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Transcription:

TS 129 212 V14.5.0 (2017-10) TECHNICAL SPECIFICATION Universal Mobile Telecommunications System (UMTS); LTE; Policy and Charging Control (PCC); Reference points (3GPP TS 29.212 version 14.5.0 Release 14)

1 TS 129 212 V14.5.0 (2017-10) Reference RTS/TSGC-0329212ve50 Keywords LTE,UMTS 650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16 Siret N 348 623 562 00017 - NAF 742 C Association à but non lucratif enregistrée à la Sous-Préfecture de Grasse (06) N 7803/88 Important notice The present document can be downloaded from: http://www.etsi.org/standards-search The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of. In case of any existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within Secretariat. Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other documents is available at https://portal.etsi.org/tb/deliverablestatus.aspx If you find errors in the present document, please send your comment to one of the following services: https://portal.etsi.org/people/commiteesupportstaff.aspx Copyright Notification No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of. The content of the PDF version shall not be modified without the written authorization of. The copyright and the foregoing restriction extend to reproduction in all media. 2017. All rights reserved. DECT TM, PLUGTESTS TM, UMTS TM and the logo are trademarks of registered for the benefit of its Members. 3GPP TM and LTE are trademarks of registered for the benefit of its Members and of the 3GPP Organizational Partners. onem2m logo is protected for the benefit of its Members. GSM and the GSM logo are trademarks registered and owned by the GSM Association.

2 TS 129 212 V14.5.0 (2017-10) Intellectual Property Rights IPRs essential or potentially essential to the present document may have been declared to. The information pertaining to these essential IPRs, if any, is publicly available for members and non-members, and can be found in SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to in respect of standards", which is available from the Secretariat. Latest updates are available on the Web server (https://ipr.etsi.org/). Pursuant to the IPR Policy, no investigation, including IPR searches, has been carried out by. No guarantee can be given as to the existence of other IPRs not referenced in SR 000 314 (or the updates on the Web server) which are, or may be, or may become, essential to the present document. Foreword This Technical Specification (TS) has been produced by 3rd Generation Partnership Project (3GPP). The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding deliverables. The cross reference between GSM, UMTS, 3GPP and identities can be found under http://webapp.etsi.org/key/queryform.asp. Modal verbs terminology In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and "cannot" are to be interpreted as described in clause 3.2 of the Drafting Rules (Verbal forms for the expression of provisions). "must" and "must not" are NOT allowed in deliverables except when used in direct citation.

3 TS 129 212 V14.5.0 (2017-10) Contents Intellectual Property Rights... 2 Foreword... 2 Modal verbs terminology... 2 Foreword... 15 1 Scope... 16 2 References... 16 3 Definitions and abbreviations... 18 3.1 Definitions... 18 3.2 Abbreviations... 20 4 Gx reference point... 20 4.1 Overview... 20 4.2 Gx Reference model... 21 4.3 PCC Rules... 21 4.3.1 PCC Rule Definition... 21 4.3.2 Operations on PCC Rules... 23 4.3a IP flow mobility routing rules... 24 4.3a.0 General... 24 4.3a.1 Functional entities... 24 4.3a.2 IP flow mobility routing rule definition... 24 4.3a.3 Operations on Routing rules... 25 4.3a.4 PCC procedures for IP flow mobility routing rule over Gx reference point... 25 4.3a.4.1 Provisioning of IP flow mobility routing rules... 25 4.3b Void... 25 4.3c NBIFOM routing rules... 26 4.3c.1 General... 26 4.3c.2 NBIFOM routing rule definition... 26 4.3c.3 Operations on NBIFOM Routing rules... 26 4.4 Functional elements... 27 4.4.1 PCRF... 27 4.4.2 PCEF... 28 4.5 PCC procedures over Gx reference point... 29 4.5.1 Request for PCC rules... 29 4.5.2 Provisioning of PCC rules... 31 4.5.2.0 Overview... 31 4.5.2.1 Selecting a PCC rule for Uplink IP packets... 34 4.5.2.2 Selecting a PCC rule and IP CAN Bearer for Downlink IP packets... 35 4.5.2.3 Gate function... 35 4.5.2.4 Policy enforcement for "Authorized QoS" per PCC Rule... 35 4.5.2.5 Usage Monitoring Control... 35 4.5.2.6 Redirect function... 36 4.5.2.7 Support for DSCP marking of downlink packets at the TDF... 36 4.5.2.8 Traffic Steering Control support... 36 4.5.3 Provisioning of Event Triggers... 37 4.5.4 Provisioning of charging related information for the IP-CAN session... 37 4.5.4.1 Provisioning of Charging Addresses... 37 4.5.4.2 Provisioning of Default Charging Method... 38 4.5.4.3 Void... 38 4.5.4.4 Provisioning of Access Network Charging Identifier... 38 4.5.5 Provisioning and Policy Enforcement of Authorized QoS... 38 4.5.5.0 Overview... 38 4.5.5.0a Provisioning of authorized QoS per IP CAN bearer... 39 4.5.5.1 Policy enforcement for authorized QoS per IP CAN bearer... 39 4.5.5.2 Policy provisioning for authorized QoS per service data flow... 39 4.5.5.3 Policy enforcement for authorized QoS per service data flow... 40

