Upload Attachments in Umoja User Guide

Transcription

1 Upload Attachments in Umoja User Guide 1.0 Objective Support Umoja Business Scenarios with Active Attachment Functionality Financial Documents with Workflow Financial Accounting Document without Workflow Logistic Real Estate Record Models and Attachments Standards to be followed Accessing to Records Management For Finances & Logistic Earmarked Funds Real Estate How to attach documents in Umoja: examples Step 1: Display document Step 2: Select record management Step 3: Edit record Step 4: Attach document Step 5: Upload document Step 6: Save the scanned document Step 7: Save the scanned record How and When to Change Document s Attributes Step 1: Select record associated to transaction Step 2: Select option Change Attributes Step 3: Change any of the attributes Step 4: Save Changes How to Close Records Step 1: Display scanned record from an SAP transaction Step 2: Display record management Step 3: Close record Searching documents with Document Finder Step 1: Select the document area Step 2: Search Document by attributes Document Attachments in SRM system Attach Documents in Shopping Cart Modify Attached Documents after it is attached in Purchasing Documents Upload documents via Collaboration with cfolders Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 1/33

2 1.0 Objective As a strategy towards reducing its carbon footprint, the United Nations has a target to become paperless wherever feasible. Umoja supports this by facilitating the attachment of scanned documents into relevant transactions within the system, thus reducing the need for multiple copies and allowing access to the scanned documents by authorized parties from any UN location. Scanned documents attached to Umoja Transactions will be considered to be original documents from a trusted source, provided these guidelines are followed: If received via , the original document is considered to be the combination of the message as well as the attached document. Both should be attached into the corresponding transaction in Umoja. If received via postal mail or hand delivery, the original document is considered to be the document itself. The scanned version of that document attached to the corresponding Umoja transaction will also be considered an original document from a trusted source. This document aims to provide basic guidelines on how to attach document in Umoja transactions. The solution adopted by Umoja is Records Management which is an integration solution that allows the creation of record associated to specific SAP transactions. 2.0 Support Important: If the issue is encountered in Production, please contact your Local Process Expert and/or your Local Service Desk immediately. They will escalate the incident and monitor it through its resolution. Please provide the following information: SAP Transaction identification and document number associated to transaction Description of the issue you are facing; print screens are extremely useful to expedite resolution. Should you require assistance during testing, please contact your designated Umoja Testing Functional Coordinator. Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 2/33

3 3.0 Umoja Business Scenarios with Active Attachment Functionality In order to address specific business requirements, Umoja has been configured to allow the attachment of documents in the following sub-set of business scenarios: In SAP ECC o Financial documents with workflow o Financial documents without workflow o Funds pre-commitment o Funds Commitment o Budget Document o Real Estate o PO does not use record management In SAP SRM o Will allow for uploading of any relevant documents to Shopping Carts, Solicitations, Contracts and Purchase Orders The attachment of documents in Umoja has been configured to address different requirements, depending on the nature of each type of document. For example: once a financial transaction is approved and posted, it should not be possible to change it further. Such restriction also applies to the Original Documents attached to the transaction. On the other hand, Real Estate documents (architectural objects, portfolios, etc.) may change on a regular basis, and so, the system configuration allows for new documents after a Real Estate entry has been saved in the system. In addition, SAP provides different approaches for scanning documents, depending on whether the user is working in ECC or in SRM. The following sections explain the particularities of attachments in Umoja, by type of transaction. 3.1 Financial Documents with Workflow Before a financial document is posted in the system the corresponding Original Document should be attached to the corresponding SAP transaction. It will be possible to attach documents during the whole cycle of each workflow-supported document, as long as such document has not been approved and posted in the system. This means that while the document is in status park or save as complete the user will be able to continue uploading attachments to that particular transaction. Important: The status of the attached Original Documents and the status of the corresponding transaction in SAP are not synchronized automatically, and thus users must be mindful of making attachments final by closing the scanned record. This Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 3/33

