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1 TS V ( ) TECHNICAL SPECIFICATION LTE; Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment () conformance specification; Radio transmission and reception; Part 2: Implementation Conformance Statement (ICS) (3GPP TS version Release 15)

2 1 TS V ( ) Reference RTS/TSGR vf30 Keywords LTE 650 Route des Lucioles F Sophia Antipolis Cedex - FRANCE Tel.: Fax: Siret N NAF 742 C Association à but non lucratif enregistrée à la Sous-Préfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other documents is available at If you find errors in the present document, please send your comment to one of the following services: Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of. The content of the PDF version shall not be modified without the written authorization of. The copyright and the foregoing restriction extend to reproduction in all media All rights reserved. DECT TM, PLUGTESTS TM, UMTS TM and the logo are trademarks of registered for the benefit of its Members. 3GPP TM and LTE TM are trademarks of registered for the benefit of its Members and of the 3GPP Organizational Partners. onem2m logo is protected for the benefit of its Members. GSM and the GSM logo are trademarks registered and owned by the GSM Association.

3 2 TS V ( ) Intellectual Property Rights Essential patents IPRs essential or potentially essential to normative deliverables may have been declared to. The information pertaining to these essential IPRs, if any, is publicly available for members and non-members, and can be found in SR : "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to in respect of standards", which is available from the Secretariat. Latest updates are available on the Web server ( Pursuant to the IPR Policy, no investigation, including IPR searches, has been carried out by. No guarantee can be given as to the existence of other IPRs not referenced in SR (or the updates on the Web server) which are, or may be, or may become, essential to the present document. Trademarks The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners. claims no ownership of these except for any which are indicated as being the property of, and conveys no right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does not constitute an endorsement by of products, services or organizations associated with those trademarks. Foreword This Technical Specification (TS) has been produced by 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding deliverables. The cross reference between GSM, UMTS, 3GPP and identities can be found under Modal verbs terminology In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and "cannot" are to be interpreted as described in clause 3.2 of the Drafting Rules (Verbal forms for the expression of provisions). "must" and "must not" are NOT allowed in deliverables except when used in direct citation.

4 3 TS V ( ) Contents Intellectual Property Rights... 2 Foreword... 2 Modal verbs terminology... 2 Foreword... 4 Introduction Scope References Definitions, symbols and abbreviations Definitions Symbols Abbreviations Recommended test case applicability RF conformance test cases RRM conformance test cases Annex A (normative): ICS proforma for E-UTRA User Equipment A.1 Guidance for completing the ICS proforma A.1.1 Purposes and structure A.1.2 Abbreviations and conventions A.1.3 Instructions for completing the ICS proforma A.2 Identification of the User Equipment A.2.1 Date of the statement A.2.2 User Equipment Under Test (UT) identification A.2.3 Product supplier A.2.4 Client A.2.5 ICS contact person A.3 Identification of the protocol A.4 ICS proforma tables A.4.1 Implementation Types A.4.2 Service Capabilities A.4.3 Baseline Implementation Capabilities A.4.4 Feature group indicators A.4.5 Additional information A.4.6 CA Physical Layer Baseline Implementation Capabilities A Intra-band contiguous CA Physical Layer Baseline Implementation Capabilities A Intra-band non-contiguous CA Physical Layer Baseline Implementation Capabilities A Inter-band CA Physical Layer Baseline Implementation Capabilities A.4.7 Category M1 Centre Frequency Implementation Annex B (informative): Change history History

5 4 TS V ( ) Foreword This Technical Specification has been produced by the 3 rd Generation Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document. Introduction The present document is part 2 of a multi-parts TS: 3GPP TS [1]: Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment () conformance specification Radio transmission and reception Part 1: Conformance testing. 3GPP TS : Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment () conformance specification Radio transmission and reception Part :2 Implementation Conformance Statement (ICS). 3GPP TS [2]: Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment () conformance specification Radio transmission and reception Part 3: Radio Resource Management (RRM) Conformance Testing.

6 5 TS V ( ) 1 Scope The present document provides the Implementation Conformance Statement (ICS) proforma for 3G Evolved Universal Terrestrial Radio Access (E-UTRA) User Equipment (), in compliance with the relevant requirements, and in accordance with the relevant guidance given in ISO/IEC [3] and ISO/IEC [4] The present document specifies the recommended applicability statement for the test cases included in 3GPP TS [1] and 3GPP TS [2]. These applicability statements are based on the features implemented in the. Special conformance testing functions can be found in 3GPP TS [5] and the common test environments are included in 3GPP TS [6]. The present document is valid for implemented according to 3GPP releases starting from Release 8 up to the Release indicated on the cover page of the present document. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific. For a specific reference, subsequent revisions do not apply. For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document unless the context in which the reference is made suggests a different Release is relevant (information on the applicable release in a particular context can be found in e.g. test case title, description or applicability, message description or content). [1] 3GPP TS : "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment () conformance specification Radio transmission and reception Part 1: Conformance testing ". [2] 3GPP TS : "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment () conformance specification Radio transmission and reception Part 3: Radio Resource Management Conformance Testing ". [3] ISO/IEC : "Information technology - Open systems interconnection - Conformance testing methodology and framework - Part 1: General concepts". [4] ISO/IEC : "Information technology - Open systems interconnection - Conformance testing methodology and framework - Part 7: Implementation Conformance Statements". [5] 3GPP TS : " Evolved Universal Terrestrial Radio Access (E-UTRA); Special conformance testing functions for User Equipment ". [6] 3GPP TS : "Evolved Universal Terrestrial Radio Access (E-UTRA); Common Test Environments for User Equipment () Conformance Testing". [7] Void [8] 3GPP TR : "Vocabulary for 3GPP Specifications". [9] 3GPP TS : " LTE Physical Layer - General Description" [10] 3GPP TS : " Evolved Universal Terrestrial Radio Access (E-UTRA); Services provided by the physical layer for E-UTRA". [11] 3GPP TS : "Evolved Universal Terrestrial Radio Access (E-UTRA); Medium Access Control (MAC) protocol specification".

