after correction for the Generalized Defect, in db. Generalized defect is proportional to the loss in sensitivity shared by all points in the visual field. Required if Generalized Defect Corrected Sensitivity Deviation Flag (0024,0102) is YES. Extracted from binary data in the source >>(0024,010 4) 1C FL Generalized Defect Corrected Sensitivity Deviation Probability Value The percentile of the generalized defect corrected sensitivity deviation within the normal population of visual field, in percent. Required if Generalized Defect Corrected Sensitivity Deviation Flag (0024,0102) is YES. Extracted from binary data in the source Table 8-53 Ophthalmic Visual Field IOD FGW Module "Visual Field Static Perimetry Test Results" (0024,0070) 1C FL Visual Field Mean Sensitivity Average sensitivity of the test points of the visual field, in db. Only available for Threshold tests. Extracted from binary data in the source (0024,0063) 1 CS Visual Field Test Normals Flag Whether normals exist for this patient s results. Enumerated Values: YES NO Extracted from binary data in the source (0024,0064) 1C SQ Results Normals Sequence Information that represents the statistically normal results for patients from a referenced data base. Only a single Item shall be included in this sequence. Required if Visual Field Test Normals Flag (0024,0063) is YES. Extracted from binary data in the source Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 71 of 86

72 >(0024,0306) 1 LO Data Set Name Set to: HFA visual field test normative data >(0024,0307) 1 LO >(0024,0308) 1 LO Data Set Version Data Set Source Set to: 1.0 Set to: CZMI >(0024,0066) 1 FL Global Deviation From Normal Weighted average deviation from the age corrected normal field, in db. Extracted from binary data in the source >(0024,0059) 1 CS Global Deviation Probability Normals Flag Whether normals exist for the global deviation probability. Enumerated Values: YES NO Extracted from binary data in the source >(0024,0083) 1C SQ Global Deviation Probability Sequence Probability value and software algorithm used to provide the normality for the global deviation. Required if Global Deviation Probability Normals Flag (0024,0059) is YES. Extracted from binary data in the source >>(0024,0071 ) 1 FL Global Deviation Probability The percentile of the Global Deviation from Normal (0024,0066) value within the normal population, in percent. Extracted from binary data in the source >>(0066,002F ) 1 SQ Algorithm Family Code Sequence The family of algorithm(s) that best describes the software algorithm used. >>>(0008,010 0) 1 SH Code Value Set to: PERIMETRY >>>(0008,010 2) 1 SH Coding Scheme Designator Set to: 99CZM_PERIMETRY >>>(0008,010 4) >>(0066,0036 ) 1 LO Code Meaning Set to: CZM Perimetry Algorithms 1 LO Algorithm Name Set to: MD Probability >>(0066,0031 ) 1 LO Algorithm Version Set to: 1.0 >(0024,0068) 1 FL Localized Deviation from Normal Weighted square root of loss variance, in db. Extracted from binary data in the source >(0024,0072) 1 CS Local Deviation Probability Normals Flag Whether normals exist for the local deviation probability. Enumerated Values: YES NO Extracted from binary data in the source. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 72 of 86

73 >(0024,0085) 1C SQ Localized Deviation Probability Sequence Probability value and software algorithm used to provide the normality for the local deviation. Required if Local Deviation Probability Normals Flag (0024,0072) is YES. Extracted from binary data in the source. >>(0024,0073 ) 1 FL Localized Deviation Probability The percentile of the Localized Deviation from Normal (0024,0068) value within the normal population, in percent. Extracted from binary data in the source >>(0066,002F ) 1 SQ Algorithm Family Code Sequence The family of algorithm(s) that best describes the software algorithm used. Only a single item shall be included in this sequence. >>>(0008,010 0) 1 SH Code Value Set to: PERIMETRY >>>(0008,010 2) 1 SH Coding Scheme Designator Set to: 99CZM_PERIMETRY >>>(0008,010 4) >>(0066,0036 ) 1 LO Code Meaning Set to: CZM Perimetry Algorithms 1 LO Algorithm Name Set to: PSD Probability >>(0066,0031 ) 1 LO Algorithm Version Set to: 1.0 (0024,0074) 1 CS Short Term Fluctuation Calculated Whether the short term fluctuation was calculated. Enumerated Values: YES NO Extracted from binary data in the source (0024,0075) 1C FL Short Term Fluctuation Average deviation of sensitivity for the repeated test locations, in db. This is used to determine the consistency of the patient s responses. Required if Short Term Fluctuation Calculated (0024,0074) is YES. Extracted from binary data in the source (0024,0076) 1 CS Short Term Fluctuation Probability Calculated Whether the short term fluctuation probability was calculated. Enumerated Values: YES NO Extracted from binary data in the source (0024,0077) 1C FL Short Term Fluctuation Probability The percentile of the Short Term Fluctuation (0024,0075) value within the normal population, in percent. Required if Short Term Fluctuation Probability Calculated (0024,0076) is YES. Extracted from binary data in the source (0024,0078) 1 CS Corrected Whether the corrected localized Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 73 of 86

