FortiManager - Upgrade Guide. Version 5.6.1

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1 FortiManager - Upgrade Guide Version 5.6.1

2 FORTINET DOCUMENT LIBRARY FORTINET VIDEO GUIDE FORTINET BLOG CUSTOMER SERVICE & SUPPORT FORTIGATE COOKBOOK FORTINET TRAINING SERVICES FORTIGUARD CENTER END USER LICENSE AGREEMENT FEEDBACK January 29, 2018 FortiManager Upgrade Guide

3 TABLE OF CONTENTS Change Log 4 Introduction 5 Preparing to Upgrade FortiManager 6 Summary of preparation tasks 6 Upgrading ADOMs 6 Downloading files from Customer Service & Support 7 Downloading release notes and firmware images 7 Downloading MIB files for SNMP 8 FortiManager firmware images 8 FortiManager VM firmware images 9 Build numbers 10 Reviewing FortiManager Release Notes 10 Planning when to upgrade 10 Installing pending configurations 11 Reviewing status of managed devices 11 CLI example of diagnose dvm adom list 11 CLI example of diagnose dvm device list 12 CLI example of diagnose dvm group list 12 Checking FortiManager databases 13 Reviewing FortiManager System Settings 16 Backing up configuration files and databases 17 Creating a snapshot of VM instances 18 Upgrading FortiManager 19 Upgrading FortiManager Firmware 19 Upgrading the firmware for an operating cluster 20 Checking FortiManager log output 21 Checking FortiManager events 21 Downgrading to previous firmware versions 22 Verifying FortiManager Upgrade Success 23 Checking Alert Message Console and notifications 23 Checking managed devices 23 Previewing changes for a policy package installation 24 FortiManager Firmware Upgrade Paths and Supported Models 25

4 Change Log Date Change Description Initial release Corrected some diagnose cdb commands in Checking FortiManager databases section Clarified that a VM instance should be stopped before taking a snapshot or clone.

5 Introduction This document describes how to upgrade FortiManager to This guide is intended to supplement the FortiManager Release Notes, and it includes the following sections: Preparing to Upgrade FortiManager on page 6 Upgrading FortiManager on page 19 Verifying FortiManager Upgrade Success on page 23 FortiManager Firmware Upgrade Paths and Supported Models on page 25 Firmware best practice: Stay current on patch releases for your current major release. Only upgrade to a new major release or version when you are looking for specific functionality in the new major release or version. For more information, see the FortiManager Release Notes, or contact Fortinet Customer Service & Support (

6 Preparing to Upgrade FortiManager This section describes how to prepare FortiManager for upgrade. It includes a summary and details of each preparation task. Summary of preparation tasks We recommend performing the following tasks to prepare for a successful upgrade of a FortiManager unit. This section provides a summary of the tasks and includes links to the details for each task. To prepare for upgrading FortiManager (summary): 1. If necessary, upgrade all ADOMs to version 5.2 or higher. FortiManager and higher supports ADOM versions 5.2, 5.4, or 5.6. See Upgrading ADOMs on page Download release notes, firmware images, and SNMP MIB files. See Downloading files from Customer Service & Support on page Review release notes. See Reviewing FortiManager Release Notes on page Plan when to perform the upgrade. See Planning when to upgrade on page Install pending configuration files. See Installing pending configurations on page Review the status of managed devices. See Reviewing status of managed devices on page Check the status of FortiManager databases. See Checking FortiManager databases on page Review FortiManager System Settings pane. See Reviewing FortiManager System Settings on page Back up configuration files and databases. See Backing up configuration files and databases on page Clone VM instances. See Creating a snapshot of VM instances on page 18. Upgrading ADOMs If you have ADOMs that are earlier than version 5.2, upgrade these ADOMs to a supported version. Supported ADOM versions are 5.2, 5.4, and 5.6. To upgrade ADOM version: 1. In the older version ADOM, upgrade one of the FortiGate units to FortiOS 5.2 or later, and then resynchronize the device. All the ADOM objects, including Policy Packages, remain as 5.0 objects. 2. Upgrade the rest of the FortiGate units in the older version ADOMs to FortiOS 5.2 or later. 3. Upgrade the ADOM to version 5.2 or later. a. Ensure that you are logged into FortiManager as a super user administrator. b. Go to System Settings > All ADOMs.