4 TS 129 212 V14.5.0 (2017-10) 4.5.5.4 Coordination of authorized QoS scopes in mixed mode... 40 4.5.5.5 Provisioning of authorized QoS per QCI... 40 4.5.5.6 Policy enforcement for authorized QoS per QCI... 40 4.5.5.7 Provisioning of authorized QoS per APN... 41 4.5.5.8 Policy enforcement for authorized QoS per APN... 41 4.5.5.9 Provisioning of authorized QoS for the Default EPS Bearer... 42 4.5.5.10 Policy enforcement for authorized QoS of the Default EPS Bearer... 42 4.5.5.11 Policy provisioning and enforcement of authorized QoS for service data flows that share resources... 42 4.5.5.12 Provisioning and enforcement of time conditioned policy information... 43 4.5.5.12.1 General... 43 4.5.5.12.2 Time conditioned authorized QoS per APN... 44 4.5.5.12.3 Time conditioned authorized default EPS bearer QoS... 44 4.5.5.13 Policy provisioning and enforcement of authorized QoS for service data flows that shall be bound to the default bearer... 45 4.5.6 Indication of IP-CAN Bearer Termination Implications... 45 4.5.7 Indication of IP-CAN Session Termination... 46 4.5.8 Request of IP-CAN Bearer Termination... 46 4.5.9 Request of IP-CAN Session Termination... 47 4.5.10 Bearer Control Mode Selection... 47 4.5.11 Provisioning of Event Report Indication... 48 4.5.12 PCC Rule Error Handling... 48 4.5.13 Time of the day procedures... 49 4.5.14 Trace activation/deactivation... 50 4.5.15 IMS Emergency Session Support... 50 4.5.15.1 Functional Entities... 50 4.5.15.2 PCC procedures for Emergency services over Gx reference point... 51 4.5.15.2.1 Request for PCC Rules for Emergency services... 51 4.5.15.2.2 Provisioning of PCC Rules for Emergency services... 51 4.5.15.2.2.1 Provisioning of PCC Rules at Gx session establishment... 51 4.5.15.2.2.2 Provisioning of PCC Rules for Emergency Services... 51 4.5.15.2.3 Removal of PCC Rules for Emergency Services... 52 4.5.15.2.4 Removal of PCC Rules at Gx session termination... 52 4.5.16 Requesting Usage Monitoring Control... 52 4.5.17 Reporting Accumulated Usage... 54 4.5.17.0 General... 54 4.5.17.1 Usage Threshold Reached... 55 4.5.17.2 PCC Rule Removal... 55 4.5.17.3 Usage Monitoring Disabled... 55 4.5.17.4 IP-CAN Session Termination... 55 4.5.17.5 PCRF Requested Usage Report... 55 4.5.17.6 Report in case of Monitoring Time provided... 56 4.5.18 IMS Restoration Support... 56 4.5.18a P-CSCF Restoration Enhancement Support... 56 4.5.19 Multimedia Priority Support... 57 4.5.19.1 PCC Procedures for Multimedia Priority services over Gx reference point... 57 4.5.19.1.1 Provisioning of PCC Rules for Multimedia Priority Services... 57 4.5.19.1.2 Invocation/Revocation of Priority EPS Bearer Services... 57 4.5.19.1.3 Invocation/Revocation of IMS Multimedia Priority Services... 58 4.5.20 Sponsored Data Connectivity... 59 4.5.21 PCRF Failure and Restoration... 59 4.5.22 Reporting Access Network Information... 59 4.5.23 Application Detection Information... 60 4.5.24 Group Communication Service Support... 61 4.5.25 NBIFOM Support... 61 4.5.25.1 General... 61 4.5.25.1.1 PCRF procedures... 61 4.5.25.1.2 PCEF procedures... 62 4.5.25.2 NBIFOM impacts on PCC procedures over Gx... 63 4.5.25.2.1 IP-CAN session establishment... 63 4.5.25.2.2 Addition of an access... 63 4.5.25.2.3 Removal of an access... 64

5 TS 129 212 V14.5.0 (2017-10) 4.5.25.2.3.1 UE/PCEF-initiated removal of an access... 64 4.5.25.2.3.2 PCRF-initiated removal of an access... 64 4.5.25.2.4 Network-initiated IP flow mobility within a PDN connection (Network-initiated NBIFOM mode)... 64 4.5.25.2.5 UE-initiated IP flow mobility within a PDN connection (UE-initiated NBIFOM mode)... 65 4.5.25.2.6 UE Requested IP Flow Mapping (Network-initiated NBIFOM mode)... 66 4.5.25.2.7 An access becomes not available/available again... 68 4.5.25.2.8 Access Network Information Reporting... 68 4.5.25.2.9 Usage monitoring control... 69 4.5.25.2.10 UE resource request for a multi-access IP-CAN session... 69 4.5.26 Detection and handling of late arriving requests... 69 4.5.26.1 General... 69 4.5.26.2 Detection and handling of requests which collide with an existing session context... 69 4.5.26.3 Detection and handling of requests which have timed out at the originating entity... 70 4.5.27 Resource reservation for services sharing priority... 70 4.5.28 Support for PCC rule versioning... 71 4.5.29 3GPP PS Data Off Support... 71 4.6 Void... 73 4a Gxx reference points... 73 4a.1 Overview... 73 4a.2 Gxx Reference model... 73 4a.3 Quality of Service Control Rules... 74 4a.3.1 Quality of Service Control Rule Definition... 74 4a.3.2 Operations on QoS Rules... 75 4a.4 Functional elements... 75 4a.4.1 PCRF... 75 4a.4.2 BBERF... 76 4a.5 PCC procedures over Gxx reference points... 76 4a.5.1 Gateway control and QoS Rules Request... 76 4a.5.2 Gateway control and QoS Rules Provision... 78 4a.5.2.1 Overview... 78 4a.5.2.2 Support for DSCP marking of downlink packets at the TDF... 79 4a.5.3 Gateway Control Session Termination... 79 4a.5.4 Request of Gateway Control Session Termination... 80 4a.5.5 QoS Control Rule error handling... 80 4a.5.6 Gateway Control session to Gx session linking... 80 4a.5.7 Multiple BBF support... 81 4a.5.7.1 General... 81 4a.5.7.2 Handling of two BBFs associated with the same IP-CAN session during handover... 81 4a.5.7.3 Handling of multiple BBFs with flow mobility within IP-CAN session... 83 4a.5.8 Provisioning of Event Triggers... 83 4a.5.9 Bearer Control Mode Selection... 84 4a.5.10 Provisioning and Policy Enforcement of Authorized QoS... 84 4a.5.10.1 Provisioning of authorized QoS for the Default EPS Bearer... 84 4a.5.10.2 Policy enforcement for authorized QoS of the Default EPS Bearer... 85 4a.5.10.3 Provisioning of authorized QoS per APN... 85 4a.5.10.4 Policy provisioning for authorized QoS per service data flow... 85 4a.5.10.5 Policy enforcement for authorized QoS per service data flow... 85 4a.5.10.6 Policy provisioning and enforcement of authorized QoS for service data flows that share resources... 85 4a.5.11 Trace activation/deactivation... 86 4a.5.12 IMS Emergency Session Support... 86 4a.5.12.1 PCC procedures for Emergency services over Gxx reference point... 86 4a.5.12.1.1 Gateway control and QoS Rules request for Emergency services... 86 4a.5.12.1.2 Provisioning of QoS Rules for Emergency services... 86 4a.5.12.1.2.1 Provisioning of QoS Rules at Gxx session establishment... 86 4a.5.12.1.2.2 Provisioning of QoS Rules for Emergency services... 87 4a.5.12.2 Gateway Control Session to Gx session linking... 87 4a.5.12.3 Removal of QoS Rules for Emergency Services... 87 4a.5.12.4 Termination of Gateway Control session for Emergency Services... 87 4a.5.13 Time of the day procedures... 87

