RADIO PROTOCOLS FOR LTE AND LTE-ADVANCED

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1 RADIO PROTOCOLS FOR LTE AND LTE-ADVANCED Seungjune Yi SungDuck Chun YoungDae Lee Sungjun Park SungHoon Jung LG Electronics, South Korea WILEY

2 Foreword by Takehiro Nakamura Preface About the Authors 1 Introduction 1.1 3GPP 1.2 Evolutionary Path of 3GPP Systems GSM GPRS/EDGE UMTS HSPA LTE 1.3 Market Trend 1.4 Requirement of LTE 1.5 Overview of LTE Architecture Network Architecture QoS Architecture Radio Protocol Architecture of LTE 1.6 UE Capabilities References 2 Idle Mode Procedure 2.1 Idle Mode Functions 2.2 Services and Cell Categorization 2.3 UE States and State Transitions 2.4 PLMN Selection Triggering of PLMN Selection Search of Available PLMNs PLMN Selection 2.5 Location Registration 2.6 Cell Selection Cell Selection Criterion Cell Selection upon RRC Connection Release

3 VI Contents 2.7 Cell Reselection Measurement Rules Reselection to a Neighboring Cell Mobility State Dependent Scaling Access Verification Cell Barring Status and Cell Reservation Status Paging Reception 44 References 45 3 Radio Resource Control (RRC) RRC Functions and Architecture System Information Scheduling of System Information System Information Update Paging Connection Establishment Step 1: Access Class Barring Step 2: Transmission of the RRCConnectionRequest Message Step 3: Receipt of the RRCConnectionSetup Message Step 4: Transmission of the RRCConnectionSetupComplete Message Security RRC Connection Reconfiguration SRB2 Establishment DRB Establishment Parallel Procedure with Security Activation UE Capability Transfer Intra-EUTRA Handover Handover Preparation Handover Execution Handover Completion Measurement Control Measurement Configuration Measurement Report Triggering Measurement Reporting RRC Connection Re-establishment Inter-RAT Mobility Inter-RAT Mobility from/to 3GPP Access Systems Inter-RAT Mobility from/to CDMA2000 Systems RRC Connection Release 84 Reference 85 4 Packet Data Convergence Protocol (PDCP) PDCP Functions and Architecture Header Compression 89

4 4.3 Security Integrity Protection Ciphering 4.4 Data Transfer 4.5 SDU Discard 4.6 Handover SRB Behavior at Handover UM DRB Behavior at Handover AM DRB Behavior at Handover 4.7 PDCP PDU Formats PDCP Data PDU Formats PDCP Control PDU Formats Reference 5 Radio Link Control (RLC) 5.1 RLC Functions and Architecture Transparent Mode (TM) RLC Unacknowledged Mode (UM) RLC Acknowledged Mode (AM) RLC 5.2 Framing 5.3 Reordering 5.4 ARQ Operation Polling Status Reporting Retransmission Re-segmentation 5.5 Window Operation UM RLC Window Operation AM RLC Window Operation 5.6 SDU Discard 5.7 RLC Re-establishment 5.8 RLC PDU Formats TMD PDU Format UMD PDU Format AMD PDU Format AMD PDU Segment Format STATUS PDU Format Reference 6 Medium Access Control (MAC) 6.1 MAC Functions and Services 6.2 MAC Architecture 6.3 MAC Channels and Mapping Transport Channels Logical Channels Channel Mapping

