Earth Observation Payload Data Ground Systems Infrastructure Evolution LTDP SAFE. EO Collection and EO Product metadata separation Trade-Off

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Earth Observation Payload Data Ground Systems Infrastructure Evolution 2011-2014 LTDP SAFE EO Collection and EO Product metadata separation Trade-Off Ref: PDGS-SAFE-GMV-TN-12/0185 Version: 1.0 Date: 18th October 2012 Author Héctor Hugo Pérez Alonso, GMV X 19/10/2012 Firmado por: Héctor Hugo Pérez Alonso Reviewer Fernando Ibáñez, GMV X 19/10/2012 Firmado por: Fernando Ibáñez Casado Approver Adrián Sanz, GMV X 19/10/2012 Firmado por: Adrián Sanz Díaz The work described in this document was performed under ESA Contract. Responsibility for the contents resides in the author or organisation that prepared it. GMV 2012; all rights reserved (GMVAD 21709/12 V1/12) This document shall only be reproduced for the agreed purpose for which it has been supplied.

Table of Contents 1 Introduction... 4 1.1 Purpose...4 1.2 Scope...4 1.3 Document Structure...4 1.4 Document Status...4 1.5 Applicable Documents...4 1.6 Reference Documents...5 1.7 Acronyms and Abbreviations...6 1.8 Definitions...6 2 CONTEXT OF COLLECTION METADATA SEPARATION TRADE-OFF... 7 2.1 Collections and EO Products...7 2.2 Reasons for the separation in SAFE...7 2.3 Steps to follow...8 3 IMPACT IN THE FILE STRUCTURE... 9 3.1 Location of ISO 19139 XML Schema file...9 3.2 Location of collection metadata files... 10 3.3 Structure and links of Collection SAFE Packages... 11 4 IMPACT IN METADATA DEFINITION... 13 4.1 OGC EOP metadata... 13 4.2 ISO/INSPIRE metadata... 13 4.3 SAFE Own / QA4EO Metadata... 13 5 CONCLUSION... 14 EO Collection Trade-off page 2 of 16

List of Tables EO Collection metadata separation Table 1-1: Applicable Documents... 5 Table 1-2: Reference Documents... 6 Table 1-3: Acronyms... 6 Table 1-4: Definitions... 6 EO Collection Trade-off page 3 of 16

1 Introduction 1.1 Purpose 1.2 Scope This document contains the trade-off performed on the separation of the collection metadata and the Earth Observation Product metadata within the SAFE metadata model. The purpose of this document is to analyse the ways to perform this separation in order to be in line with HMA. This document evaluates the alternatives for separating both kind of metadata (EO Product and Collection) and chose the most adequate one for the context of SAFE. The scope of this document is the PDR of the LTDP-SAFE project. This analysis has been requested as results of an action (A08) raised in the PDR- C Review within the LTDP-SAFE project. The results obtained from this analysis will be used as a basis to update the SAFE Core documentation for the PDR meeting. 1.3 Document Structure This document is structured by the following blocks: Introduction Context of collection metadata trade-off, describing the concepts and situations at the origin of this analysis o Collections and EO products o Reasons for the separation in SAFE o Steps to follow Impact in the file structure o Location of ISO 19139 XML Schema o Location of collection metadata files o Structure and links of Collection SAFE Packages Impact in metadata definition o OGC EOP Metadata o ISO/INSPIRE Metadata o SAFE Own Metadata o SAFE QA4EO Metadata Conclusions 1.4 Document Status This is the first version of the document issued for open discussion in the SAFE Wiki/Forum web page (http://wiki.services.eoportal.org/tikiindex.php?page=ltdp+safe+wiki) before the PDR. 1.5 Applicable Documents The following table lists the Applicable Documents that have a direct impact on the contents of this document. EO Collection Trade-off page 4 of 16