7 Preparing to Upgrade FortiManager 7 c. Right-click an ADOM and select Upgrade. d. Click OK in the confirmation dialog box to upgrade the device. If all the devices in the ADOM are not already upgraded, the upgrade is aborted and an error message is displayed. Upgrade the remaining devices in the ADOM and then upgrade the ADOM again. All the database objects are converted to the new version s format and the GUI content for the ADOM changes to reflect the new version s features and behavior. For more information, see the FortiManager Administration Guide. Downloading files from Customer Service & Support You can download release notes and firmware images from the Fortinet Customer Service & Support portal at If you are using SNMP to monitor equipment, you can also download MIB files from the Fortinet Customer Service & Support portal. This section also describes the VM firmware images available for FortiManager. Downloading release notes and firmware images Firmware images are located on the Fortinet Customer Service & Support portal, and they are organized by firmware version, major release, and patch release. For information about the naming convention of firmware images and VM firmware images, see FortiManager firmware images on page 8, FortiManager VM firmware images on page 9, and Build numbers on page 10. We recommend running an MD5 checksum on the firmware image file. To download release notes and firmware images: 1. Log in to the Fortinet Customer Service & Support portal at 2. Go to Download > Firmware Images. 3. In the Select Product dropdown list, select FortiManager. 4. Download the release notes for the build: a. On the Release Notes tab, click the Build <number> link. The Document Library is displayed. b. Download the release notes. 5. Download the firmware image: a. Return to the Fortinet Customer Service & Support portal, and click the Download tab. b. Go to the v5.00 > 5.6 > folder, and locate the firmware image for your device or VM. c. Download the firmware image by clicking the HTTPS link. An HTTPS connection is used to download the firmware image. d. Click the Checksum link for the image that you downloaded. The image file name and checksum code are displayed in the Get Checksum Code dialog box.

8 Preparing to Upgrade FortiManager 8 e. Confirm that the checksum of the downloaded image file matches the checksum provided on the download site. Downloading MIB files for SNMP If you are not using SNMP to monitor equipment, you can skip this procedure. If you are using SNMP to monitor equipment, download the following MIB files from the Fortinet Customer Service & Support portal: FORTINET-FORTIMANAGER-FORTIANALYZER-MIB.mib, which is used with both FortiManager and FortiAnalyzer Fortinet Core MIB file, which is used with all Fortinet products To download SNMP MIB files: 1. Log in to the Fortinet Customer Service & Support portal at 2. Go to Download > Firmware Images. 3. In the Select Product dropdown list, select FortiManager. 4. Download the MIB file for the FortiManager release: a. On the Download tab, go to the v5.00 > 5.6 > > MIB folder. b. Download the MIB file by clicking the HTTPS link. An HTTPS connection is used to download the firmware image. c. Click the Checksum link for the image that you downloaded. The image file name and checksum code are displayed in the Get Checksum Code dialog box. d. Confirm that the checksum of the downloaded image file matches the checksum provided on the download site. 5. Download the Fortinet Core MIB file: a. On the Download tab, go to the v5.00 > Core MIB folder. b. Download the MIB file by clicking the HTTPS link. An HTTPS connection is used to download the firmware image. c. Click the Checksum link for the image that you downloaded. The image file name and checksum code are displayed in the Get Checksum Code dialog box. d. Confirm that the checksum of the downloaded image file matches the checksum provided on the download site. FortiManager firmware images The firmware images in the folders follow a specific naming convention, and each firmware image is specific to the device model or VM. For example, the FMG_1000D-v5-build1557-FORTINET.out image found in the /FortiManager/v5.00/5.6/5.6.0/ folder is specific to the FortiManager 1000D device model.

9 Preparing to Upgrade FortiManager 9 FortiManager VM firmware images Fortinet provides FortiManager VM firmware images for Amazon AWS, Microsoft Hyper-V Server, and VMware ESX/ESXi virtualization environments. Amazon Web Services The 64-bit Amazon Machine Image (AMI) is available in the AWS marketplace. Citrix XenServer and Open Source XenServer File.out.out.OpenXen.zip.out.CitrixXen.zip Notes Download the 64-bit firmware image to upgrade your existing FortiManager VM installation. Download the 64-bit package for a new FortiManager VM installation. This package contains the QCOW2 file for the Open Source Xen Server. Download the 64-bit package for a new FortiManager VM installation. This package contains the Citrix XenServer Virtual Appliance (XVA), Virtual Hard Disk (VHD), and OVF files. Linux KVM File.out.out.kvm.zip Notes Download the 64-bit firmware image to upgrade your existing FortiManager VM installation. Download the 64-bit package for a new FortiManager VM installation. This package contains QCOW2 that can be used by qemu. Microsoft Azure The files for Microsoft Azure have AZURE in the filenames, for example FMG_VM64_AZURE-v<number>build<number>-FORTINET.out. File.out.hyperv.zip Notes Download the firmware image to upgrade your existing FortiManager VM installation For a new FortiManager VM installation, also download the Hyper-V package as it contains a Virtual Hard Disk (VHD) file for Microsoft Azure. Microsoft Hyper-V Server File.out Notes Download the firmware image to upgrade your existing FortiManager VM installation

10 Preparing to Upgrade FortiManager 10 File.hyperv.zip Notes Download the package for a new FortiManager VM installation. This package contains a Virtual Hard Disk (VHD) file for Microsoft Hyper-V Server. VMware ESX/ESXi File.out.ovf.zip Notes Download the 64-bit firmware image to upgrade your existing FortiManager VM installation. Download the 64-bit package for a new FortiManager VM installation. This package contains an Open Virtualization Format (OVF) file for VMware and two Virtual Machine Disk Format (VMDK) files used by the OVF file during deployment. For more information, see the FortiManager data sheet at VM installation guides are available in the Fortinet Document Library. Build numbers Firmware images are generally documented as build numbers. New models may be released from a branch of the regular firmware release. As such, the build number found in the System Settings > General > Dashboard, System Information widget and the output from the get system status CLI command displays this four-digit build number as the build number. To confirm that you are running the proper build, the output from the get system status CLI command has a Branch Point field that displays the regular build number. Ensure that FortiManager can run on your FortiManager model. See FortiManager Firmware Upgrade Paths and Supported Models on page 25. Reviewing FortiManager Release Notes After you download the release notes for FortiManager 5.6.1, review the special notices, upgrade information, product integration and support, resolved issues, and known issues. Planning when to upgrade Plan a maintenance window to complete the firmware upgrade. If possible, you may want to set up a test environment to ensure that the upgrade does not negatively impact your network or managed devices.