6 TS 129 212 V14.5.0 (2017-10) 4a.5.14 4a.5.14.1 4a.5.14.1.1 4a.5.14.1.2 4a.5.14.1.3 4a.5.15 4a.5.16 4a.5.17 4a.5.18 Multimedia Priority Support... 88 PCC Procedures for Multimedia Priority services over Gxx reference point... 88 Provisioning of QoS Rules for Multimedia Priority Services... 88 Invocation/Revocation of Priority EPS Bearer Services... 89 Invocation/Revocation of IMS Multimedia Priority Services... 89 PCRF Failure and Restoration... 89 Reporting Access Network Information... 89 Resource reservation for services sharing priority... 90 Support for QoS rule versioning... 92 4b Sd reference point... 92 4b.1 Overview... 92 4b.2 Sd Reference model... 93 4b.3 Application Detection and Control Rules... 93 4b.3.1 Functional entities... 93 4b.3.2 Application Detection and Control Rule Definition... 93 4b.3.3 Operations on ADC Rules... 95 4b.4 Functional elements... 96 4b.4.1 PCRF... 96 4b.4.2 TDF... 96 4b.5 ADC procedures over Sd reference point for solicited application reporting... 97 4b.5.1 Provisioning of ADC rules... 97 4b.5.1.1 General... 97 4b.5.1.2 Gate function... 99 4b.5.1.3 Bandwidth limitation function... 99 4b.5.1.4 Redirect function... 99 4b.5.1.5 Usage Monitoring Control... 99 4b.5.1.6 Marking of downlink packets... 100 4b.5.2 Request for ADC rules... 100 4b.5.3 Provisioning of Event Triggers... 100 4b.5.4 Request of TDF Session Termination... 100 4b.5.5 ADC Rule Error Handling... 101 4b.5.6 Requesting Usage Monitoring Control... 101 4b.5.7 Reporting Accumulated Usage... 103 4b.5.7.1 General... 103 4b.5.7.2 Usage Threshold Reached... 104 4b.5.7.3 ADC Rule Removal... 104 4b.5.7.4 Usage Monitoring Disabled... 104 4b.5.7.5 TDF Session Termination... 104 4b.5.7.6 PCRF Requested Usage Report... 104 4b.5.7.7 Report in case of Monitoring Time provided... 105 4b.5.8 Provisioning of Event Report Indication... 105 4b.5.9 Application Detection Information... 106 4b.5.10 Time of the day procedures... 106 4b.5.11 PCRF Failure and Restoration... 107 4b.5.12 Bandwidth limitation function... 107 4b.5.13 Provisioning of charging related information for the TDF session... 107 4b.5.13.1 Provisioning of Charging Addresses... 107 4b.5.13.2 Provisioning of Default Charging Method... 108 4b.5.13.3 Provisioning of Charging Characteristics... 108 4b.5.14 Downlink packet marking by the TDF... 108 4b.5.15 Traffic steering control support... 109 4b.5.16 Sponsored Data Connectivity... 109 4b.5a ADC procedures over Sd reference point for unsolicited application reporting... 110 4b.5a.1 Provisioning of ADC rules... 110 4b.5a.1.1 General... 110 4b.5a.2 Application Detection Information... 110 4b.5a.3 Request of TDF Session Termination... 110 4b.5a.4 TDF session to Gx session linking... 111 4c St reference point... 111 4c.1 Overview... 111

7 TS 129 212 V14.5.0 (2017-10) 4c.2 St Reference model... 111 4c.3 Functional elements... 112 4c.3.1 PCRF... 112 4c.3.2 TSSF... 112 4c.4 Procedures over St reference point... 112 4c.4.1 Traffic Steering Control Information Provisioning... 112 4c.4.2 St Session Termination... 113 4c.4.3 ADC Rule Error Handling... 114 4c.4.4 UE IPv4 Address Provisioning... 114 5 Gx protocol... 114 5.1 Protocol support... 114 5.2 Initialization, maintenance and termination of connection and session... 115 5.3 Gx specific AVPs... 115 5.3.0 General... 115 5.3.1 Bearer-Usage AVP (3GPP-GPRS and 3GPP-EPS access types)... 121 5.3.2 Charging-Rule-Install AVP (All access types)... 122 5.3.3 Charging-Rule-Remove AVP (All access types)... 123 5.3.4 Charging-Rule-Definition AVP (All access types)... 123 5.3.5 Charging-Rule-Base-Name AVP (All access types)... 124 5.3.6 Charging-Rule-Name AVP (All access types)... 124 5.3.7 Event-Trigger AVP (All access types)... 124 5.3.8 Metering-Method AVP (All access types)... 132 5.3.9 Offline AVP (All access types)... 132 5.3.10 Online AVP (All access types)... 133 5.3.11 Precedence AVP (All access types)... 133 5.3.12 Reporting-Level AVP (All access types)... 134 5.3.13 TFT-Filter AVP (3GPP-GPRS access type only)... 134 5.3.14 TFT-Packet-Filter-Information AVP (3GPP-GPRS access type only)... 135 5.3.15 ToS-Traffic-Class AVP (All access types)... 135 5.3.16 QoS-Information AVP (All access types)... 135 5.3.17 QoS-Class-Identifier AVP (All access types)... 136 5.3.18 Charging-Rule-Report AVP (All access types)... 138 5.3.19 PCC-Rule-Status AVP (All access types)... 139 5.3.20 Bearer-Identifier AVP (Applicable access type 3GPP-GPRS)... 139 5.3.21 Bearer-Operation AVP (Applicable access type 3GPP-GPRS)... 139 5.3.22 Access-Network-Charging-Identifier-Gx AVP (All access types)... 139 5.3.23 Bearer-Control-Mode AVP... 140 5.3.24 Network-Request-Support AVP... 140 5.3.25 Guaranteed-Bitrate-DL AVP... 140 5.3.26 Guaranteed-Bitrate-UL AVP... 141 5.3.27 IP-CAN-Type AVP (All access types)... 141 5.3.28 QoS-Negotiation AVP (3GPP-GPRS Access Type only)... 141 5.3.29 QoS-Upgrade AVP (3GPP-GPRS Access Type only)... 142 5.3.30 Event-Report-Indication AVP (All access types)... 142 5.3.31 RAT-Type AVP... 143 5.3.32 Allocation-Retention-Priority AVP (All access types)... 144 5.3.33 CoA-IP-Address AVP (All access types)... 144 5.3.34 Tunnel-Header-Filter AVP (All access types)... 144 5.3.35 Tunnel-Header-Length AVP (All access types)... 145 5.3.36 Tunnel-Information AVP (All access types)... 145 5.3.37 CoA-Information AVP (All access types)... 145 5.3.38 Rule-Failure-Code AVP (All access types)... 146 5.3.39 APN-Aggregate-Max-Bitrate-DL AVP... 148 5.3.40 APN-Aggregate-Max-Bitrate-UL AVP... 148 5.3.41 Revalidation-Time (ALL Access Types)... 148 5.3.42 Rule-Activation-Time (ALL Access Types)... 148 5.3.43 Rule-Deactivation-Time (ALL Access Types)... 149 5.3.44 Session-Release-Cause (All access types)... 149 5.3.45 Priority-Level AVP (All access types)... 149 5.3.46 Pre-emption-Capability AVP... 150 5.3.47 Pre-emption-Vulnerability AVP... 150

