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Database Management Systems Introduction to the course 1 Transaction processing On Line Transaction Processing (OLTP) Traditional DBMS usage Characterized by snapshot of current data values detailed data, relational representation structured, repetitive operations read/write access to few records short transactions isolation, reliability, and integrity are critical (ACID) database size 100MB-GB 2 Pag. 1 1

Analytical processing On Line Analytical Processing (OLAP) Decision support applications Characterized by historical data consolidated, integrated data ad hoc applications read access to millions of records complex queries consistency before and after periodical loads database size 100GB-TB 3 Course content First part (weeks 1-7) DBMS server technology SQL Triggers Distributed databases Second part (weeks 8-14) Data warehouse design OLAP analysis Data mining 4 Pag. 2 2

Books Course books Atzeni, Ceri, Fraternali, Paraboschi, Torlone, Basi di dati Architetture e linee di evoluzione, McGraw Hill, 2007 Atzeni, Ceri, Paraboschi, Torlone, Database systems, McGraw Hill, 1999 Golfarelli, Rizzi, Data warehouse: teoria e pratica della progettazione, McGraw-Hill, 2006 Tan, Steinbach, Kumar, Introduction to data mining, Pearson, 2006 5 Books Other books Ramakrishnan, Gehrke, Database Management Systems, McGraw-Hill, 2004 Kimball e altri, several books and white papers on data warehouse design methodologies and case studies, Wiley Han, Kamber, Data mining: concepts and techniques, Morgan Kaufmann, 2006 6 Pag. 3 3

Database Management Systems 7 Data Base Management System (DBMS) A software package designed to store and manage databases We are interested in internal mechanisms of a DBMS providing services to applications Useful for making the right design choices System configuration Physical design of applications Some services are becoming available also in operating systems 8 Pag. 4 4

DBMS Architecture SQL COMMANDS OPTIMIZER MANAGEMENT OF ACCESS METHODS CONCURRENCY CONTROL BUFFER MANAGER RELIABILITY MANAGEMENT Retrieve block of Data Index Files Data Files System Catalog DATABASE 9 DBMS Architecture SQL COMMANDS OPTIMIZER DBMS SERVER MANAGEMENT OF ACCESS METHODS CONCURRENCY CONTROL BUFFER MANAGER RELIABILITY MANAGEMENT Retrieve block of Data Index Files Data Files System Catalog DATABASE 10 Pag. 5 5

DBMS Components Optimizer It selects the appropriate execution strategy for accessing data to answer queries It receives in input a SQL instruction (DML) It executes lexical, syntactic, and semantic parsing and detects (some) errors It transforms the query in an internal representation (based on relational algebra) It selects the right strategy for accessing data This component guarantees the data independence property in the relational model 11 DBMS Components Access Method Manager It performs physical access to data It implements the strategy selected by the optimizer 12 Pag. 6 6

DBMS Components Buffer Manager It manages page transfer from disk to main memory and vice versa It manages the main memory portion that is preallocated to the DBMS e.g., Oracle SGA The memory block pre-allocated to the DBMS is shared among many applications 13 DBMS Components Concurrency Control It manages concurrent access to data Important for write operations It guarantees that applications do not interfere with each other, thus yielding consistency problems 14 Pag. 7 7

DBMS Components Reliability Manager It guarantees correctness of the database content when the system crashes It guarantees atomic execution of a transaction (sequence of operations) It exploits auxiliary structures (log files) to recover the correct database state after a failure 15 Transaction A transaction is a logical unit of work performed by an application It is a sequence of one or more SQL instructions, performing read and write operations on the database It is characterized by Correctness Reliability Isolation 16 Pag. 8 8

Transaction example: Bank Tranfer The following transaction moves 100 euro from account xxx to account yyy UPDATE ACCOUNTS SET Balance = Balance - 100 WHERE Account_Number = xxx UPDATE ACCOUNTS SET Balance = Balance + 100 WHERE Account_Number = yyy D M BG 17 Transaction delimiters Transaction start Typically implicit First SQL instruction At the beginning of a program After the end of the former transaction Transaction end COMMIT: correct end of a transaction ROLLBACK: end with error The database state goes back to the state at the beginning of the transaction D M BG 18 Pag. 9 9

Transaction end 99.9% of transactions commit Remaining transactions rollback Rollback is required by the transaction (suicide) Rollback is required by the system (murder) 19 Transaction properties ACID properties of transactions Atomicity Consistency Isolation Durability 20 Pag. 10 10

Atomicity A transaction cannot be divided in smaller units It is not possible to leave the database in a intermediate state of execution Guaranteed by Undo. The system undoes all the work performed by the transaction up to the current point It is used for rollback Redo. The system redoes all work performed by committed transactions It is used to guarantee transaction commit in presence of failure 21 Consistency A transaction execution should not violate integrity constraints on a database Enforced by defining integrity constraints in the database schema (Create table,.) Primary key Referential Integrity (Foreign key) Domain Constraints When a violation is detected, the system may Rollback the transaction Automatically correct the violation 22 Pag. 11 11

Isolation The execution of a transaction is independent of the concurrent execution of other transactions Enforced by the Concurrency Control block of the DBMS 23 Durability The effect of a committed transaction is not lost in presence of failures It guarantees the reliability of the DBMS Enforced by the Reliability Manager block of the DBMS 24 Pag. 12 12