11 Preparing to Upgrade FortiManager 11 Installing pending configurations Prepare your device for upgrade by installing any pending configurations, and ensure that your managed devices are running the appropriate firmware versions as documented in the firmware Release Notes. Reviewing status of managed devices Before starting an upgrade, use the Device Manager pane to review the status of all managed devices to ensure they have a status of In Sync. Either correct devices without an In Sync status or make note of them prior to starting the upgrade. Following is an example of the Device Manager pane: Also, you can use the following CLI commands to gather detailed properties of managed devices, device groups, or ADOMs. The example output that follows highlights the important properties and attributes. diagnose dvm adom list diagnose dvm device list diagnose dvm group list CLI example of diagnose dvm adom list Following is an example of the CLI output for the diagnose dvm adom list command: # diagnose dvm adom list There are currently 26 ADOMs: OID STATE PRODUCT OSVER MR NAME MODE VPN MANAGEMENT IPS enabled FOS ADOM Normal Policy & Device VPNs (regular)

12 Preparing to Upgrade FortiManager enabled FOS VPN Normal Central VPN Console (regular) End ADOM list--- The following properties should be the same before and after the upgrade: Total number of ADOMs. Name of each ADOM. VPN management mode. There are two VPN management modes: Policy & Device VPNs or Central VPN Console. CLI example of diagnose dvm device list Following is an example of the CLI output for the diagnose dvm device list command: # diagnose dvm device list --- There are currently 16 devices/vdoms managed --- TYPE OID SN HA IP NAME ADOM IPS fmg/faz enabled 448 FGVM FGVM82 54-VPN (regular) - STATUS: db: modified; conf: in sync; cond: OK; dm: retrieved; conn: up - vdom:[3]root flags:0 adom:54-vpn pkg:[modified]pp_vpn_v1 fmg/faz enabled 317 FGVM02Q FGVM92 54-ADOM (regular) - STATUS: db: not modified; conf: out of sync; cond: unknown; dm: autoupdated; conn: down - vdom:[3]root flags:1 adom:54-adom pkg:[unknown]vm92_root End device list --- This command shows the total number of devices or VDOMs, the configuration status of devices and policy packages, and the connection status. The number of managed devices or VDOMs should be the same before and after the upgrade. If the device configuration or policy package status (db) is modified, we recommend installing the changes before upgrading. The policy package status (pkg) shows if there is any pending package change on a policy package that has been linked to a device or VDOM. This status can be modified, never-installed, or unknown. The connection status (conn) is either up or down. CLI example of diagnose dvm group list Following is an example of the CLI output for the diagnose dvm group list command: FMG-v54 # diagnose dvm group list There are 2 groups: OID NAME ADOM 277 FGT_Group1 54-VPN +DEVICE oid=162 name=fgtvm FGT_Group2 54-VPN +DEVICE oid=265 name=fgtvm94 ---End group list--- The number of groups and their members should be the same before and after the upgrade.

13 Preparing to Upgrade FortiManager 13 Checking FortiManager databases Before upgrading, it is recommended that you check the integrity of FortiManager databases using the following CLI commands. If you find any errors, you can fix the errors before the upgrade. If you need to fix database errors, back up before making any changes. See Backing up configuration files and databases on page 17. Before running integrity check commands, ensure only one admin is logged in and no objects are locked. If workspace mode is enabled, you must unlock all ADOMs before running any integrity commands. For information on workspace mode, see the FortiManager Administration Guide. diagnose pm2 check-integrity all Check the integrity of the Policy Manager database by using the following command: diagnose pm2 check-integrity all. The diagnose pm2 check-integrity all command only detects errors. It cannot correct errors. If any errors are found, the only option is to restore from the last good backup before upgrading. Example 1 with error: FMG-VM64 # diagnose pm2 check-integrity all --- pragma integrity_check adom db --- Error: database disk image is malformed pragma integrity_check fails: /var/pm2/adom153 >>> total: 10 failed: 1 Example 2 without error: FMG-VM64 # diagnose pm2 check-integrity all --- pragma integrity_check adom db total: 15 ok. --- pragma integrity_check device db total: 1 ok. --- pragma integrity_check global db total: 2 ok. --- pragma integrity_check ips db total: 3 ok. --- pragma integrity_check task db total: 1 ok. --- pragma integrity_check ncmdb db total: 18 ok. diagnose dvm check-integrity Check the integrity of the Device Manager database by using the following command: diagnose dvm check-integrity.

