2016 Global Council. Celebrating the Past Inspiring the Future. globaliia.org

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1 2016 Global Council Celebrating the Past Inspiring the Future

2 Global Forum Global Council - Annually since Codified in the Bylaws - provide input into the strategic direction of The Institute

3 Mission of Global Council 1. To help advance the internal audit profession and the value of the profession worldwide by providing a forum for Institutes and global leaders to share information, collaborate, contribute and connect to The IIA. 2. To provide advice to the Board on strategic initiatives and other significant matters being considered on a global basis, and help facilitate alignment of the global strategic plan with the Institutes strategies.

4 Where We ve Been Chicago Houston 2008 San Jose Atlanta Orlando Lima 2007 Amsterdam Montevideo Berlin Vienna Dubai 2009 Johannesburg 2012 New Delhi Beijing Beijing Sydney

5 Where We ve Been 2007 Amsterdam Berlin Chicago Houston 2008 San Jose Atlanta Orlando Vienna 2014 Dubai 2012 New Delhi Beijing Beijing 2013 Lima Montevideo 2009 Johannesburg Sydney

6 Where We ve Been Chicago Houston 2008 San Jose Atlanta Orlando 2007 Amsterdam 2016 New York City Berlin Vienna 2014 Dubai 2012 New Delhi Beijing Beijing 2013 Lima Montevideo 2009 Johannesburg Sydney

7 Raising the Bar Growth Membership 54, , % Affiliates 52 affiliates 103 institutes/ 4 International Chapters Certification 23,000 CIAs 9,929 parts 1,754 ONA 3 languages 138,400 CIAs 54,472 parts 44,695 ONA 18 languages 100% 600% Revenue $ 11 Million $ 55 Million 500% Website <500 pages 10,000 pages International Conf 1,400 delegates, 58 countries 2,500 delegates 120 countries

8 Raising the Bar Study Name Year Participation Responses Languages Common Body of Professional Knowledge 1972 United States 75 1 Common Body of Knowledge 1985 U.S. and Canada Common Body of Knowledge 1992 U.S. and Canada Competency Framework for Internal Auditing affiliates Common Body of Knowledge affiliates 9, Global Internal Audit Survey affiliates 105 countries 13, CBOK: The Global Internal Audit Common Body of Knowledge % affiliates 166 countries 14,500 23

9 Recurring Topics Guidance and Role of the Internal Auditor Membership Value and Globalization of the Profession Governance of The IIA Strategic Plans and Initiatives Emerging Issues

10 Orlando Confirmed IA as a global profession united by IIA Standards, Code of Ethics, CIA program, and Research Foundation. Laid groundwork for the Competency Framework for Internal Auditing (CFIA) study (1998) Embraced development of certification and cooperative education agreements Encouraged regional organizations following establishment of ECIIA Website just being launched

11 Montevideo Provided input on the proposed definition of internal auditing and guidance framework Encouraged expansion of website (1000 pages then available) and material available to members on-line Strong support for CBT for certification as way forward, but too early (launched in 2008) Note: 20 new Institutes were established between 1996 and 1998.

12 Berlin First CEO forum 12 CEOs now GELT Expanded exposure periods for Standards from 60 to 90 days Encouraged greater distribution of materials Recommended involvement of Institutes to help with translation Provided topics for development of guidance

13 4 th and last Global Forum Beijing Input on role of IA in corporate governance (following presentation by Mervyn King) Input on proposed governance restructure, including smaller board of directors How to implement the Professional Practices Framework Globalizing the specialty exams CCSA, CGAP

14 Sydney Name Change - First Global Council Established GC as governance event Preceded by a one day Leadership workshop First use of polling technology Identified priorities for strategic planning

15 Chicago Input on strategic plan: advocacy, technology, membership development, quality assessment Didn t want technology standards but wanted guidance (GTAGs) Encouraged a QA affiliate agreement to build capacity with IIA affiliates to perform external assessments Increase visibility for the profession through local advocacy efforts

16 Houston Established advocacy resources on website Enhanced academic relations through IAAAF and IAEP program More on-line newsletters and IA access 2006 CBOK study 9300 responses from 89 countries Results reported

17 Amsterdam New Institute agreements Leaders tool kits

18 2008 San José First stand-alone Global Council Reviewed CBOK data and provided input for improvements (timeliness, translation, greater response) Enhance resources and materials for the public sector Redesign website to separate global and NA news and resources Launched CBT for certification Enhance CAE services

19 Johannesburg Feedback on proposed restructuring of global services and governance Input on professionalism and value proposition for internal auditing Input of CBOK 2010 questions and how to improve response rate

20 Atlanta Input on entry level and advanced certifications Input on value proposition of internal auditors for stakeholders Input on licensing/regulating internal audit

21 Vienna Input on role of internal audit in GRC Prioritized professional issues IA s role in governance and risk management Auditing strategic initiatives and processes Talent management Input on global advocacy platform and three lines of defense model

22 2012 New Delhi Input on five strategic issues Enhancing the ethics process Finalizing the advocacy platform Definition of internal auditing Conformance with the Standards Governance operating model

23 Lima How to use the advocacy platform Input on competency framework and how to use it globally Input on ethics awareness Input on expanding IA into 2 nd line of defense Input on the role of global council

24 Dubai Input on the revision of the IPPF Identified risk management as expansion of IA services Address challenges of small institutes in providing member value

25 Beijing Input on global vs. local guidance and how to collaborate Advocating conformance with the Standards Elevating the role of internal auditing Identified risks to the Institutes and to The IIA

26 Global Council Impact IA confirmed as global profession united by IIA Standards, Code of Ethics, CIA program and Research Foundation (1996) Institute agreements for cooperative education, certification (1996) and QA (2005) Associated (regional) organizations Enhanced Institute agreements (2002, 2007, 2014) IIA operations as a hybrid model (2012)

27 Global Council Impact Global Executive Leadership Team (GELT) (first met at 2000 Global Council) Expanded exposure periods for guidance (2000) Increased translation, with Institutes assisting CBOK studies of 1996, 2006, 2010, 2015 questions and execution

28 Photo taken at 2015 Global Council in Beijing Thank you! Photo taken at 2014 Global Council in Dubai

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