4 means that transaction approvers must change the status of the attached document to Closed at the time the document posted. The final approver is responsible for validating the transaction supporting documentation before posting any financial entry in Umoja. This also entails closing the corresponding document management record so that the attached original documents cannot suffer any additional changes. In case that the approver determines that there is not sufficient information i.e. that attachments are missing or are incomplete, the workflow approver should reject the financial document and request that the creator include additional required attachments. Once the supporting Original Documents are validated and accepted by the final approver, the document management record attached to the transaction must closed and the financial document must be posted. 3.2 Financial Accounting Document without Workflow Certain documents in the Finance modules will not be processed through workflow. In such cases, the attachments will be uploaded in the Financial Accounting Document only after the document is saved. The creator of the document will be responsible for also closing the scanned record or Original Document associated to the financial documents, so that they cannot be further modified. The following table lists the Finance documents that can receive attachments in Umoja, together with the corresponding transaction and the types of Original Documents that should be attached: Application Attachment via transaction SAP Descriptions Alternative Transaction for attaching documents Original Documents to be attached Finance FV50 Park G/L Account Document FV53 / FB03 Calculation spreadsheet, memo & s Finance FV60 Park Vendor Invoice FV63 / FB03 Vendor Invoice Finance FV65 Park Vendor Credit Memo FV63 / FB03 Vendor Credit Note Finance FV70 Park Customer Invoice FV73 / FB03 Calculation spreadsheet, memo & s Finance FV75 Park Customer Credit Memo FV73 / FB03 Calculation spreadsheet, memo & s Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 4/33

5 The following table lists the Financial Management documents that can receive attachments in Umoja, together with the corresponding transaction and the types of Original Documents that should be attached: Attachment via transaction Alternative Transaction for attaching documents Application SAP Descriptions Original Documents to be attached Financial Management FMY3 Funds Pre-Commitment FMY2 Memo, Agreements, MOUs Financial Management FMZ3 Funds Commitment FMZ2 Memo, Agreements, MOUs Financial Management FMBB Budgeting Work bench FMEDD Memo, Final Approval Instructions Financial Management FMX3 Funds Reservation FMX2 Memo, MOUs Financial Management FMW3 Funds Block FMW2 3.3 Logistic Attachment via transaction Alternative Transaction for attaching documents Application SAP Descriptions Documents to be attached Shipping Notification, Vendor Delivery Confirmation, Custom Documents, Correspondence ( & memos), Logistic Deliveries Internal Supporting Documents Receiving Documents, Vendor Returns, Correspondence ( & memos), Logistic MIGO Good Movements Internal Supporting Documents Logistic ML81N Service Entry Sheet Supporting Documents HR Contracts, Signed Purchase Orders Logistic ME23N Purchase Order (from SAP SRM ) 3.4 Real Estate In case of Real Estate, the scanned records associated to each transaction will not be closed. These types of documents are constantly uploaded and do not required approval. Application Attachment via transaction SAP Descriptions Real Estate REBDAO Process Architectural Object RE80 Real Estate REBDBE Process Business Entity RE80 Alternative Transaction for attaching documents Documents to be attached Portofolio Documents, Internal Documents Portofolio Documents, Internal Documents Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 5/33

6 Real Estate REBDPR Process Land RE80 Real Estate REBDBU Process Building RE80 Real Estate REBDRO Process Rental Object RE80 Real Estate RECN Process Contract RE80 Portofolio Documents, Internal Documents Portofolio Documents, Internal Documents Portofolio Documents, Internal Documents Contracts, Internal Documents 4.0 Record Models and Attachments In order to help users organize and retrieve attachments in Umoja, a Record Model has been configured for each transaction that requires attachments. The Record Model also specifies the folder structure as well as the attached document attributes (information about the document) that are required to correctly classify each attachment, for easy identification and retrieval. When a transaction is entered in Umoja, if it has been configured to receive attachments, a record model will be automatically created and will be linked to that particular transaction. The example below illustrates a record model for a financial document, with its corresponding folder structure and record attributes: Financial Document Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 6/33