8 TS 129 212 V14.5.0 (2017-10) 5.3.48 Default-EPS-Bearer-QoS AVP... 150 5.3.49 AN-GW-Address AVP (All access types)... 150 5.3.50 Resource-Allocation-Notification AVP (All access types)... 151 5.3.51 Security-Parameter-Index AVP (All access types)... 151 5.3.52 Flow-Label AVP (All access types)... 151 5.3.53 Flow-Information AVP (All access types)... 151 5.3.54 Packet-Filter-Content AVP... 152 5.3.55 Packet-Filter-Identifier AVP... 152 5.3.56 Packet-Filter-Information AVP... 152 5.3.57 Packet-Filter-Operation AVP... 153 5.3.58 PDN-Connection-ID AVP... 153 5.3.59 Monitoring-Key AVP... 153 5.3.60 Usage-Monitoring-Information AVP... 153 5.3.61 Usage-Monitoring-Level AVP... 154 5.3.62 Usage-Monitoring-Report AVP... 154 5.3.63 Usage-Monitoring-Support AVP... 155 5.3.64 CSG-Information-Reporting AVP... 155 5.3.65 Flow-Direction AVP... 155 5.3.66 Packet-Filter-Usage AVP (All access types)... 156 5.3.67 Charging-Correlation-Indicator AVP (All access types)... 156 5.3.68 Routing-Rule-Install AVP... 156 5.3.69 Routing-Rule-Remove AVP... 156 5.3.70 Routing-Rule-Definition AVP... 156 5.3.71 Routing-Rule-Identifier AVP... 157 5.3.72 Routing-Filter AVP... 157 5.3.73 Routing-IP-Address AVP... 157 5.3.74 Void... 158 5.3.75 Void... 158 5.3.76 Void... 158 5.3.77 TDF-Application-Identifier AVP... 158 5.3.78 TDF-Information AVP... 158 5.3.79 TDF-Destination-Realm AVP... 158 5.3.80 TDF-Destination-Host AVP... 158 5.3.81 TDF-IP-Address AVP... 158 5.3.82 Redirect-Information AVP... 158 5.3.83 Redirect-Support AVP... 159 5.3.84 PS-to-CS-Session-Continuity AVP (3GPP-EPS access type only)... 159 5.3.85 Void... 159 5.3.86 Void... 159 5.3.87 Void... 159 5.3.88 Void... 159 5.3.89 Void... 159 5.3.90 Void... 159 5.3.91 Application-Detection-Information AVP... 160 5.3.92 TDF-Application-Instance-Identifier AVP... 160 5.3.93 Void... 160 5.3.94 Void... 160 5.3.95 HeNB-Local-IP-Address AVP (3GPP-EPS access type only)... 160 5.3.96 UE-Local-IP-Address AVP (Non-3GPP-EPS access type only)... 160 5.3.97 UDP-Source-Port AVP (3GPP-EPS and Non-3GPP-EPS access types)... 160 5.3.98 Mute-Notification AVP... 160 5.3.99 Monitoring-Time AVP... 161 5.3.100 AN-GW-Status AVP (3GPP-EPS access type)... 161 5.3.101 User-Location-Info-Time AVP... 161 5.3.102 Credit-Management-Status AVP... 161 5.3.103 Default-QoS-Information AVP (FBA access type)... 162 5.3.104 Default-QoS-Name AVP (FBA access type)... 162 5.3.105 Conditional-APN-Aggregate-Max-Bitrate (All access types)... 162 5.3.106 RAN-NAS-Release-Cause AVP (3GPP-EPS and Non-3GPP-EPS access type)... 163 5.3.107 Presence-Reporting-Area-Elements-List AVP (3GPP-EPS access type)... 163 5.3.108 Presence-Reporting-Area-Identifier AVP (3GPP-EPS access type)... 163 5.3.109 Presence-Reporting-Area-Information AVP (3GPP-EPS access type)... 163

9 TS 129 212 V14.5.0 (2017-10) 5.3.110 Presence-Reporting-Area-Status AVP (3GPP-EPS access type)... 163 5.3.111 NetLoc-Access-Support AVP... 164 5.3.112 Fixed-User-Location-Info AVP (FBA access type)... 164 5.3.113 PCSCF-Restoration-Indication AVP... 164 5.3.114 IP-CAN-Session-Charging-Scope AVP... 164 5.3.115 Monitoring-Flags AVP... 164 5.3.116 NBIFOM-Support AVP... 165 5.3.117 NBIFOM-Mode AVP... 165 5.3.118 Routing-Rule-Report AVP... 165 5.3.119 Routing-Rule-Failure-Code AVP... 165 5.3.120 Default-Access AVP... 166 5.3.121 Access-Availability-Change-Reason AVP... 166 5.3.122 RAN-Rule-Support AVP... 166 5.3.123 Traffic-Steering-Policy-Identifier-DL AVP... 167 5.3.124 Traffic-Steering-Policy-Identifier-UL AVP... 167 5.3.125 Resource-Release-Notification AVP (All access types)... 167 5.3.126 Removal-Of-Access AVP... 167 5.3.127 Execution-Time AVP (ALL Access Types)... 167 5.3.128 Conditional-Policy-Information AVP... 167 5.3.129 TCP-Source-Port AVP (Non-3GPP-EPS access type)... 168 5.3.130 PRA-Install AVP (3GPP-EPS access type)... 168 5.3.131 PRA-Remove AVP (3GPP-EPS access type)... 168 5.3.132 Default-Bearer-Indication AVP... 168 5.3.133 3GPP-PS-Data-Off-Status AVP (Applicable access type 3GPP-EPS)... 168 5.4 Gx re-used AVPs... 169 5.4.0 General... 169 5.4.1 Use of the Supported-Features AVP on the Gx reference point... 177 5.4.2 Flow-Description AVP... 182 5.5 Gx specific Experimental-Result-Code AVP values... 183 5.5.1 General... 183 5.5.2 Success... 183 5.5.3 Permanent Failures... 183 5.5.4 Transient Failures... 184 5.6 Gx Messages... 184 5.6.1 Gx Application... 184 5.6.2 CC-Request (CCR) Command... 185 5.6.3 CC-Answer (CCA) Command... 186 5.6.4 Re-Auth-Request (RAR) Command... 187 5.6.5 Re-Auth-Answer (RAA) Command... 188 5a Gxx protocols... 188 5a.1 Protocol support... 188 5a.2 Initialization, maintenance and termination of connection and session... 188 5a.3 Gxx specific AVPs... 189 5a.3.0 General... 189 5a.3.1 QoS-Rule-Install AVP (All access types)... 189 5a.3.2 QoS-Rule-Remove AVP (All access types)... 190 5a.3.3 QoS-Rule-Definition AVP (All access types)... 190 5a.3.4 QoS-Rule-Name AVP (All access types)... 191 5a.3.5 QoS-Rule-Report AVP (All access types)... 191 5a.3.6 Session-Linking-Indicator AVP (All access types)... 191 5a.3.7 QoS-Rule-Base-Name AVP (All access types)... 192 5a.4 Gxx re-used AVPs... 192 5a.4.0 General... 192 5a.4.1 Use of the Supported-Features AVP on the Gxx reference point... 198 5a.5 Gxx specific Experimental-Result-Code AVP values... 199 5a.6 Gxx Messages... 199 5a.6.1 Gxx Application... 199 5a.6.2 CC-Request (CCR) Command... 200 5a.6.3 CC-Answer (CCA) Command... 200 5a.6.4 Re-Auth-Request (RAR) Command... 201 5a.6.5 Re-Auth-Answer (RAA) Command... 202