74 Localized Deviation From Normal Calculated deviation from normal was calculated. Enumerated Values: YES NO Extracted from binary data in the source (0024,0079) 1C FL Corrected Localized Deviation From Normal Weighted square root of loss variance corrected for short term fluctuation, in db. Required if Corrected Localized Deviation From Normal Calculated (0024,0078) is YES. Extracted from binary data in the source (0024,0080) 1 CS Corrected Localized Deviation From Normal Probability Calculated Whether the corrected localized deviation from Normal probability was calculated. Enumerated Values: YES NO Extracted from binary data in the raw data source. (0024,0081) 1C FL Corrected Localized Deviation From Normal Probability The percentile of the Corrected Localized Deviation From Normal (0024,0079) value within the normal population, in percent. Required if Corrected Localized Deviation From Normal Probability Calculated (0024,0080) is YES. Extracted from binary data in the source (0024,0320) 3 SQ Visual Field Global Results Index Sequence Information about various visual field indexes related to test results. Values extracted from binary data in the source >(0024,0325) 1 SQ Data Observation Sequence Information about various visual field global indexes. Only a single Item shall be included in this sequence. >>(0040,A040 ) 1 CS Value Type Set to: NUMERIC >>(0040,A043 ) 1 SQ Concept Name Code Sequence Coded concept name of this name-value Item. Only a single Item shall be included in this Sequence. >>>(0008,010 0) 1 SH Code Value Set to: >>>(0008,010 2) 1 SH Coding Scheme Designator Set to: DCM >>>(0008,010 4) 1 LO Code Meaning Set to: Visual Field Index >>(0040,A30A ) 1C DS Numeric Value Numeric value for this name-value Item. Required if Value Type (0040,A040) is NUMERIC. Extracted from binary data in the source Valid values are 0 to 100 >>(0040,08EA ) 1C SQ Measurement Units Code Sequence The Code Sequence for % Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 74 of 86

75 >>>(0008,010 0) 1 SH Code Value Set to: % >>>(0008,010 2) 1 SH Coding Scheme Designator Set to: UCUM >>>(0008,010 4) 1 LO Code Meaning Set to: percent >(0024,0338) 1 CS Index Normals Flag Set to: NO Table 8-54 Ophthalmic Visual Field IOD FGW Module "Ophthalmic Patient Clinical Information and Test Lens Parameters" (0024,0114) 1C SQ Ophthalmic Patient Clinical Information Left Eye Sequence Information used to represent a patient s clinical parameters during an ophthalmic test. Only a single Item shall be included in this sequence. Required if Measurement Laterality (0024,0113) is L or B. Filled if the data is available. Because the module is optional, this sequence is only than available. Extracted from binary data in the source HFA raw data. >(0024,0112) 2 SQ Refractive Parameters Used on Patient Sequence Refractive parameters used when performing visual field test. Zero or one Item shall be included in this sequence. >>(0022,0007) 1 FL Spherical Lens Power Sphere value in diopters. Extracted from binary data in the source HFA raw data. >>(0022,0008) 1 FL Cylinder Lens Power Cylinder value in diopters. Extracted from binary data in the source HFA raw data. >>(0022,0009) 1 FL Cylinder Axis >(0046,0044) 2 FD Pupil Size Axis value in degrees. Extracted from binary data in the source HFA raw data. The horizontal diameter measurement of the pupil, in mm. Extracted from binary data in the source HFA raw data. >(0022,000D) 2 CS Pupil Dilated Is always empty EMPTY >(0022,000B) 3 FL Intra Ocular Pressure Value of intraocular pressure in mmhg. Extracted from binary data in the source HFA raw data. >(0024,0110) 3 SQ Visual Acuity Measurement Sequence Measurements of a patient s visual acuity. Only a single Item is permitted in this sequence. Extracted from binary data in the source HFA raw data. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 75 of 86

