Open Archives Forum - Technical Validation -

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Open Archives Forum - Technical Validation - Birgit Matthaei Humboldt University Berlin, Germany Computer and Media Service, Electronic Publishing Group birgit.matthaei@cms.hu-berlin.de

Creating Information Sources European portal for open archives information Information Resource Database (registry of repositories, services, software, projects and associated organisations Evaluation of status, experiences and future plans regarding European OAI implementations Online Technical Validation Questionnaire Systematic inventories Repositories, services and tools Reports on own experiences OAI-PMH 2.0 alpha and beta tester, Implementation of OAI Services experiences software tools Highlight some aspects of european activities on OAI in relation to worldwide activities

. Overview Repositories - World Overview on OAI activity (continents) 100 93 82 America (North) Europe 80 Australia 60 40 America (Middle & South) Asia Africa 20 6 5 4 1 0 Upgrading to OAI 2.0 (Nov. 2002) Upgrading to OAI 2.0 (Aug. 2003) OAI 1.1 60% OAI 2.0 40% OAI 1.1 17% OAI 2.0 83%

. Overview Repositories - Europe Overview of european countries engaged in OAI implementation 25 22 20 18 15 11 10 7 5 3 2 1 0 UK Germany France Italy Sweden Austria Netherlands Belgium Belorussia Denmark Finland Ireland Norway Portugal Russia Slovenia Spain Switzerland

. Data Details of Questionnaire Provider active 19 in development 10 planned 22 0 5 10 15 20 25 Service Provider active 5 in development 11 planned 16 0 5 10 15 20 25

. Questionnaire: Community Types Archive 19% Preprint/ Science 13% Museum 8% Publisher 2% Others 14% Library 31% no specification 13% Multiple answers possible

. Questionnaire: Object Types Multiple answers possible Others Raw/Statistic Data Audio 2 11 11 Software Video/Streams Images - Vector graphics 1 1 3 5 Images - digitised mat. Abstracts 6 8 12 9 Fulltext documents 17 14 Metadata 23 15 0 5 10 15 20 25 30 35 40 already OAI compatible not yet OAI compatible

. Questionnaire: Content Types Others 15 Multiple answers possible 11 Recordings 2 2 Lectures 6 4 Conference Proceedings 6 6 Preprints 9 8 Journal Articles 13 8 Dissertations 14 8 0 5 10 15 20 25 30 already OAI compatible not yet OAI compatible

Questionnaire: Used Software Many different tools were mentioned: ADLIB, ARNO, CDSware, DIENST, DSpace, Elektra, EPrints, PERL implementations, OAI Cat, OAI Harvester, VT-ETB-db Today: 50 % use self developeded tools One year ago: 80 % used self-developed tools Trend: Need of tools which are user-friendly complete solutions cover typical functionalities to be installed by relatively small expenditure adaptable to special requirements if necessary little expenditure with the further care of the data

Tools: Eprints - DSpace GNU Eprints - developed at the Electronics and Computer Science Department of the University of Southampton, UK DSpace - newly developed as a joint project of the MIT Libraries and the HP Company, USA Some numbers of the inventory of repositories: Nov 2002 other tools 74% eprints 26% Aug 2003 other tools 61% eprints 39%

Tools: Eprints - DSpace Open source developments for archiving Nearly identically in their functionality search functions, document archiving, online interfaces for self archiving, integration of the OAI PMH, Systems base on different technologies Eprints: traditional technologies, runs on pure open source systems: mysql and Apache, programmed by using the script language Perl Dspace: operates with new technologies such as the Postgres database and Tomcat for jsp/java web application, higher performance

. Questionnaire: Metadata Formats Multiple answers possible Others (single mentioned) 12 6 METS 3 TEI MAB 1 1 2 2 EAD 1 3 UNIMARC 3 2 MARC 21 4 2 Dublin Core qualified 10 5 Dublic Core simple 17 7 0 5 10 15 20 25 already OAI compatible not yet OAI compatible

Problems for Service Provider Problem: Standardisation heterogeneity of the content of the metadata records requires the service provider to expend a lot of effort in normalizing the data in order to make it more comparable and usable could be done at lesser cost by the individual DP or by the development of middleware tools that service providers could use for data normalisation Lacking interoperability different metadata standards, terminology, languages, access strategies, interfaces / transfer protocols, copyright regulations Difficulty to establish joint services based on open archives

Creating Recommendations Example of a possible solution: German Initiative for Networked Information: Recommendations for usage of OAI-PMH created by DINI-OAI working group (http://www.dini.de/) target: agreement on syntax and semantics of OAI set definitions for German data and service providers enhance retrieval quality and support subject gateways (e.g. Physnet, Dissertation search engine,...) definition of three classification types subjects (according to DNB) formal publication types (e.g. dissertation) formal document types (e.g. text, audio) example service provider based on recommended sets: http://edoc.hu-berlin.de/e_suche/oai.php

OAI advantages? Importance of OAI - provide additional services to existing services - replace existing services through OAI interface - better retrieval, make Metadata exchange available Advantages of OAI - share scientific knowledge, harvest other knowledge databases, cross-search in institutional assets - major dissemination of researchers' results - simple and cheap in implementation provide access to all of human knowledge nothing other than political expediency

http://www.oaforum.org/oaf_db/ web database

http://www.oaforum.org/resources/tecvalq2.php web questionnaire

http://www.oaforum.org/documents/ web project documents

Thank you! Birgit Matthaei Humboldt University Berlin, Germany Computer and Media Service, Electronic Publishing Group birgit.matthaei@cms.hu-berlin.de