14 Preparing to Upgrade FortiManager 14 Example 1 with error: FMG-VM64 # diagnose dvm check-integrity [1/8] Checking object memberships... correct [2/8] Checking device nodes... 0 change(s) will be made (263 error(s)) [3/8] Checking device vdoms The above changes will be made to the database, however it is recommended to perform a backup first. Do you want to continue? (y/n) Example 2 without error: FMG-VM64 # diagnose dvm check-integrity [1/8] Checking object memberships... correct [2/8] Checking device nodes... correct [3/8] Checking device vdoms... correct [4/8] Checking duplicate device vdoms... correct [5/8] Checking device ADOM memberships... correct [6/8] Checking groups... correct [7/8] Checking group membership... correct [8/8] Checking task database... correct diagnose cdb check adom-integrity Check the integrity of the object configuration database by using the following command: diagnose cdb check adom-integrity. This command does not work on version or versions earlier than Example 1 with error: FMG-VM64 # diagnose cdb check adom-integrity General updating - adom FWF_LAB % Ready to update General updating - adom FWF_Root % Ready to update General updating - adom root % An error has occured: (errno=33):duplicate If the update check returns an error, please contact Fortinet Support for assistance. Example 2 without error: FMG-VM64 # diagnose cdb check adom-integrity General updating - adom FWF_Root %..100% Ready to update General updating - adom FWF_ADOM_ %..100% Ready to update General updating - adom FWF_ADOM_ %..100% % Ready to update General updating - adom root % Ready to update

15 Preparing to Upgrade FortiManager 15 diagnose cdb check objcfg-integrity Check the integrity of the object configuration database table by using the following command: diagnose cdb check objcfg-integrity. Example: FMG-VM64 # diagnose cdb check objcfg-integrity Checking object config database table columns... correct diagnose cdb check reference-integrity Check the integrity of the ADOM reference table by using the following command: diagnose cdb check reference-integrity. Example: FMG-VM64 # diagnose cdb check reference-integrity Checking reference table integrity... correct diagnose cdb check policy-packages Check the integrity of the ADOM reference table by using the following command: diagnose cdb check policy-packages. Example 1 with error: FMG-VM64 # diagnose cdb check policy-packages Adom VPNConsole [1/4] Checking Scope... correct [2/4] Checking Dynamic mappings... 2 change(s) will be made [3/4] Checking Policy package settings... correct [4/4] Checking Undeleted objs... correct Adom root [1/4] Checking Scope... correct [2/4] Checking Dynamic mappings... correct [3/4] Checking Policy package settings... correct [4/4] Checking Undeleted objs... correct The above change(s) will be made to the database, however it is recommended to perform a backup first. Do you want to continue? (y/n) Example 2 without error: FMG-VM64 # diagnose cdb check policy-packages Adom FG54 [1/4] Checking Scope... correct [2/4] Checking Dynamic mappings... correct [3/4] Checking Policy package settings... correct [4/4] Checking Undeleted objs... correct

16 Preparing to Upgrade FortiManager 16 Adom root [1/4] Checking Scope... correct [2/4] Checking Dynamic mappings... correct [3/4] Checking Policy package settings... correct [4/4] Checking Undeleted objs... correct Reviewing FortiManager System Settings Before starting an upgrade, go to System Settings to review the following widgets: License Information widget System Resources widget to check for high memory and CPU usage It is also recommended to check the Alert Message Console and the list of notifications. Following is an example of the System Settings Dashboard with the License Information and System Resources widgets: Following is an example of the Notification list:

17 Preparing to Upgrade FortiManager 17 Backing up configuration files and databases Back up the FortiManager configuration file and databases. It is recommended that you create a system backup file and save this configuration to your local computer. The device configuration file is saved with a.dat extension. It is also recommended that you verify the integrity of your backup file. When the database is larger than 2.8 GB, back up the configuration file to an FTP, SFTP, or SCP server using the following CLI command: execute backup all-settings {ftp sftp} <ip> <path/filename of server> <username on server> <password> <crptpasswd> execute backup all-settings scp <ip> <path/filename of server> <SSH certificate> <crptpasswd> For more information, see the FortiManager CLI Reference. To verify the integrity of a backup file: 1. Go to System Settings > Dashboard. 2. In the System Information widget, click Backup. The Backup dialog box opens. 3. In the Encryption line, deselect the checkbox so that the backup is not encrypted. 4. Click OK and save the backup file on your local computer. 5. Locate the backup file and change the file extension from.dat to.tgz. 6. Decompress the backup file and verify that the decompression is successful. If the decompression fails, then the backup process has likely also failed. To back up your system configuration: 1. Go to System Settings > Dashboard. 2. In the System Information widget, click Backup. The Backup dialog box opens. 3. If you wish, select the checkbox to encrypt the backup file, and enter a password. 4. Click OK and save the backup file on your local computer. If you encrypt the backup file, you must use the same password to restore this backup file.

18 Preparing to Upgrade FortiManager 18 Creating a snapshot of VM instances In VM environments, it is recommended to stop the VM instance and take a snapshot or clone of the VM instance before the upgrade. If there are issues with the upgrade, you can revert to the VM snapshot or clone. Avoid taking snapshots when applications in the virtual machine are communicating with other computers. Before upgrading a FortiManager VM, upgrade your VM server to the latest stable update and patch release offered by the VM host server provider.

