Resource Management at the WCDMA HNB

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White Paper December 2011 Resource Management at the WCDMA HNB Overview Resource management is a complex topic that has hooks and dependencies on a number of metrics that are observable at the FAP. Generally, 3gPP groups resource management into a single topic, namely, Radio Resource Management although specific algorithms are t defined within the technical specifications. Hence, it is an implementation choice to choose the schemes that can be applied in stages and/or in parallel at the FAP to ensure satisfactory operation. The following schemes are just a few that are at the FAP s disposal. User count limit, Radio Bearer limit, Wideband power based limit, Uplink Power/Interference management and Backhaul Quality of service for Egress traffic. CONTENTS Architectural View of RRM pg. 2 Radio Interface pg. 2 Access Bearers pg. 3 Active Mode Resource Management pg. 3 Quality of Service pg. 4 Glossary pg. 5

2 Figure 1 shows the typical trigger points for resource management. The next section shows the architectural view of resource management with respect to the triggers shown above. Variations and optimizations to this are possible and are allowed so long as complexity can be addressed. Architectural View of RRM The following few sections describe the top level view of how Resource management is enforced at the HNB. Radio Interface Figure 2 shows the triggers that are to be set in the FAP with respect to call admission control. The aim of RRM is to make sure that the minimum requirements set are met and to reject a new connection request that cant guarantee the Quality of Service for existing active connections. The flow in this figure shows what shall be done from the HNB perspective to accommodate an incoming connection from the radio interface. Closed access control, priority handling (such as Emergency calls), Rate adaptation by downgrading existing low priority bearers are just some of the tasks that can be effectively combined. If the HNB cant accept the incoming connection in spite of the resource manager s best efforts, the request is rejected with an appropriate cause. Messages on CCCH Messages on DCCH Figure 1. UE RRC FAP (*) RANAP MSC/SGSN RRC Connection REQ RRC Connection Setup RRC Connection Setup Complete Initial Direct Transfer DL Direct Transfer UL Direct Transfer Radio Bearer Setup Radio Bearer Setup Complete (*) Collapsed Architecture FGW Not Shown for Simplicity Admission Control: Resources for SRB at the FAP Initial UE Message Direct Transfer Direct Transfer RAB Assignment REQ Admission Control: Resources for the Radio Bearer at the FAP Active Mode RRM: Interference, Power and Load Control: If HSUPA, by means of scheduling Resources at lu Interface Network Planning & Service Requirements: (*) QoS (*) Max Coverage (*) Max Capacity Mobility & Propagation Pathloss Computation RRM Code Management Handover/Relocation CAC Congestion Control Generated Traffic Packet Scheduling Buffering Power Control Simulations Signal, Interference and Ratio Analysis Evaluation Measurements RLC Procedures *Serving Cell Limits (*) Max Number of Users (*) Max Bit Rate (*) Max TX Power (*) Code Sequences Figure 2.

3 Access Bearers A request for radio resource from the UE is complete only when the core network has reserved RAB resources at the Iu interface. The RAB assignment primitive indicates service and quality requirements to sustain the connection. If at this point, the HNB cant ascertain that physical resources can be satisfactorily assigned to the UE, then it shall perform resource management. If the RAB assignment pertains to a higher priority connection, rate adaptation or termination (release) of an existing lower priority connection may be triggered. In addition to this, OVSF code management, buffer management and backhaul QoS calculations shall be handled prior to accepting this connection. Active Mode Resource Management The third component of resource management is perennial maintenance. This aspect of RRM derives from planned metrics from the network or cell perspective. For example, a defined coverage, capacity, load, minimum quality of service, guaranteed bit rates etc. are metrics that could be dimensioned by the operator. To cater for this, the resource manager may have to look into parallel methods in active mode to sustain the connections at dimensioned levels. Simulations would provide reliable mechanisms to validate proposed algorithms and the results are reflected in to the resource manager. User Count and Radio Bearer Limits This algorithm takes a very simple approach in which the admission criterion is solely based on the total number of users that can be accommodated within the system. This is, rmally, the default method that would be enforced in any multi-user system. In a system with N users active, user N+1 will be admitted if the resulting total is less than or equal to the maximum dimensioned for the FAP. CS Call? Figure 3. Figure 4. Reject request (with directed retry if applicable) Emergency Call? Terminate an existing connection in defined Emergency Call? Set appropriate buffers limits (PHY, RLC, MAC) From Uu Rate Adaptation Possible? Terminate an existing service in defined Rate Adaptation Possible? New Connection Request User Count < Max IMSI (*) Allowed? Reject the call with a suitable cause Reconfigure an existing connection in defined order of preference Reconfigure bearers for an existing service in defined Higher priority/ pre-emption defined? Accept call & enter Active mode RRM Send to CN for RAB Resource From lu Prioritize based on traffic handling & allocation/retention priority More than one candidate for downgrade? Common ID Check RAB Assignment REQ Select Spreading code per bit rate/ QoS required Remaining space on OVSF code tree? Aggregated Egress rate <Max limit?