7 6 TS V ( ) [12] 3GPP TS : "Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Link Control (RLC) protocol specification". [13] 3GPP TS : "Evolved Universal Terrestrial Radio Access (E-UTRA); Packet Data Convergence Protocol (PDCP) specification". [14] 3GPP TS : "Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Resource Control (RRC) Protocol Specification". [15] 3GPP TS : "Non-Access-Stratum (NAS) protocol for Evolved Packet System (EPS); Stage 3" [16] 3GPP TS : "Requirements on User Equipments (s) Supporting a release-independent frequency band". [17] 3GPP TS : "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment () radio access capabilities". [18] 3GPP TS : "Evolved Universal Terrestrial Radio Access (E-UTRA); Requirements for support of radio resource management". [19] 3GPP TS : "E-UTRA radio transmission and reception". 3 Definitions, symbols and abbreviations For the purposes of the present document, the following terms, definitions, symbols and abbreviations apply: - such given in TR [8] - such given in ISO/IEC [3] and ISO/IEC [4] NOTE: Some terms and abbreviations defined in [3] and [4] are explicitly included below with small modification to reflect the terminology used in 3GPP. 3.1 Definitions Implementation Conformance Statement (ICS): statement made by the supplier of an implementation or system claimed to conform to a given specification, stating which capabilities have been implemented ICS proforma: document, in the form of a questionnaire, which when completed for an implementation or system becomes an ICS Implementation extra Information for Testing (IXIT): A statement made by a supplier or implementer of an UT which contains or references all of the information (in addition to that given in the ICS) related to the UT and its testing environment, which will enable the test laboratory to run an appropriate test suite against the UT IXIT proforma: A document, in the form of a questionnaire, which when completed for an UT becomes an IXIT Protocol Implementation Conformance Statement (PICS): An ICS for an implementation or system claimed to conform to a given protocol specification Protocol Implementation extra Information for Testing (PIXIT): An IXIT related to testing for conformance to a given protocol specification static conformance review: A review of the extent to which the static conformance requirements are claimed to be supported by the UT, by comparing the answers in the ICS(s) with the static conformance requirements expressed in the relevant specification(s)

8 7 TS V ( ) 3.2 Symbols No specific symbols have been identified so far. 3.3 Abbreviations For the purposes of the present document, the abbreviations given in TR [1] and the following apply. An abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in TR [8]. For the purposes of the present document, the following abbreviations apply: ICS IXIT PICS PIXIT RRM SCS TC UT Implementation Conformance Statement Implementation extra Information for Testing Protocol Implementation Conformance Statement Protocol Implementation extra Information for Testing Radio Resource Management System Conformance Statement Test Case User Equipment Under Test 4 Recommended test case applicability The applicability of each individual test is identified in the tables or This is just a recommendation based on the purpose for which the test case was written. The applicability of every test is formally expressed by the use of Boolean expression that are based on parameters (ICS) included in annex A of the present document. Selection criteria of tested bands / CA-Configurations for each applicable test is formally expressed using group theory based on parameters (ICS) included in annex A of the present document. Additional information related to the Test Case (TC), e.g. affecting its dynamic behaviour or its execution may be provided as well The columns in tables / have the following meaning: Clause The clause column indicates the clause number in TS [1] or respectively TS [2] that contains the test body. Title The title column describes the name of the test and contains the clause title of the clause in TS [1] or TS [2] that contains the test body. Release The release column indicates the earliest release from which each test case is applicable. It may also indicate a range of releases or a single release to which a test case is applicable. Applicability - Condition The following notations are used for the applicability column: R O N/A recommended - the test case is recommended to all terminals UTRA optional - the test case is optional not applicable - in the given context, the test case is not recommended.

9 8 TS V ( ) Ci conditional - the test is recommended ("R") or not ("N/A") depending on the support of other items. "i" is an integer identifying an unique conditional status expression which is defined immediately following the table. For nested conditional expressions, the syntax "IF... THEN (IF... THEN... ELSE...) ELSE..." is used to avoid ambiguities. Applicability - Comments This comments column contains a verbal description of the condition included in the applicability column. Tested Bands / CA-Configurations Selection This column defines a set of bands / CA Configurations the test is to be run for, if the test is applicable. If the set is empty, the test is considered as not applicable. The following notations are used in the tested bands selection column: Di Ei TBD Text Derive the set based on Band Selection Criteria Di defined in table 4.1-1b. Derive the set based on CA Configurations Selection Criteria Ei defined in table 4.1-1c. Band selection not defined at this time, in the meantime test all Bands / CA Configurations For more complex selection criteria, or if the criteria are already specified somewhere else in the spec, text reference to the section is given. This column contains indication if the test case may perform differently depending on the capabilities. NOTE 1: To meet the validation requirements from certification bodies then there is a need to uniquely reference the FDD and branch (i.e. different behaviour within one and the same TC) of common FDD and RF test cases in table The FDD and branches of common FDD and test cases can be referenced by amending a "FDD" or "" suffix to the test case clause number. For example for test case the FDD and branches can be identified by "6.2.2 FDD" and "6.2.2 ". NOTE 2: To meet the validation requirements from certification bodies then there is a need to uniquely reference the 2Rx ( supports 2 Rx antenna ports in the tested band) and 4Rx ( supports 4 Rx antenna ports in the tested band) branch of common 2Rx and 4Rx RRM test cases in table The 2Rx and 4Rx branches of common 2Rx and 4Rx test cases can be referenced by amending a "2Rx" or "4Rx" suffix to the test case clause number. For example for test case the 2Rx and 4Rx branches can be identified by "4.2.1_2Rx" and "4.2.1_4Rx". Additional Information This column contains additional information

10 9 TS V ( ) 4.1 RF conformance test cases NOTE: To determine applicability of a test case, FGI support in combined or fdd-add--eutra-capabilities or tdd-add--eutra-capabilities is taken into account. Table 4.1-1: Applicability of RF conformance test cases, ref. TS [1]