76 >>(0046,0137) 1 FD Decimal Visual Acuity A patient s visual acuity specified in decimal. The value is derived from two values in a fraction where the numerator of the fraction is the nominal distance to the chart that the patient is reading. The denominator represents the line of smallest optotypes of which the patient can see more than half. Notes: 1. Typical examples--reference standard is 1, severe vision loss is See PS 3.17 Ophthalmic Refractive Reports Use Cases for guidance in converting Decimal Visual Acuity to other customarily used display notation such as 20/20 in the US and 6/6 in Britain. Extracted from binary data in the source HFA raw data. (0024,0115) 1C SQ Ophthalmic Patient Clinical Information Right Eye Sequence Information used to represent a patient s clinical parameters during an ophthalmic test. Only a single Item shall be included in this sequence. Required if Measurement Laterality (0024,0113) is R or B. Filled if the data is available. Because the module is optional, this sequence is only than available. Extracted from binary data in the source HFA raw data. >(0024,0112) 2 SQ Refractive Parameters Used on Patient Sequence Refractive parameters used when performing visual field test. Zero or one Item shall be included in this sequence. >>(0022,0007) 1 FL Spherical Lens Power Sphere value in diopters. Extracted from binary data in the source HFA raw data. >>(0022,0008) 1 FL Cylinder Lens Power Cylinder value in diopters. Extracted from binary data in the source HFA raw data. >>(0022,0009) 1 FL Cylinder Axis >(0046,0044) 2 FD Pupil Size Axis value in degrees. Extracted from binary data in the source HFA raw data. The horizontal diameter measurement of the pupil, in mm. Extracted from binary data in the source HFA raw data. >(0022,000D) 2 CS Pupil Dilated Is always empty EMPTY >(0022,000B) 3 FL Intra Ocular Pressure Value of intraocular pressure in mmhg. Extracted from binary data in the source HFA raw data. >(0024,0110) 3 SQ Visual Acuity Measurement Sequence Measurements of a patient s visual acuity. Only a single Item is permitted in this sequence. Extracted from binary data in the source HFA raw data. >>(0046,0137) 1 FD Decimal Visual Acuity A patient s visual acuity specified in decimal. The value is derived from two values in a fraction where the numerator of the fraction is Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 76 of 86

77 the nominal distance to the chart that the patient is reading. The denominator represents the line of smallest optotypes of which the patient can see more than half. Notes: 1. Typical examples--reference standard is 1, severe vision loss is See PS 3.17 Ophthalmic Refractive Reports Use Cases for guidance in converting Decimal Visual Acuity to other customarily used display notation such as 20/20 in the US and 6/6 in Britain. Extracted from binary data in the source HFA raw data. Table 8-55 Ophthalmic Visual Field IOD FGW Module "SOP Common" (0008,0016) 1 UI SOP Class UID Set to: (0008,0018) 1 UI SOP Instance UID Newly created with UID prefix of: (0008,0005) 1C CS Specific Character Set Set to: ISO_IR 192 (Unicode encoding) (0008,0012) 3 DA Instance Creation Date Date the SOP Instance was created. Set to current date. (0008,0013) 3 TM Instance Creation Time Time the SOP Instance was created. Set to current time Table 8-56 Ophthalmic Visual Field IOD FGW Module "CZM Ophthalmic Visual Field Static Perimetry Measurements Extension" (0008,114A) 3 SQ Referenced Instance Sequence This is a CZM specific extension. The referenced Instances are related to this Instance with a purpose for that reference. The sequence may contain zero, one or more items. Contains the reference to the source HFA raw data. >(0008,1150) 1 UI Referenced SOP Class UID Uniquely identifies the referenced SOP Class. Set to: >(0008,1155) 1 UI Referenced SOP Instance UID Uniquely identifies the referenced SOP Instance. The instance UID of the raw instance containing the source data of this instance. >(0040,A170) 1 SQ Purpose of Reference Code Sequence The sequence shall contain one and may contain more items. The codes applied shall be CZM specific. >>(0008,0100) 1 SH Code Value Set to: RAW DATA >>(0008,0102) 1 SH Coding Scheme Designator Set to: "99CZM_PERIMETRY" >>(0008,0104) 1 LO Code Meaning Set to: "CZM Perimetry Source Exam". Table 8-57 Ophthalmic Visual Field IOD FGW Module "HfaVisualFieldStaticPerimetryTestResults" Tag Type VR Name Description PoV Source Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 77 of 86

