Lecture 05. First Example: A Real Lidar

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Lecture 05. First Example: A Real Lidar Brief review of lidar basics K Doppler lidar system architecture K lidar signal estimate from lidar equation Comparison of estimate to reality Summary

Review of Lidar Basics (, L,,R) T( L,R) T(,R) N L ( L ) (, L )G(R) A R 2

Review Lidar Architecture Basic architecture: three subsystems 1. Lidar Transmitter 2. Lidar Receiver 3. Data Acquisition and Control System Basic function of each subsystem Major components for each subsystem Transmitter: laser(s), collimating and steering mirrors, diagnostic equipment, wavelength control Receiver: telescope(s), collimating optics, filters, photo-detectors DAQ and Control: discriminator, multichannel scaler, DAQ card and code, computer, electronics for trigger control, timing control, etc.

Review Lidar Equation Keep in mind the big picture of a lidar system - Radiation source Radiation propagation in the medium Interaction with the objects Signal propagation in the medium Photons are collected and detected Can you derive a lidar equation by yourself?

Arecibo K Lidar Architecture

Lidar Transmitter A pulsed alexandrite ring laser injection seeded by an external cavity diode laser Seed laser frequency is locked to K D1a Doppler-free feature Twin dual-pass acousto-optic modulators shift seed laser to two wing frequencies Diagnostic equipment: CCD beam profiler, fast photo diode, spectrum analyzer, and oscilloscopes, monitor the spatial, temporal, and spectral features of the lasers to ensure fidelity operation.

Lidar Receiver A Cassegrain optical telescope 80-cm in diameter An optical fiber couples signals to receiver chain A rotating chopper blocks lower atmosphere return to avoid saturating photo detector Coupling/collimating optics An interference filter and a Faraday filter compress bkg while transmits signals A photomultiplier tube (PMT) detects photons in photon counting mode

DAQ and Control System Amplifier to amplify PMT signal Discriminator to judge whether it is real photon signal Multichannel scaler to record data along time bins Computer with DAQ card and code to control system and record data Trigger control to coordinate the entire system Pulse build-up time monitor to preclude signals from bad pulses

Arecibo K Lidar Estimate We want to use the fundamental lidar equation to estimate the detected photon counts of return K signals using the Arecibo K lidar parameters. This is the first step for lidar simulations to assess a lidar potential and system performance. Let us start with the general lidar equation N S (,R) = N L ( L ) [ (, L,,R) R] A R 2 T( L,R)T(,R) [ ] (, L )G(R) [ ]+ N B Resonance fluorescence lidar uses the lidar equation N S (,R) = P L ( ) t A ( eff (,R)n c (z)r B ( ) R) hc 4 R 2 ( T 2 a (,R)T 2 c (,R))( ( )G(R) )+ N B

Lidar Estimate Procedure (1) First, estimate the transmitted laser photon numbers for single lidar pulse N L ( L ) = P L ( L ) t hc L = E pulse hc L Arecibo K Doppler lidar parameters: Laser pulse energy: E pulse = 100 mj Laser central wavelength: L = 770.1088 nm h is Planck constant and c is light speed Therefore, a single lidar pulse sends out photons of N L = 3.88 x 10 17

Lidar Estimate Procedure (2) Second, consider the transmitter steering mirror reflectivity and atmosphere transmission, and estimate the number of laser photons that reach K layers N Trans = N L R Tmirror T atmos Arecibo K Doppler lidar parameters: Transmitter mirrors: 3 mirrors @ R = 99.8% R tmirror = (0.998) 3 = 0.994 Lower atmosphere transmission at 770 nm: T atmos = 80% Therefore, the number of photons reaching K layers N Trans = 3.08 x 10 17

Lidar Estimate Procedure (3) Third, consider the absorption and spontaneous emission procedure, estimate scattering probability and estimate the number of resonance fluorescence photons produced by entire K layers (ignoring extinction in K) N Fluorescence = N Trans P scattering = N Trans eff KAbdn Peak effective cross-section of K D 1a line: eff = 10 x 10-16 m 2 K layer column abundance: KAbdn = 6 x 10 7 cm -2 = 6 x 10 11 m -2 The scattering probability is given by: P scattering = eff x Kabdn = 6 x 10-4 Therefore, the number of fluorescence photons N Fluorescene = 1.85 x 10 14

Lidar Estimate Procedure (4) Fourth, consider the atmosphere transmission for return signals and estimate the number of fluorescence photons that reach the sphere surface at receiver range N Sphere = N Fluorescence T atmos Lower atmosphere transmission at 770 nm: T atmos = 80% Note: we ignore the extinction caused by K layers Thus, the number of photons reaching the sphere N Sphere = 1.48 x 10 14

Lidar Estimate Procedure (5) Fifth, consider the telescope primary mirror area, estimate the collection probability, and estimate the number of photons reaching the primary mirror N Primary = N Sphere P collection = N Sphere A 4 R 2 Arecibo K lidar telescope: primary mirror diameter D = 80 cm A = 0.50 m 2 K layer centroid altitude: R = 90 km = 9 x 10 4 m The collection probability is given by: P collection = A/(4 R 2 ) = 4.94 x 10-12 Therefore, the number of photons reaching the primary mirror: N Sphere = 730.8

Lidar Estimate Procedure (6) Sixth, estimate the receiver efficiency considering primary mirror reflectivity, collimating optics transmission, filter transmission, and PMT QE receiver = R primary fiber T Rmirror T IF QE Arecibo K lidar receiver parameters: primary mirror reflectivity R primary = 91% Fiber coupling efficiency fiber = 75% receiver mirror transmittance T Rmirror = 74% Interference filter peak transmission T IF = 80% PMT quantum efficiency QE = 15% Therefore, the receiver efficiency is receiver = 6.06%

Lidar Estimate Procedure (7) Seventh, consider the receiver efficiency and estimate the number of photons detected by PMT N S(K ) = N primary receiver Using the results from steps 5th and 6th, N S(K) = 730.8 x 6.06% = 44.3 Therefore, the number of photons detected by PMT, (i.e., the K lidar return signal counts), for each single lidar pulse from the entire K layers are N S(K) = 44.3 Note: these photon counts originate from 3.88 x 10 17 laser photons!!!

Comparison to Actual Lidar Return Typical lidar return signals of the Arecibo K Doppler lidar are about 10-50 counts per shot from the entire K layers, depending on seasons and atmosphere conditions. Our estimate is surprisingly close to the actual situation - K lidar people have tried their best to measure the system efficiencies precisely. From this estimate, how do you feel about the upper atmosphere lidar: What is the major killer of the signal strength? Long range - weak signal!

Rawdata Profile of K Lidar 200 150 Altitude (km) 100 50 0 0 2 10 4 4 10 4 6 10 4 8 10 4 1 10 5 1.2 10 5 1.4 10 5 1.6 10 5 Raw Photon Counts

Rawdata Profile: Log Scale 200 150 Altitude (km) 100 50 0 10 100 1000 10 4 10 5 10 6 Raw Photon Counts

Summary We use a real lidar - the Arecibo K Doppler lidar - as an example to examine the basic concepts of lidar picture, lidar architecture, and lidar equation. High level lidar systems are sophisticated, mainly on the transmitter (laser) aspect. But receiver and DAQ also strongly affect system performance. The major difficulty in upper atmosphere lidar is the tiny collection efficiency (10-12 ) caused by the long range (A/R 2 ) weak signals. Receiver efficiency is another important factor that must be given careful considerations.