11 10 TS V ( ) Tested Bands / Clause Title Release Applicability CA- Configurations Condition Comments Selection Transmitter Characteristics _ A A A A B 6.2.2B_ E Maximum Output Power Maximum Output Power for HP Maximum Output Power for CA (intra-band contiguous DL CA and UL CA) Maximum Output Power for CA (inter-band DL CA and UL CA) Maximum Output Power for CA (intra-band noncontiguous DL CA and UL CA) Maximum Output Power for CA (3UL CA) Maximum Output Power for UL-MIMO HP Maximum Output Power for UL-MIMO Maximum Output Power for category 0 Rel-8 Rel-14 C186 C39 C19 C116 C305 C115 C19a C116a C07 C202 C112 UTRA Power Class 3 UTRA Power Class 1 or Power Class 2 intra-band contiguous DL CA and UL CA inter-band DL CA and UL CA elaa intra-band noncontiguous DL CA and UL CA intra-band contiguous DL CA and UL CA inter-band DL CA and UL CA UTRA Power Class 3 and UL-MIMO UTRA Power Class 2 and UL-MIMO UTRA ( category 0) D01 D04 E01 E03 E02 E18 E18 D05 D05 D01 HD- Additional Information Not required to be tested in Band 41 for Power Class 2 FDD is for Power Class1, is for Power Class 2

12 11 TS V ( ) Clause Title Release Applicability 6.2.2EA 6.2.2EB 6.2.2F 6.2.2G G EB 6.2.4EB _ A A.3 Maximum Output Power for category M1 Maximum Output Power for category 1bis Maximum Output Power for category NB1 Maximum Output Power for V2X Communication / Non-concurrent with E-UTRA uplink transmission Maximum Output Power for V2X Communication / Simultaneous E- UTRA V2X sidelink and E-UTRA uplink transmission Maximum Power Reduction (MPR) for category 1bis Additional Maximum Power Reduction (A-MPR) for category 1bis Configured transmitted Output Power Configured transmitted Output Power for HP Configured transmitted Output Power for CA (intraband contiguous DL CA and UL CA) Additional Maximum Power Reduction (A-MPR) for CA (inter-band DL CA and UL CA) Rel-14 Rel-14 Rel-8 C112a C122c C112b C313 C320 C112c C112c C186 C39 C19 C116 Condition Comments category M1 category 1bis supporting category NB1 supporting V2X Sidelink communicatio n V2X Sidelink communicatio n category 1bis category 1bis UTRA Power Class 3 UTRA Power Class 1 or Power Class 2 intra-band contiguous DL CA and UL CA inter-band DL CA and UL CA Tested Bands / CA- Configurations Selection D01 D11 D14 E16 D01 D04 E01 E03 HD- HD- FDD T DD Additional Information Not required to be tested in Band 41 for Power Class 2 FDD is for Power Class1, is for Power Class 2

13 12 TS V ( ) Clause Title Release Applicability 6.2.5A B 6.2.5E 6.2.5EA 6.2.5EB Additional Maximum Power Reduction (A-MPR) for CA (intra-band non-contiguous DL CA and UL CA) Configured transmitted power for UL-MIMO Configured transmitted power for category 0 Configured transmitted Power for category M1 Configured transmitted Power for category 1bis Configured transmitted Output 6.2.5F Power for category NB1 Configured transmitted Output Power for V2X 6.2.5G.1 Communication / Non-concurrent with E-UTRA uplink transmission Configured transmitted Output Power for V2X Communication / 6.2.5G.2 Simultaneous E- UTRA V2X sidelink and E-UTRA uplink transmission Void A A.2 Minimum Output Power Minimum Output Power for CA (intraband contiguous DL CA and UL CA) Minimum Output Power for CA (interband DL CA and UL CA) Rel-14 Rel-14 Rel-8 C115 C07 C112 C112a C112c C112b C313 C320 C113 C19 C116 Condition Comments intra-band noncontiguous DL CA and UL CA UL_MIMO UTRA ( category 0) category M1 category 1bis supporting category NB1 supporting V2X Sidelink communicatio n V2X Sidelink communicatio n UTRA intra-band contiguous DL CA and UL CA inter-band DL CA and UL CA Tested Bands / CA- Configurations Selection E02 D05 D01 D01 D12, D13 D14 E16 D01 E01 E03 HD- HD- HD- FDD T DD Additional Information

14 13 TS V ( ) Clause Title Release Applicability 6.3.2A A B 6.3.2E 6.3.2EA 6.3.2EB 6.3.2F 6.3.2G G A.1 Minimum Output Power for CA (intraband noncontiguous DL CA and UL CA) Minimum Output Power for CA (3UL CA) Minimum Output Power for UL- MIMO Minimum Output Power for category 0 Minimum Output Power for category M1 Minimum Output Power for category 1bis Minimum Output Power for category NB1 Minimum output power for V2X Communication / Non-concurrent with E-UTRA uplink transmissions Minimum output power for V2X Communication / Simultaneous E- UTRA V2X sidelink and E-UTRA uplink transmissions Transmit OFF Power Transmit OFF Power for CA (intraband contiguous DL CA and UL CA) Rel-14 Rel-14 Rel-8 C115 C19a C116a C07 C112 C112a C112c C112b C313 C320 C113 C19 Condition Comments inter-band DL CA and UL CA intra-band contiguous DL CA and UL CA inter-band DL CA and UL CA UL_MIMO UTRA ( category 0 category M1 category 1bis supporting category NB1 supporting V2X Sidelink communicatio n V2X Sidelink communicatio n UTRA intra-band contiguous DL CA and UL CA Tested Bands / CA- Configurations Selection E02 E18 E18 D05 D01 D01 D12, D13 D14 E16 D01 E01 FDD HD- HD- HD- FDD T DD Additional Information

