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Outline Aries: A Transaction Recovery Method Presented by Haoran Song Discussion by Hoyt Purpose of this paper Computer system is crashed as easily as other devices. Disk burned Software Errors Fires or Earthquake Terrorisms Lots of other reasons... Purpose of this paper If data are lost caused by these problems, we need find a recovery scheme to recover the lost data. This recovery scheme must Help us retrieve the data Maintain the atomicity and durability High availability: minimize the recovery time So is introduced. Outline Transaction Review Atomicity: Either all actions in the transaction occur, or none occur. Consistency: The isolated execution of a transaction preserve the consistency of database. Isolation: The execution of one transaction is isolated from that of other transactions. Durability: If a transaction commits, then its effects persist, even if there are system failures. 1

Transaction Review Example: Let T be a transaction that transfers $50 from account A to account B. Transaction Review What if this $50 transfer failed? You lose $50! Account A $1000 Account B $2050 $2000 + Account A $950 $50 Account B $2000 $1000 - $50 = $950 Therefore we need a recovery scheme to maintain ACID. We do not want to lose our money! Outline Terminology of this paper Attention: This paper is not about Transaction and Concurrency. We only care about Recovery. Some useful terms Volatile storage: information does not usually survive system crashes. E.g. memory. Nonvolatile storage: information survives system crashes. E.g. disk, magnetic tapes. Stable storage: information is theoretically never lost. Outline Stands for Algorithm for recovery and Isolation Exploiting Semantics. A long and confused name! Just remember 1 thing It was the best example in recovery technology. 2

: main goals of the system 1. Simplicity 2. Operation Logging 3. Flexible storage management 4. Partial rollbacks 5. Flexible buffer management 6. Recovery independence 7. Logical undo 8. Parallelism and fast recovery 9. Minimal overhead Discussion on Goals As the authors state, some of ' goals are not mutually compatible, thus requiring some balance between them. Discuss how important each of the following goals are in modern DBMSs and the issues underlying them. - Group 1: Simplicity, Parallelism and fast recovery & Minimal overhead. - Group 2: Operation Logging, Flexible storage management & Flexible buffer management. - Group 3: Partial rollbacks, Recovery independence & Logical undo. : General Algorithm : General Algorithm 3 Phases + 3 Principles 3 Phases 1. Analysis: Identify dirty pages in the buffer pool and active transaction at the time of crash 2. Redo: Repeats all actions and restore the database state to the crash point 3. Undo: Undoes uncommitted actions Crash Analysis Redo Undo Restart 3

: General Algorithm 3 Principles 1. Write-Ahead Logging: The record in the log must be written to stable storage before the change is written to disk. 2. Repeating History During Redo: Retraces all actions before the crash and brings the system back to the state at the crash point. Then undoes uncommitted transactions 3. Logging Changes During Undo: Changes made to the undoing a transaction are logged to ensure such an action is not repeated in the repeated restarts. : Role of the buffer pool Problems: output every log record to stable storage at the time it is created is high overhead. Purpose: impose a minimal amount of overhead on interactions with database. Solution: write log records to a log buffer in main memory, and output to stable storage in a single output operation. Meaning: write ahead logging. It is a protocol. Functionality: records the progress of a transaction in a log. Description: Asserts the log records must already be on stable storage before the previous version of data is replaced by new one. Comparison: WAL VS Shadow page technique Before We start WAL, Let us firstly review 2 things 1. Shadow Page 2. The Log. 4

Quick Review on Shadow page Consider Following Transaction T T: read(a) A:=A-50 // withdraw $50 from A LP1 P1 P1 P1 A=1000 A=A-50 //Account A=$1000 P1 A=950 shadow current On a failure, use shadow version to do recovery Quick Review on Log It is a history of actions executed by the DBMS It is a file of records stored in stable storage Every log record is given a unique ID called LSN There are different types of Log records: such as Update Log Record, Commit type Log Record, Abort type Log Record, End type log Record, CLR Quick Review on Log ( continue ) prevlsn transid type Fields common to all log records Additional Fields depends on Record types Quick Review on Log ( continue ) Update : Be appended to the log tail when modifying a page. pagelsn of that changed page is set to the LSN of the record. Commit : When a transaction commits, a commit-type record is force-written to stable storage. Abort : An about record is appended to the log tail when transaction is aborted End : End-type log is appended to log tail when transaction has completed all work (after commit or abort) Compensation Log Records (CLR) : When a transaction s updates are undone, CLR is written It happens during aborting or a recovery from crash. Contains undonextlsn field: LSN of next log record to be undone. pageid p500 p600 Other Recovery-Related Structures Transaction Table: records the entry for each active transaction. Dirty Page Table: records the pages with changes in the buffer pool but not yet reflected on disk. reclsn Dirty Page Table Points to LSN of the first log record that caused the page dirty transid T1000 T2000 lastlsn Points to LSN of the most recent log record for this transaction : fuzzy check points fuzzy check points 5

: Fuzzy Point Periodically checkpoint, to minimize recovery time in system crash. Write to log: begin_checkpoint record: when checkpoint began end_checkpoint record: current transaction table and dirty page table. Aries uses a fuzzy checkpoint: Transactions continue to run; so these tables are accurate only as of time of begin_checkpoint; Store LSN of checkpoint record in a safe place (maste record). How to use it? When restart from crash, analysis initializes the dirty page table and transaction table by examining the most recent begin_checkpoint. : an Recovery Example fuzzy check points : an Recovery Example After CRASH? Slides from Ramakrishnan & Gehrke LSN 00 05 10 20 30 40 45 50 60 LOG begin_checkpoint end_checkpoint PrevLSNs update: T1 writes P5 update T2 writes P3 T1 abort CLR: Undo T1 LSN 10 T1 End update: T3 writes P1 update: T2 writes P5 CRASH, RESTART : an Recovery Example 1. Analysis identifies P1, P3, P5 as dirty pages. 45 shows T1 is completed, so only T2 and T3 were active before crash. 2. Redo begins with 10 reapplies all actions. 3. Undo set consists of LSN 60 and 50. The update is undone and 2 CLRs(70,80) are written to the log. 4. When Crash again, Analysis only finds T2 is active, then Redo from 10 to 85. Undo only considers T2 and processes undonextlsn=20. 5.CLR(LSN=90) is written. LSN 00,05 10 20 30 40,45 50 60 70 80,85 90 LOG begin_checkpoint, end_checkpoint update: T1 writes P5 update T2 writes P3 T1 abort CLR: Undo T1 LSN 10, T1 End update: T3 writes P1 update: T2 writes P5 CRASH, RESTART CLR: Undo T2 LSN 60 CLR: Undo T3 LSN 50, T3 end CRASH, RESTART CLR: Undo T2 LSN 20, T2 end Discussion on Checkpoints Thanks! It seems one could design a system that doesn t require the use of checkpoints, handling the same functionality with a queue-type approach. Is such a system possible, given goals? What would be the complications? What would be the advantages? 6