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2006-09-22 IEEE C802.16maint-06/055 Project Title Date Submitted IEEE 802.16 Broadband Wireless Access Working Group <http://ieee802.org/16> Fixes for Network Entry Flow Charts 2006-09-22 Source(s) Re: Nadav Lavi et al Alvarion Ltd. [Address Line 1] [Address Line 2] Voice: +97236457834 Fax: [Fax Number] [mailto:nadav.lavi@alvarion.com] Abstract Fixes for Network Entry Flow Charts in 802.16e Purpose Notice Release Patent Policy and Procedures For the review in 802.16 Maint TG This document has been prepared to assist IEEE 802.16. It is offered as a basis for discussion and is not binding on the contributing individual(s) or organization(s). The material in this document is subject to change in form and content after further study. The contributor(s) reserve(s) the right to add, amend or withdraw material contained herein. The contributor grants a free, irrevocable license to the IEEE to incorporate material contained in this contribution, and any modifications thereof, in the creation of an IEEE Standards publication; to copyright in the IEEE s name any IEEE Standards publication even though it may include portions of this contribution; and at the IEEE s sole discretion to permit others to reproduce in whole or in part the resulting IEEE Standards publication. The contributor also acknowledges and accepts that this contribution may be made public by IEEE 802.16. The contributor is familiar with the IEEE 802.16 Patent Policy and Procedures <http://ieee802.org/16/ipr/patents/policy.html>, including the statement "IEEE standards may include the known use of patent(s), including patent applications, provided the IEEE receives assurance from the patent holder or applicant with respect to patents essential for compliance with both mandatory and optional portions of the standard." Early disclosure to the Working Group of patent information that might be relevant to the standard is essential to reduce the possibility for delays in the development process and increase the likelihood that the draft publication will be approved for publication. Please notify the Chair <mailto:chair@wirelessman.org> as early as possible, in written or electronic form, if patented technology (or technology under patent application) might be incorporated into a draft standard being developed within the IEEE 802.16 Working Group. The Chair will disclose this notification via the IEEE 802.16 web site <http://ieee802.org/16/ipr/patents/notices>. 0

Fixes for Network Entry Flow Charts Nadav Lavi, Vladimir Yanover Alvarion Ltd. Kevin Nguyen BECEEM Communication Inc. Maggi Giovanni Siemens 1. Problem definition The following problems were identified in SBC and REG transactions: 1. There is an unclear definition of how to handle expiration of T9 in the BS side in SBC transaction, and expiration of T17 in the BS side in REG transaction. The condition for Release and age-out connections is unclear and not well defined. In addition, this action is local to the BS and thus remains unknown to the MS. We suggest that the BS would send unsolicited RNG-RSP message with Abort instruction when these timers expire. 2. The current Network Entry flow chart cannot handle retransmission, either due to processing delays or message drop. After the BS transmits a response message, it will proceed directly to the next state in the Network Entry flow and thus cannot handle a retransmission of request by the MS; this would cause the Network Entry procedure to end in failure. For example, the following flow chart (Figure 67 in 802.16e- 2005) shows that BS sends SBC-RSP. 1

If the MS does not receive SBC-RSP within T18 timeout, it will retransmit the SBC-REQ (Figure 66). 2

However after sending SBC-RSP, the BS proceeds directly to the registration step. The corresponding flow chart (Figure 70) does not contain any state where a retransmission of SBC-REQ can be received and processed. This is just an example of one single scenario. Similar failures can be identified for other steps in the entire Network Entry flow. 3

We suggest the Network Entry process be specified using 1) Network Entry state machine, and 2) set of actions/procedures of handling the Network Entry messages. This will provide a clearer definition of the network entry procedure as well as the handling of error/failure conditions. Suggested remedy: Replace Figure 67 in 6.3.9.7 with the following figure: 4

Stop T9 Determine and enable SS capabilities SBC-RSP Start/Reset T17 Change state to "wait for REG-REQ" Figure 67-Handling SBC-REQ Replace Figure 68 in 6.3.9.9 with the following figure: Register with BS Send REG-REQ Start T6 Change state to " REG-RSP " Figure 68 Registration SS 5

Replace Figure 70 in 6.3.9.9 with the following figure: Stop T17 No Authorization policy support? Yes Calculate HMAC over REG-REQ HMAC Valid? No REG-RSP with Response = 1 (Message Auth. Failure) Yes Set SS capabilities supported in REG-RSP Change state to " REG-REQ" REG-RSP with Response = 0 (OK) No Managed SS? Yes REG-RSP with Response = 0 (OK) Establish provisioned connections Start T13 Change state to " TFTP-CPLT" Figure 70 Handling REG-REQ Replace Figure 66 in 6.3.9.7 with the following figure: Enable/disable capabilities Authorization policy support? No Yes SS Authorization and Key exchange Register with BS 6

Figure 66 Handling SBC-RSP 7

Add the following Figure: * RNG-CDMA code Got CDMA\ Handle CDMA request * Applies only to OFDMA RNG-REQ * 'SS Ranging Response Processing Time' passed\ Got RNG-REQ\ Handle RNG-REQ T9 expires\ Send RNG-RSP(Abort) Got RNG-REQ\ Handle RNG-REQ SBC-REQ END Got SBC-REQ\ Handle SBC-REQ Got SBC-REQ\ Handle SBC-REQ REG-REQ T17 expires\ Send RNG-RSP(Abort) Got REG-REQ\ Handle REG-REQ Got REG-REQ\ Handle REG-REQ Establish connections /TFTP T13 expires\ Send RNG-RSP(Abort) Figure X Network entry state-machine BS side. 8

* Send CDMA code ranging oppertunity * Applies only to OFDMA Got UL opportunity\ Send RNG-REQ T3 expired & have more retries\ Send RNG-REQ RNG-RSP (T3 expires& retries exhausted) or (RNG-RSP(Abort) from BS)\ Got RNG-RSP\ Handle RNG-RSP T18 expired & have more retries\ Send SBC-REQ SBC-RSP (T18 expires & retries exhausted) or (RNG-RSP(Abort) from BS)\ END Got SBC-RSP\ Handle SBC-RSP T6 expired & have more retries\ Send REG-REQ REG-RSP (T6 expires & retries exhausted) or (RNG-RSP(Abort) from BS)\ Got REG-RSP\ Handle REG-RSP NW Entry Completed Establish connections /Start TFTP Figure Y Network entry state-machine MS side. 9

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