15 14 TS V ( ) Clause Title Release Applicability 6.3.3A A B 6.3.3E 6.3.3EA 6.3.3EB 6.3.3G G Transmit OFF power for CA (interband DL CA and UL CA) Transmit OFF Power for CA (intraband noncontiguous DL CA and UL CA) Transmit OFF power for UL-MIMO Transmit OFF power for category 0 Transmit OFF power for category M1 Transmit OFF power for category 1bis Transmit OFF power for V2X Communication / Non-concurrent with E-UTRA uplink transmissions Transmit OFF power for V2X Communication / Simultaneous E- UTRA V2X sidelink and E-UTRA uplink transmissions General ON/OFF time mask Rel-14 Rel-14 Rel-8 C116 C115 C07 C112 C112a C112c C313 C320 C PRACH time mask Rel-8 C SRS time mask Rel-8 C A.1. 1 General ON/OFF time mask for CA (intra-band contiguous DL CA and UL CA) C19 Condition Comments inter-band DL CA and UL CA intra-band noncontiguous DL CA and UL CA UL_MIMO UTRA ( category 0 category M1 category 1bis supporting V2X Sidelink communicatio n V2X Sidelink communicatio n UTRA UTRA UTRA intra-band contiguous DL CA and UL CA Tested Bands / CA- Configurations Selection E03 E02 D05 D01 D01 D14 E16 D01 D01 D01 E01 HD- HD- T DD Additional Information

16 15 TS V ( ) Clause Title Release Applicability 6.3.4A A A B C C.1_ E E EA EA EA.2.2 General ON/OFF time mask for CA (inter-band DL CA and UL CA) General ON/OFF time mask for CA (intra-band noncontiguous DL CA and UL CA) General ON/OFF time mask for CA (3UL CA) ON/OFF time mask for UL-MIMO General ON/OFF time mask for Dual Connectivity General ON/OFF time mask for asynchronous Dual Connectivity General ON/OFF time mask for category 0 Prach and SRC ON/OFF time mask for category 0 General ON/OFF time mask for category M1 PRACH time mask for category M1 SRS time mask for category M1 C116 C115 C19a C116a C07 C224 C225 C112 C112 C112a C112a C112a Condition Comments inter-band DL CA and UL CA intra-band noncontiguous DL CA and UL CA intra-band contiguous DL CA and UL CA inter-band DL CA and UL CA UL_MIMO supporting Dual Connectivity supporting asynchronou s Dual Connectivity UTRA ( category 0 UTRA ( category 0 category M1 category M1 category M1 Tested Bands / CA- Configurations Selection E03 E02 E18 E18 D05 E03 E03 D01 D01 D01 D01 D01 HD- HD- HD- HD- HD- Additional Information

17 16 TS V ( ) Clause Title Release Applicability 6.3.4EB EB EB F F G G G A.1. 1 General ON/OFF time mask for category 1bis PRACH time mask for category 1bis SRS time mask for category 1bis General ON/OFF time mask for category NB1 NPRACH time mask for category NB1 General ON/OFF time mask for V2X Communication / Non-concurrent with E-UTRA uplink transmissions General ON/OFF time mask for V2X Communication / Simultaneous E- UTRA V2X sidelink and E-UTRA uplink transmissions PSSS/SSSS time mask for V2X Communication / Non-concurrent with E-UTRA uplink transmissions Power Control Absolute Power Tolerance Power Control Relative Power Tolerance Aggregate Power Control Tolerance Power Control Absolute Power Tolerance for CA (intra-band contiguous DL CA and UL CA) Rel13 Rel13 Rel-14 Rel-14 Rel-14 Rel-8 Rel-8 Rel-8 C112c C112c C112c C112b C112b C313 C320 C313 C186 C186 C186 C19 Condition Comments category 1bis category 1bis category 1bis supporting category NB1 supporting category NB1 supporting V2X Sidelink communicatio n V2X Sidelink communicatio n supporting V2X Sidelink communicatio n UTRA Power Class 3 UTRA Power Class 3 UTRA Power Class 3 intra-band contiguous DL CA and UL CA Tested Bands / CA- Configurations Selection D12, D13 D12, D13 D14 E16 D14 D01 D01 D01 E01 HD- FDD HD- FDD T DD Additional Information Not required to be tested in Band 41 for Power Class 2

18 17 TS V ( ) Clause Title Release Applicability 6.3.5A.1. 2 Power Control Absolute Power Tolerance for CA (inter-band DL CA and UL CA) Re C116 C305 Condition Comments inter-band DL CA and UL CA elaa Tested Bands / CA- Configurations Selection E03 Additional Information 6.3.5A.1.2

19 18 TS V ( ) Clause Title Release Applicability 6.3.5A A A A A A A B B.2 Power Control Absolute Power Tolerance for CA (intra-band noncontiguous DL CA and UL CA) Power Control Relative Power Tolerance for CA (intra-band contiguous DL CA and UL CA) Power Control Relative Power Tolerance for CA (inter-band DL CA and UL CA) Power Control Relative Power Tolerance for CA (intra-band noncontiguous DL CA and UL CA) Aggregate Power Control Tolerance for CA (intra-band contiguous DL CA and UL CA) Aggregate Power Control Tolerance for CA (inter-band DL CA and UL CA) Aggregate Power Control Tolerance for CA (intra-band non-contiguous DL CA and UL CA) Power Control Absolute power tolerance for UL- MIMO Power Control Relative power tolerance for UL- MIMO Rel-14 C115 C19 C116 C305 C115 C19 C116 C115 C07 C07 Condition Comments intra-band noncontiguous DL CA and UL CA intra-band contiguous DL CA and UL CA inter-band DL CA and UL CA elaa intra-band noncontiguous DL CA and UL CA intra-band contiguous DL CA and UL CA inter-band DL CA and UL CA intra-band noncontiguous DL CA and UL CA UL_MIMO UL_MIMO Tested Bands / CA- Configurations Selection E02 E01 E03 E02 E01 E03 E02 D05 D05 Additional Information