Acronym Title Reference Issue [SAFE_PRIMER] STANDARD ARCHIVE FORMAT FOR EUROPE PRIMER [SAFE_CORE] STANDARD ARCHIVE FORMAT FOR EUROPE CORE SPECIFICATIONS [SAFE_REC_SPEC] STANDARD ARCHIVE FORMAT FOR EUROPE RECOMMENDATION FOR SPECIALIZATIONS PGSI-GSEG-EOPG-FS- 010-0001 PGSI-GSEG-EOPG-FS- 05-0001 PGSI-GSEG-EOPG-FS- 05-0002 2 2 2 [PDRC_REP] SAFE PDR-C Review Report PDGS-SAFE-GMV-RP- 12/0130 1.0 [SSS] Software System Specification Table 1-: Applicable Documents SAFE-GMV-SSS-001 1.0 1.6 Reference Documents Acronym Title Reference Issue [LTDP Guidelines] [OAIS-RM] European LTDP Common Guidelines Reference Model for an Open Archival Information System (OAIS) GSCB-LTDP-EOPG-GD-09-0002 30/09/2010 Reference Model for an Open Archival Information System (OAIS) -650.0-B-1- January 2002-Blue Book- Copyright 2002 Consultative Committee for Space Data Systems (CCSDS) [OGF-DFDL] OGF-DFDL Standard http://www.ogf.org/dfdl/ [SSS] [XFDU] Software System Specification XML Formatted Data Unit (XFDU) Structure and Construction Rules SAFE-GMV-SSS-001 XML Formatted Data Unit (XFDU) Structure and Construction Rules -661.0- B-1-September 2008-Blue Book-Copyright 2008 Consultative Committee for Space Data Systems (CCSDS) [XML_W3C] XML Schema http://www.w3.org/xml/ Schema 1.1 650.0- B-1 N/A 661.0- B-1 [XML-SCHEMA] XML Schema: Primer Second Edition -W3C Recommendation XML Schema: Primer Second Edition -W3C Recommendation -October 28, 2004-Version 1.0- Copyright 2004 World Wide Web Consortium (W3C) 1.0 EO Collection Trade-off page 5 of 16

Acronym Title Reference Issue [XML-SCHEMA- STRUCT] [XML-SCHEMA- TYPES] XML Schema: Structures Second Edition -W3C Recommendation XML Schema: Data Types Second Edition -W3C Recommendation XML Schema: Structures Second Edition -W3C Recommendation -October 28, 2004-Version 1.0- Copyright 2004 World Wide Web Consortium (W3C) XML Schema: Data Types Second Edition -W3C Recommendation - October 28, 2004-Version 1.0- Copyright 2004 World Wide Web Consortium (W3C) 1.0 1.0 [MDDEF- TRADE_OFF] Trade-off Metadata Definition PDGS-SAFE-GMV-TN- 12/0082 1.0 [SIMPL_TRADE_OF F] Simplification design Trade-off Table 1-: Reference Documents PDGS-SAFE-GMV-TN-12-0171 1.0 1.7 Acronyms and Abbreviations Acronym AIP EO EOP HMA ISO LTDP OAIS OGC PDGS PDR PDR-C QA4EO SAFE SAFE 2.0 Draft XML XSD 1.8 Definitions Meaning Archival Information Package Earth Observation Earth Observation Profile Heterogeneous Mission Access International Organization for Standardization Long Term Data Preservation Open Archival Information System Open Geospatial Consortium Payload Data Ground System Preliminary Design Review Preliminary Design Review Core Quality For EO Satellite Archive Format for Europe SAFE 2.0 presented at PDR-C (Externalisation trade-off) extensible Markup Language XML Schema Definition Table 1-: Acronyms Concept EO Metadata Description XML Metadata file Table 1-: Definitions EO Collection Trade-off page 6 of 16