78 (0305,xx00) 3 LO Glaucoma Staging Index The Glaucoma Staging Index Usage of Attributes from Received IOD s The acquisition date and time of a document in FORUM is defined by the following rules: If (0008,002A) Acquisition DateTime is not filled in the DICOM header, then (0008,0022) Acquisition Date and (0008,0032) Acquisition Time will be used as FORUM document acquisition date and time. If (0008,0022) Acquisition Date is not filled, then (0008,0021) Series Date and (0008,0031) Series Time will be used as FORUM document acquisition date and time. If (0008,0021) Series Date and (0008,0031) Series Time are not filled, then (0008,0020) Study Date and (0008,0030) Study Time will be used as FORUM document acquisition date and time. If (0008,0020) Study Date is not filled, then (0008,0023) Content Date and (0008,0033) Content Time will be used as FORUM document acquisition date and time. The FORUM image laterality is defined by the following rule: If (0020,0062) Image Laterality is not filled, then Laterality (0020,0060) will be used as FORUM Image Laterality. The resulting attributes Acquisition DateTime and Image Laterality will be used for display within the FORUM viewer as well as for the C-FIND request (matching/return keys, and sorting by Acquisition DateTime) Attribute Mapping Modality Worklist Instance IOD Editable Study Instance UID Study Instance UID Yes/No Referenced Study Sequence Referenced Study Sequence Yes/No Accession Number Accession Number Yes/No Requested Procedure ID Requested Procedure Description Scheduled Procedure Step Sequence > Scheduled Procedure Step ID Scheduled Procedure Step Sequence > Scheduled Procedure Step Description Scheduled Procedure Step Sequence > Schedule Protocol Code Sequence Request Attributes Sequence > Requested Procedure ID Study ID Request Attributes Sequence > Requested Procedure Description Performed Procedure Step Description Study Description Protocol Name Request Attributes Sequence > Scheduled Procedure Step ID Request Attributes Sequence > Scheduled Procedure Step Description Request Attributes Sequence > Scheduled Protocol Code Sequence Yes/No Yes/No Yes/No Yes/No Yes/No Yes/No Yes/No Yes/No Yes/No Requested Procedure Code Sequence Procedure Code Sequence Yes/No Referring Physicians Name Referring Physicians Name Yes/No Patients Name Patients Name Yes/No Patient ID Patient ID Yes/No Issuer of Patient ID Issuer of Patient ID Yes/No Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 78 of 86

79 Other Patient IDs Other Patient IDs Yes/No Patients Birth Date Patients Birth Date Yes/No Patients Sex Patients Sex Yes/No Patient Comments Patient Comments Yes/No Ethnic Group Ethnic Group Yes/No Attribute Mapping from Source Raw Data IOD into FORUM Glaucoma Workplace generated OPV or epdf Source Raw Data IOD OPV or epdf IOD Editable Study Instance UID Study Instance UID 1) No Study Date Study Date 1) No Study Time Study Time 1) No Study ID Study ID 1) No Study Description Study Description 1) No Accession Number Accession Number No Procedure Code Sequence Procedure Code Sequence No Request Attributes Sequence > Requested Procedure ID Request Attributes Sequence > Requested Procedure Description Request Attributes Sequence > Scheduled Procedure Step Description Request Attributes Sequence > Scheduled Procedure Step ID Request Attributes Sequence > Scheduled Protocol Code Sequence Request Attributes Sequence > Requested Procedure ID Request Attributes Sequence > Requested Procedure Description Request Attributes Sequence > Scheduled Procedure Step Description Request Attributes Sequence > Scheduled Procedure Step ID Request Attributes Sequence > Scheduled Protocol Code Sequence Performed Procedure Step ID Performed Procedure Step ID 1) No Performed Procedure Step Start Date Performed Procedure Step Start Date 1) No Performed Procedure Step Start Time Performed Procedure Step Start Time 1) No Laterality Laterality No Acquisition Date Time Acquisition Date Time No Image Laterality Image Laterality No Referring Physicians Name Referring Physicians Name No Patients Name Patients Name No Patient ID Patient ID No Issuer of Patient ID Issuer of Patient ID No Other Patient IDs Other Patient IDs No Patients Birth Date Patients Birth Date No Patients Sex Patients Sex No Patient Comments Patient Comments No Ethnic Group Ethnic Group No 1) Only applies when the source is a single raw data object. In case of multiple source raw data sets the values in the resulting OPV and epdf IOds are newly generated and not mapped from the source. No No No No No Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 79 of 86