5 6.4 Scheduling Dynamic Scheduling Semi-Persistent Scheduling (SPS) Scheduling Information Delivery Buffer Status Reporting (BSR) Scheduling Request (SR) Power Headroom Report (PHR) Logical Channel Prioritization (LCP) Discontinuous Reception (DRX) Hybrid-ARQ (HARQ) HARQ in the Uplink HARQ in the Downlink TTI Bundling Measurement Gap Random Access (RA) Procedure Time Alignment MAC PDU Formats MAC Control Elements (CEs) MA С PD U for Random A ccess Response 149 Reference 149 Overview of LTE and LTE-Advanced New Features Voice over LTE (VoLTE) Home enb (HeNB) Public Warning System (PWS) Multimedia Broadcast/Multicast Service (MBMS) Carrier Aggregation (CA) Relay Minimization of Drive Test (MDT) Enhanced Inter-Cell Interference Coordination (elcic) Machine Type Communication (MTC) 157 Voice over LTE (VoLTE) Voice Solutions for LTE Ultimate Voice Solution Interim Voice Solutions IMS VoIP IMS Profile Single Radio Voice Call Continuity (SRVCC) Circuit-Switched Fallback (CSFB) CSFB to UTRAN or GERAN CSFB to CDMA2000 IxRTT Service Domain Selection UE Decision between IMS VoIP and CSFB Comparison between IMS VoIP and CSFB 181

6 ix 8.6 RAN Optimization for VoIP Robust Header Compression (ROHC) TTI Bundling Semi-Persistent Scheduling for HARQ References Home enb (HeNB) 9.1 Architectural Framework Access Mode Use Cases High-level Requirements Network Architecture 9.2 CSG Provisioning CSG Subscription Data CSG Member Status 9.3 System Information Related to CSG CSG Identification Information CSG Cell Deployment Information 9.4 Identification of CSG Autonomous CSG Search Manual CSG Selection 9.5 Mobility with CSG Cells Mobility in RRCJDLE Mobility in RRC_CONNECTED 9.6 Support for Hybrid Cells Motivation Features References 10 Public Warning System (PWS) 10.1 Warning System Architecture 10.2 Warning Messages 10.3 Delivery of Warning Messages on a Network Warn ing Message Delivery Pro cedure Warning Message Cancel Procedure 10.4 Delivery of Warning Messages over the Radio Interface PWS Notifications in System Information Indication of PWS Notifications in Paging Segmentation of Warning Messages References 11 Multimedia Broadcast/Multicast Service (MBMS) 11.1 MBMS Services 11.2 Architecture and Functions for MBMS 11.3 MBSFN Transmissions

7 X Contents 11.4 Radio Protocols for MBMS Layers 1 and 2 for MBMS Layer 3 for MBMS MBMS Procedures MBMS Session Start MCCH Information Acquisition andmrb Configuration MBMS Session Update MBMS Session Stop MRB Release MBMS Enhancements in Releases 10 and MBMS Counting MBMS Service Continuity 234 References Carrier Aggregation (CA) Spectrum and Deployment Scenarios Spectrum Scenarios Deployment Scenarios Cell Management PCell and SCell Signaling of Configuration Information Linkages and References Cross-Carrier Scheduling Extended Measurements SCell Management Mobility with Carrier Aggregation Extended MAC Functions SCell Activation and Deactivation Power Headroom Reporting (PHR) Logical Channel Prioritization (LCP) Buffer Status Report (BSR) Discontinuous Reception (DRX) Semi-Persistent Scheduling (SPS) 258 References Relay Deployment Scenarios Network Architecture for the Relay Node Types of Relay Node Layer Performing Relaying Frequency Separation of Uu and Un Links Relay Node-Specific Operation J Bearer Mapping Integrity Protection for a UnDRB RN Subframe Configuration 270

8 xi Update of System Information RN Reconfiguration Procedure Relay Node Start-Up Procedure Simplified Operation of Release 10 Relay Node 274 References Minimization of Driving Test (MDT) Architectural Framework Use Cases Initiation of the MDT Task with UE Selection Collection of MDT Measurement Results Logged MDT Configuration Phase Logging Phase Reporting Phase Immediate MDT Configuration Phase Measurement and Evaluation Phase Reporting Phase MDT Context Transfer 291 References Enhanced Inter-Cell Interference Coordination (elcic) Heterogeneous Network Deployment Interference in Heterogeneous Networks Limitation of Frequency Domain ICIC CA-basedICIC Time Domain ICIC Restricted Measurements Macro-Pico Cell Scenario Macro-Femto Cell Scenario Network Configuration 303 References Machine Type Communication (MTC) Overload Control for MTC Overload Control in Release Core Network Overload Control in Release RAN Overload Control in Release MTC Features in 3GPP 311 References 312 Index 313

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