Digital Imaging and Communications in Medicine (DICOM) Supplement 23: Structured Reporting Storage SOP Classes

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1 Page 1 4 Digital Imaging and Communications in Medicine (DICOM) Supplement 23: Structured Reporting Storage SOP Classes Status: Proposed Final Text Feb 30, 2000 (Subject to 30-day letter approval) 24 DICOM Standards Committee 1300 N. 17 th Street Rosslyn, Virginia USA

2 Page 2 Table of Contents Table of Contents... 2 Foreword... 4 Scope and Field of Application... 5 Part 3, Body Addendum CODES AND CONTROLLED TERMINOLOGY DEFINITIONS:... 6 Part 3, Annex A Addendum... 6 A PATIENT IE... 9 A STUDY IE...10 A SERIES IE...10 A SR DOCUMENT IE...10 A.35 STRUCTURED REPORT DOCUMENT INFORMATION OBJECT DEFINITIONS...15 A.35.1 Basic Text SR Information Object Definition...15 A Basic Text SR Information Object Description...15 A Basic Text SR IOD Entity-Relationship Model...15 A Basic Text SR IOD Module Table...15 A Basic Text SR IOD Content Constraints...15 A Value Type...15 A Relationship Constraints...16 A.35.2 Enhanced SR Information Object Definition...16 A Enhanced SR Information Object Description...16 A Enhanced SR IOD Entity-Relationship Model...17 A Enhanced SR IOD Module Table...17 A Enhanced SR IOD Content Constraints...17 A Value Type...17 A Relationship Constraints...17 A.35.3 Comprehensive SR Information Object Definition...18 A Comprehensive SR Information Object Description...18 A Comprehensive SR IOD Entity-Relationship Model...18 A Comprehensive SR IOD Module Table...18 A Comprehensive SR IOD Content Constraints...19 A Value Type...19 A Relationship Constraints...20 Part 3, Annex C Addendum...21 C GENERAL SERIES MODULE (MODALITY TYPES)...21 C.17 SR DOCUMENT MODULES...21 C.17.1 SR Document Series Module...21 C.17.2 SR DOCUMENT GENERAL MODULE...22 C SOP Instance Reference Macro...25 C Identical Documents Sequence...26 C Current Requested Procedure Evidence Sequence and Pertinent Other Evidence Sequence...26 C.17.3 SR Document Content Module...26 C Concept Name Code Sequence...37 C Continuity of Content...37 C.17.4 SR Content Tree Example (Informative)...38 C.17.5 OBSERVATION CONTEXT ENCODING...39 C.18 CONTENT MACROS...41 C.18.1 Numeric Measurement Macro...41 C.18.2 Code Macro...41

3 Page C.18.3 Composite Object Reference Macro...41 C.18.4 Image Reference Macro...42 C.18.5 Waveform Reference Macro...42 C Waveform Reference Macro Attribute Descriptions...43 C Referenced Waveform Channels...43 C.18.6 Spatial Coordinates Macro...43 C Spatial Coordinates Macro Attribute Descriptions...43 C Graphic Data...43 C Graphic Type...44 C.18.7 Temporal Coordinates Macro...44 C Temporal Range Type TEMPLATE IDENTIFICATION MACRO...46 Part 3, Annex X Addendum...48 ANNEX X (INFORMATIVE)...48 DICOM DIRECTORY...56 F.15.3 Update of DICOM Directory Record Types...56 F.15.4 Update of DICOM Directory Record Relationships...56 F.5.25 Update of SR Document Directory Record Definition...57 Part 4 Addendum...59 B.5 STANDARD SOP CLASSES...59 B.5.1 Specialization for Standard SOP Classes...59 B Grayscale Softcopy Presentation State Storage SOP Class...59 B Structured Reporting Storage SOP Classes...59 I.4 MEDIA STANDARD STORAGE SOP CLASSES...59 I.4.1Specialization for Standard SOP Classes...59 I Grayscale Softcopy Presentation State Storage SOP Class...59 I Structured Reporting Storage SOP Classes...59 Annex O STRUCTURED REPORTING STORAGE SOP CLASSES (Normative)...60 O.1 OVERVIEW...60 O.2 BEHAVIOR OF AN SCP...60 O.3 MODIFICATION OF SR DOCUMENT CONTENT...60 O.4 CONFORMANCE...60 O.4.1 Conformance Statement for an SCU...60 O.4.2 Conformance Statement for an SCP...61 Part 5 Addendum NESTING OF DATA SETS...62 Part 6 Addendum REGISTRY OF DICOM DATA ELEMENTS...63 ANNEX A (NORMATIVE): REGISTRY OF DICOM UNIQUE IDENTIFIERS (UID)...64

4 Page 4 Foreword This Supplement to the DICOM Standard introduces the SR SOP Classes for transmission and storage of documents that describe or refer to any number of images or waveforms or to the specific features that they contain. The SR SOP Classes fully support conventional free text reports and provide the capability to record structured information that enhances the precision, clarity and value of clinical documents. The SR SOP Classes allow users to link text and other data to particular images and/or waveforms and to store the coordinates of findings so that users can see exactly what is being described in a report. In addition, users can label, index and retrieve clinically-relevant information using codes. SR SOP Classes can be used in a variety of clinical contexts. For example: - in CT or MRI to convey the interpretation text, to record the DICOM identifiers of selected images and to denote the spatial coordinates of significant findings; - in ultrasound to transmit measurements; and - in cardiac catheterization laboratories to record a procedure log that time-stamps and describes significant measurements and interventions and link together all of the related images, waveforms, interpretation reports and related information into a convenient unit-record. This draft Supplement to the DICOM Standard was developed according to DICOM Committee Procedures. The Supplement was developed in liaison with other Standards Organizations including HL7, CEN/TC 251 in Europe and MEDIS-DC, JAMI, and JIRA in Japan, with review by other organizations. The DICOM standard is structured as a multi-part document using the guidelines established in the following document: - ISO/IEC Directives, 1989 Part 3 - Drafting and Presentation of International Standards This document is a Supplement to the DICOM Standard. It is an extension to PS 3.3, 3.4, 3.5 and 3.6 of the published DICOM Standard which consists of the following parts: PS Introduction and Overview PS Conformance PS Information Object Definitions PS Service Class Specifications PS Data Structures and Encoding PS Data Dictionary PS Message Exchange PS Network Communication Support for Message Exchange PS Point-to-Point Communication Support for Message Exchange PS Media Storage and File Format PS Media Storage Application Profiles PS Media Formats and Physical Media PS Print Management - Point-to-point Communication Support PS Grayscale Standard Display Function PS Security Profiles These Parts are independent but related documents.