4 Wide Band Power Based Limits The received power at the HNB from all the UE within the cell and also from the neighboring cells is treated as the wide band received power. The system maintains a threshold value both for uplink and downlink for accepting a new call. Uplink A new call is accepted only when the new total interference (Interference Total_old + Increase in interference) is less than the threshold value set for the FAP. If the new resulting total interference caused by the new call exceeds the threshold value it should be blocked. Downlink In the downlink the same strategy is used as in uplink but in this case the considering parameter is transmission power. If the new total downlink transmission power (Power Total_old + Increase in power) does t exceed the threshold power value set for the cell, then the call is admitted. The power increase is estimated by the initial power. The initial power depends on the distance between the UE and HNB and is determined/estimated by the open loop power control. Quality of Service Dynamic call admission is done by the HNB on both the uplink and downlink at each RAB assignment request from the core network. Each RAB is configured with an average and a peak data rate to derive the required transport bandwidth before admitting the RAB. The required transport bandwidth is configured to use the peak for a CS RAB and the average for a PS RAB. Within the scheduler, there is configurable number of queues. The queues may be grouped into a maximum of 2 traffic profiles in order to offer differentiated services. This is accomplished by setting the DSCP/TOS field in the IP header on the egress. It shall be possible to set the TOS field individually per queue or per traffic profile. Queue Priority (decreasing order of priority) High Priority Traffic Profile Low Priority Traffic Profile (*) Polling cycle is t configurable through O&M Figure 5. 0: NTP 1: RANAP 2: CS [AMR, UDI] 3: PS [STREAM] 4: O&M 5: PS [OTHER] Polling Cycle (*) Each queue can be configured as a FIFO or a bandlimited token bucket. The scheduler implements strict priority handling. The number of queues in the scheduler is configurable via O&M. The backhaul traffic can be classified based on class of service or priority that is pre-defined. An example implementation is shown in the figure below. In the figure below, there are six child queues numbered 0 to 5 and they indicate priorities in decreasing order, 0 being the highest. At the top of a scheduled polling cycle, de-queuing occurs from the lowest numbered (highest priority) child queue that has a packet. In Figure 5, the database on the top shows the elements that are configurable via O&M so long as backhaul QoS is concerned. The polling cycle within the scheduler is t exposed outside of the FAP and is t configurable via O&M. If within a polling cycle, there is data to service for a higher priority queue, the scheduled period could be offered to the next highest priority queue. Scheduler TOS tag may be set per queue or per Traffic Profile BW_RANAP BW_O&M BW_NTP CIR EIR Traffic Profiles Nominal Line Rate Nominal DSL Line Rate

5 Glossary FAP: Femto Access Point HNB: Home NodeB [3gPP term for FAP] FAP-GW/FGW: FAP Gateway HNB-GW: HNB Gateway [3gPP term for FAP-GW] HMS: HNB Management System [3gPP term for ACS] RRM: Radio Resource Management CAC: Call Admission Control Corporate Headquarters 5435 NE Dawson Creek Drive Hillsboro, OR 97124 USA 503-615-1100 Fax 503-615-1121 Toll-Free: 800-950-0044 www.radisys.com info@radisys.com 2011 Radisys Corporation. Radisys and Trillium are registered trademarks of Radisys Corporation. *All other trademarks are the properties of their respective owners. December 2011