European Platform on Rare Diseases Registration

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The European Commission s science and knowledge service Joint Research Centre European Platform on Rare Diseases Registration Simona Martin Agnieszka Kinsner-Ovaskainen Monica Lanzoni Andri Papadopoulou Directorate F, Unit F.1 3 rd European Reference Networks Conference Vilnius, 9 March 2017

Directorate-General Joint Research Centre (DG JRC F.1.) Directorate-General Health and Food Safety (DG SANTE C.1.) Development and Maintenance of the European Platform on Rare Diseases Registration

Directorate-General Joint Research Centre (DG JRC F.1.) Directorate-General Health and Food Safety (DG SANTE C.1.) Development and Maintenance of the European Platform on Rare Diseases Registration limited number of patients scattered knowledge and expertise (diagnosis, treatment) High European added value fragmentation of data sources (>600 registries)

EU Platform on Rare Diseases Registration Knowledge generation centre / unified source of information for RD Providers of information Users of information

EU Platform on Rare Diseases Registration Knowledge generation centre / unified source of information for RD Registries - national - regional - local - hospital - patients' Users of information European surveillance networks

EU Platform on Rare Diseases Registration Knowledge generation centre / unified source of information for RD Registries - national - regional - local - hospital - patients' European surveillance networks Healthcare providers Patients Researchers Industry Policy makers

EU Platform on RD Registration Functions: INTEROPERABILITY SUSTAINABILITY

EU Platform on RD Registration- Functions: INTEROPERABILITY DATA SHARING Inventory of RD registries

EU Platform on RD Registration- Functions: INTEROPERABILITY DATA SHARING Inventory of RD registries Central Metadata Repository

EU Platform on RD Registration- Functions: INTEROPERABILITY DATA SHARING Inventory of RD registries Web hub: access to RD data collections Central Metadata Repository

EU Platform on RD Registration- Functions: INTEROPERABILITY DATA SHARING Inventory of RD registries Web hub: access to RD data collections Central Metadata Repository Standards Tools

EU Platform on RD Registration- Functions: INTEROPERABILITY DATA SHARING Inventory of RD registries Web hub: access to RD data collections Central Metadata Repository ERNs Standards Tools - existing registries/erns - new registries/erns

2 nd INTEROPERABILITY WORKSHOP Luxembourg, 30 November 2017 Participants: - ERNs Board of MS - EU RD-related projects - ERNs coordinators - RD-Action - RD experts - SANTE C1, B3, B4, A4, JRC F1 ERN IT Platform EU RD Platform

ERN IT Platform EU RD Platform Registration of patient data for care / treatment purposes Virtual consultations Creation of new registries Interoperability for the 600+ European registries including ERN registries Support for creation of new registries including ERN registries Interoperability of existing registries Standards and tools for RD registries including ERN registries

FIRST INTEROPERABILITY WORKSHOP 7 8 April 2016, Luxembourg Mapping interoperability needs of stakeholders for data collection and data sharing Registries National authorities Patients Regulators

Mapping interoperability needs of stakeholders Compatibility of procedures for improving use of RD registry data / information exchange 1. Standards Common data elements Terminology Data quality Guidelines for creation of new registries 2. Linkage of RD registries with biobank data 3. Specific advice on legal, privacy aspects, etc.

Identification of: the specific outputs of registry-related projects, appropriate to be incorporated in the Platform as interoperability tools. Registry-related projects RD-JA EUCERD-JA Orphanet RD-CONNECT EPIRARE IRDiRC PARENT OSSE EXPAND Recommendations of EC Expert Group RD

EU Platform on Rare Diseases Registration INTEROPERABILITY SUSTAINABILITY Data Repository JRC-EUROCAT Central Registry JRC-SCPE Central Registry Central Database Central Database

EUROCAT Registries: Active 45 (25countries) Total 69 (28countries) Full: 33 Associate 6 Affiliate 6 Past 14 Applicant 10

SCPE Registries: Active 24 (20countries) Total 33 (24countries) Active: 24 Non-active 7 Applicant 2

Transfer to the JRC Meetings JRC-EUROCAT Management Committee JRC-SCPE Management Committee 2015 6/2015 (11/2015) 10/2015 (1/2016) JRC-EUROCAT Collaboration Agreement JRC-SCPE Collaboration Agreement SIGNATURE Annual Registry Leader s Meeting Collaboration Agreement entered into force Annual Plenary meeting

Data Transfer 2014 2015 Declaration from registries Data transfer from individual registries Rebuilding of Central Database Data submission (regular) Agreement IT Support team JRCregistries

o o o o o collection of data from the registries data management including data checking, standardisation, quality assessment, validation, statistical analysis for monitoring of clusters and trends documentation and implementation of ensure data security procedures provision of output of analysis for further dissemination communication with the registries and feedback on data -related issues and results of the monitoring

Meetings Transfer to the JRC JRC-EUROCAT Collaboration Agreement JRC-SCPE Collaboration Agreement SIGNATURE JRC Legal advice Unit IP Rights Office Procurement Service Data Protection Information Security Web Registration

Data acquisition at JRC-EUROCAT central registry level Registry file Registry file Registry file Data reception JRC secure data portal Data Check ECD software Registry file @Central Registry Data Import Validation Verification Registry file @Central Registry EUROCAT Central Database Feed-back Reporting ECD software Data Analysis Data Release 25