7 Record Attributes Record structure contains folders where documents are attached 4.1 Standards to be followed a. Supporting documents should be uploaded in PDF Format. As such, PDF versions of word, excel and other types of document should be uploaded. b. Although excel and word documents can be uploaded in SAP, these document are accessible and can be modified during the process before the record is closed. c. Users will not be entitled to delete any documents in the system. The system will prevent users from performing this activity. In case of error while uploading incorrect documents, a new document will be uploaded only if document was saved. The documents will be attached in a specific node of the record model. d. The document will be saved with the proper attributes : Unique Id Document / Year Short Description Document / Year Fund Applicable to FI documents Business Area Applicable to FI documents Document Type Applicable to FI documents Business Partner Applicable for FI/RE documents Person Responsible Applicable for Real Estate(RE) documents Authorization Group Applicable for Real Estate(RE) documents Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 7/33

8 e. In cases where document are linked to Workflow, final approvers are responsible to lock records to prevent further modifications. This activity will ensure that other users are not allowed to attach or modify documents, after the approval process is completed. f. Accuracy and consistency in folder and document names is crucial to be able to easily retrieve documents later. g. The naming conventions are designed to be as intuitive as possible. Whether created originally in electronic or paper form, these documents all need to be named appropriately and filed in the correct electronic folders. In order to facilitate the search of document in SAP, the following naming convention must be followed: Naming convention for finance documents: Unique Id Year-Doc Number-Sequential Dcmt.No. Short Description Year-Doc Number-Sequential Dcmt.No. Naming convention for Real Estate Contract Documents Unique Id Contract Number Short Description Contract Number h. In cases where document was uploaded by mistake, add the word DO NOT USE as part of the short description field. 5.0 Accessing to Records Management The option available for attaching document is called Record Management. For most of the transactions the icon Service for Object lead to this option. Only in a few transaction records management option is part of the standard SAP menu. 5.1 For Finances & Logistic For Funds Earmarked Documents, Records Management can be accessed through the menu by selecting the Service For Object --> Records Management Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 8/33

9 Earmarked Funds For Funds Earmarked Documents, Records Management can be accessed through the menu by selecting the Environment --> Object Links --> Records Management 5.3 Real Estate For Real Estate, can be accessed through the menu by selecting the option Document Management. Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 9/33

10 1 6.0 How to attach documents in Umoja: examples The following steps describe how to attach Account Payable (AP), Account Receivable (AR) and GL documents 6.1 Step 1: Display document Display the financial document generated by the system via transaction FB03 and activates services for object by clicking on the service for object icon Step 2: Select record management 2 Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 10/33

11 Record in display mode 6.3 Step 3: Edit record Change record to edit mode. Click on change button and expand all sub nodes 3 Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 11/33

12 Record Model associated to Financial Document 6.4 Step 4: Attach document Place the cursor on Vendor Invoice & Credit Memo and double click. Option 2 : The same can be done by right clicking on Vendor Invoice & Credit Memo and select Activities >Create option 4 Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 12/33

13 Step 5: Upload document Attach the original document by clicking on Application > From File. Select the document from desktop and click open. 5 6 Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 13/33

14 6.6 Step 6: Save the scanned document Assign attributes to the document: o Finance Document: Short description, Unique Id, Business Partner, Business Area, Fund and Document Type. Once this is completed click enter [Unique Id]: Fiscal Year - Document Number Sequential Doc Number 2. [Short Description] = Copy Unique Id to Short Description Attribute 3. If information is available enter BParter, BArea, Fund and Doc.Type ( Optional). Users will be able to search documents by any of these parameters as long they are entered at the time the document is attached. o Real Estate Document: Short description, Unique Id, Business Partner, Authorization Group, Person Responsible 6.7 Step 7: Save the scanned record. Verify that document is attached before click on save. Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 14/33

15 7 Click on yellow arrow Exit or F3 to go back to original transaction 7.0 How and When to Change Document s Attributes Documents uploaded into SAP are updated with the proper attributes such as: Short description, Unique Id, Funds, Business Partner, etc. Some attributes can be changed after the document is uploaded but the ones that can t be uploaded will remain gray out. The attributes can be changed in the following scenarios: When incorrectly the short description was assigned by users. When attachments were attached by mistake. In such cases add the word DO NOT USE as the front of the short description field. 7.1 Step 1: Select record associated to transaction Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 15/33