20 19 TS V ( ) Clause Title Release Applicability 6.3.5B C C.2_ E E E EA EA EA EA.3 _ EB EB EB F.1 Aggregate power control tolerance for UL-MIMO Power Control Relative power tolerance for Dual Connectivity Power Control Relative power tolerance for asynchronous Dual Connectivity Power Control Absolute power tolerance for category 0 Power Control Relative power tolerance for category 0 Aggregate power control tolerance for category 0 Power control for category M1 Power Control Relative power tolerance for category M1 Aggregate power control tolerance for category M1 Aggregate power control tolerance for category M1 (CE Mode B) Power Control Absolute power tolerance for category 1bis Power Control Relative power tolerance for category 1bis Aggregate power control tolerance for category 1bis Power Control Absolute power tolerance for category NB1 Rel13 Rel13 Rel13 C07 C224 C225 C112 C112 C112 C112a C112a C112a C156c C112c C112c C112c C112b Condition Comments UL_MIMO supporting Dual Connectivity supporting asynchronou s Dual Connectivity UTRA ( category 0 UTRA ( category 0 UTRA ( category 0 category M1 category M1 category M1 category M1 category 1bis category 1bis category 1bis supporting category NB1 Tested Bands / CA- Configurations Selection D05 E03 E03 D01 D01 D01 D01 D01 D01 D02 D12, D13 HD- HD- HD- HD- HD- HD- HD- FDD HD- FDD Additional Information

21 20 TS V ( ) Clause Title Release Applicability 6.3.5F F _ _ _ G G.2 Power Control Relative power tolerance for category NB1 Aggregate power control tolerance for category NB1 Power Control Absolute Power Tolerance for HP Power Control Relative Power Tolerance for HP Aggregate Power Control Tolerance for HP Power Control Absolute power tolerance for V2X Communication / Non-concurrent with E-UTRA uplink transmissions Power Control Absolute power tolerance for V2X Communication / Simultaneous E- UTRA V2X sidelink and E-UTRA uplink transmissions Rel-14 Rel-14 C112b C112b C39 C39 C39 C313 C Frequency Error Rel-8 C A A A.3 Frequency Error for CA (intra-band contiguous DL CA and UL CA) Frequency error for CA (inter-band DL CA and UL CA) Frequency Error for CA (intra-band noncontiguous DL CA and UL CA) C19 C116 C115 Condition Comments supporting category NB1 supporting category NB1 UTRA Power Class 1 or Power Class 2 UTRA Power Class 1 or Power Class 2 UTRA Power Class 1 or Power Class 2 supporting V2X Sidelink communicatio n V2X Sidelink communicatio n UTRA intra-band contiguous DL CA and UL CA inter-band DL CA and UL CA intra-band noncontiguous DL CA and UL CA Tested Bands / CA- Configurations Selection D12, D13 D12, D13 D04 D04 D04 D14 E16 D01 E01 E03 E02 HD- FDD HD- FDD T DD Additional Information FDD is for Power Class1, is for Power Class 2 FDD is for Power Class1, is for Power Class 2 FDD is for Power Class1, is for Power Class 2

22 21 TS V ( ) Clause Title Release Applicability 6.5.1A B 6.5.1D D E 6.5.1EA 6.5.1EA_ EB 6.5.1F 6.5.1G.1 Frequency error for CA (3UL CA) Frequency Error for UL-MIMO Frequency error for ProSe Direct Discovery Frequency error for ProSe Direct Communication Frequency Error for category 0 Frequency Error for category M1 Frequency Error for category M1 (CEmodeB) Frequency Error for category 1bis Frequency Error for category NB1 Frequency Error for V2X Communication / Non-concurrent with E-UTRA uplink transmission Rel-14 C19a C116a C07 C163 C162 C112 C112a C156c C112c C112b C313 Condition Comments intra-band contiguous DL CA and UL CA inter-band DL CA and UL CA UL_MIMO ProSe direct discovery ProSe direct communicatio n UTRA ( category 0 category M1 and ( category M1 and CE Mode B) category 1bis supporting category NB1 supporting V2X Sidelink communicatio n Tested Bands / CA- Configurations Selection E18 E18 D05 D10 D10 D01 D01 D02 D01 D12, D13 D14 HD- HD- HD- HD- FDD Additional Information

23 22 TS V ( ) Clause Title Release Applicability 6.5.1G _ _ A E E EA EA EB F G. 1 Frequency error for V2X Communication / Simultaneous E- UTRA V2X sidelink and E-UTRA uplink transmissions Error Vector Magnitude (EVM) Error Vector Magnitude (EVM) for UL 64QAM Error Vector Magnitude (EVM) for UL 256QAM PUSCH-EVM with exclusion period Error Vector Magnitude for category 0 PUSCH-EVM with exclusion period for category 0 Error Vector Magnitude (EVM) for category M1 PUSCH-EVM with exclusion period for category M1 Error Vector Magnitude (EVM) for category Error Vector Magnitude (EVM) for category NB1 Error Vector Magnitude (EVM) for V2X Communication / Non-concurrent with E-UTRA uplink transmissions Rel-14 Rel-8 Rel-14 Rel-8 Rel-14 C320 C113 C147 C301 C113 C112 C112 C112a C112a C112c C112b C Carrier leakage Rel-8 C E Carrier leakage for category 0 C112 Condition Comments V2X Sidelink communicatio n UTRA UL 64QAM UL 256QAM UTRA UTRA ( category 0 UTRA ( category 0 category M1 category M1 category 1bis supporting category NB1 supporting V2X Sidelink communicatio n UTRA UTRA ( category 0 Tested Bands / CA- Configurations Selection E16 D01 D01 D01 D01 D01 D01 D01 D01 D01 D12, D13 D14 D01 D01 T DD HD- HD- HD- HD- HD- FDD HD- Additional Information Note 1