80 8.1.4 Coerced/Modified Files Patient Edit/Merge or Instance Reassign The following attributes are updated in the DICOM header of an IOD, in case they are edited in the FORUM Viewer, or if two patients are being merged: Tag VR VM Name (0010,0021) LO 1 Issuer of Patient ID (0010,0020) LO 1 Patient ID (0010,0010) PN 1 Patient s Name (0010,0030) DA 1 Patient s Birth Date (0010,0040) CS 1 Patient s Sex (0010,2160) SH 1 Ethnic Group (0010,1000) LO 1-n Other Patient IDs (0010,4000) LT 1 Patient Comments If the Dicom Header does not support the changed characters of the changed attributes, then the Dicom File will be transcoded to UTF8. This includes all other String or Text attributes. If there is an unknown VR in the Dicom Header (in case of Implicit VR Little Endian Transfer Syntax with unknown Private Tags), then there will be no transcoding, and the unsupported characters will be replaced by a question mark "?". All of the above patients attribute (if it is a study of another patient) and the following study and series level attributes are updated in the DICOM header of an IOD, in case a SOP Instance is reassigned to another study. Tag VR VM Name (0020,000D) UI 1 Study Instance UID (0020,0010) SH 1 Study ID (0008,0020) DA 1 Study Date (0008,0030) TM 1 Study Time (0008,0050) SH 1 Accession Number (0008,0090) PN 1 Referring Physician s Name (0008,1080) LO 1-n Admitting Diagnoses Description (0008,1030) LO 1 Study Description (0020,000E) UI 1 Series Instance UID (0008,103E) LO 1 Series Description If reassigned to a new Study or Series FORUM generates a new Study- and Series Instance UID. FORUM uses Study Date and Time from the original Study. The user is asked to enter Accession Number, Referring Physician s Name, Admitting Diagnoses Description and Study Description via the GUI. If reassigned to a new Study or Series, the corresponding values of the destination Study or Series will be used to update the attribute values of the reassigned instance(s). The SOP Instance UID will not be changed. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 80 of 86

81 Patient Information / Patient Matching The following terms and rules for patient identification are defined: Strict Attributes: Patient ID Patient Birth Date Lax Attributes: Issuer of Patient ID Patient's Sex Lax Matching: Lax attributes match if they are equal Lax attributes match if they are empty on either side Corresponding Component Name Groups: Corresponding component group names have equal first- and last name Corresponding component group names have lax matching middle name, prefix and suffix Corresponding Patient: Corresponding patients have equal strict attributes Corresponding patients have matching lax attributes Corresponding patients have corresponding component group names regardless of the position of the component group name. Either one of the patients to be compared might have more filled component group names. For example the following two Patient's Names match: "aaa^bbb^dr=ggg^hhh" matches "xxx^yyy=aaa^bbb=ggg^hhh^^pref" Conflicted Patient: A patient who has no Patient ID. A patient who contains an existing combination of Issuer of Patient ID and a Patient ID and this existing patient is not a "corresponding patient" as defined above. Patient Information attributes: Tag VR VM Name (0010,0021) LO 1 Issuer of Patient ID (0010,0020) LO 1 Patient ID (0010,0010) PN 1 Patient s Name (0010,0030) DA 1 Patient s Birth Date (0010,0040) CS 1 Patient s Sex (0010,2160) SH 1 Ethnic Group (0010,1000) LO 1-n Other Patient IDs (0010,4000) LT 1 Patient Comments Patient Information will be updated in the DICOM files: If the user edits one of the patient information attributes via the GUI. If an incoming DICOM file has an existing corresponding patient in FORUM and differences in the patient information attributes. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 81 of 86