16 1 7.2 Step 2: Select option Change Attributes Place the cursor in the document. Right click and select option change attributes as indicated below: 2 Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 16/33

17 7.3 Step 3: Change any of the attributes. Please notice that not all attributes are modifiable: (i.e creation time, created, version, etc) Step 4: Save Changes 4 Click in order to accept changes. 4 Click on yellow arrow Exit or F3 to go back to original transaction Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 17/33

18 8.0 How to Close Records The final approver is responsible for closing the scanned record. After the record is closed, users will not be able to attach or make any modification to any of the documents. 8.1 Step 1: Display scanned record from an SAP transaction (i.e Financial Document transaction FB03) Step 2: Display record management 2 Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 18/33

19 8.3 Step 3: Close record Searching documents with Document Finder Records and documents can be searched in the system. The search is performed using the attributes assigned to the record or documents. It is important that users fill out attributes to facilitate the search. To call the document finder centrally use transaction OA_FIND. Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 19/33

20 9.1 Step 1: Select the document area 9.2 Step 2: Search Document by attributes. Scroll up and down and find attributes. Enter values and click on Start Search. After selection documents that meet search criteria will be listed. If users double click on the document will be displayed. Enter attributes for searching documents: Short Description, Doc Type, Fund, BArea, BPartner, Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 20/33

21 10.0 Document Attachments in SRM system In SAP Supplier Relationship Management (SAP SRM), you can manage attachments for: All purchasing documents, at both item and header level. PS: In the shopping cart, you can only manage attachments at item level. In a work item during the approval process. SAP SRM supports all formats that can be uploaded from a file directory Attach Documents in Shopping Cart Create the Shopping Cart and Click the Details to Navigate to the Notes and Attachment Tab Click the Details button in the Shopping Cart and then Navigate to Tab Notes and Attachments Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 21/33

22 Click the Add Attachment button and Browse for the document to be attached. Visible Indicator check box is used for restricting the document to Internal only Click the Add Attachment button to open the Add Attachment popup window. Click Browse to select the attachment to be added Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 22/33

23 Fill the Description and flag the indicator if the document Internal attachment only Once the Document is attached, Order the Shopping Cart To Display the Attachment, Click the Hyperlink in the Description and Save Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 23/33

24 10.2 Modify Attached Documents after it is attached in Purchasing Documents Navigate to Header tab and then Notes and Attachment in the Purchase Order. Click Add Attachment Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 24/33

25 Once the attachment is added, it is visible as a line item and can be viewed by clicking the hyperlink in the Description To modify the existing attachment, Click Check-out. Click the Versioning button and then click Check-out Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 25/33

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27 To upload the document in its current version, Click Check-in. To upload a new version of the document Click Check-in New Version Click Check-in New Version for uploading a new version of the document Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 27/33

28 If a new version of the document is uploaded, the Version number will change To modify the Description of the Document, Click Edit Description Click the Details button in the Shopping Cart and then Navigate to Tab Notes and Attachments Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 28/33

29 10.3 Upload documents via Collaboration with cfolders Click the Create button to create the collaboration link to cfolders Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 29/33

30 Click the Collaboration link created to launch cfolders launchpad Click Create button to create the Collaboration link to cfolders and click the created hyperlink to launch cfolders Click the Folder to navigate the details of the Folder details and create further structure Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 30/33

31 Create a new folder as per the requirement. Fill in the details such as Name and Description of the folder and Save Click Create to create an object in cfolders and then select Folder to create a folder and fill the details and Save Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 31/33

32 Upload a document (say Technical document for RFQ). Fill in the Name and Description of the document and select the radio button Upload Local File Click the folder created above to upload a document inside the folder. Select the Object as Document as browse for the document Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 32/33

33 Browse for the document and Save Fill the details of the document uploaded and Save and Close the screen Umoja Foundation Training Umoja Job : Upload Attachments in Umoja 33/33