5 Page 5 Scope and Field of Application 4 8 This Supplement to the DICOM Standard specifies the SR IODs and the corresponding SR Storage SOP Classes. The Structured Reporting Entity Relationship Model enables query and retrieval of SR SOP Instances as Instance level entities in the DICOM Query/Retrieve Model. Since this document proposes changes to existing Parts of DICOM the reader should have a working understanding of the Standard. This Supplement provides a means to reference SR Templates. The specification of these templates is not addressed by this Supplement and will be addressed in Supplement 53. This proposed Supplement includes a number of Addenda to existing Parts of DICOM: 1. PS PS PS PS 3.6

6 Page 6 Part 3, Body Addendum Add or revise the following to PS 3.3 Definitions CODES AND CONTROLLED TERMINOLOGY DEFINITIONS: The following definitions are used in the specification of Interpretation Data Interchange: Baseline Context ID: Identifier of the Baseline Context Group Baseline Context Group: Context Group that specifies the suggested Value Set for a Code Sequence Attribute Baseline Template: Template that specifies a suggested set of Properties and corresponding Value Sets Baseline Template ID: Identifier of the Baseline Template Defined Context Group: Context Group that specifies the Value Set for a Code Sequence Attribute that shall be used but which may be extended Defined Template: Template that specifies the set of Properties and corresponding Value Sets that shall be used but which may be extended Enumerated Context Group: Context Group that specifies the Value Set for a Code Sequence Attribute that shall be used and which shall not be extended Enumerated Template: Template that specifies the set of Properties and corresponding Value Sets that shall be used and which shall not be extended. Add the following to PS 3.3 Body 36 Part 3, Annex A Addendum Update the E-R model in A.1.2 to include SR Document

7 Page 7 Patient 1 is the subject of Study contains 0,n spatially defines Series creates 1,n ,n 1 1,n Frame of Reference Equipment contains 0,n SR Document 0,n Presentation State Stored Print 0,1 0,n Curve 0,n VOI LUT Modality LUT 0,1 0,n 0,n Overlay Image 40 Each Series shall contain at least one Curve IE, VOI Lookup Table IE, Overlay IE, Modality LUT IE, Stored Print IE, Presentation State IE, SR Document IE or Image IE. 44 Update Figure 7-1a DICOM MODEL OF THE REAL WORLD

8 Page 8 Patient 1 makes Visit 1-n has 1 1-n Study Content Notification 1 1 includes 1-n 1 describes Study 1 Comprised of 1-n 1-n Comprised of 1-n Study Components Modality Performed Procedure Steps n includes includes contains See Note 1-n 1-n 1-n 0-n Frame of Reference 1 Spatially Defines 1 Results contains 1 Equipment 1 creates 1-n Series Report n Ammendment contains 1 0-n 0-n 0-n Stored Print Curve Image 0-n 0-n 0-n 0-n Radiotherapy Objects Lookup Table Overlay SR Document Figure 7-1a DICOM MODEL OF THE REAL-WORLD

9 Page 9 48 Update Figure 7-2a DICOM INFORMATION MODEL Patient IOD 1 references Visit IOD 1-n 1 references 1-n Basic Study Descriptor IOD 1 1 references 1-n 1 describes Study IOD 1 Comprised of 1-n Study Component IOD 1-n Comprised of 1-n Modality Performed Proc. Step IOD 1-n See Note 0-n Results IOD references references references references 1 0-n Interpretation IOD 0-n Stored Print IOD See Figure 7.2b Radiotherapy IODs See Figure 7.2c 0-n 0-n Standalone VOI LUT IOD Standalone Modality LUT IOD 0-n 0-n 0-n Standalone Overlay IOD Standalone Curve IOD Image IOD 0-n 0-n SR Document IODs 52 Figure 7-2a DICOM INFORMATION MODEL 56 A PATIENT IE The Patient IE defines the characteristics of a patient who is the subject of one or more medical studies which produce medical images. The Patient IE is modality independent.

10 Page A STUDY IE The Study IE defines the characteristics of a medical study performed on a patient. A study is a collection of one or more series of medical images, presentation states, SR documents, overlays and/or curves which are logically related for the purpose of diagnosing a patient. Each study is associated with exactly one patient. A study may include Composite SOP Instances that are created by a single modality, multiple modalities or by multiple devices of the same modality. The Study IE is modality independent. 68 A SERIES IE The Series IE defines the Attributes which are used to group Composite SOP Instances into distinct logical sets. Each series is associated with exactly one Study. The following criteria group Composite SOP Instances into a specific series: a. All Composite SOP Instances within a series must be of the same modality b. If a specific Composite Instance IOD specifies the support of a Frame of Reference IE, all Composite SOP Instances within the series shall be spatially or temporally related to each other; therefore, each series is associated with exactly one Frame of Reference IE c. If a specific Composite Instance IOD specifies the support of the Equipment IE, all Composite SOP Instances within the series shall be created by the same equipment; therefore, each series is associated with exactly one Equipment IE d. All Composite SOP Instances within a series shall have the same series information Overlays and Curves may be grouped into a Series with or without Images. The Equipment IE and Frame of Reference IE are irrelevant to the Overlay IE and Curve IE. Presentation States shall be grouped into Series without Images (i.e. in a different Series from the Series containing the Images to which they refer). The Frame of Reference IE is irrelevant to the Presentation State IE. Note: The Series containing Presentation States and the Series containing the Images to which they refer are both contained within the same Study. 88 Waveforms shall be grouped into Series without Images. A Frame of Reference IE may apply to both Waveform Series and Image Series. SR Documents shall be grouped into Series without Images. The Frame of Reference IE does not apply to SR Document Series A SR DOCUMENT IE The SR Document IE defines the Attributes which describe the content of an SR Document. These include semantic context as well as Attributes related to document completion, verification and other characteristics. An SR Document SOP Instance is related to a single Series within a single Study. Update the Composite Module Table to include SR IODs and Modules

