Handles at LC as of July 1999

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Handles at LC as of July 1999 for DLF Forum on Digital Library Practices July 18, 1999 Sally McCallum (Network Development and MARC Standards Office, LC), smcc@loc.gov Ardie Bausenbach (Automation Planning and Liaison Office, LC), abau@loc.gov Caroline Arms (Digital Library Program & Information Technology Services, LC), caar@loc.gov

Summary of Handle use at LC Supporting direct, persistent links to materials from multiple sources using today, as a resolution server Applying only to content LC creates Running a handle administration server LC s server is part of a global resolution system Handle example: urn:hdl:loc.gmd/g3824p.pm008321 Considering additional uses Copyright Office - general ideas, no firm plans - expect to take advantage of DOIs and other managed namespaces to facilitate registration and deposit LCCN namespace? CDNL cooperation? Using handles despite lack of URN deployment

LC s Implementation of Handles Running two servers: handle server - used as a resolution server (like a Purl server) proxy handle server as gateway for regular web browsers and URN to URL resolution urn:hdl:loc.gmd/g3824p.pm008321 http://hdl.loc.gov/loc.gmd/g3824p.pm008321 Any application that can talk to handle system can use these handles URLs through any proxy server, such as: http://dx.doi.org/loc.gmd/g3824p.pm008321 CNRI browser extension or handle client library LC s new integrated library system Handles added to MARC records and EAD finding aids 856 $g and $u, SGML/XML external link/references

LC Handle Administration Server Part of global system Independent of other applications or systems Almost no constraints on handle syntax beyond URN compatibility No associated metadata in handle system Minimal services -- registration and resolution registration need more administrative tools need integration into workflow resolution get resource identified (in URN jargon, N2R) Challenges are not technical, but organizational and economic

LC Applying Handles to content LC creates Handle example: urn:hdl:loc.gmd/g3824p.pm008321 Naming consists of: name for custodial divisions or other units: loc.gmd two-part logical name: g3824p.pm008321 semantics not required for resolution but proves convenient for production tracking, storage management, and human use Resolves to presentation of resource - digital reproduction, finding aid, etc. target is known item query (e.g., in American Memory) granularity varies with level/type of bibliographic description Proxy form usable anywhere a URL can be used in MARC record, in EAD finding aid in citations

User Access paths Identifiers Digital Search reproductions Web browser or other interface client American Memory: LC Catalog: OCLC: LC archive of finding aids EAD instance RLG archive of finding aids EAD instance Browse Finding aid or archival register Special presentation or exhibit Reference Link from online work Name persistent external logical Presentation of digital reproduction Citation in print work Personal recommendation or school reading list

User Access paths Identifiers Digital Search reproductions H a Web browser or other interface client American Memory: LC Catalog: OCLC: LC archive of finding aids EAD instance RLG archive of finding aids EAD instance Browse Finding aid or archival register Special presentation or exhibit Reference Link from online work Handle n d l e r e s o l u t i o n URL Presentation of digital reproduction Citation in print work Personal recommendation or school reading list

Other uses for Handles under consideration by LC Under serious consideration use of handles within complex objects in repositories for ID and resolution for different digital manifestations for individual components, granularity may be as fine as individual page-image supports content management and citation (referencelinking) use of IDs structured like handles within complex objects in repositories for system IDs but not for resolution

User Access paths Identifiers Digital Search reproductions Web browser or other interface client American Memory: LC Catalog: OCLC: LC archive of finding aids EAD instance RLG archive of finding aids EAD instance Browse Finding aid or archival register Special presentation or exhibit Reference Link from online work Name persistent external logical Presentation of digital reproduction Metaobject Sub-object Sub-object Sub-object Sub-object Citation in print work Personal recommendation or school reading list

Ideas floated recently LCCN namespace identifies catalog or authority record target for handle can be known-item Z39.50 search no additional content management needed responsibility for policies on scope, practice guidelines, etc. already in place consistent with LC s mission and current practices do benefits outweigh costs? CDNL proposals Separate persistent identifiers for bibliographic descriptions and content monitoring NBN namespace LC hopes to take advantage of DOI - e.g., for journal citation linking

CDNL Task Force Conference of Directors of National Libraries (CDNL) Task Force on Persistent Identifiers US (chair), Australia, Finland, Canada, Netherlands, Germany Variety in National Library roles Mandate to collect, provide access to, and preserve their country s literature maintain a national bibliography deposit library union catalog Digitizer of content Agency for ISBN, ISSN, ISMN Publisher of content

Characteristics of Identifiers and Resolvers Persistent 1 identifier to 1 entity identifiers never reassigned link between identifier and URL kept up-to-date Universal universally recognizable incorporate authority under which assigned unique within universe of identifiers structure established for identifier scalable Resolution transparent linking to resource may link to proxy

NBN Namespace Registered by National Library of Finland Syntax of Identifier URN:NBN:<ISO country code>-<assigned string> URN:NBN:<registered string>-<assigned string> Example: URN:NBN:fi-fe19981001 LC registrar of registered string

Results Endorsed principles: ID architecture to be persistent, sustainable, extensible, effective PIDs need support of international community of information providers PID architecture based on open international standards available with out prejudice and at reasonable cost ID scheme in public domain use of resolution service for IDs universally accessible (although resources resolved to may have associated charges ) charges for assignment, if any, on not-for-profit basis

Next Steps Explore whether technical schema and common rules for PIDs can be developed for use of National Libraries technical working group liaison with others working on the issues Use existing implementations as testbeds