19 Upgrading FortiManager You can upgrade FortiManager 5.4 or to FortiManager For other upgrade paths, see FortiManager Firmware Upgrade Paths and Supported Models on page 25. For information about FortiManager support for FortiOS, see the FortiManager Compatibility chart in the Document Library at When upgrading firmware, all ADOMs (and Policy Package Versions, if ADOMs are disabled) remain at the same version after the upgrade. For information about upgrading ADOMs, see the FortiManager Administration Guide. Upgrading the device firmware can trigger an SQL database rebuild. New logs are not available until the rebuild is complete. The time required to rebuild the database depends on the size of the database. You can use the diagnose sql status rebuild-db command to display the SQL log database rebuild status. The following features are available until the SQL database rebuild is complete: FortiView, Log View, Event Management, and Reports. After upgrading from FortiManager 5.4 to 5.6.1, you must run the following CLI command in for proper rendering of GUI pages: diagnose cdb upgrade force-retry resync-dbcache Upgrading FortiManager Firmware This section describes how to upgrade FortiManager firmware. Fortinet recommends uploading firmware to FortiManager by using a server that is in the same location as the FortiManager. This helps avoid timeouts. When upgrading from FortiManager to 5.6.1, reboot FortiManager before installing the firmware image for FortiManager To upgrade firmware: 1. In System Settings > Advanced > Advanced Settings, enable Offline Mode. Offline mode stops automatic firmware updates during the upgrade.

20 Upgrading FortiManager Go to System Settings > Dashboard. 3. In the System Information widget, go to the Firmware Version field, and click the Upgrade Firmware icon. 4. In the Firmware Upload dialog box, click Browse to locate the firmware package (.out file) that you downloaded from the Customer Service & Support portal, and click Open. 5. Click OK. The firmware image is uploaded. When the upgrade completes, a message confirms a successful upgrade. It is recommended to view the console log output during upgrade. See Checking FortiManager log output on page When the login window displays, log into FortiManager. When the upgrade completes, you might have to refresh your web browser to see the login window. 7. In System Settings > Advanced > Advanced Settings, disable Offline Mode. 8. Review the System Settings > Event Log for any additional errors. See Checking FortiManager events on page 21. Optionally, you can upgrade firmware stored on an FTP or TFTP server using the following CLI command: execute restore image {ftp tftp} <file path to server> <IP of server> <username on server> <password> For more information, see the FortiManager CLI Reference. Upgrading the firmware for an operating cluster You can upgrade the firmware of an operating cluster using the GUI or CLI of the primary unit. Similar to upgrading the firmware of a standalone unit, normal operations are temporarily interrupted during the cluster firmware upgrade. Therefore, you should upgrade the firmware during a maintenance window. To upgrade an HA cluster: 1. Log into the GUI of the primary unit using the admin administrator account. 2. Upgrade the primary unit firmware. The upgrade is automatically synchronized between the primary device and backup devices. It is recommended to view the console log output during upgrade. See Checking FortiManager log output on page 21. Administrators may not be able to connect to the GUI until the upgrade synchronization process is completed. During the upgrade, SSH or telnet connections to the CLI may also be slow. You can still use the console to connect to the CLI of the primary device.

21 Upgrading FortiManager 21 Checking FortiManager log output While upgrading a FortiManager unit, use the console to check the log output in real-time. Check for any errors or warnings. Following is a sample console output with warnings or errors you might encounter during an upgrade: Please stand by while rebooting the system. Restarting system. Serial number:fmg-vm0a Upgrading sample reports...done. Upgrading geography IP data...done. rebuilding log database (log storage upgrade)... Prepare log data for SQL database rebuild...done. Global DB running version is 222, built-in DB schema version is upgrading device ssl-vpn flags...done upgrading scripts... Invalid schedule. The device does not belong to script 136's adom Invalid schedule. The device does not belong to script 46's adom Invalid schedule. The device does not belong to script 46's adom... Invalid schedule. The device does not belong to script 46's adom Invalid schedule. The device does not belong to script 46's adom Invalid schedule. The device does not belong to script 46's adom upgrading scripts... done upgrading script log... Failed to upgrade some script logs. Please use "diagnose debug backup-oldformat-script-logs" to upload the failed logs into a ftp server upgrading script log... done Upgrading adom vpn certificate ca Finish check-upgrade-objects [32923/49325] Upgrade all DB version... Global DB running version is upgraded to 432 Database upgrade finished, using 846m11s Checking FortiManager events After upgrading, it is recommended to check all messages logged to the FortiManager Event Log. If you find any errors, you can fix the errors before continuing. Following is an example of messages in the FortiManager Event Log:

22 Upgrading FortiManager 22 Downgrading to previous firmware versions FortiManager does not provide a full downgrade path. You can downgrade to a previous firmware release using the Web-based Manager or CLI, but this causes configuration loss. A system reset is required after the firmware downgrade. To reset the system, use the following CLI commands via a console port connection: execute reset {all-settings all-except-ip} execute format {disk disk-ext4 disk-ext3}