11 Page 11 IODs Modules Basic Text SR Enhanced SR Comprehensiv e SR Patient M M M Patient Summary Specimen Identification C C C General Study M M M Patient Study U U U Study Content General Series CR Series NM/PET Patient Orientation PET Series PET Isotope PET Multi-gated Acquisition RT Series DX Series Mammo Series Intra-oral Series Presentation Series SR Document Series M M M Frame Of Reference U S Frame of Ref. General Equipment M M M SC Equipment General Image Image Plane Image Pixel NM Image Pixel PaletteColor Lookup Table Contrast/ Bolus Cine Multi-frame

12 Page 12 NM Multi-frame Frame Pointers Mask Display Shutter Bitmap Display Shutter Device Therapy CR Image CT Image MR Image NM Image NM Isotope NM Detector NM TOMO Acquisition NM Multi-Gated Acquisition NM Phase NM Reconstruction US Region Calibration US Image SC Image PET Image X-Ray Image X-Ray Acquisition X-Ray Collimator X-Ray Table XRF Positioner X-Ray Tomo Acquisition X-Ray Acquisition Dose X-Ray Generation X-Ray Filtration X-Ray Grid

13 Page 13 XA Positioner DX Anatomy Imaged DX Image DX Detector DX Positioning Mammo Image Intra-oral Image VL Image Slide Coordinates RT Image RT Dose RT DVH Structure Set ROI Contour RT Dose ROI RT ROI Observations RT General Treatment Record RT Treatment Machine Record Measured Dose Reference Record Calculated Dose Reference Record RT Beams Session Record RT Brachy Session Record RT Treatment Summary Record RT General Plan RT Prescription RT Tolerance Tables RT Patient Setup RT Fraction Scheme RT Beams

14 Page 14 RT Brachy Application Setups Approval SR Document General SR Document Content M M M M M M Overlay Identification Overlay Plane Multi-frame Overlay Curve Identification Curve PET Curve Audio Displayed Area Overlay/Curve Activation Graphic Annotation Spatial Transformation Graphic Layer Modality LUT VOI LUT Softcopy VOI LUT Softcopy Presentation LUT Image Histogram LUT Identification Presentation State Acquisition Context SOP Common M M M 100 Add the following to PS 3.3 Annex A

15 Page 15 A.35 STRUCTURED REPORT DOCUMENT INFORMATION OBJECT DEFINITIONS A.35.1 Basic Text SR Information Object Definition A Basic Text SR Information Object Description The Basic Text Structured Report (SR) IOD is intended for the representation of reports with minimal usage of coded entries (typically used in Document Title and headings) and a hierarchical tree of headings under which may appear text and subheadings. Reference to SOP Instances (e.g. images or waveforms or other SR Documents) is restricted to appear at the level of the leaves of this primarily textual tree. This structure simplifies the encoding of conventional textual reports as SR Documents, as well as their rendering. A Basic Text SR IOD Entity-Relationship Model The E-R Model in Section A.1.2 of this Part applies to the Basic Text SR IOD. The Frame of Reference IE, and the IEs at the level of the Image IE in Section A.1.2 are not components of the Basic Text SR IOD. Table A specifies the Modules of the Basic Text SR IOD. A Basic Text SR IOD Module Table Table A specifies the Modules of the Basic Text SR IOD. Table A BASIC TEXT SR IOD MODULES IE Module Reference Usage Patient Patient C M Specimen Identification C C - Required if the Observation Subject is a Specimen Study General Study C M Patient Study C U Series SR Document Series C.17.1 M Equipment General Equipment C M Document SR Document General C.17.2 M SR Document Content C.17.3 M SOP Common C.12.1 M A A Basic Text SR IOD Content Constraints Value Type Value Type (0040,A040) in the Content Sequence (0040,A730) of the SR Document Content Module is constrained to the following Enumerated Values (see Table C for Value Type definitions): TEXT CODE DATETIME DATE TIME UIDREF PNAME COMPOSITE IMAGE WAVEFORM

16 Page 16 CONTAINER A Relationship Constraints Relationships between Content Items in the content of this IOD shall be conveyed in the by-value mode. See Table C for Relationship Type definitions. Note: Relationships by-reference are forbidden. Therefore, Referenced Content Item Identifier (0040,DB73) is not present in any of the Content Items within the SR Document Content Module. Table A specifies the relationship constraints of this IOD. 144 Table A RELATIONSHIP CONTENT CONSTRAINTS FOR BASIC TEXT SR IOD Source Value Type Relationship Type (Enumerated Values) Target Value Type CONTAINER CONTAINS TEXT, CODE, DATETIME, DATE, TIME, UIDREF, PNAME, COMPOSITE 1, IMAGE 1, WAVEFORM 1, CONTAINER CONTAINER HAS OBS CONTEXT TEXT, CODE, DATETIME, DATE, TIME, UIDREF, PNAME CONTAINER, IMAGE 1, WAVEFORM 1, COMPOSITE 1 HAS ACQ CONTEXT any type HAS CONCEPT MOD TEXT, CODE 2 TEXT, CODE, DATETIME, DATE, TIME, UIDREF, PNAME TEXT HAS PROPERTIES TEXT, CODE, DATETIME, DATE, TIME, UIDREF, PNAME, IMAGE 1, WAVEFORM 1, COMPOSITE 1 TEXT INFERRED FROM TEXT, CODE, DATETIME, DATE, TIME, UIDREF, PNAME, IMAGE 1, WAVEFORM 1, COMPOSITE Note: 1. Which SOP Classes the IMAGE, WAVEFORM or COMPOSITE Value Type may refer to, is documented in the Conformance Statement for an application (see PS 3.2 and PS 3.4). 2. The HAS CONCEPT MOD relationship is used to modify the meaning of the Concept Name of a Source Content Item, for example to provide a more descriptive explanation, a different language translation, or to define a post-coordinated concept A.35.2 Enhanced SR Information Object Definition A Enhanced SR Information Object Description The Enhanced Structured Report (SR) IOD is a superset of the Basic Text SR IOD. It is also intended for the representation of reports with minimal usage of coded entries (typically Document Title and headings) and a hierarchical tree of headings under which may appear text and subheadings. In addition, it supports the use of numeric measurements with coded measurement names and units. Reference to SOP Instances (e.g. images or waveforms or SR Documents) is restricted to appear at the level of the leaves of this primarily textual tree. It enhances references to SOP Instances with spatial regions of interest (points, lines, circle, ellipse, etc.) and temporal regions of interest.

