European databases and repositories for Social Sciences and Humanities research output exploring comprehensiveness

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European databases and repositories for Social Sciences and Humanities research output exploring comprehensiveness Linda Sīle (presenter, PhD Candidate in Social Sciences), Janne Pölönen, Gunnar Sivertsen, Raf Guns, Tim Engels STI 2017: Paris, September 6-8

Outline Method Findings #1 - Overview of databases - Defining national database for social sciences and humanities research output - Defining comprehensiveness Findings #2 - Overview of the comprehensiveness of databases Final thoughts

Method

Method Within the framework of the COST action «European Network for Research Evalution in Social Sciences and Humanities» (ENRESSH, www.enressh.eu) Scope: 41 European countries Main sources of data: two questionnaires, interviews, scholarly literature, grey literature. Questionnaire #1: identification of national databases Questionnaire #2: detailed description of comprehensiveness Data collection period: August 2016 ongoing

Collaborators in the second survey (in alphabetical order): Pavel Arefiev, Scientific Electronic Library - elibrary.ru, Russia Kasper Bruun, Ministry of Higher Education and Science, Denmark Marta Dušková, Slovak Centre of Scientific and Technical Information, Slovakia Gennady Eremenko, Scientific Electronic Library - elibrary.ru, Russia Lotte Faurbaek, Ministry of Higher Education and Science, Denmark Viktor Glukhov, Scientific Electronic Library - elibrary.ru, Russia Andras Holl, MTMT, Hungary Emanuel Kulczycki, Adam Mickiewicz University, Poland Bojan Macan, Rudjer Boskovic Institute, Croatia Gustaf Nelhans, University of Borås, Sweden Michal Petr, Masaryk University, Czech Republic Marjeta Pisk, Research Centre of the Slovenian Academy of Sciences and Arts, Slovenia Hanna-Mari Puuska, CSC IT Center for Science Ltd., Finland Svetlana Shabanova, Scientific Electronic Library - elibrary.ru, Russia Sandor Soos, MTMT, Hungary Jadranka Stojanovski, University of Zadar / Rudjer Boskovic Institute, Croatia Ari Stone, The Council for Higher Education, Israel Davor Šoštarič,Institut informacijskih znanosti IZUM), Slovenia Jaroslav Šušol, Comenius University in Bratislava, Slovakia Ruth Teitelbaum, The Henrietta Szold Institute, Israel Mimi Urbanc, Research Centre of the Slovenian Academy of Sciences and Arts, Slovenia

Findings #1

Overview Responses received from 39 (out of 41) countries. 23 existing databases identified and described Green national database exists Blue national databases currently implemented Grey no national database

Definition of a national database for research output Valid Comprehensive Reliable Database records refer to existing research output Database represents the total volume of the (social sciences and humanities) research output of a country Data collection and registration method provides accurate and traceable information

Comprehensiveness

Comprehensiveness (all) Types (all) Tokens National database for research output within the social sciences and humanities (1) includes (a) all academic disciplines within social sciences and humanities defined as... (b) all research-active institutions defined as... (c) all research themes defined as... (d) all authors defined as... (e) all types of research output defined as... in a country X. (2) contains all records that meet the definitions in (1)

Minimum requirements for comprehensiveness - Includes not only open-acess research output - Includes more than one research output type - Includes research output in more than one language Grey databases that meet the criteria Green databases included in the second stage of the study

Findings #2

(all) Types? (all) Tokens

Number of databases Time span for research output included in the databases* 12 10 8 6 12 4 2 0 6 6 5 3 2 1 <1990 1990-1994 1995-1999 2000-2004 2005-2009 2010-2014 2015-2017 *Overview is based on the coverage all years within the sub-periods

Research output types and audience All (13) databases include data on: - Journal articles - Monographs - Articles or chapters in books - Edited books 12 of 13 databases include data on: - Articles in conference proceedings Scholarly audience Practitioners General audience Audience for research output 0 4 8 12

Academic disciplines and language Database includes all disciplines within Social Sciences and Humanities 1 Database includes research output in any language 1 12 Yes No 12 Yes No

Range of research-active institutions included Belgium (Flanders): VABB-SHW Croatia: CROSBI Czech Republic: RIV Denmark: BFI Finland: VIRTA Hungary: MTMT Israel: Database of Publications in Norway: CRIStiN Poland: Polish Scholarly Bibliography Russian Federation: Russian Index Slovakia: CREPČ Slovenia: COBISS Sweden: Swepub 1 All publicly funded universities 2 All universities 3 All publicly funded higher education institutions 4 All higher education institutions 5 All publicly funded research active institutions (HEI, government, commercial, not-forprofit sectors) 6- All research active institutions Adjustments: +0.5 Included some institutions within the next more inclusive category +1 Included all institutions of one subtype within the next more inclusive category

Internationally mobile authors 50% 6 of 12** databases include research output from periods when an author has been affiliated to a foreign institution ** Information was not available for 1 database.

(all) Types (all) Tokens?

Procedures ensuring comprehensiveness Completeness is confirmed by authors Completeness is confirmed by reporting institutions 1 4 Yes No 3 1 Yes No 7 Not applicable 8 Not applicable Completeness is confirmed by authors and reporting institutions 8 1 4 Yes No Not applicable Completeness is not confirmed 8 1 4 Yes No Not applicable

Procedures ensuring comprehensiveness Data reporting is mandated on national or institutional level Data are used for research evaluation purposes Data are used to calculate bibliometric indicators for research funding allocation purposes 5 Yes No 5 Yes No 2 Yes No 8 8 11

Final thoughts

To sum up, The presented study has led to: 1. An overview of national databases for (social sciences and humanities) research output in Europe a. A more detailed conceptualisation of national databases for research output 2. Insight into the comprehensiveness of 13 databases a. A more detailed conceptualisation of Comprehensiveness of databases for research output.

Implications for bibliometrics (1) Specifics of databases have to be taken into account in bibliometric research Aspects of particular importance: - Purposes of databases - Contexts of databases - Database setups (2) Differences in databases have to be further explored

Ongoing work - Survey on comparability of databases - Bibliometric comparison of social sciences and humanities in 11 European countries - Qualitative inquiry into classifications of academic disciplines and publication types

Thank you! The report of the first stage of the survey on databases: Sīle, L. et al. (2017). European Databases and Repositories for Social Sciences and Humanities Research Output. Antwerp: ECOOM & ENRESSH. https://doi.org/10.6084/m9.figshare.5172322.v1 Further questions: linda.sile@uantwerpen.be