24 23 TS V ( ) Clause Title Release Applicability EA EB F G E EA EB F G G E Carrier leakage for category M1 Carrier leakage for category 1bis Carrier leakage for category NB1 Carrier leakage for V2X Communication / Non-concurrent with E-UTRA uplink transmissions In-band emissions for non allocated RB In-band emissions for non allocated RB for category 0 In-band emissions for non allocated RB for category M1 In-band emissions for non allocated RB for category 1bis In-band emissions for non allocated RB for category NB1 In-band emissions for non-allocated RB for V2X Communication / Non-concurrent with E-UTRA uplink transmissions Introduction of Inband emissions for non-allocated RB for V2X Communication / Simultaneous E- UTRA V2X sidelink and E-UTRA uplink transmissions EVM equalizer spectrum flatness EVM equalizer spectrum flatness for category 0 Rel-14 Rel-8 Rel-14 Rel-14 Rel-8 C112a C112c C112b C313 C113 C112 C112a C112c C112b C313 C320 C113 C112 Condition Comments category M1 category 1bis supporting category NB1 supporting V2X Sidelink communicatio n UTRA UTRA ( category 0 category M1 category 1bis supporting category NB1 supporting V2X Sidelink communicatio n V2X Sidelink communicatio n UTRA UTRA ( category 0 Tested Bands / CA- Configurations Selection D01 D01 D12, D13 D14 D01 D01 D01 D01 D12, D13 D14 E16 D01 D01 HD- HD- FDD HD- HD- HD- FDD T DD HD- Additional Information

25 24 TS V ( ) Clause Title Release Applicability EA EB G A A.1. 1_ A.1. 1_ A A.1. 2_ A.1. 2_2 EVM equalizer spectrum flatness for category M1 EVM equalizer spectrum flatness for category 1bis Spectrum Emission Mask for V2X Communication / Non-concurrent with E-UTRA uplink transmissions Error Vector Magnitude (EVM) for CA (intra-band contiguous DL CA and UL CA) EVM for CA (intraband contiguous DL CA and UL CA) with UL 64QAM EVM for CA (intraband contiguous DL CA and UL CA) with UL 256QAM Error Vector Magnitude (EVM) for CA (inter-band DL CA and UL CA) Error Vector Magnitude (EVM) for CA (inter-band DL CA and UL CA) for UL 64QAM Error Vector Magnitude (EVM) for CA (inter-band DL CA and UL CA) for UL 256QAM Rel-14 Rel-14 Rel-14 C112a C112c C313 C19 C148 C302 C116 C160 C303 Condition Comments category M1 category 1bis supporting V2X Sidelink communicatio n intra-band contiguous DL CA and UL CA intra-band contiguous DL CA and UL CA and UL 64QAM. intra-band contiguous DL CA and UL CA and UL 256QAM. inter-band DL CA and UL CA inter-band DL CA and UL CA and UL 64QAM inter-band DL CA and UL CA and UL 256QAM. Tested Bands / CA- Configurations Selection D01 D01 D14 E01 E01 E01 E03 E03 E03 HD- Additional Information Note 1 Note 1

26 25 TS V ( ) Clause Title Release Applicability 6.5.2A A.1. 3_ A.1. 3_ A A A A A.3. 2 Error Vector Magnitude (EVM) for CA (intra-band non-contiguous DL CA and UL CA) Error Vector Magnitude (EVM) for CA (intra-band non-contiguous DL CA and UL CA) for UL 64QAM Error Vector Magnitude (EVM) for CA (intra-band non-contiguous DL CA and UL CA) for UL 256QAM Carrier leakage for CA (intra-band contiguous DL CA and UL CA) Carrier leakage for CA (inter-band DL CA and UL CA) Carrier leakage for CA (intra-band noncontiguous DL CA and UL CA) In-band emissions for non allocated RB for CA (intraband contiguous DL CA and UL CA) In-band emissions for non allocated RB for CA (interband DL CA and UL CA) Rel-14 C115 C185 C304 C19 C116 C115 C19 C116 Condition Comments intra-band noncontiguous DL CA and UL CA intra-band noncontiguous DL CA and UL CA and UL 64QAM intra-band noncontiguous DL CA and UL CA and UL 256QAM intra-band contiguous DL CA and UL CA inter-band DL CA and UL CA intra-band noncontiguous DL CA and UL CA intra-band contiguous DL CA and UL CA inter-band DL CA and UL CA Tested Bands / CA- Configurations Selection E02 E02 E02 E01 E03 E02 E01 E03 Additional Information

27 26 TS V ( ) Clause Title Release Applicability 6.5.2A B B B B A A A B 6.6.1E In-band emissions for non allocated RB for CA (intraband noncontiguous DL CA and UL CA) Error Vector Magnitude for UL- MIMO Carrier leakage for UL-MIMO In-band emissions for non allocated RB for UL-MIMO EVM equalizer spectrum flatness for UL-MIMO Occupied bandwidth Occupied bandwidth for CA (intra-band contiguous DL CA and UL CA) 6.6.1A.2 Occupied bandwidth for CA (inter-band DL CA and UL CA) Occupied bandwidth for CA (intra-band noncontiguous DL CA and UL CA) Occupied bandwidth for UL- MIMO Occupied bandwidth for category 0 Rel-8 Rel-14 C115 C07 C07 C07 C07 C113 C19 C116 C305 C115 C07 C112 Condition Comments intra-band noncontiguous DL CA and UL CA UL_MIMO UL_MIMO UL_MIMO UL_MIMO UTRA intra-band contiguous DL CA and UL CA inter-band DL CA and UL CA elaa intra-band noncontiguous DL CA and UL CA UL_MIMO UTRA ( category 0 Tested Bands / CA- Configurations Selection E02 D05 D05 D05 D05 D01 E01 E03 E02 D05 D01 HD- Additional Information