17 Page A Enhanced SR IOD Entity-Relationship Model The E-R Model in Section A.1.2 of this Part applies to the Enhanced SR IOD. The Frame of Reference IE, and the IEs at the level of the Image IE in Section A.1.2 are not components of the Enhanced SR IOD. Table A specifies the Modules of the Enhanced SR IOD. A Enhanced SR IOD Module Table Table A ENHANCED SR IOD MODULES IE Module Reference Usage Patient Patient C M Specimen Identification C C - Required if the Observation Subject is a Specimen Study General Study C M Patient Study C U Series SR Document Series C.17.1 M Equipment General Equipment C M Document SR Document General C.17.2 M A A SR Document Content C.17.3 M SOP Common C.12.1 M Enhanced SR IOD Content Constraints Value Type Value Type (0040,A040) in the Content Sequence (0040,A730) of the SR Document Content Module is constrained to the following Enumerated Values (see Table C for Value Type definitions): TEXT CODE NUM DATETIME DATE TIME UIDREF PNAME SCOORD TCOORD COMPOSITE IMAGE WAVEFORM CONTAINER A Relationship Constraints Relationships between Content Items in the content of this IOD shall be conveyed in the by-value mode. See Table C for Relationship Type definitions. Note: Relationships by-reference are forbidden. Therefore, Referenced Content Item Identifier (0040,DB73) is not present in any of the Content Items within the SR Document Content Module.

18 Page 18 Table A specifies the relationship constraints of this IOD. 196 Table A RELATIONSHIP CONTENT CONSTRAINTS FOR ENHANCED SR IOD Source Value Type Relationship Type (Enumerated Values) Target Value Type CONTAINER CONTAINS TEXT, CODE, NUM, DATETIME, DATE, TIME, UIDREF, PNAME, SCOORD, TCOORD, COMPOSITE 1, IMAGE 1, WAVEFORM 1, CONTAINER CONTAINER HAS OBS CONTEXT TEXT, CODE, NUM, DATETIME, DATE, TIME, UIDREF, PNAME CONTAINER, IMAGE 1, WAVEFORM 1, COMPOSITE 1 HAS ACQ CONTEXT any type HAS CONCEPT MOD TEXT, CODE 2 TEXT, CODE, NUM, DATETIME, DATE, TIME, UIDREF, PNAME TEXT HAS PROPERTIES TEXT, CODE, NUM, DATETIME, DATE, TIME, UIDREF, PNAME, IMAGE 1, WAVEFORM 1, COMPOSITE 1, SCOORD, TCOORD TEXT INFERRED FROM TEXT, CODE, NUM, DATETIME, DATE, TIME, UIDREF, PNAME, IMAGE 1, WAVEFORM 1, COMPOSITE 1, SCOORD, TCOORD SCOORD SELECTED FROM IMAGE 1 TCOORD SELECTED FROM SCOORD, IMAGE 1, WAVEFORM Note: 1. Which SOP Classes the IMAGE, WAVEFORM or COMPOSITE Value Type may refer to, is documented in the Conformance Statement for an application (see PS 3.2 and PS 3.4). 2. The HAS CONCEPT MOD relationship is used to modify the meaning of the Concept Name of a Source Content Item, for example to provide a more descriptive explanation, a different language translation, or to define a post-coordinated concept A.35.3 Comprehensive SR Information Object Definition A Comprehensive SR Information Object Description The Comprehensive SR IOD is a superset of the Basic Text SR IOD and the Enhanced SR IOD, which specifies a class of documents, the content of which may include textual and a variety of coded information, numeric measurement values, references to the SOP Instances and spatial or temporal regions of interest within such SOP Instances. Relationships by-reference are enabled between Content Items. A Comprehensive SR IOD Entity-Relationship Model The E-R Model in Section A.1.2 of this Part applies to the Comprehensive SR IOD. The Frame of Reference IE, and the IEs at the level of the Image IE in Section A.1.2 are not components of the Comprehensive SR IOD. Table A specifies the Modules of the Comprehensive SR IOD. A Comprehensive SR IOD Module Table Table A COMPREHENSIVE SR IOD MODULES IE Module Reference Usage Patient Patient C M

19 Page 19 Specimen Identification C C - Required if the Observation Subject is a Specimen Study General Study C M Patient Study C U Series SR Document Series C.17.1 M Equipment General Equipment C M Document SR Document General C.17.2 M SR Document Content C.17.3 M SOP Common C.12.1 M A A Comprehensive SR IOD Content Constraints Value Type Value Type (0040,A040) in the Content Sequence (0040,A730) of the SR Document Content Module is constrained to the following Enumerated Values (see Table C for Value Type definitions): TEXT CODE NUM DATETIME DATE TIME UIDREF PNAME SCOORD TCOORD COMPOSITE IMAGE WAVEFORM CONTAINER