82 Missing UIDs Study Instance UID, Series Instance UID and SOP Instance UID will be auto generated if one of those is missing in an incoming DICOM file Patient Identification Conflict with Study Instance UID If an incoming DICOM file belongs to an existing study in FORUM and this existing study belongs to a different patient already existing in FORUM (different patient is a not corresponding patient" according to ) then a new Study Instance UID will be automatically generated. 8.2 Data Dictionary of Private Attributes FORUM does not create any private attributes. FORUM Glaucoma Workplace may use the following private attributes: Group ID: 22A1 Private Creator String: 99CZM_SpecializedEncapsulatedDocument Occurs in: epdf SOP Instance generated by FORUM Glaucoma Workplace Table 8-58 Private Dictionary Group 22A1 "99CZM_SpecializedEncapsulatedDocument Attribute Name Element ID VR VM Document Type 01 LO 1 Group ID: 2501 Private Creator String: 99CZM_Solln Occurs in: epdf SOP Instance generated by FORUM Glaucoma Workplace Table 8-59 Private Dictionary Group 2501 "99CZM_Solln Attribute Name Element ID VR VM Report Type 00 CS 1 Generated automatically 01 CS 1 Combined Report Source Instance Sequence 02 SQ 0..n Combined Report Source Instance UID 03 UI 1 Combined Report Source Class UID 04 UI 1 Combined Report Source Laterality 05 CS 1 Combined Report Source IOD Meta Name 06 LO 1 HFA Test Strategy 07 CS 1 HFA Test Pattern 08 CS 1 Group ID: 7717 Private Creator String: 99CZM_HFA_EMR_2 Occurs in epdf SOP Instance generated by FORUM Glaucoma Workplace Table 8-60 Private Dictionary Group 7717 "99CZM_HFA_EMR_2" Attribute Name Element ID VR VM test_name 01 LO 1 test_strategy 02 LO 1 stimulus_size 03 CS 1 Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 82 of 86

83 stimulus_color 04 SH 1 background_state 05 SH 1 foveal_result 06 CS 1 screening_mode 07 LO 1 fixation_trials 08 IS 1 fixation_errors 09 IS 1 false_positive_percent 10 DS 1 false_positive_trials 11 IS 1 false_positive_errors 1 IS 1 false_negative_percent 13 DS 1 false_negative_trials 14 IS 1 false_negative_errors 15 IS 1 mean_deviation 16 DS 1 mean_deviation_probability 17 LO 1 pattern_standard_deviation 18 DS 1 pattern_standard_deviation_probability 19 LO 1 short_term_fluctuation 20 DS 1 corrected_pattern_standard_deviation 21 DS 1 corrected_pattern_standard_deviation_probabi lity 22 LO 1 glaucoma_hemifield_test 23 LO 1 fixation_monitor 24 LO 1 fixation_target 25 LO 1 pupil_diameter 26 DS 1 sphere 27 DS 1 cylinder 28 DS 1 axis 29 IS 1 visual_acuity 30 SH 1 short_term_fluctuation_probability 31 LO 1 test_date 32 DA 1 test_time 33 TM 1 visual_field_index 34 DS 1 vfm_sequence 40 SQ 1 section_number 41 IS 1 section_value 42 LO 1 Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 83 of 86