23 Verifying FortiManager Upgrade Success Once the upgrade is complete, check the FortiManager unit to ensure that the upgrade was successful. This section describes items you should check. Checking Alert Message Console and notifications After the FortiManager upgrade completes, check the Alert Message Console and list of notifications for any messages that might indicate problems with the upgrade. In System Settings > Dashboard, check the Alert Message Console widget. Click the Notification icon and review any notifications. For information on accessing system settings, see Reviewing FortiManager System Settings on page 16. Checking managed devices After the FortiManager upgrade completes, check the managed devices in the GUI. To check managed devices: 1. Refresh the browser and log back into the device GUI. 2. Go to Device Manager, and ensure that all formerly added devices are still listed. 3. In Device Manager, select each ADOM and ensure that managed devices reflect the appropriate connectivity state. Following is an example of the quick status bar in Device Manager where you can check the connectivity status of managed devices. It might take some time for FortiManager to establish connectivity after the upgrade. 4. Launch other functional modules and make sure they work properly. See Previewing changes for a policy package installation on page 24.

24 Verifying FortiManager Upgrade Success 24 Previewing changes for a policy package installation The first time that you install a policy package after the upgrade, use the Install Preview feature to ensure that only the desired changes will be installed to the device. The policy package must include a change to use the Install Preview feature. Following is an example of the Install Preview pane:

25 FortiManager Firmware Upgrade Paths and Supported Models For information about FortiManager support for FortiOS, see the FortiManager Compatibility chart in the Document Library at Before upgrading your device, see details in the applicable releases notes. Firmware Version Build Number Upgrade From Supported models: FMG-200D, FMG-200F, FMG-300D, FMG-300E, FMG-400E, FMG-1000D, FMG-2000E, FMG- 3000F, FMG-3900E, FMG-4000D, and FMG-4000E; FMG-VM64, FMG-VM64-AWS, FMG-VM64-Azure, FMG-VM64-HV (including Hyper-V 2016), FMG-VM64-KVM, and FMG-VM64-XEN (for both Citrix and Open Source Xen). Note: FortiManager does not support ADOM version 5.0. FortiManager supports only ADOM versions 5.2, 5.4, or Supported models: FMG-200D, FMG-300D, FMG-300E, FMG-400E, FMG-1000D, FMG-2000E, FMG-3000F, FMG- 3900E, FMG-4000D, and FMG-4000E; FMG-VM64, FMG-VM64-AWS, FMG-VM64-Azure, FMG-VM64-HV, FMG- VM64-KVM, and FMG-VM64-XEN (for both Citrix and Open Source Xen). Note: FortiManager does not support ADOM version 5.0. FortiManager supports only ADOM versions 5.2, 5.4, or Supported models: FMG-200D, FMG-300D, FMG-300E, FMG-400E, FMG-1000C, FMG-1000D, FMG-2000E, FMG- 3000C, FMG-3000F, FMG-3900E, FMG-4000D, FMG-4000E, FMG-VM64, FMG-VM64-AWS, FMG-VM64-Azure, FMG-VM64-HV (including Hyper-V 2016), FMG-VM64-KVM, and FMG-VM64-XEN (for both Citrix and Open Source Xen). Note: With the enhancement in password encryption, FortiManager does not support FortiOS You need to upgrade FortiGate to or later. ADOM versions 5.0 and 5.2 are not affected

26 FortiManager Firmware Upgrade Paths and Supported Models 26 Firmware Version Build Number Upgrade From Supported models: FMG-200D, FMG-300D, FMG-300E, FMG-400E, FMG-1000C, FMG-1000D, FMG-2000E, FMG- 3000C, FMG-3000F, FMG-3900E, FMG-4000D, FMG-4000E, FMG-VM64, FMG-VM64-AWS, FMG-VM64-Azure, FMG-VM64-HV, FMG-VM64-KVM, and FMG-VM64-XEN (for both Citrix and Open Source Xen). Note: With the enhancement in password encryption, FortiManager does not support FortiOS You need to upgrade FortiGate to or later. ADOM versions 5.0 and 5.2 are not affected Supported models: FMG-200D, FMG-300D, FMG-300E, FMG-400E, FMG-1000D, FMG-2000E, FMG-3000C, FMG- 3000F, FMG-3900E, FMG-4000D, FMG-4000E, FMG-VM64, FMG-VM64-AWS, FMG-VM64-Azure, FMG-VM64-HV, FMG-VM64-KVM, and FMG-VM64-XEN (for both Citrix and Open Source Xen). Note: With the enhancement in password encryption, FortiManager does not support FortiOS You need to upgrade FortiGate to ADOM versions 5.0 and 5.2 are not affected Supported models: FMG-200D, FMG-300D, FMG-300E, FMG-400E, FMG-1000D, FMG-2000E, FMG-3000C, FMG- 3000F, FMG-3900E, FMG-4000D, FMG-4000E, FMG-VM64, FMG-VM64-AWS, FMG-VM64-Azure, FMG-VM64-HV, FMG-VM64-KVM, and FMG-VM64-XEN (for both Citrix and Open Source Xen). Note: With the enhancement in password encryption, FortiManager does not support FortiOS You need to upgrade FortiGate to ADOM versions 5.0 and 5.2 are not affected Supported models: FMG-200D, FMG-300D, FMG-300E, FMG-1000D, FMG-3000C, FMG-3900E, FMG-4000D, FMG-4000E, FMG-VM32, FMG-VM64, FMG-VM64-AWS, FMG-VM64-HV, FMG-VM64-KVM, and FMG-VM64-XEN (for both Citrix and Open Source Xen) Supported models: FMG-100C, FMG-200D, FMG-300D, FMG-300E, FMG-400C, FMG-400E, FMG-1000C, FMG- 1000D, FMG-2000E, FMG-3000C, FMG-3000F, FMG-3900E, FMG-4000D, FMG-4000E, FMG-VM64, FMG64- AWS, FMG-VM64-HV, FMGVM64-KVM, and FMG-VM64-XEN (for both Citrix and Open Source Xen).