20 Page A Relationship Constraints Relationships between content items in the content of this IOD may be conveyed either by-value or byreference. Table A specifies the relationship constraints of this IOD. See Table C for Relationship Type definitions. Table A RELATIONSHIP CONTENT CONSTRAINTS FOR COMPREHENSIVE SR IOD Source Value Type Relationship Type (Enumerated Values) Target Value Type CONTAINER CONTAINS TEXT, CODE, NUM, DATETIME, DATE, TIME, UIDREF, PNAME, SCOORD, TCOORD, COMPOSITE 1, IMAGE 1, WAVEFORM 1, CONTAINER. TEXT, CODE, NUM, CONTAINER CONTAINER, IMAGE 1, WAVEFORM 1, COMPOSITE 1 HAS OBS CONTEXT HAS ACQ CONTEXT any type HAS CONCEPT MOD TEXT, CODE 2 TEXT, CODE, NUM, DATETIME, DATE, TIME, UIDREF, PNAME TEXT, CODE, NUM, DATETIME, DATE, TIME, UIDREF, PNAME, CONTAINER (See below). TEXT, CODE, NUM HAS PROPERTIES TEXT, CODE, NUM, DATETIME, DATE, TIME, UIDREF, PNAME, IMAGE 1, WAVEFORM 1, COMPOSITE 1, SCOORD, TCOORD, CONTAINER (See below). TEXT, CODE, NUM INFERRED FROM TEXT, CODE, NUM, DATETIME, DATE, TIME, UIDREF, PNAME, IMAGE 1, WAVEFORM 1, COMPOSITE 1, SCOORD, TCOORD, CONTAINER (See below). SCOORD SELECTED FROM IMAGE 1 TCOORD SELECTED FROM SCOORD, IMAGE 1, WAVEFORM Note: 1. Which SOP Classes the IMAGE, WAVEFORM or COMPOSITE Value Type may refer to, is documented in the Conformance Statement for an application (see PS 3.2 and PS 3.4). 2. The HAS CONCEPT MOD relationship is used to modify the meaning of the Concept Name of a Source Content Item, for example to provide a more descriptive explanation, a different language translation, or to define a post-coordinated concept. 252 Content Items with a Value Type of CONTAINER shall only be the target of relationships other than CONTAINS, if this relationship is conveyed by-reference. Relationships by-reference to ancestor Content Items are forbidden in this IOD to prevent loops.

21 Page 21 Part 3, Annex C Addendum Add the following Modality type to Section C C GENERAL SERIES MODULE (MODALITY TYPES) SR = SR Document Add the SR Document Series Module C.17 SR DOCUMENT MODULES 260 C.17.1 SR Document Series Module Table C.17-1 defines the Attributes of the SR Document Series. A Series of SR Documents may contain any number of SR Documents. 264 Note: Series of SR Documents are separate from Series of Images or other Composite SOP Instances. SR Documents do not reside in a Series of Images or other Composite SOP Instances. Table C.17-1 SR DOCUMENT SERIES MODULE ATTRIBUTES Attribute Name Tag Type Attribute Description Modality (0008,0060) 1 Modality type. Enumerated Value: SR = SR Document Series Instance UID (0020,000E) 1 Unique identifier of the Series. Note: No SR-specific semantics are specified. Series Number (0020,0011) 1 A number that identifies the Series. Note: No SR-specific semantics are specified. Referenced Study Component Sequence >Referenced SOP Class UID (0008,1111) 2 Uniquely identifies the Performed Procedure Step SOP Instance for which the Series is created. Only a single Item shall be permitted in this sequence. Notes: 1. The Study Component referred to by this Attribute is the Performed Procedure Step during which this Document is generated. 2. If this Document is generated during the same Modality Performed Procedure Step as the evidence in the current interpretation procedure, this attribute may contain reference to that Modality Performed Procedure Step. 3. This Attribute is not used to convey reference to the evidence in the current interpretation procedure. See Current Requested Procedure Evidence Sequence (0040,A375). 4. This Sequence may be sent zero length if the Performed Procedure Step is unknown. (0008,1150) 1C Uniquely identifies the referenced SOP Class. Required if Referenced Study Component Sequence (0008,1111) is sent.

22 Page > Referenced SOP Instance UID (0008,1155) 1C Uniquely identifies the referenced SOP Instance. Required if Referenced Study Component Sequence (0008,1111) is sent. Add the SR DOCUMENT GENERAL MODULE 272 C.17.2 SR DOCUMENT GENERAL MODULE Table C.17-2 defines the general Attributes of an SR Document Instance. These Attributes identify the SR Document and provide context for the entire document. Table C.17-2 SR DOCUMENT GENERAL MODULE ATTRIBUTES Attribute Name Tag Type Attribute Description Instance Number (0020,0013) 1 A number that identifies the SR Document. Completion Flag (0040,A491) 1 The estimated degree of completeness of this SR Document with respect to externally defined criteria in a manner specified in the Conformance Statement. Note: It may be desirable to make these criteria adaptable to local policies or user decisions. Enumerated Values: PARTIAL = Partial content. COMPLETE = Complete content. Completion Flag Description (0040,A492) 3 Explanation of the value sent in Completion Flag (0040,A491). Verification Flag (0040,A493) 1 Indicates whether this SR Document is Verified. Enumerated Values: UNVERIFIED = Not attested to. VERIFIED = Attested to by a Verifying Observer Name (0040,A075) who is accountable for its content. Note: The intent of this specification is that the "prevailing final version" of an SR Document is the version having the most recent Verification DateTime (0040,A030), Completion Flag (0040,A491) of COMPLETE and Verification Flag (0040,A493) of VERIFIED. Content Date (0008,0023) 1 The date the document content creation started. Content Time (0008,0033) 1 The time the document content creation started.

23 Page 23 Verifying Observer Sequence (0040,A073) 1C The person or persons authorized to verify documents of this type and accept responsibility for the content of this document. One or more Items may be included in this sequence. Required if Verification Flag (0040,A493) is VERIFIED. >Verifying Observer Name (0040,A075) 1 The person authorized by the Verifying Organization (0040,A027) to verify documents of this type and who accepts responsibility for the content of this document. a >Verifying Observer Identification Code Sequence >>Include 'Code Sequence Macro' Table (0040,A088) 2 Coded identifier of Verifying Observer. Zero or one Items shall be permitted in this sequence. >Verifying Organization (0040,A027) 1 Organization to which the Verifying Observer Name (0040,A075) is accountable for this document in the current interpretation procedure. >Verification DateTime (0040,A030) 1 Date and Time of verification by the Verifying Observer Name (0040,A075). Predecessor Documents Sequence >Include 'SOP Instance Reference Macro' Table C.17-3 (0040,A360) 1C Shall refer to SR SOP Instances (e.g. prior or provisional reports) whose content has been wholly or partially included in this document with or without modification. One or more Items may be included in this sequence. Required if this document includes content from other documents. Note: The amendment process of an existing SR Document is not explicitly described, but several approaches may be considered. One may choose, for example, to create a new SR Document that includes the original content with any amendments applied or included. The structure of this amended SR Document may or may not reflect what was amended. However, the use of the Predecessor Document Sequence allows tracing back to the input SR Document, which in this case is the previous version.