10 TS 129 212 V14.5.0 (2017-10) 5b Sd protocol... 202 5b.1 Protocol support... 202 5b.2 Initialization, maintenance and termination of connection and session... 202 5b.3 Sd specific AVPs... 203 5b.3.0 General... 203 5b.3.1 ADC-Rule-Install AVP... 203 5b.3.2 ADC-Rule-Remove AVP... 203 5b.3.3 ADC-Rule-Definition AVP... 204 5b.3.4 ADC-Rule-Base-Name AVP... 204 5b.3.5 ADC-Rule-Name AVP... 205 5b.3.6 ADC-Rule-Report AVP... 205 5b.3.7 Void... 205 5b.4 Sd re-used AVPs... 205 5b.4.0 General... 205 5b.4.1 Use of the Supported-Features AVP on the Sd reference point... 215 5b.5 Sd specific Experimental-Result-Code AVP values... 216 5b.5.1 General... 216 5b.5.2 Success... 216 5b.5.3 Permanent Failures... 216 5b.5.4 Transient Failures... 217 5b.6 Sd Messages... 217 5b.6.1 Sd Application... 217 5b.6.2 TDF-Session-Request (TSR) Command... 217 5b.6.3 TDF-Session-Answer (TSA) Command... 218 5b.6.4 CC-Request (CCR) Command... 218 5b.6.5 CC-Answer (CCA) Command... 219 5b.6.6 Re-Auth-Request (RAR) Command... 220 5b.6.7 Re-Auth-Answer (RAA) Command... 220 5c St Diameter protocol... 220 5c.1 St Application... 220 5c.2 Initialization, maintenance and termination of connection and session... 221 5c.3 St specific AVPs... 221 5c.3.1 General... 221 5c.3.2 Request-Type AVP... 221 5c.4 St re-used AVPs... 222 5c.4.1 General... 222 5c.4.2 Use of the Supported-Features AVP on the St reference point... 225 5c.5 St specific Experimental-Result-Code AVP values... 226 5c.5.1 General... 226 5c.5.2 Success... 226 5c.5.3 Permanent Failures... 226 5c.5.4 Transient Failures... 226 5c.6 St Messages... 227 5c.6.1 General... 227 5c.6.2 TDF-Session-Request (TSR) Command... 227 5c.6.3 TDF-Session-Answer (TSA) Command... 228 5c.6.4 Session-Termination-Request (STR) command... 228 5c.6.5 Session-Termination-Answer (STA) command... 228 5c.6.6 TSSF-Notification-Request (TNR) Command... 229 5c.6.7 TSSF-Notification-Answer (TNA) Command... 229 Annex A (normative): Access specific aspects (GPRS)... 230 A.1 Scope... 230 A.2 Reference model... 230 A.2 Functional elements... 230 A.2.1 PCRF... 230 A.3 PCC procedures... 230 A.3.1 Request for PCC rules... 230 A.3.2 Provisioning of PCC rules... 231

11 TS 129 212 V14.5.0 (2017-10) A.3.2.1 A.3.2.2 A.3.3 A.3.3.0 A.3.3.1 A.3.3.2 A.3.3.2a A.3.3.3 A.3.3.3a A.3.3.3b A.3.3.4 A.3.3.5 A.3.3.6 A.3.4 A.3.5 A.3.6 A.3.7 A.3.8 A.3.9 A.3.10 A.3.11 A.3.12 A.3.12.1 A.3.12.2 A.3.13 A.3.14 A.3.15 A.3.16 A.3.17 A.3.18 A.3.19 A.3.20 PCC rule request for services not known to PCRF... 232 Selecting a PCC rule and IP CAN Bearer for Downlink IP packets... 232 Provisioning and Policy Enforcement of Authorized QoS... 232 Overview... 232 Provisioning of authorized QoS per IP CAN bearer... 232 Policy enforcement for authorized QoS per IP CAN bearer... 234 Policy provisioning for authorized QoS per service data flow... 234 Policy enforcement for authorized QoS per service data flow... 234 Coordination of authorized QoS scopes in mixed mode... 234 Provisioning of authorized QoS per QCI... 235 Policy enforcement for authorized QoS per QCI... 235 Void... 235 Provisioning of authorized QoS per APN... 235 Indication of IP-CAN Bearer Termination Implications... 235 Indication of IP-CAN Session Termination... 235 Request of IP-CAN Bearer Termination... 236 Request of IP-CAN Session Termination... 236 Bearer Control Mode Selection... 236 Bearer Binding Mechanism... 237 Void... 237 PCC Rule Error Handling... 237 IMS Emergency Session Support... 237 Request of PCC Rules for an Emergency services... 237 Provisioning of PCC Rules for an Emergency services... 237 Removal of PCC Rules for Emergency Services... 238 Removal of PCC Rules at Gx session termination... 238 IMS Restoration Support... 238 Provisioning of CSG information reporting indication... 238 Packet-Filter-Usage AVP... 238 Precedence handling... 239 Reporting Access Network Information... 239 User CSG Information Reporting... 239 A.4 QoS mapping... 239 A.4.1 GPRS QCI to UMTS QoS parameter mapping... 239 A.4.2 GPRS ARP to UMTS ARP parameter mapping... 240 Annex B (normative): Access specific aspects, 3GPP (GERAN/UTRAN/E-UTRAN) EPS... 241 B.1 Scope... 241 B.2 Functional Elements... 241 B.2.1 PCRF... 241 B.2.2 PCEF... 241 B.2.3 BBERF... 241 B.3 PCC procedures... 241 B.3.1 Request for PCC and/or QoS rules... 241 B.3.2 Provisioning of PCC and/or QoS rules... 242 B.3.3 Provisioning and Policy Enforcement of Authorized QoS... 243 B.3.3.1 Provisioning of authorized QoS per APN... 243 B.3.3.2 Policy enforcement for authorized QoS per APN... 243 B.3.3.3 QoS handling for interoperation with Gn/Gp SGSN... 243 B.3.3.4 Void... 246 B.3.3.5 Policy provisioning for authorized QoS per service data flow... 246 B.3.3.6 Policy enforcement for authorized QoS of the Default EPS Bearer... 246 B.3.4 Packet-Filter-Information AVP... 247 B.3.5 Bearer Control Mode Selection... 247 B.3.6 Trace activation/deactivation at P-GW... 247 B.3.7 IMS Restoration Support... 247 B.3.8 Provisioning of CSG information reporting indication... 247 B.3.9 Packet-Filter-Usage AVP... 247 B.3.10 User CSG Information Reporting... 247