84 Group ID: 0305 Private Creator String: 99CZM_Hfa_OphthalmicVisualFieldStaticPerimetry Occurs in epdf SOP Instance generated by FORUM Glaucoma Workplace Table 8-61 Private Dictionary Group "99CZM_Hfa_OphtalmicVisualFieldStaticPerimetry" glaucoma_staging_index 00 LO Coded Terminology and Templates FORUM does not use or create any codes. FORUM Glaucoma Workplace uses (0066,002F) Algorithm Family Code Sequence with following codes to specify the algorithms used. Occurs in: Ophthalmic Visual Field Static Perimetry IOD Code Value Coding Scheme Designator PERIMETRY 99CZM_PERIMETRY "CZM Perimetry Algorithms" Code Meaning FORUM Glaucoma Workplace uses (0008,114A) Referenced Instance Sequence with following codes to specify the source Occurs in: Ophthalmic Visual Field Static Perimetry IOD Code Value Coding Scheme Designator Code Meaning RAW DATA 99CZM_PERIMETRY "CZM Perimetry Source Exam" FORUM Glaucoma Workplace uses (0040,0260) Performed Protocol Code Sequence with the following codes to specify test pattern and test strategy. The standard ContextIDs 4250 and 4251 are extended. Occurs in: Ophthalmic Visual Field Static Perimetry IOD Extension of CID 4250 Visual Field Static Perimetry Test Patterns Code Value Coding Scheme Designator Code Meaning Coding Scheme Version OPVTP100 99CZM Visual Field Central 30-1 Threshold Test Pattern OPVTP101 99CZM Visual Field Peripheral 60-1 Threshold Test Pattern OPVTP102 99CZM Visual Field Temporal Crescent Threshold Test Pattern OPVTP103 99CZM Visual Field Neurological 20 Threshold Test Pattern OPVTP104 99CZM Visual Field Neurological 50 Threshold Test Pattern OPVTP105 99CZM Visual Field Nasal Step Threshold Test Pattern OPVTP106 99CZM Visual Field Central Armaly Screening Test Pattern OPVTP107 99CZM Visual Field Full Field Armaly Screening Test Pattern OPVTP108 99CZM Visual Field Central 80 Point Screening Test Pattern OPVTP109 99CZM Visual Field Central 166 Point Screening Test Pattern OPVTP110 99CZM Visual Field Full Field 246 Point Screening Test Pattern OPVTP111 99CZM Visual Field Auto Diagnostic Test Pattern Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 84 of 86

85 OPVTP112 99CZM Visual Field Superior 64 Point Screening Test Pattern OPVTP113 99CZM Visual Field Nasal Step Screening Test Pattern OPVTP114 99CZM Visual Field Central 24-1 Threshold Test Pattern OPVTP115 99CZM Visual Field Blindengutachten Test Pattern OPVTP116 99CZM Visual Field Fuehrerscheingutachten Test Pattern OPVTP117 99CZM Visual Field Esterman Monocular Test Pattern OPVTP118 99CZM Visual Field Esterman Binocular Test Pattern OPVTP119 99CZM Visual Field Central 64 Point Screening Test Pattern OPVTP120 99CZM Visual Field Full Field 12 Point QA Test Pattern OPVTP121 99CZM Visual Field User Defined Threshold Test Pattern OPVTP122 99CZM Visual Field User Defined Screening Test Pattern OPVTP123 99CZM Visual Field Kinetic Test Pattern OPVTP124 99CZM Visual Field Full Field 135 Point Screening Test Pattern OPVTP125 99CZM Visual Field Superior 36 Point Screening Test Pattern OPVTP126 99CZM Visual Field Custom Screening Test Pattern OPVTP127 99CZM Visual Field Custom Threshold Test Pattern Occurs in: Ophthalmic Visual Field Static Perimetry IOD Extension of CID 4251 Visual Field Static Perimetry Test Strategies Code Value Coding Scheme Designator Code Meaning Coding Scheme Version OPVTS100 99CZM Visual Field Threshold Fast Test Strategy Greyscale Image Consistency This chapter is not applicable. 8.5 Standard Extended / Specialized/ Private SOP Classes The following standard extensions are used in the IODs described in chapter Created SOP Instance(s). Table 8-7 Secondary Capture Image IOD File Import Module General Image Table 8-8 Secondary Capture Image IOD File Import Module "Image Pixel" Table 8-13 Encapsulated PDF IOD - Module Encapsulated Document Series Table 8-21 Encapsulated PDF IOD Combined Report - Module Encapsulated Document Series Table 8-24 Encapsulated PDF IOD Combined Report - Module Encapsulated Document Table 8-56 Ophthalmic Visual Field IOD FGW Module "CZM Ophthalmic Visual Field Static Perimetry Measurements Extension" Table 8-30 Encapsulated PDF IOD FGW Module "CZM Encapsulated PDF Series Extension" 8.6 Private Transfer Syntaxes No Private Transfer Syntax is supported. Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 85 of 86

86 The products satisfy the fundamental requirements laid down in Annex I of the 93/42/EEC Directive governing medical devices. The products are labeled with: Carl Zeiss Meditec AG Goeschwitzer Strasse Jena Germany Document: DICOM_Conformance_Statement_FORUM_4.0.Docx Page 86 of 86

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