24 Page 24 Identical Documents Sequence (0040,A525) 1C Duplicates of this document, stored with different SOP Instance UIDs. One or more Items may be included in this sequence. >Include 'SOP Instance Reference Macro' Table C.17-3 Required if this document is stored with different SOP Instance UIDs in one or more other Studies. See C for further explanation. Referenced Request Sequence (0040,A370) 1C Identifies Requested Procedures which are being fulfilled (completely or partially) by creation of this Document. One or more Items may be included in this sequence. Required if this Document fulfills at least one Requested Procedure. >Study Instance UID (0020,000D) 1 Unique identifier for the Study. >Referenced Study Sequence (0008,1110) 2 Uniquely identifies the Study SOP Instance. Only a single Item shall be permitted in this sequence. >>Referenced SOP Class UID (0008,1150) 1 Uniquely identifies the SOP Class >>Referenced SOP Instance UID (0008,1155) 1 Uniquely identifies the SOP Instance. >Accession Number (0008,0050) 2 A departmental IS generated number which identifies the order for the Study. >Placer Order Number/Imaging Service Request >Filler Order Number/Imaging Service Request (0040,2016) 2 The order number assigned to the Imaging Service Request by the party placing the order. (0040,2017) 2 The order number assigned to the Imaging Service Request by the party filling the order. >Requested Procedure ID (0040,1001) 2 Identifier of the related Requested Procedure >Requested Procedure Description >Requested Procedure Code Sequence >>Include 'Code Sequence Macro' Table Performed Procedure Code Sequence >Include 'Code Sequence Macro' Table (0032,1060) 2 Institution-generated administrative description or classification of Requested Procedure. (0032,1064) 2 A sequence that conveys the requested procedure. Zero or one Item may be included in this sequence. No Baseline Context ID Number is specified. (0040,A372) 2 A Sequence that conveys the codes of the performed procedures pertaining to this SOP Instance. Zero or more Items may be included in this sequence. No Baseline Context ID Number is specified.

25 Page Current Requested Procedure Evidence Sequence >Include 'SOP Instance Reference Macro' Table C.17-3 Pertinent Other Evidence Sequence >Include 'SOP Instance Reference Macro' Table C.17-3 (0040,A375) 1C Full set of Composite SOP Instances created to satisfy the current Requested Procedure(s) for which this SR Document is generated. One or more Items may be included in this sequence. Required if Composite Objects were acquired in order to satisfy the Requested Procedure(s) for which the SR Document is generated. See C for further explanation. (0040,A385) 1C Other Composite SOP Instances that are considered to be pertinent evidence by the creator of this SR Document. This evidence must have been acquired in order to satisfy Requested Procedures other than the one(s) for which this SR Document is generated. One or more Items may be included in this sequence. Required if pertinent evidence from other Requested Procedures needs to be recorded. See C for further explanation. C SOP Instance Reference Macro Table C.17-3 specifies the Attributes that reference a SOP Instance. 280 Table C.17-3 SOP INSTANCE REFERENCE MACRO ATTRIBUTES Attribute Name Tag Type Attribute Description Study Instance UID (0020,000D) 1 Unique identifier for the Study Referenced Series Sequence (0008,1115) 1 Sequence of Repeating Items where each Item includes the Attributes of a Series containing referenced Composite Object(s). One or more Items may be included in this sequence >Series Instance UID (0020,000E) 1 Unique identifier of a Series that is part of this Study and contains the referenced Composite Object(s). >Retrieve AE Title (0008,0054) 3 Title of the DICOM Application Entity where the Composite Object(s) may be retrieved on the network. >Storage Media File-Set ID (0088,0130) 3 The user or implementation specific human readable identifier that identifies the Storage Media on which the Composite Object (s) reside. >Storage Media File-Set UID (0088,0140) 3 Uniquely identifies the Storage Media on which the Composite Object (s) reside.

26 Page 26 >Referenced SOP Sequence (0008,1199) 1 References to Composite Object SOP Class/SOP Instance pairs that are part of the Study defined by Study Instance UID and the Series defined by Series Instance UID (0020,000E). One or more Items may be included in this sequence >>Referenced SOP Class UID (0008,1150) 1 Uniquely identifies the referenced SOP Class. >>Referenced SOP Instance UID (0008,1155) 1 Uniquely identifies the referenced SOP Instance C Identical Documents Sequence If identical copies of an SR Document are to be included in multiple Studies then the entire SR Document shall be duplicated with appropriate changes for inclusion into the different Studies (i.e. Study Instance UID, Series Instance UID, SOP Instance UID, Identical Documents Sequence etc.). The Identical Documents Sequence Attribute in each SOP Instance shall contain references to all other duplicate SOP Instances. Note: If an SR Document contains an Identical Documents Sequence then it will not be further duplicated without producing a new complete set of duplicate SOP Instances with re-generated Identical Documents Sequences. This is a consequence of the rules for modification of SR Document content in PS3.4. For example, if there are two identical reports and an application is creating a third identical report, then the first two reports must be re-generated in order that their Identical Documents Sequence will reference the new duplicate document and all other identical documents. 296 If a new SR Document is created using content from an SR Document that contains an Identical Documents Sequence and is part of the same Requested Procedure, then the new SR Document shall only contain a new Identical Documents Sequence if the new SR Document is duplicated. The Predecessor Documents Sequence in all the new SR Documents shall contain references to the original SR Document and all its duplicates as well as any other documents from which content is included. 300 Note: It is up to an implementation to decide whether a new SR Document is duplicated across multiple Studies. This may require user input to make the decision C Current Requested Procedure Evidence Sequence and Pertinent Other Evidence Sequence The intent of the Current Requested Procedure Evidence Sequence is to reference all evidence created in order to satisfy the current Requested Procedure(s) for this SR Document. This shall include, but is not limited to, all current evidence referenced in the content tree. The Pertinent Other Evidence Sequence attribute is used to reference all other evidence considered pertinent for this SR Document that is not listed in the Current Requested Procedure Evidence Sequence. This requires that the same SOP Instance shall not be referenced in both of these Sequences. 312 Add the SR Document Content Module C.17.3 SR Document Content Module This section specifies the Attributes contained in the SR Document Content Module. The Attributes in this Module convey the content of an SR Document. 316 The Module consists of a single root Content Item that is the root of the SR Document tree. The root Content Item is of type CONTAINER, and its Content Sequence conveys either directly or indirectly