12 TS 129 212 V14.5.0 (2017-10) B.3.10.1 B.3.10.2 B.3.11 B.3.12 B.3.13 B.3.14 B.3.15 B.3.16 B.3.17 GTP-based S5/S8... 247 PMIP-based S5/S8... 248 Request of IP-CAN Bearer Termination... 248 CS to PS handover... 248 Precedence handling... 249 S-GW Restoration Support... 249 Reporting Access Network Information... 250 Presence Reporting Area Information reporting... 250 Multiple Presence Reporting Area Information reporting... 251 Annex C (Informative): Annex D (normative): Mapping table for type of access networks... 253 Access specific aspects (EPC-based Non-3GPP)... 254 D.1 Scope... 254 D.2 EPC-based ehrpd Access... 254 D.2.1 General... 254 D.2.2 Gxa procedures... 254 D.2.2.1 Request for QoS rules... 254 D.2.2.2 Provisioning of QoS rules... 255 D.2.2.2.1 QoS rule request for services not known to PCRF... 255 D.2.2.3 Provisioning and Policy Enforcement of Authorized QoS... 255 D.2.2.3.1 Provisioning of authorized QoS... 255 D.2.2.3.2 Policy enforcement for authorized QoS... 255 D.2.3 Bearer Control Mode selection... 255 D.2.4 QoS Mapping... 256 D.2.4.1 QCI to ehrpd QoS parameter mapping... 256 D.3 EPC-based Trusted WLAN Access with S2a... 256 D.4 EPC-based Untrusted WLAN Access... 256 Annex E (normative): Access specific aspects, Fixed Broadband Access interworking with EPC... 258 E.1 Scope... 258 E.2 Definitions and abbreviations... 258 E.2.1 Definitions... 258 E.2.2 Abbreviations... 258 E.3 Reference points and Reference model... 258 E.3.0 General... 258 E.3.1 Gx Reference Point... 259 E.3.2 Gxx Reference Point... 259 E.3.3 S15 Reference Point... 259 E.3.3a Sd Reference Point... 259 E.3.4 Reference Model... 259 E.4 Functional Elements... 262 E.4.1 PCRF... 262 E.4.2 PCEF... 263 E.4.3 BBERF... 263 E.4.4 HNB GW... 263 E.5 PCC procedures... 263 E.5.1 PCC procedures over Gx reference point... 263 E.5.2 PCC procedures over Gxx reference point... 264 E.5.2.1 Gateway Control Session Establishment... 264 E.5.2.2 Gateway Control Session Modification... 264 E.5.2.3 Gateway Control Session Termination... 264 E.5.2.4 Request of Gateway Control Session Termination... 264 E.5.3 S15 Procedures... 264 E.5.3.1 S15 Session Establishment... 264

13 TS 129 212 V14.5.0 (2017-10) E.5.3.2 E.5.3.2.1 E.5.3.2.2 E.5.3.3 E.5.4 E.5.4.1 E.5.5 E.5.5.1 E.5.5.2 S15 Session Modification... 265 S15 Session Modification initiated by the HNB GW... 265 S15 Session Modification initiated by the PCRF... 265 S15 Session Termination... 265 ADC procedures over Sd reference point for solicited application reporting... 265 TDF session establishment... 265 ADC procedures over Sd reference point for unsolicited application reporting... 266 General... 266 TDF session to S9a* session linking... 266 E.6 S15 Protocol... 266 E.6.1 Protocol support... 266 E.6.2 Initialization, maintenance and termination of connection and session... 267 E.6.3 S15 specific AVPs... 267 E.6.3.1 General... 267 E.6.3.2 CS-Service-QoS-Request-Identifier... 268 E.6.3.3 CS-Service-QoS-Request-Operation... 268 E.6.3.4 CS-Service-Resource-Result-Operation... 268 E.6.3.5 CS-Service-Resource-Failure-Cause... 268 E.6.3.6 CS-Service-Resource-Report... 268 E.6.4 S15 re- used AVPs... 269 E.6.4.1 General... 269 E.6.4.2 Use of the Supported-Features AVP on the S15 reference point... 269 E.6.5 S15 specific Experimental-Result-Code AVP values... 270 E.6.5.1 General... 270 E.6.5.2 Success... 270 E.6.5.3 Permanent Failures... 270 E.6.5.4 Transient Failures... 270 E.6.6 S15 Messages... 270 E.6.6.1 S15 Application... 270 E.6.6.2 CC-Request (CCR) Command... 271 E.6.6.3 CC-Answer (CCA) Command... 271 E.6.6.4 Re-Auth-Request (RAR) Command... 272 E.6.6.5 Re-Auth-Answer (RAA) Command... 272 Annex F (informative): Annex G (normative): Disabling/re-enabling Usage Monitoring for a PCC/ADC rule... 273 Access specific aspects, Fixed Broadband Access network convergence... 274 G.1 Scope... 274 G.2 Definitions and abbreviations... 274 G.2.1 Definitions... 274 G.2.2 Abbreviations... 274 G.3 Reference points and Reference model... 275 G.3.1 Reference architecture... 275 G.3.1.1 General... 275 G.3.1.2 Reference architecture... 275 G.3.2 Gx Reference Point... 276 G.3.3 Sd Reference Point... 276 G.4 Functional Elements... 277 G.4.1 PCRF... 277 G.4.2 PCEF(IP Edge)... 277 G.4.3 TDF... 277 G.5 PCC procedures... 277 G.5.1 Concept Adaptations for Fixed Broadband Access Network Convergence... 277 G.5.1.1 General... 277 G.5.1.2 IP-CAN session... 278 G.5.1.3 IP-CAN bearer... 278 G.5.1.4 PCC rule... 278

14 TS 129 212 V14.5.0 (2017-10) G.5.1.5 G.5.1.6 G.5.1.7 G.5.2 G.5.3 G.5.4 G.5.4.1 G.5.4.2 ADC rule... 278 Subscriber Identifier... 278 Default QoS control... 279 IP-CAN Session Establishment... 279 IP-CAN Session Termination... 280 IP-CAN Session Modification... 280 PCEF-Initiated IP-CAN Session Modification... 280 PCRF-Initiated IP-CAN Session Modification... 281 Annex H (informative): Annex I (informative): Policy Control for Remote UEs behind a ProSe UE-to-network relay UE... 282 Change history... 283 History... 287

15 TS 129 212 V14.5.0 (2017-10) Foreword This Technical Specification has been produced by the 3 rd Generation Partnership Project (3GPP). The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows: Version x.y.z where: x the first digit: 1 presented to TSG for information; 2 presented to TSG for approval; 3 or greater indicates TSG approved document under change control. Y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc. z the third digit is incremented when editorial only changes have been incorporated in the document.

16 TS 129 212 V14.5.0 (2017-10) 1 Scope The present document provides the stage 3 specification of the Gx, Gxx and Sd reference points for the present release. The present document also provides the Diameter variant of St reference point for the present release. The functional requirements and the stage 2 specifications of the Gx, Gxx, Sd and St reference points are contained in 3GPP TS 23.203 [7]. The Gx reference point lies between the Policy and Charging Rule Function and the Policy and Charging Enforcement Function. The Gxx reference point lies between the Policy and Charging Rule Function and the Bearer Binding and Event Reporting Function. The Sd reference point lies between the Policy and Charging Rule Function and the Traffic Detection Function. The St reference point lies between the Policy and Charging Rule Function and the Traffic Steering Support Function. Whenever it is possible the present document specifies the requirements for the protocol by reference to specifications produced by the IETF within the scope of Diameter. Where this is not possible, extensions to Diameter are defined within the present document. 2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document. - References are either specific (identified by date of publication and/or edition number or version number) or non-specific. - For a specific reference, subsequent revisions do not apply. - For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document. [1] 3GPP TR 21.905: "Vocabulary for 3GPP Specifications". [2] 3GPP TS 29.210: "Charging Rule Provisioning over Gx Interface". [3] Void. [4] Void. [5] IETF RFC 3588: "Diameter Base Protocol". [6] Void. [7] 3GPP TS 23.203: "Policy Control and Charging architecture". [8] 3GPP TS 29.213: "Policy and charging control signalling flows and Quality of Service (QoS) parameter mapping". [9] IETF RFC 4006: "Diameter Credit Control Application". [10] 3GPP TS 29.214: "Policy and Charging Control over Rx reference point". [11] 3GPP TS 29.061: "Interworking between the Public Land Mobile Network (PLMN) supporting packet based services and Packet Data Networks (PDN)". [12] IETF RFC 4005: "Diameter Network Access Server Application". [13] 3GPP TS 24.008: "Mobile radio interface Layer 3 specification". [14] 3GPP TS 29.229: "Cx and Dx interfaces based on Diameter protocol; Protocol details". [15] IETF RFC 3162: "Radius and Ipv6". [16] 3GPP TS 32.295: "Telecommunication management; Charging management; Charging Data Record (CDR) transfer".