28 27 TS V ( ) Clause Title Release Applicability 6.6.1EA 6.6.1EB 6.6.1F 6.6.1G G _ A A A B E Occupied bandwidth for category M1 Occupied bandwidth for category 1bis Occupied bandwidth for category NB1 Occupied bandwidth for V2X Communication / Non-concurrent with E-UTRA uplink transmission Occupied bandwidth for V2X Communication / Simultaneous E- UTRA V2X sidelink and E-UTRA uplink transmissions Spectrum Emission Mask Spectrum Emission Mask for Multicluster PUSCH Spectrum Emission Mask for CA (intraband contiguous DL CA and UL CA) Spectrum Emission Mask for CA (interband DL CA and UL CA) Spectrum Emission Mask for CA (intraband noncontiguous DL CA and UL CA) Spectrum Emission Mask for UL-MIMO Spectrum Emission Mask for category 0 Rel-14 Rel-14 Rel-8 C112a C112c C112b C313 C320 C113 C100 C19 C116 C115 C07 C112 Condition Comments category M1 category 1bis supporting category NB1 supporting V2X Sidelink communicatio n V2X Sidelink communicatio n UTRA Multi-Cluster PUSCH intra-band contiguous DL CA and UL CA inter-band DL CA and UL CA intra-band noncontiguous DL CA and UL CA UL_MIMO UTRA ( category 0 Tested Bands / CA- Configurations Selection D01 D01 D12, D13 D14 E16 D01 D07 E01 E03 E02 D05 D01 HD- HD- T DD HD- Additional Information

29 28 TS V ( ) Clause Title Release Applicability EA EB F G G _ _ A A A. 3 Spectrum Emission Mask for category M1 Spectrum Emission Mask for category 1bis Spectrum Emission Mask for category NB1 Spectrum Emission Mask for V2X Communication Non-concurrent with E-UTRA uplink transmissions Introduction of Spectrum Emission Mask for V2X Communication /Sidelink simultaneous with E-UTRA uplink transmissions Additional Spectrum Emission Mask Additional Spectrum Emission Mask for UL 64QAM Additional Spectrum Emission Mask for UL 256QAM Additional Spectrum Emission Mask for CA (intraband contiguous DL CA and UL CA) Additional Spectrum Emission Mask for CA (interband DL CA and UL CA) Additional Spectrum Emission Mask for CA (intraband noncontiguous DL CA and UL CA) Rel-14 Rel-14 Rel-8 Rel-14 C112a C112c C112b C313 C320 C113 C147 C301 C319 C116 C115 Condition Comments category M1 category 1bis supporting category NB1 supporting V2X Sidelink communicatio n V2X Sidelink communicatio n UTRA UL 64QAM UL 256QAM intra-band contiguous DL CA and UL CA inter-band DL CA and UL CA intra-band noncontiguous DL CA and UL CA Tested Bands / CA- Configurations Selection D01 D01 D11 D14 E16 D01 D01 D01 E01 E03 E02 HD- HD- FDD T DD Additional Information Note 1

30 29 TS V ( ) Clause Title Release Applicability A. 1_ A. 2_ B E EA EB G G _ _2 Additional Spectrum Emission Mask for CA (intraband contiguous DL CA and UL CA) for UL 64QAM Additional Spectrum Emission Mask for CA (interband DL CA and UL CA) for UL 64QAM Additional Spectrum Emission Mask for UL-MIMO Additional Spectrum Emission Mask for category 0 Additional Spectrum Emission Mask for category M1 Additional Spectrum Emission Mask for Category 1bis Additional Spectrum Emission Mask for V2X Communication / Non-concurrent with E-UTRA uplink transmission Additional Spectrum Emission Mask for V2X Communication / Sidelink simultaneous with E-UTRA uplink transmissions Adjacent Channel Leakage power Ratio Adjacent Channel Leakage power Ratio for HP Adjacent Channel Leakage power Ratio for Multi- Cluster PUSCH Rel-14 Rel-14 Rel-8 C148 C160 C07 C112 C112a C112c C313 C320 C186 C39 Condition C159 (Note 2) Comments intra-band contiguous DL CA and UL CA and UL 64QAM. inter-band DL CA and UL CA and UL 64QAM UL_MIMO UTRA ( category 0 category M1 category 1bis supporting V2X Sidelink communicatio n V2X Sidelink communicatio n UTRA Power Class 3 UTRA Power Class 1 or Power Class 2 Multi-Cluster PUSCH Tested Bands / CA- Configurations Selection E01 E03 D05 D01 D01 D01 D14 E16 D01 D04 D07 HD- HD- T DD Additional Information Note 1 Note 1 Not required to be tested in Band 41 for Power Class 2 FDD is for Power Class1, is for Power Class 2

31 30 TS V ( ) Clause Title Release Applicability A A A A. 1_ A. 2_ A. 3_ A. 3_ B Adjacent Channel Leakage power Ratio for CA (intraband contiguous DL CA and UL CA) Adjacent Channel Leakage power Ratio for CA (interband DL CA and UL CA) Adjacent Channel Leakage power Ratio for CA (intraband noncontiguous DL CA and UL CA) Adjacent Channel Leakage power Ratio for CA (intraband contiguous DL CA and UL CA) for UL 64QAM Adjacent Channel Leakage power Ratio for CA (interband DL CA and UL CA) for UL 64QAM Adjacent Channel Leakage power Ratio for CA (intraband noncontiguous DL CA and UL CA) for UL 64QAM Adjacent Channel Leakage power Ratio for CA (intraband noncontiguous DL CA and UL CA) for UL 256QAM Adjacent Channel Leakage power Ratio for UL-MIMO Rel-14 Rel-14 C19 C116 C305 C115 C148 C160 C161 C304 C07 Condition Comments intra-band contiguous DL CA and UL CA inter-band DL CA and UL CA elaa intra-band noncontiguous DL CA and UL CA intra-band contiguous DL CA and UL CA and UL 64QAM inter band DL CA and UL CA and UL 64QAM intra-band noncontiguous DL CA and UL CA and UL 64QAM intra-band noncontiguous DL CA and UL CA and UL 256QAM UL_MIMO Tested Bands / CA- Configurations Selection E01 E03 E02 E01 E03 E02 E02 D05 Additional Information Note 1 Note 1 Note 1