27 Page through further nested Content Sequences, all of the other Content Items in the document. This root Content Item shall have a heading in the Concept Name Code Sequence (0040,A043) that conveys the title of the SR Document, i.e. the Document Title. Figure C depicts the relationship of SR Documents to Content Items and the relationships of Content Items to other Content Items and to Observation Context. SR Document 1 contains 1-n Content Item Note: A Content Item may contain either Observation Context or other content. 1 related to 0-n 324 Figure C SR Information Model 328

28 Page 28 Root Content Item * Relationship Modes BV = By-value BR = By-reference relationship relationship relationship Content Item Content Item Content Item relationship relationship relationship relationship Content Item Content Item Content Item Content Item relationship relationship relationship relationship Content Item Forbidden Note: Whether or not relationships by-reference are allowed to ancestor Content Items, is specified in the IOD. 332 Figure C Example of an SR Content Tree (Informative) Each Content Item contains: a name/value pair, consisting of - a single Concept Name Code Sequence (0040,A043) that is the name of a name/value pair or a heading, - a value (text, codes, etc.), - references to images, waveforms or other composite objects, with or without coordinates, - relationships to other Items, either - by-value through nested Content Sequences, or - by-reference. 344 The value of the name/value pair is encoded with one of the Value Types defined in Table C (the choice of which may be constrained by the IOD in which this Module is contained).

29 Page Content Items are identified by their position in the Content Item tree. They have an implicit order as defined by the order of the Sequence Items. See the definition of Referenced Content Item Identifier (0040,DB73). Table C describes Value Types defined for Content Items. 352 Table C VALUE TYPE DEFINITIONS Value Type Concept Name Concept Value Description TEXT NUM CODE DATETIME DATE TIME UIDREF PNAME COMPOSITE IMAGE WAVEFORM SCOORD Type of text, e.g. "Findings" Type of numeric value or measurement, e.g. "BPD" Type of code, e.g. "Findings" Type of DateTime, e.g. "Date/Time of onset" Type of Date, e.g. "Birth Date" Type of Time, e.g "Start Time" Type of UID, e.g "Study Instance UID" Role of person, e.g., "Recording Observer" Purpose of Reference Purpose of Reference Purpose of Reference Purpose of Reference Textual expression of the concept Numeric value and associated Unit of Measurement Coded expression of the concept Concatenated date and time Calendar date Time of day Unique Identifier Name of person Reference to UIDs of Composite SOP Instances Reference to UIDs of Image Composite SOP Instances Reference to UIDs of Waveform Composite SOP Instances Listing of spatial coordinates Free text, narrative description of unlimited length. Numeric value fully qualified by coded representation of the measurement name and unit of measurement. Categorical coded value. Representation of nominal or non-numeric ordinal values. Date and time of occurrence of the type of event denoted by the Concept Name. Date of occurrence of the type of event denoted by the Concept Name. Time of occurrence of the type of event denoted by the Concept Name. Unique Identifier (UID) of the entity identified by the Concept Name. Person name of the person whose role is described by the Concept Name. A reference to one or more Composite SOP Instances which are not Images or Waveforms. A reference to one or more Image(s). IMAGE Content Item may convey a reference to a Softcopy Presentation State associated with the Image. A reference to one or more Waveform(s). Spatial coordinates of a geometric region of interest in the DICOM image coordinate system. The IMAGE Content Item from which spatial coordinates are selected is denoted by a SELECTED FROM relationship.

30 Page 30 TCOORD CONTAINER Purpose of Reference Document Title or document section heading. Concept Name conveys the Document Title (if the CONTAINER is the Document Root Content Item) or the category of observation. Listing of temporal coordinates The content of the CONTAINER. The value of a CONTAINER Content Item is the collection of Content Items that it contains. Temporal Coordinates (i.e. time or eventbased coordinates) of a region of interest in the DICOM waveform coordinate system. The WAVEFORM or IMAGE or SCOORD Content Item from which Temporal Coordinates are selected is denoted by a SELECTED FROM relationship. CONTAINER groups Content Items and defines the heading or category of observation that applies to that content. The heading describes the content of the CONTAINER Content Item and may map to a document section heading in a printed or displayed document. 356 Note: It is recommended that drawings and sketches, sometimes used in reports, be represented by: IMAGE Content Items (8-bit, MONOCHROME2, Secondary Capture) or COMPOSITE Content Items (Stand- Alone Overlay). Table C describes the Relationship Types between Source Content Items and the Target Content Items. 360 Table C RELATIONSHIP TYPE DEFINITIONS Relationship Type Description Definition and Example CONTAINS Contains Source Item contains Target Content Item. HAS OBS CONTEXT HAS CONCEPT MOD Has Observation Context Has Concept Modifier E.g.: CONTAINER "History" {CONTAINS: TEXT: mother had breast cancer ; CONTAINS IMAGE 36} Target Content Items shall convey any specialization of Observation Context needed for unambiguous documentation of the Source Content Item. E.g: CONTAINER: "Report" {HAS OBS CONTEXT: PNAME: Recording Observer = Smith^John^^Dr^ } Used to qualify or describe the Concept Name of the Source Content item, such as to create a post-coordinated description of a concept, or to further describe a concept. E.g. CODE "Chest X-Ray" {HAS CONCEPT MOD: CODE "View = PA and Lateral"} E.g. CODE "Breast" {HAS CONCEPT MOD: TEXT "French Translation" = "Sein"} E.g. CODE "2VCXRPALAT" {HAS CONCEPT MOD: TEXT "Further Explanation" = "Chest X-ray, Two Views, Posteroanterior and Lateral"}