2 CONTEXT OF COLLECTION METADATA SEPARATION TRADE-OFF The following sections describe the concepts and situations which have originated the need of performing the collection metadata separation tradeoff. 2.1 Collections and EO Products An EO Product is an existent set of EO Data, identifiable by some values such as spatial and/or temporal extent and/or a specific band, etc., which is located physically within a larger dataset called EO Collection. An EO Collection describes a set of related EO Products. Thus EO Collection metadata are those metadata identified for a specific set of related EO products When defining the structure of metadata for EO Data, the HMA project decided to separate EO Collection Metadata and EO Product Metadata. For both types, HMA specified a different metadata model composed by the following standards: EO Products o OGC Earth Observation profile for Observations and Measurements (10-157r3) EO Collections o ISO 19115:2003, Geographic Information Metadata o ISO 19115:2003/Cor 1 2006, Geographic information Metadata - Corrigendum 1 o ISO/TS 19139:2007, Geographic information -- Metadata -- XML schema implementation Hence, HMA provided a clear separation between the metadata for EO Products and the metadata for EO Collections. 2.2 Reasons for the separation in SAFE During the SRR of the LTDP-SAFE project it was decided to adopt the OGC Earth Observation profile for Observations and Measurements (OGC EOP O&M 10-157r3) as the base metadata model for SAFE. As said before, this model corresponds to the EO Products model specified by HMA. Additionally, it was agreed to search for any useful ISO 19115 and INSPIRE metadata which were not addressed in the OGC EOP O&M model in order to include them in the SAFE metadata model. These decisions were applied during the SAFE 2.0 Draft design presented in the PDR-C, with the following consequences: a) Some ISO 19115 metadata were added as an extension to the SAFE metadata model b) Some INSPIRE metadata were added as an extension to the SAFE metadata model EO Collection Trade-off page 7 of 16

c) Some ISO and INSPIRE metadata were considered useful, but were not added to the SAFE metadata model, since it was considered that they could be directly used via the eop:earthobservation/om:metadata link (link to ISO 13139 metadata), which is already present in the OGC EOP metadata model. Since the ISO 19115 metadata are collection metadata and INSPIRE metadata are basically inherited from ISO (thus collection metadata as well), the proposed SAFE 2.0 draft was mixing EO Products metadata and EO Collection metadata, whose separation was one of the goals of the HMA project. Additionally, even if the eop:earthobservation/om:metadata link allows to include ISO/TS 19139 metadata to the OGC EOP XML files, the use of this possibility goes against the aforementioned separation, so it has to be avoided. Therefore, it is needed to redesign the SAFE metadata model structure in order to separate again the EO Product metadata and the EO collection metadata. 2.3 Steps to follow The steps to follow to change the design of SAFE 2.0 Draft version (presented at the PDR-C) and settle a clear separation between EO Product metadata and EO Collection metadata are listed below: 1. First, extract the ISO and INSPIRE metadata from the SAFE extensions out to an independent schema (not an extension) and change them to follow ISO 19139 (or ISO19115-2 and ISO19139-2). 2. Keep the main XML Metadata file compliant to the OGC EO Profile O&M. This XML file will be located inside the EO Package. 3. Define an extension for the rest of metadata (particular SAFE own metadata, QA4EO metadata, etc.) 4. Add a reference in the EO Product package to the separate EO Collection Metadata file, with either of these options: a. Store the EO Collection Metadata in a collection specific "place" (to be defined in the following sections) and link the SAFE EO Product Metadata stored in the SAFE Package with the EO Collection Metadata. b. Store the EO Collection Metadata and the SAFE EO Product Metadata in the same SAFE package. Here the EO Collection Metadata may be redundantly stored, but handling may be easier. Note that the meaning of place will be resolved in the next section. EO Collection Trade-off page 8 of 16

3 IMPACT IN THE FILE STRUCTURE EO Collection metadata separation Starting from the previous chapter, the following files have to be added to the model: a) The ISO 19139 XML Schema specifying the collection types (ISO/TS 19139:2007, Geographic information -- Metadata -- XML Schema implementation). b) An XML file for the collection metadata (compliant to the previous schema). With these files in the model, the EO Product SAFE Packages belonging to the same Collection will need to point somehow to the same set of EO Collection metadata. The following figure shows an example of three collections with different sets of EO Products. Figure 3-: Scenario of EO Product SAFE Packages and collections The following subsections explain the main decisions taken to insert the files in the model. 3.1 Location of ISO 19139 XML Schema file The ISO 19139 XML Schema was already included in the structure, since it is used in the Observations and Measurements main schema (observation.xsd). For the SAFE 2.0 Draft version (presented at the PDR-C) each XML Schema was stored in a specific representation SAFE Package, and this was the case for this one as well. For the new version, all the XML Schemas have been packed in a few SAFE Packages, in the aim of simplifying the whole structure. However, it seems appropriate to keep the ISO 19139 XML Schema in a specific SAFE Package to clearly separate the collection files from the others. This SAFE Package is EO Collection Trade-off page 9 of 16