17 TS 129 212 V14.5.0 (2017-10) [17] 3GPP TS 23.060: "General Packet Radio Service (GPRS); Service description; Stage 2". [18] 3GPP TS 29.060: "General Packet Radio Service (GPRS); GPRS Tunnelling Protocol (GTP) across the Gn and Gp interface". [19] 3GPP TS 32.299: "Telecommunication management; Charging management; Diameter charging applications ". [20] 3GPP2 X.S0011-E: "cdma2000 Wireless IP Network Standard". [21] 3GPP TS 32.240: "Telecommunication management; Charging management; Charging architecture and principles". [22] 3GPP TS 29.274: "3GPP Evolved Packet System. Evolved GPRS Tunnelling Protocol for EPS (GTPv2)". [23] 3GPP TS 23.402: "Architecture enhancements for non-3gpp accesses". [24] 3GPP2 X.S0057-B: "E-UTRAN ehrpd Connectivity and Interworking: Core Network Aspects". [25] 3GPP TS 23.003: "Numbering, addressing and identification". [26] 3GPP TS 29.272: "3GPP Evolved Packet System. Mobility Management Entity (MME) and Serving GPRS Support Node (SGSN) related interfaces based on Diameter protocol". [27] 3GPP TS 32.422: "Telecommunication management; Subscriber and equipment trace; Trace control and configuration management". [28] 3GPP TS 29.275: "Proxy Mobile Ipv6 (PMIPv6) based Mobility and Tunnelling Protocols; Stage 3". [29] 3GPP TS 43.318: "Generic access to the A/Gb interface; Stage 2". [30] 3GPP2 X.S0062-0: "PCC for cdma2000 1x and HRPD Networks ". [31] 3GPP TS 23.228: "IP multimedia subsystem; Stage 2". [32] 3GPP TS 23.401: "General Packet Radio Service (GPRS) enhancements for Evolved Universal Terrestrial Radio Access Network (E-UTRAN) access. [33] 3GPP TS 23.380: "IMS Restoration Procedures". [34] Void. [35] 3GPP TS 23.261: "IP flow mobility and seamless Wireless Local Area Network (WLAN) offload; Stage 2". [36] IETF RFC 3046: "DHCP Relay Agent Information Option". [37] TS 283 034 v2.2.0: "Telecommunications and Internet converged Services and Protocols for Advanced Networking (TISPAN); Network Attachment Sub-System (NASS); e4 interface based on the DIAMETER protocol". [38] Void. [39] Void. [40] 3GPP TS 23.216: "Single Radio Voice Call Continuity (SRVCC); Stage 2". [41] 3GPP TS 23.107: "Quality of Service (QoS) concept and architecture". [42] 3GPP TS 24.301: "Non-Access-Stratum (NAS) protocol for Evolved Packet". [43] 3GPP TS 23.007: "Restoration Procedures". [44] Broadband Forum TR-134: "Policy Control Framework ".

18 TS 129 212 V14.5.0 (2017-10) [45] Broadband Forum TR-124 Issue 3: "Functional Requirements for Broadband Residential Gateway Devices ". [46] Broadband Forum TR-146: "Internet Protocol (IP) Sessions". [47] Broadband Forum TR-300: "Nodal Requirements for Converged Policy Management". [48] 3GPP TS 29.273: "3GPP EPS AAA interfaces". [49] IETF RFC 7683: "Diameter Overload Indication Conveyance". [50] 3GPP TS 23.468: "Group Services and System Aspects; Group Communication System Enablers for LTE (GCSE LTE)". [51] 3GPP TS 23.161: "Network-based IP flow mobility and Wireless Local Area Network (WLAN) offload; Stage 2". [52] 3GPP TS 29.155: "Traffic Steering Control; Representational State Transfer (REST) over St reference point". [53] IETF RFC 7944: "Diameter Routing Message Priority". [54] IETF RFC 5719: "Updated IANA Considerations for Diameter Command Code Allocations". [55] IETF RFC 2234: "Augmented BNF for syntax specifications". [56] 3GPP TS 23.303: "Proximity-based services (ProSe); Stage 2". [57] 3GPP TS 26.114: "IP Multimedia Subsystem (IMS); Multimedia Telephony; Media handling and interaction". [58] IETF RFC 3948: " UDP Encapsulation of IPsec ESP Packets". [59] 3GPP TS 24.302: "Access to the 3GPP Evolved Packet Core (EPC) via non-3gpp access networks; stage 3". [60] IETF draft-ietf-dime-load-09: "Diameter Load Information Conveyance". Editor's note: The above document cannot be formally referenced until it is published as an RFC. [61] IETF RFC 6733: "Diameter Base Protocol". [62] 3GPP TS 29.251: "Gw and Gwn reference points for sponsored data connectivity; stage 3". [63] 3GPP TS 29.244: "Interface between the Control Plane and the User Plane of EPC Nodes; Stage 3". 3 Definitions and abbreviations 3.1 Definitions For the purposes of the present document, the terms and definitions given in 3GPP TR 21.905 [1] and the following apply: Application detection filter: A logic used to detect packets generated by an application based on extended inspection of these packets, e.g., header and/or payload information, as well as dynamics of packet flows. The logic is entirely internal to a TDF or a PCEF enhanced with ADC, and is out of scope of this specification. Application identifier: An identifier, referring to a specific application detection filter. ADC decision: A decision consists of references to ADC rules, associated enforcement actions (for dynamic ADC rules) and TDF session attributes and is provided by the PCRF to the TDF for application detection and control.