31 Page 31 HAS PROPERTIES Has Properties Description of properties of the Source Content Item. HAS ACQ CONTEXT Has Acquisition Context E.g: CODE "Mass" {HAS PROPERTIES: CODE anatomic location, HAS PROPERTIES: CODE diameter, HAS PROPERTIES: CODE margin,...}. The Target Content Item describes the conditions present during data acquisition of the Source Content Item. E.g: IMAGE 36 {HAS ACQ CONTEXT: CODE contrast agent, HAS ACQ CONTEXT: CODE position of imaging subject,...}. INFERRED FROM Inferred From Source Content Item conveys a measurement or other inference made from the Target Content Items. Denotes the supporting evidence for a measurement or judgment. E.g: CODE "Malignancy" {INFERRED FROM: CODE "Mass", INFERRED FROM: CODE "Lymphadenopathy",...}. E.g: NUM: "BPD = 5mm" {INFERRED FROM: SCOORD}. SELECTED FROM Selected From Source Content Item conveys spatial or temporal coordinates selected from the Target Content Item(s). E.g: SCOORD: "CLOSED 1,1 5,10" {SELECTED FROM: IMAGE 36}. E.g: TCOORD: "SEGMENT mS" {SELECTED FROM: WAVEFORM}. 364 Table C SR DOCUMENT CONTENT MODULE ATTRIBUTES Attribute Name Tag Type Attribute Description Include Document Relationship Macro Table C Include Document Content Macro Table C with a Value Type (0040,A040) of CONTAINER

32 Page Table C DOCUMENT RELATIONSHIP MACRO ATTRIBUTES Attribute Name Tag Type Attribute Description Observation DateTime (0040,A032) 1C The date and time on which this Content Item was completed. Required if the date and time are different from the Content Date (0008,0023) and Content Time (0008,0033) or the Observation DateTime (0040,A032) defined in higher items. Note: When Content Items are copied into successor reports, the Content Date (0008,0023) and Content Time (0008,0033) of the new report are likely to be different than the date and time of the original observation. Therefore this attribute may need to be included in any copied Content Items to satisfy the condition. Content Template Sequence (0040,A504) 1C Template that describes the content of this Content Item. >Include 'Template Identification Macro' Table 9-1 Only a single Item shall be permitted in this sequence. Required if a template was used to define the content of this Item. No Baseline Template ID is defined.

33 Page 33 Content Sequence (0040,A730) 1C A potentially recursively nested Sequence of Items that conveys content that is the Target of Relationships with the enclosing Source Content Item. One or more Items may be included in this sequence. Required if the enclosing Content Item has relationships. Notes: 1. If this Attribute is not present then the enclosing Item is a leaf. 2. The order of Items within this Sequence is semantically significant for presentation. >Relationship Type (0040,A010) 1 The type of relationship between the (enclosing) Source Content Item and the Target Content Item. IODs specify additional constraints on Relationships (including lists of Enumerated Values). Defined Terms: CONTAINS HAS PROPERTIES HAS OBS CONTEXT HAS ACQ CONTEXT INFERRED FROM SELECTED FROM HAS CONCEPT MOD >Include Document Relationship Macro Table C if the Target Content Item is included by-value in the Source Content Item. The Macro shall not be present if the relationship is by-reference. >Include Document Content Macro Table C if the Target Content Item is included by-value in the Source Content Item. The Macro shall not be present if the relationship is by-reference.

34 Page 34 >Referenced Content Item Identifier (0040,DB73) 1C An ordered set of one or more integers that uniquely identifies the Target Content Item of the relationship. The root Content Item is referenced by a single value of 1. Each subsequent integer represents an ordinal position of a Content Item in the Content Sequence (0040,A730) in which it belongs. The Referenced Content Item Identifier is the set of these ordinal positions along the by-value relationship path. The number of values in this Multi-Value Attribute is exactly the number of relationships traversed in the SR content tree plus one. Note: 1. See example in note below table. 2. Content Items are ordered in a Content Sequence starting from 1 as defined in VR of SQ (See PS 3.5). Required if the Target Content Item is denoted by-reference, i.e. the Document Relationship Macro and Document Content Macro are not included. Shall not be present if Relationship Type (0040,A010) is CONTAINS. 372 Note: This example illustrates an SR content tree and identifiers associated with each Content Item: Content Item ID : 01 Root Seq(, ) Content Item ID : Seq(, ) Content Item ID Content Item ID : Content Item ID :

35 Page Table C DOCUMENT CONTENT MACRO ATTRIBUTES Attribute Name Tag Type Attribute Description Value Type (0040,A040) 1 The type of the value encoded in this Content Item. Defined Terms: TEXT NUM CODE DATETIME DATE TIME UIDREF PNAME COMPOSITE IMAGE WAVEFORM SCOORD TCOORD CONTAINER Concept Name Code Sequence (0040,A043) 1C Code describing the concept represented by this Content Item. Also conveys the value of Document Title and section headings in documents. Only a single Item shall be permitted in this sequence. >Include 'Code Sequence Macro' Table Required if Value Type (0040,A040) is TEXT or NUM or CODE or DATETIME or DATE or TIME or UIDREF or PNAME. Required if Value Type (0040,A040) is CONTAINER and a heading is present, or this is the Root Content Item. Note: That is, containers without headings do not require Concept Name Code Sequence Required if Value Type (0040,A040) is COMPOSITE, IMAGE, WAVEFORM, SCOORD or TCOORD, and the Purpose of Reference is conveyed in the Concept Name. See C for further explanation. Defined Context IDs to convey the Purpose of Reference are: 99 Purpose of Reference 178 Spatial Extent of Finding

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