named EO Collection Schema Base Package. For more details about this structure please refer to [SIMPL_TRADE_OFF]. Therefore, as conclusion, the ISO 19139 XML Schema file will be stored in a specific Representation Package, and of course will be referenced from the files that need to use it. 3.2 Location of collection metadata files Two alternatives are envisaged for the storage of the collection metadata files: 1. Store the EO Collection Metadata in a collection specific place and link the SAFE EO Product Metadata with the EO Collection Metadata located at that place. This option avoids including the same collection metadata file in all the SAFE Packages whose EO Products belong to the same collection. On the other hand, it increases the complexity of the solution, since it requires to define the location for the Collection metadata files (probably at the archive), so the same constraints applied for the other externalised files should be applied for the collection metadata files as well: These files should be located in the archive, and they should be accessible through any means (API, tools, etc.). The preservation of these files should be ensured via a specific package or similar (as for the representation files or the auxiliary files). o The EO Collection Schema should be located in an EO Collection Schema Base Package. o The EO Collection Metadata from the above XML Schema should be located in an EO Collection Package. The links from the SAFE Packages to the EO Collection metadata files could become more complicated. It is the recommended solution. 2. Store the EO Collection metadata and the SAFE EO Product Metadata in the same SAFE Package. This solution a priori seems quite simpler than the first one, although it implies to include the EO Collection file inside each SAFE Package whose EO Product belongs to the EO Collection. The main problem of this redundancy could arise when an EO Collection metadata file has to be modified (in particular, the identifier used to make reference to the collection metadata XML file), and it is needed that the rest of EO Products of the collection become aware of the change. This would require a re-transcription of all the SAFE Packages containing EO Products of the collection, in order to replace the obsolete collection metadata file by the new one. This retranscription is something that has to be avoided by any mean. At the time of this trade-off, it is unknown whether this scenario (changing the existing EO collection metadata files) could occur several times or not but it has been taken into account in order to ensure that this possibility doesn t impact in the proposed solution. EO Collection Trade-off page 10 of 16

Therefore, although at the PDR-C it was stated that the design should be as simple as possible (see action PDR-C_A02), we have to adopt the first solution for its safeness against possible re-transcriptions of products, in spite of the increase of the complexity. Furthermore, it is the solution used in the [SIMPL_TRADE_OFF]. As conclusion, the collection metadata files will be stored in a new kind of SAFE Package (this is the place that was mentioned before), and the policy of linking the EO Product metadata with the EO Collection metadata is described in the following section. 3.3 Structure and links of Collection SAFE Packages The following figure describes the structure of SAFE Packages related to the Collections and their links. This figure only depicts the XML files, since our focus is the metadata and schemas. Hence the binaries and data products of the EO Product SAFE Package are not displayed in the picture for simplicity. Figure 3-: Structure of SAFE Packages and XML files for collection metadata At the top of the figure there is an Earth Observation SAFE Package (EO Product Package), with the manifest (manifest.xml) and the OGC EO Metadata file (eop.xml). This package belongs to a specific Earth Observation collection, so it shall be linked to the corresponding EO Collection SAFE Package. Two kinds of references are foreseen: EO Collection Trade-off page 11 of 16