27 FortiManager Firmware Upgrade Paths and Supported Models 27 Firmware Version Build Number Upgrade From Supported models: FMG-100C, FMG-200D, FMG-300D, FMG-300E, FMG-400C, FMG-400E, FMG-1000C, FMG- 1000D, FMG-3000C, FMG-3900E, FMG-4000D, FMG-4000E, FMG-VM64, FMG-VM64-XEN (for both Citrix and Open Source Xen), FMG-VM64-KVM, FMG64-AWS, and FMG-VM64-HV Supported models: FMG-100C, FMG-200D, FMG-300D, FMG-300E, FMG-400C, FMG-400E, FMG-1000C, FMG- 1000D, FMG-3000C, FMG-3900E, FMG-4000D, FMG-4000E, FMG-VM32, FMG-VM64, FMG-VM64-XEN (for both Citrix and Open Source Xen), FMGVM64-KVM. FMG64-AWS, and FMG-VM64-HV Supported models:fmg-100c, FMG-200D, FMG-300D, FMG-400C, FMG-1000C, FMG-1000D, FMG-3000C, FMG- 3900E, FMG-4000D, and FMG-4000E, FMG-VM32, FMG-VM64, FMG-VM64-XEN (for both Citrix and Open Source Xen), FMGVM64-KVM. FMG-VM64-AWS, and FMG-VM64-HV Supported models:fmg-100c, FMG-200D, FMG-300D, FMG-400C, FMG-1000C, FMG-1000D, FMG-3000C, FMG- 3900E, FMG-4000D, FMG-4000E, FMG-VM32, FMG-VM64, FMG-VM64-XEN (for both Citrix and Open Source Xen), FMGVM64-KVM, FMG-VM64-AWS, and FMG-VM64-HV Supported models: FMG-100C, FMG-200D, FMG-200E, FMG-300D, FMG-400C, FMG-1000C, FMG-1000D, FMG- 3000C, FMG-3900E, FMG-4000D, FMG-4000E, FMG-VM32, FMG-VM64, FMG-VM64-XEN (for both Citrix and Open Source Xen), FMGVM64-KVM. FMG-VM64-AWS, and FMG-VM64-HV , 5.0.9

28 FortiManager Firmware Upgrade Paths and Supported Models 28 Firmware Version Build Number Upgrade From Supported models: FMG-100C, FMG-200D, FMG-300D, FMG-400C, FMG-1000C, FMG-1000D, FMG-3000C, FMG-3900E, FMG-4000D, FMG-4000E, FMG-VM32, FMG-VM64, and FMG-VM64-HV Supported models: FMG-100C, FMG-200D, FMG-300D, FMG-400C, FMG-1000C, FMG-1000D, FMG-3000C, FMG-4000D, FMG-4000E, FMG-VM32, FMG-VM64, and FMG-VM64-HV Supported models:fmg-100c, FMG-200D, FMG-300D, FMG-400B, FMG-400C, FMG-1000C, FMG-1000D, FMG- 3000B, FMG-3000C, FMG-4000D, FMG-3900E, FMG-4000E, FMG-5001A, FMG-VM32, FMG-VM64, FMG-VM64- AWS, FMG-VM64-HV, FMGVM64-KVM, and FMG-VM64-XEN Supported models:fmg-100c, FMG-200D, FMG-300D, FMG-400B, FMG-400C, FMG-1000C, FMG-1000D, FMG- 3000B, FMG-3000C, FMG-4000D, FMG-3900E, FMG-4000E, FMG-5001A, FMG-VM32, FMG-VM64, FMG-VM64- AWS, FMG-VM64-HV, FMGVM64-KVM, and FMG-VM64-XEN Supported models: FMG-100C, FMG-200D, FMG-300D, FMG-400B, FMG-400C, FMG-1000C, FMG-1000D, FMG- 3000B, FMG-3000C, FMG-4000D, FMG-4000E, FMG-5001A, FMG-VM32, FMG-VM64, FMG-VM64-AWS, FMG- VM64-HV, FMGVM64-KVM, and FMG-VM64-XEN Supported models: FMG-100C, FMG-200D, FMG-300D, FMG-400B, FMG-400C, FMG-1000C, FMG-1000D, FMG- 3000B, FMG-3000C, FMG-4000D, FMG-4000E, FMG-5001A, FMG-VM32, FMG-VM64, and FMG-VM64-HV , 5.0.7