Data Security: the JRC-EUROCAT Information System 26

Data Protection: procedure for processing data at the JRC-EUROCAT Central Registry Notification to the Commission's Data Protection Officer of data processing on JRC EUROCAT Central Database. - DP: Data Protection The DP notification validation is managed online with DPO-2 System by - Data Controller: PHPS HOU - DPC: DP Coordinator (JRC-Ispra) - DPO: Commission's DP Officer - EDPS: European DP Supervisor Register of the DPO: http://ec.europa.eu/dataprotectionofficer /dpo_register_en.htm Draft Notification submitted by Data Controller Notification validation approved by Data Protection Coordinator Notification validation approved by Data Protection Officer Prior-check approved by European Data Protection Supervisor Notification accepted by Data Protection Officer Comments / review Comments / review Comments / review Publication on the Register of the DPO 27

Data Request: procedure for obtaining data from the JRC-EUROCAT Central Registry 1. Lead Investigator Sends a study outline for initial assessment, and then the data request form and study protocol for detailed assessment 2. Management Committee Approves with specifics Data Request Form 3. Requested registries Give permission Registry Participation Form 4. Lead Investigator Agrees and signs Data Request Declaration 5. Management Committee Approves Data Release Approval 28

Website registration Roles in the recording project: - Site Owner (SO) - Web Master (WM) - Head of Unit (HOU) - The Global Controllers: Communication Unit/DG (COM) Communication Correspondent (COCOM) Local Informatics Security Officer (LISO) Intellectual Property Rights Unit (IPR) Data Protection Coordinator (DPC) Information and Communication Technologies Unit (ICT) 1. The new site is relevant (COM) 2. URL not conflicting with other JRC activities (COCOM) 3. Website complies with JRC communication objectives (COCOM) 4. Website complies with Information Providers Guide (COM) 5. Website complies with JRC IT Security policy (LISO) Visual identity Security Plan Steps of the recording project: 6. Website complies with Copyright rules (IPR) IP rights - Definition and Development - Approval and Validation - Allowance and Compliance - Activation and Production 7. Website complies with Data Protection rules (DPC) - Revalidation and Deactivation Website recorded on JRC Website Register DP Notification 8. All required technical parameters are known, Website is activated (ICT) 29

JRC-EUROCAT Central DATABASE evolution Rebuilding Central Database 1 st Data Collection 2 nd Data Collection 3rd Data Collection Var% cases: 10% 3/2015 11/2015 3/2016 9/2016

Standardised procedures for data processing Data release for European studies

Interoperability between registries Level 6: requires that conceptual models are documented based on engineering methods enabling their interpretation and evaluation by other engineers Level 5: the system operates on data over time, state of that system will change, this affects data interchange. Systems able to comprehend the changes occurred over time Level 4: interoperating systems are aware of the methods used by each system. Use of the data/context of its application is understood by the participating systems Level 3: meaning of data is shared; content of the information exchanged unambiguously defined Level 2: common structure to exchange information; i.e., common data format Level 1: communication protocol between participating systems Level 0: stand-alone systems. No Interoperability. * Tolk A, Diallo SY, Turnitsa CD, Winters LS (2006) "Composable M&S Web Services for Net-centric Applications," Journal for Defense Modeling & Simulation (JDMS), Volume 3 Number 1, pp. 27-44, January 2006

EUROCAT network internal interoperability (1) Level 1: communication protocol (Technical interoperability) Timing (twice a year) and rules for data transmission (JRC-EUROCAT data portal) are defined Level 2: common data format (Syntactic interoperability).csv file with predefined named fields (variables) For the formal correctness of data, two softwares were developed: 1)EDMP: software for management of data at registry level. Contains a routine to export data in predefined format; must be used also if the registry collects and manages the data in a different IT system, in order to assure that the data can be imported in 2)ECD: software for the management of the data at the Central Registry. Detection of syntactic errors (data checks) are implemented in both softwares. Level 3: content of information exchange unambiguously defined (Semantic interoperability) Definition of variables, Codification systems; Instructions in EUROCAT Guide 1.4. International references codification systems are used for malformations/drugs/omim/karyotypes

EUROCAT network internal interoperability (2) Level 4: Use of data/context of its application is understood by the participating systems. (Pragmatic interoperability) Different types of aggregation/analysis performed at the Central Registry defined/described/interpreted in EUROCAT Guide 1.4.; agreed use of data implemented in ECD/EDMP; results shared with and approved by registries before dissemination on the network's website Level 5: systems comprehend changes occurred over time. (Dynamic interoperability) Changes in the data stored in the Central database (ECD) are traced. Modification in codification systems are implemented in ECD/EDMP. Level 6: conceptual models are documented. All the procedures of the network, algorithms and analysis applied, data request/sharing rules with third parties are defined in controlled documentation.

EUROCAT network external interoperability data collected by the network is codified in an unambiguous way; when possible, the single variables are codified using validated international classification systems data sent to the Central Registry is pseudo-anonymized using an unique ID for every case defined at local level (registries) possibility to link data with other databases (EUROCAT-derived projects); linked to spatial environmental databases through the place of residence of the case.