1. Logical reference inside the metadata. This reference is in charge of establishing the semantic link between the EO Product XML Metadata file and the EO Collection Metadata file. It is defined by a simple identifier/code. It is defined as follows: The following ISO 19139 metadata element shall be present inside all the XML Collection metadata files, and it shall contain the identifier of the ISO 19139 metadata set: /gmd:md_metadata/gmd:identificationinfo/gmd:md_dataidentificati on/gmd:citation/gmd:ci_citation/gmd:identifier The following OGC EOP metadata element shall contain the corresponding ISO 19139 metadata set identifier: /EarthObservation/eop:EarthObservationMetadata/parentIdentifier 2. Reference through the Registry to the Collection SAFE Package. This is the link that defines the physical location of the SAFE EO Collection Package. This will be the common way of making reference to external packages in the new SAFE 2.0. The Registry acts as a mapping between logical and physical references (2 and 3 in the figure). For more information about this kind of links refer to [SIMPL_TRADE_OFF]. In the middle of the figure there is a SAFE EO Collection Package, which is the new kind of package defined in section 3.2. It contains a manifest (manifest.xml) and the EO Collection Metadata file (e.g., collection md.xml). The latter is the XML file with the metadata which are common to a specific collection, and it shall be compliant with the ISO 19139 XML Schema. This EO Collection ISO 19139 XML Schema should be located in a Representation Information Package (EO Collection Schema Base Package). Again, in this case we have two kinds of references: 1. XSD schemalocation reference. This reference is inside the XML file (it comes from the XML specification), and points to the location of the XML Schema to be used for validations. In SAFE these references will point to relative paths within the own package. For more information about this kind of links refer to [SIMPL_TRADE_OFF]. 2. Reference through the Registry to the Representation SAFE Package. This is the link that defines the physical location of the SAFE Representation Package (EO Collection Schema Base Package) with the ISO 19139 Schema (defined in section 3.1). It maps again the logical and physical references (5 and 6 in the figure). For more information about this kind of links refer to [SIMPL_TRADE_OFF]. EO Collection Trade-off page 12 of 16

4 IMPACT IN METADATA DEFINITION 4.1 OGC EOP metadata The only impact in OGC EOP O&M metadata is the use of the /EarthObservation/eop:EarthObservationMetadata/parentIdentifier to make reference to the collection metadata set. This is explained in the previous section. 4.2 ISO/INSPIRE metadata In the SAFE 2.0 Draft version (designed for the PDR-C), a subset of ISO and INSPIRE metadata were identified and added to a specific extension of SAFE, trying to address information that was not covered by the OGC EOP O&M metadata and trying to reduce the number of types in the SAFE XML Schemas. Now, in this trade-off, we have seen that the information in the ISO/INSPIRE extension was in fact collection information, and hence it has to be placed in a specific (and separated) XML file compliant to the ISO 19139 XML Schema. This situation simplifies the whole picture. The ISO 19139 contains all the metadata types for collections and it has to be used as a base. Therefore all the collection metadata types will be available for their use in a SAFE EO Collection Package and the goals are reached: the SAFE format provides all the means to generate SAFE EO Collection Packages according to the needs of the specializations the SAFE format provides the means to link the EO SAFE Products with the SAFE EO Collection Packages (see previous section). 4.3 SAFE Own / QA4EO Metadata These metadata will be placed in a specific extension of SAFE (safe-own). Their structure remains the same, but their definition has to be changed as per the RIDs of the PDR-C (some considerations were provided about the right way of adding extensions, some XML examples were wrong in the Core Specifications, etc). EO Collection Trade-off page 13 of 16

5 CONCLUSION The separation of collection metadata and EO Product metadata in SAFE is feasible, and leads to a better convergence with the HMA approach. It adds some complexity to the solution, because: It leads to handle a new type of SAFE Package: the SAFE EO Collection Packages, in order to avoid dangerous redundancies that could lead to update all the products upon a re-transcription. The new packages are: o SAFE EO Collection Schema Base Package, it contains the ISO 19139 Schema. o SAFE EO Collection Package, it contains the ISO 19139 XML. it requires to use a particular policy of references between metadata On the other hand, it simplifies the way to handle the ISO/INSPIRE metadata in the SAFE metadata model, since in SAFE 2.0 they will directly follow the ISO 19139 Schema. Additionally, thanks to the separation between collection and EO Product metadata, this solution is more flexible, since it allows for including any ISO 19139 collection metadata in the SAFE EO Collection Packages without affecting the EO Product metadata. EO Collection Trade-off page 14 of 16

Change Record EO Collection metadata separation Issue Revision Date Change Status Origin 1 Pr1 18th October 2012 Initial version Héctor Hugo Pérez Alonso GMV EO Collection Trade-off page 15 of 16

< End of Document > EO Collection Trade-off page 16 of 16