Non FDA approved:investigational device

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Carotid Stenting with the Fibernet Protection Device: A New Generation in EPD Gary M Ansel MD FACC Clinical Director of Peripheral Vascular Intervention MidOhio Cardiology and Vascular Consultants Riverside Methodist Hospital Columbus, Ohio Non FDA approved:investigational device

Relevant Disclosures Cordis JJ Bard Medtronic Abbott/Guidant Lumen biomedical Cook ev3 Advisory, education Advisory Advisory Education, research Advisory Royalties, advisory Advisory

This Carotid Looks Like a Ripe One

SAPPHIRE Randomized Patients: Kaplan Meier Analysis CEA CEA26.7% 26.7% % MAE 20.1% 20.1% Stent 19.2% Stent 19.2% 12.2% 12.2% 9.8% 9.8% 4.8% 4.8% 30 Days After Initial Procedure Days: 30 360 720 N at Risk (CEA): 161 125 59 N at Risk (Stent): 163 147 88

Filters: Newer Devices FilterWire EZ Interceptor Rubicon SPIDER

Carotid Stent Trials: 30-Day MACE* 14 12 Patients (%) 10 8 * MACE=Death, CVA, MI 7.8 7.8 7.2 5.4 6 3.8 4 2 0 SAPPHIRE ARCHER SECURITY BEACH CABERNET

Population The 30 day clinical outcomes in a pop. of patients recruited in to the LEAD-IN Phase of the CREST study.

Patient Population Inclusion Criteria Symptomatic - >50% diameter stenosis Asymptomatic - >70% diameter stenosis High and Standard Risk CEA Pts. Initially no age exclusions. Later recruitment only < 80 yrs.

Total Population data at 30 days N=1303 Event rate (%) 50 40 30 20 P=NS 4.6 % 4.6 % 5.4 % 5.4 % 10 0 Death/Stroke Death/Stroke/MI

Symptomatic population at 30 days N = 343 Event rates (%) 50 40 30 20 6.5 % 6.8 % 10 0 Death/Stroke Death/Stroke/MI

CREST: 30 day death/stroke rate by age group n=1303 14% P=0.0005 13.2% 30 day stroke and death 12% 10% 8% 6.5% 6% 4% 2.6% 2% 1.2% 0% <60 years n=174 60-70 years n=390 70-80 years n=594 >80 years n=145

Primary Events <30 days: CAPTURE 2500ARCHeR vs ARCHeR CAPTURE DIFFERENCE EVENT (N=2500) (n= 581) 95% CI 5.7% 8.3% -2.54% [ -4.96%, -0.13%] Death 1.6% 2.1% -0.47% [ -1.72%, 0.79%] Stroke-Related Death 0.8% 0.5% 0.24% [-0.43%, 0.92%] All Stroke 4.2% 5.5% -1.27% [ -3.28%, 0.75%] Major Stroke 1.7% 1.5% 0.13% [ -0.99%, 1.25%] Minor Stroke 2.6% 4.0% -1.32% [ -3.02%, 0.39%] MI 0.9% 2.4% All Stroke and Death* 5.1% 6.9% -1.49% [ -2.79%, -0.19%] -1.80% [-4.04%, 0.43%] Major Stroke and Death* 2.5% 2.9% -0.41% [-1.91%, 1.10%] Death, Stroke and MI* *Hierarchical- Includes only the most serious event for each patient and includes only each patient first occurrence of each event. Denotes statistically significant difference at the 0.05 level

CAPTURE 2500: DSMI by Combined Octogenarian/Symptomatic Status % of Patients DSMI* 18% 16% 14% 12% 10% 8% 6% 4% 2% 0% 80 < 80 17.6% 14.2% 12.7% 7.0% 5.7% All Patients (N=2500) 4.9% Symptomatic (N=233) Asymptomatic (N=2267) Asymptomatic patients <80 year: Stroke and death: 3.6% (63/1741) [ 2.8%, 4.6%] 4.2%

Controversial Studies

30 day death and stroke (%) EVA-3S: Randomized CEA vs. CAS 20 CEA CAS 15 RR 2.5 (95% CI, 1.2-5.1) P=0.01 9.6 10 5 0 3.9 262 265 Primary Endpoint Mas JL et al. New Engl J Med 2006;355:1661-71

EVA-3S critique Slow enrollment resulted in limited investigator experience 1.7 CAS patients/year/site Early and/or non-standard technique resulted in unnecessary morbidity Use of EPD not widespread or familiar Lack of use in the early phase of the trial likely responsible for 4-5 excess strokes (~20% of all strokes in the CAS arm) 5% stent procedure failure requiring emergency surgery in this trial resulting in 2 strokes in the CAS group Major pivotal trials in this country (e.g., SAPPHIRE, ARCHeR) have not reported any emergent surgical conversions No pre-dilation in >80% of procedures (standard in US) Significant (beyond local) anesthesia was employed in ~30% of procedures (estimated <5% in US) William Gray

EVA-3S critique Limited investigator experience and number of trained sites/operators Experienced operators defined by 12 lifetime CAS procedures or 5 CAS procedure if 35 supra-aortic procedure These operators were deemed experienced and allowed to tutor the non-experienced No centralized training qualification process (local proctors pronounced the operators qualified) Approximately 2/3 of sites were under tutelage at the beginning of their randomized participation. William Gray

Silent Cerebral Embolization Animal Data Microspheres 15 microns no effect Microspheres 50 microns neuro effect Heistaded DD et al Measurement of cerebral blood flown in animals Williams and Wilkins;1980:202-11

Silent Cerebral Embolization MRI data N = 20 DW MRI Carotid Stent placement Protection successful in 16 Abnormal study in 3/20 (15%) No permanent deficits Jaeger et al. Cardiovasc Intervent Radiol 2001:24:249-56

Silent Cerebral Embolization MRI data N = 42 DW MRI Carotid Stent placement Protection in all (multiple types) Abnormal study in 10/42 (22.7%) 1 major stroke 9 no deficit Jaeger et al. Cardiovasc Intervent Radiol 2001:24:249-56

Silent Cerebral Embolization MRI data N = 88 DW MRI Carotid Surgery Abnormal study in 17/88 (17%) 2 major stroke Eur J Vasc Endovasc Surg 2004;27:167-71

Possible Technology answers?