29 FortiManager Firmware Upgrade Paths and Supported Models 29 Firmware Version Build Number Upgrade From Supported models: FMG-100C, FMG-200D, FMG-300D, FMG-400B, FMG-400C, FMG-1000C, FMG-1000D, FMG- 3000B, FMG-3000C, FMG-4000D, FMG-4000E, FMG-5001A, FMG-VM32, FMG-VM64, and FMG-VM64-HV Supported models: FMG-100C, FMG-200D, FMG-300D, FMG-400B, FMG-400C, FMG-1000C, FMG-1000D, FMG- 3000B, FMG-3000C, FMG-4000D, FMG-4000E, FMG-5001A, FMG-VM32, FMG-VM64, and FMG-VM64-HV or later or later Supported models: FMG-100C, FMG-200D, FMG-300D, FMG-400B, FMG-400C, FMG-1000C, FMG-1000D, FMG- 3000B, FMG-3000C, FMG-4000D, FMG-5001A, FMG-VM32, FMG-VM64, and FMG-VM64-HV. FMG-4000E is released on build or later or later Supported models: FMG-100C, FMG-200D, FMG-300D, FMG-400B, FMG-400C, FMG-1000C, FMG-1000D, FMG- 3000B, FMG-3000C, FMG-4000D, FMG-5001A, FMG-VM32, FMG-VM64, and FMG-VM64-HV or later or later Supported models: FMG-100C, FMG-200D, FMG-300D, FMG-400B, FMG-400C, FMG-1000C, FMG-3000B, FMG- 3000C, FMG-4000D, FMG-5001A, FMG-VM32, FMG-VM64, and FMG-VM64-HV or later or later

30 FortiManager Firmware Upgrade Paths and Supported Models 30 Firmware Version Build Number Upgrade From Supported models: FMG-100C, FMG-200D, FMG-300D, FMG-400B, FMG-400C, FMG-1000C, FMG-1000D, FMG- 3000B, FMG-3000C, FMG-4000D, FMG-5001A, FMG-VM32, FMG-VM64, and FMG-VM64-HV. FMG-VM64-HV is released on build FMG-1000D is released on build or or later Supported models: FMG-100C, FMG-200D, FMG-300D, FMG-400B, FMG-400C, FMG-400D, FMG-1000C, FMG- 3000B, FMG-3000C, FMG-5001A, FMG-VM32, and FMG-VM64. FMG-300D is released on build FMG-4000D is released on build or later Supported models: FMG-100C, FMG-200D, FMG-300D, FMG-400B, FMG-400C, FMG-1000C, FMG-3000B, FMG- 3000C, FMG-5001A, FMG-VM32, and FMG-VM64. FMG-300D is released on build or later Supported models: FMG-100C, FMG-200D, FMG-400B, FMG-400C, FMG-1000C, FMG-3000B, FMG-3000C, FMG-5001A, FMG-VM32, and FMG-VM64. In FortiManager 5.0 and later, FortiClient endpoint agent configuration and management are handled by FortiGate Endpoint Control. You can configure your FortiGate to discover new devices on your network, enforce FortiClient registration, and deploy a pre-configured endpoint profile to connected devices. This feature requires a FortiGate running FortiOS version 5.0 or later. For more information, see the Device and Client Reputation for FortiOS 5.0 Handbook in the Fortinet Document Library.

31 FortiManager Firmware Upgrade Paths and Supported Models 31 FortiManager 5.0 and later uses a new hard disk drive partition layout. After upgrading from pre-version 5.0 to 5.0 or later, you must make a backup and then reformat the disk with this command: execute format {disk disk-ext4 disk-ext3} Formatting the disk erases all local logs and FortiGuard database information. Back up any local event logs you wish to keep. The device will have to re-download all the AV/IPS/AS/WF objects from the FortiGuard Distribution Servers (FDS). This download might take up to half a day. During that time, managed devices cannot obtain these services from FortiManager, so during this time, configure devices to point to a backup FortiManager or the FDS for these services.

32 Copyright 2018 Fortinet, Inc. All rights reserved. Fortinet, FortiGate, FortiCare and FortiGuard, and certain other marks are registered trademarks of Fortinet, Inc., in the U.S. and other jurisdictions, and other Fortinet names herein may also be registered and/or common law trademarks of Fortinet. All other product or company names may be trademarks of their respective owners. Performance and other metrics contained herein were attained in internal lab tests under ideal conditions, and actual performance and other results may vary. Network variables, different network environments and other conditions may affect performance results. Nothing herein represents any binding commitment by Fortinet, and Fortinet disclaims all warranties, whether express or implied, except to the extent Fortinet enters a binding written contract, signed by Fortinet s General Counsel, with a purchaser that expressly warrants that the identified product will perform according to certain expressly-identified performance metrics and, in such event, only the specific performance metrics expressly identified in such binding written contract shall be binding on Fortinet. For absolute clarity, any such warranty will be limited to performance in the same ideal conditions as in Fortinet s internal lab tests. In no event does Fortinet make any commitment related to future deliverables, features or development, and circumstances may change such that any forward-looking statements herein are not accurate. Fortinet disclaims in full any covenants, representations, and guarantees pursuant hereto, whether express or implied. Fortinet reserves the right to change, modify, transfer, or otherwise revise this publication without notice, and the most current version of the publication shall be applicable.

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