19 TS 129 212 V14.5.0 (2017-10) ADC rule: A set of information enabling the detection of application traffic and associated enforcement actions. ADC rules are directly provisioned into the TDF and referenced by the PCRF. Detected application traffic: An aggregate set of packet flows that are generated by a given application and detected by an application detection filter. IP-CAN bearer: IP transmission path of defined capacity, delay and bit error rate, etc. See 3GPP TR 21.905 [1] for the definition of bearer. IP-CAN session: association between a UE and an IP network. The association is identified by one or more UE Ipv4 addresses/ and/or Ipv6 prefix together with a UE identity information, if available, and a PDN represented by a PDN ID (e.g. an APN). An IP-CAN session incorporates one or more IP-CAN bearers. Support for multiple IP-CAN bearers per IP-CAN session is IP-CAN specific. An IP-CAN session exists as long as the related UE Ipv4 address and/or Ipv6 prefix are assigned and announced to the IP network. IP flow: unidirectional flow of IP packets with the same source IP address and port number and the same destination IP address and port number and the same transport protocol. Port numbers are only applicable if used by the transport protocol. IP Flow mapping: IP flow mapping is used in Network-initiated NBIFOM mode when the UE wants to request the network to apply specific mapping of IP flows to 3GPP access or WLAN access. It applies to the same parameters as the NBIFOM routing rule. Gateway Control Session: An association between a BBERF and a PCRF (when GTP is not used in the EPC), used for transferring access specific parameters, BBERF events and QoS rules between the PCRF and BBERF. In the context of this specification this is implemented by use of the Gxx procedures. GC1 signalling: Signalling between the GCS AS and the application client on the UE over the GC1 reference point as defined in 3GPP TS 23.468 [50]. Monitoring key: Identifies a usage monitoring control instance. Multi-access IP-CAN session: An IP-CAN session whose traffic can be routed over either a 3GPP access or a WLAN access or both. Each IP flow is routed at any single time only over one access. TDF session: An association between an IP-CAN session and the assigned TDF for the purpose of application detection and control by the PCRF. The association is identified by one UE Ipv4 address and/or Ipv6 prefix together with optionally a PDN represented by a PDN ID and a set of ADC rules to be applied by the TDF. Usage monitoring control instance: the monitoring and reporting of the usage threshold for input, output or total data volume or time of usage for the IP-CAN session/tdf session or the service data flows/application's traffic associated with the same monitoring key. Presence Reporting Area: An area defined within 3GPP Packet Domain for the purposes of reporting of UE presence within that area due to policy control and/or charging reasons. There are two types of Presence Reporting Area: "UEdedicated Presence Reporting Area", and "Core Network pre-configured Presence Reporting Area". Packet Flow Description (PFD): A set of information enabling the detection of application traffic provided by a 3 rd party service provider (from 3GPP TS 23.203 [7]). RAN rules: In this specification, RAN rules refers to the set of RAN assistance parameter and RAN steering command handling for the steering of traffic between E-UTRAN or UTRAN and WLAN associated with RAN-controlled LTE- WLAN interworking or RAN-assisted WLAN interworking. RAN user plane congestion: RAN user plane congestion occurs when the demand for RAN resources exceeds the available RAN capacity to deliver the user data for a prolonged period of time. Service data flow: An aggregate set of packet flows carried through the PCEF that matches a service data flow template (from 3GPP TS 23.203 [7]). Service data flow filter: a set of packet flow header parameter values/ranges used to identify one or more of the packet flows (from 3GPP TS 23.203 [7]). Service data flow template: The set of service data flow filters in a PCC rule or an application identifier in a PCC rule referring to an application detection filter, required for defining a service data flow (from 3GPP TS 23.203 [7]).

20 TS 129 212 V14.5.0 (2017-10) (S)Gi-LAN: The network infrastructure connected to the 3GPP network over the SGi or Gi reference point that provides various IP-based services. (S)Gi-LAN service function: A function located in the (S)Gi-LAN that provides value-added IP-based services e.g. NAT, anti-malware, parental control, DDoS protection. 3.2 Abbreviations For the purpose of the present document, the abbreviations given in 3GPP TR 21.905 [1] and the following apply: ADC Application Detection and Control AF Application Function AMBR Aggregate Maximum Bit Rate BBERF Bearer Binding and Event Reporting Function CCA Credit-Control-Answer (CC-Answer) CCR Credit-Control-Request (CC-Request) CSG Closed Subscriber Group CSG-ID Closed Subscriber Group Identity DCC Diameter Credit Control DRMP Diameter Routing Message Priority GBR Guaranteed Bit Rate GCS Group Communication Service GCS AS Group Communication Service Application Server MPS Multimedia Priority Service NBIFOM Network-based IP flow mobility NB-IoT Narrowband IoT OCS Online charging system OFCS Offline charging system PCEF Policy and Charging Enforcement Function PCRF Policy and Charging Rule Function PFD Packet Flow Description PFDF Packet Flow Description Function PRA Presence Reporting Area RAA Re-Auth-Answer (RA-Answer) RAB Radio Access Bearer RAR Re-Auth-Request (RA-Request) RCAF RAN Congestion Awareness Function RUCI RAN User Plane Congestion Information SCEF Service Capability Exposure Function SUPL Secure User Plane for Location TDF Traffic Detection Function TSA TDF-Session-Answer TSR TDF-Session-Request TSSF Traffic Steering Support Function UDC User Data Convergence UDR User Data Repository WB-E-UTRAN Wide Band E-UTRAN 4 Gx reference point 4.1 Overview The Gx reference point is located between the Policy and Charging Rules Function (PCRF) and the Policy and Charging Enforcement Function (PCEF). The Gx reference point is used for provisioning and removal of PCC rules from the PCRF to the PCEF and the transmission of traffic plane events from the PCEF to the PCRF. The Gx reference point can be used for charging control, policy control or both by applying AVPs relevant to the application. The Gx reference point can also be used for application's traffic detection and control. The stage 2 level requirements for the Gx reference point are defined in 3GPP TS 23.203 [7].

21 TS 129 212 V14.5.0 (2017-10) Signalling flows related to the both Rx and Gx interfaces are specified in 3GPP TS 29.213 [8]. The definition of case 1, case 2a and case 2b is specified in clause 4.0 in 3GPP TS 29.213 [8]. Refer to Annex G of 3GPP TS 29.213 [8] for Diameter overload control procedures over the Gx interface. Refer to Annex J of 3GPP TS 29.213 [8] for Diameter message priority mechanism procedures over the Gx interface. Refer to Annex K of 3GPP TS 29.213 [8] for Diameter load control procedures over the Gx interface. The PCEF is considered as monolithic entity in the present specification, but can be decomposed into a User Plane Function and a Control Plane Function connected via the Sx reference point. The Sx reference point and interactions between the Gx and Sx reference points are not considered in the present specification, but are specified in 3GPP TS 29.244 [63]. 4.2 Gx Reference model The Gx reference point is defined between the PCRF and the PCEF. The relationships between the different functional entities involved are depicted in figure 4.2.1. The overall PCC architecture is depicted in subclause 3a of 3GPP TS 29.213 [8]. Gx PCEF PCRF Figure 4.2.1: Gx reference model NOTE 1: The PCEF may support Application Detection and Control feature. NOTE 2: PCEF is located in the Gateway node implementing the IP access to the PDN. Refer to Annexes of TS 23.203 [7] for application to specific IP-CAN types. NOTE 3: The PCEF can be decomposed into a User Plane Function and a Control Plane Function connected via the Sx reference point specified in 3GPP TS 29.244 [63]. If the PCEF is decomposed, the Gx reference point terminates in the Control Plane Function. Figure 4.2.2: Void 4.3 PCC Rules 4.3.1 PCC Rule Definition The purpose of the PCC rule is to: - Detect a packet belonging to a service data flow. - The service data flow templates within the PCC rule are used for the selection of downlink IP CAN bearers. - The service data flow filters within the PCC rule are used for the enforcement that uplink IP flows are transported in the correct IP CAN bearer. NOTE 1: For apcc rule that contains an application identifier referencing an application detection filter, the PCRF can inspect traffic on multiple bearers in the uplink direction. Such detected traffic counts as detection by that PCC rule. - Identify the service the service data flow contributes to. - Provide applicable charging parameters for a service data flow.