32 31 TS V ( ) Clause Title Release Applicability E EA EB F G _ _4 Adjacent Channel Leakage power Ratio for category 0 Adjacent Channel Leakage power Ratio for category M1 Adjacent Channel Leakage power Ratio for Category 1bis Adjacent Channel Leakage power Ratio for category NB1 Adjacent Channel Leakage power Ratio for V2X Communication / Non-concurrent with E-UTRA uplink transmissions Adjacent Channel Leakage power Ratio for UL 64QAM Adjacent Channel Leakage power Ratio for Multi- Cluster PUSCH with UL 64QAM Adjacent Channel Leakage power _5 Ratio for UL 256QAM Void _ A A. 2 Transmitter Spurious emissions Transmitter Spurious emissions for Multi-Cluster PUSCH Transmitter Spurious emissions for CA (intra-band contiguous DL CA and UL CA) Transmitter Spurious emissions for CA (inter-band DL CA and UL CA) Rel-14 Rel-14 Rel-8 C112 C112a C112c C112b C313 C147 C149 C301 C113 C100 C19 C116 Condition Comments UTRA ( category 0 category M1 category 1bis supporting category NB1 supporting V2X Sidelink communicatio n UL 64QAM Multi-Cluster PUSCH and UL 64QAM UL 64QAM UTRA Multi-Cluster PUSCH intra-band contiguous DL CA and UL CA inter-band DL CA and UL CA Tested Bands / CA- Configurations Selection D01 D01 D01 D11 D14 D01 D07 D01 D01 D07 E01 E03 HD- HD- HD- FDD Additional Information Note 1 Note 1

33 32 TS V ( ) Clause Title Release Applicability A F F A A A _ _ A. 1 Transmitter Spurious emissions for CA (intra-band non-contiguous DL CA and UL CA) Transmitter Spurious emissions for category NB1 Spurious emission band coexistence for category NB1 Spurious emission band coexistence Spurious emission band coexistence for CA (intra-band contiguous DL CA and UL CA) Spurious emission band coexistence for CA (inter-band DL CA and UL CA) Spurious emission band coexistence for CA (intra-band noncontiguous DL CA and UL CA) Additional spurious emissions Additional spurious emissions for UL 64QAM Additional spurious emissions for UL 256QAM Additional spurious emissions for CA (intra-band contiguous DL CA and UL CA) Rel-14 Rel-8 Rel-8 Rel-14 C305 C115 C112b C112b C113 C19 C116 C115 C113 C147 C301 C319 Condition Comments elaa intra-band noncontiguous DL CA and UL CA supporting category NB1 supporting category NB1 UTRA intra-band contiguous DL CA and UL CA inter-band DL CA and UL CA intra-band noncontiguous DL CA and UL CA UTRA UL 64QAM UL 256QAM intra-band contiguous DL CA and UL CA Tested Bands / CA- Configurations Selection E02 D11 D11 D01 E01 E03 E02 D01 D01 D01 E01 HD- FDD HD- FDD Additional Information Note 1

34 33 TS V ( ) Clause Title Release Applicability A. 1_ A A. 2_ A B E E EA EA EA.3 Additional spurious emissions for CA (intra-band contiguous DL CA and UL CA) for UL 64QAM Additional spurious emissions for CA (inter-band DL CA and UL CA) Additional spurious emissions for CA (inter-band DL CA and UL CA) for UL 64QAM Additional spurious emissions for CA (intra-band noncontiguous DL CA and UL CA) Spurious emission band coexistence for UL- MIMO Transmitter Spurious emissions for category 0 Transmitter Spurious Band co-existence for category 0 Transmitter Spurious emissions for category M1 Spurious emission band coexistence for category M1 Additional spurious emissions for category M1 Rel-14 C148 C116 C305 C160 C115 C07 C112 C112 C112a C112a C112a Condition Comments intra-band contiguous DL CA and UL CA and UL 64QAM. inter-band DL CA and UL CA elaa inter-band DL CA and UL CA and UL 64QAM intra-band noncontiguous DL CA and UL CA UL_MIMO UTRA ( category 0 UTRA ( category 0 category M1 category M1 category M1 Tested Bands / CA- Configurations Selection E01 E03 E03 E02 D05 D01 D01 D01 D01 D01 HD- HD- HD- HD- HD- Additional Information Note 1 Note 1

35 34 TS V ( ) Clause Title Release Applicability 6.6.3EB EB EB E G G.1_ G G.2_ A.1 6.7A.2 Transmitter Spurious emissions for category 1bis Spurious emission band coexistence for category 1bis Additional spurious emissions for category 1bis Additional spurious emissions for category 0 Transmitter Spurious emissions for V2X Communication / Non-concurrent with E-UTRA uplink transmissions Spurious emission band coexistence for V2X Communication / Non-concurrent with E-UTRA uplink transmissions Spurious emission for V2X Communication / Sidelink simultaneous with E-UTRA uplink transmissions Spurious emission band coexistence for V2X Communication / Sidelink simultaneous with E-UTRA uplink transmissions Transmit intermodulation Transmit intermodulation for CA (intra-band contiguous DL CA and UL CA) Transmit intermodulation for CA (inter-band DL CA and UL CA) Rel-14 Rel-14 Rel-14 Rel-14 Rel-8 C112c C112c C112c C112 C313 C313 C320 C320 C113 C19 C116 Condition Comments category 1bis category 1bis category 1bis UTRA ( category 0 supporting V2X Sidelink communicatio n supporting V2X Sidelink communicatio n V2X Sidelink communicatio n V2X Sidelink communicatio n UTRA intra-band contiguous DL CA and UL CA inter-band DL CA and UL CA Tested Bands / CA- Configurations Selection D01 D01 D01 D01 D14 D14 E16 E16 D01 E01 E03 HD- T DD T DD Additional Information

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