FiberNet Embolic Protection System Lumen Biomedical, Inc. www.lumenbio.co m

FiberNet EPS Device Description The FiberNet system consists of - Expandable filter mounted on a high performance 0.014 guidewire - RX focal-suction retrieval catheter. The filter - numerous strands of polymer fibers. - seek the vessel wall, forming a 3-D depth filter. Focal-suction catheter

FiberNet EPS Features Effective Particulate Capture/Retrieval: - completely fills (even eccentric) vessels - 3-D depth filter efficiently traps particles 40 microns Greater Access: - flexible 0.014 high performance wire; low crossing profile; no delivery catheter - very small landing zone requirement Maintains blood flow during the intervention:

FiberNet: Fills (even eccentric) Vessels FiberNet FilterWire

FiberNet: Efficient 3D Depth Filter Bench Tests Confirm Filtration Efficacy: 99% particulate 100 µm 93% particulate 40 µm data on file at Lumen Biomedical

FiberNet: Low Crossing Profile Other Device Specifications FiberNet Model Vessel Size Crossing Profile 2500 1.75-2.5 mm 1.7F 3500 2.5-3.5 mm 2.1F 5000 3.5-5.0 mm 2.4F 6000 5.0-6.0 mm 2.7F 7000 6.0-7.0 mm 3.2F Device Vessel Size Crossing Profile EmboShield 3.0-6.0 mm 3.7-3.9F AccuNet RX 3.5-5.0 mm 3.5-3.7F FilterWire EZ 3.5-5.5 mm 3.2F SpideRX 3.0-7.0 mm 3.2F GuardWire 3.0-5.0 mm 2.7F

High Capture Efficiency: Clinical Cases Greece, Germany, US Visible debris has been removed in 100% of the cases to date.

Clinical Studies Epic US Carotid Study: High surgical risk, multicenter, single arm registry, 30 day follow-up Symptomatic with 50% stenosis, Asymptomatic with 70% stenosis Enrollment Ongoing Epic European Carotid Study: Multicenter, single arm registry, 30 day follow-up Symptomatic with 50% stenosis, Asymptomatic with 70% stenosis Enrollment Ongoing Retrieve European Saphenous Vein Graft Study: Multicenter, single arm registry, 30 day follow-up Enrollment Pending

Evaluating the Use of the FiberNet Emboli Protection Device in Carotid Artery Stenting: The EPIC US Feasibility Study CAUTION Not commercially available: INVESTIGATIONAL DEVICE 90-1003,B

EPIC Study Objective Multicenter, prospective, feasibility study designed to demonstrate the performance and safety of the Lumen Biomedical, Inc. FiberNet Embolic Protection System as an adjunctive device during carotid artery percutaneous intervention in high risk patients. CAUTION Not commercially available: INVESTIGATIONAL DEVICE 90-1003,B

EPIC Study Design, Scope, and Duration High Surgical Risk Patient Carotid Registry study. Up to 10 US Centers enrolling up to 30 subjects. All subjects who meet criteria will be treated with the FiberNet device and Acculink stent. Patients will be followed through 30 days. Pivotal study to support commercial clearance to begin first quarter 2007 Principle Investigator: Michael Bacharach MD CAUTION Not commercially available: INVESTIGATIONAL DEVICE 90-1003,B

EPIC Study Endpoints Primary Endpoint: the rate of all death, stroke, and MI within 30 days of the procedure. Secondary Endpoints: All death and stroke rates Non-stroke neurological event rates Technical success rates Procedural success rates Access site complication rates CAUTION Not commercially available: INVESTIGATIONAL DEVICE 90-1003,B

FiberNet Procedures Done in Greece with Dr. Henry and Dr. Polydorou CAUTION Not commercially available: INVESTIGATIONAL DEVICE 90-1003,B Non FDA approved:investigational device

Greece Baseline Characteristics N = 46 Carotid Patients and 4 Renal Patients Mean Age at Procedure Percent Male 69 years 68% Mean Percent Stenosis 84.6% CAUTION Not commercially available: INVESTIGATIONAL DEVICE 90-1003,B

Greece FiberNet Results Patients N = 50 subjects (51 lesions) Procedure Success % Cases Visible Debris Caught 96% 100% Two Instances of TIMI 1 flow and one instance of TIMI 0 flow. TIMI 3 flow restored after suction in all cases. Three vessel spasm treated with nitro (not at the location of distal protection device) No Changes noted in 30 day follow-up CT/MRI CAUTION Not commercially available: INVESTIGATIONAL DEVICE 90-1003,B

Debris Analysis Area of Debris Captured (mm2) FiberNet vs. other Distal Filter devices Areas in square mm 100 80 63.80 Average - FiberNet 60 Avg (other Distal Filter devices) 40 20 12.19 0 CAUTION Not commercially available: INVESTIGATIONAL DEVICE 90-1003,B