NDIA 19th Annual System Engineering Conference, Springfield, Virginia October 24-27, 2016

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NDIA 19th Annual System Engineering Conference, Springfield, Virginia October 24-27, 2016 Caesar S. Benipayo, PhD Student Under advisement of Dr. Michael Grenn and Dr. Blake Roberts Department of Engineering Management and Systems Engineering School of Engineering and Applied Science The George Washington University 1176 G Street NW Washington, DC 20052

Abstract Modern critical infrastructures are made with Cyber-Physical Systems (CPS) with components/subsystem interdependencies intended to make the entire system/infrastructure more robust. Vulnerabilities, such as random failures and cyberattacks can result in cascading system failures due to network dependencies. A significant knowledge gap exists in understanding these interdependencies and its influence on system design and system resilience. While numerous studies have explored the resilience of interdependent network, a method to analyze and model such vulnerabilities has yet to be defined. The proposed methodology optimizes a transportation system design by quantifying the modeled system s performance (i.e. Measure of Performance (MOP)) and effectiveness (i.e. Measure of Effectiveness (MOE)) by looking at the network failure using inverse percolation theory. Inverse percolation theory models the network failure by removing fractions of the nodes or edges resulting in network transitioning from functional network to non-functional network. Using a comprehensive approach, the author analyzes a maritime system network resiliency in three phases: 1) Develop a network model using real data from a future shipboard system s interface connections (nodes and edges) to determine its characteristics and fragmentation threshold. 2) Compare features from a legacy model with a proposed model and describe inherent vulnerabilities among models using an Erdos-Renyi and Scale Free. 3) Simulate the removal of nodes or links to determine the optimal system performance and fragmentation threshold to increase the system s MOP => 0.65 and reduce significant system risk. Keywords: Resilience, interdependence, CPS, percolation, simulation.

Figure 1. Transportation Cross-Sector Dependencies ((https://www.dhs.gov) Thesis Statement The Transportation network CPS interdependencies affects the system s resilience due to direct and indirect links between systems. Research Question Does the CPS interdependencies improve the Transportation systems resilience after a disruption? Hypothesis Null Hypothesis (Ho): The Transportation system CPS interdependencies decrease system resilience. Alternative Hypothesis (Ha): The Transportation system CPS interdependencies increase system resilience.

Definitions Interdependency -A bidirectional relationship between two infrastructures through which the state of each infrastructure influences or is correlated to the state of the other (physical, cyber, geographic, logical). System of Systems. A system is a combination of interacting elements organized to achieve one or more stated purpose (INCOSE). Cyber-Physical System (CPS). Refers to the tight conjoining of and coordination between computational and physical resources (NSF). Resilience. Refers to the ability to adapt to changing conditions and withstand and rapidly recover from disruption due to emergencies (DHS). Cascading Failure. Defined as successive interdependent component failures in a system.

Reliability. Ability of a system to perform required functions under stated conditions for a specified period of time. Robustness. System property that allows to satisfy a fixed set of requirements despite changes in the environment or within the system. Redundancy. Systems elements exist that are substitutable and capable of satisfying function. Resourcefulness. The capacity to identify problems, establish priorities, and mobilize resources when conditions exist that threaten to disrupt the system. Rapidity. The capacity to meet priorities and achieve goals in a timely manner in order to contain losses and avoid future disruption. Measure of Resilience Survivability vs. Recoverability

Example of Infrastructure Interdependencies

Others Small World Networks 1967 Evolving Networks 2000-2001 Evolving Networks 2000-2001 Generalized Random Graph 1999 Scale Free Networks 1999

Percolation Theory Resiliency Models Albert, Jeong and Barabasi (2000) Cohen, Erez, ben-avraham, Havlin (2000) Callaway, Newman, Strogatz, Watts (2000) < pc, no clustering > pc, clustering Test for network robustness Resilience = function (Robustness, Redundancy, Resourcefulness, Rapidity) Robustness can be explained by percolation theory. Redundancy can be explained by reliability theory. Resourcefulness can be explained by availability and maintainability. Rapidity can be explained by system performance metrics.

Scale-Free Network Under Node Failures Using Inverse Percolation How does the interdependent structure affect system s resilience? Reference: Barabasi, Network Science, Video 8.1

Inverse Percolation Theory Sample problem: What are the consequences of removing a fraction (f) of all nodes during a random cyber attack on shipboard network? At what threshold (fc) will the shipboard network fall apart ( no giant component)? Random node removal changes the following: a. Degree of individual nodes k. b. Degree distribution P(k). A node with degree k will loose some links and become a node with degree k with probability: P'(k') = The new distribution is: k>2 : giant cluster exist k<2 : many disconnected clusters å k=k' æ P(k) ç kö f k-k' (1- f ) k' è k' ø Pc =1- fc = Resilience < k > < k 2 > - < k > 1 f c S f Fragmentation Threshold f c =1- k 2 k 1-1

Internet percolation transition for networks with power-law connectivity distribution. Internet

What is the common factor? Complex Network, Interdependence and Resilience Navigation Weapons System Ship Control WAN Radar Steering Machinery Controls

Issues that needs exploring 1. Is real world data useful in building the complex model? 2. Can we quantify relevant properties such as resiliency, reliability, interdependence and find logical relationships? 3. What methods can be used to conceive an appropriate real system architecture?

References 1. Gao, J., Liu, X., Li, D., Havlin, S. (2015). Recent Progress on the Resilience of Complex Networks. Energies 8[12187-12210]. 2. Albert, R., Barabasi, A-L. (2002). Statistical Mechanics of Complex Networks. Review of Modern Physics, 74[1]. 3. Uday, P., Marais, K. (2015). Designing Resilient Systems-of-Systems: A Survey of Metrics, Methods, and Challenges. Systems Engineering 18[5]. 4. Huang, Z., Wang, C., Nayak, A., Stojmenovic, I. (2015). Small Cluster in Cyber Physical Systems: Network Topology, Interdependence, and Cascading Failures. IEEE Transactions on Parallel and Distributed Systems, 26(8). 5. Adjetey-Bahun, K., Birregah, B., Châtelet, E., Planchet, J.L. (2016). A Model to Quantify the Resilience of Mass Railway Transportation Systems. Reliability Engineering and System Safety. Elsevier. 6. Jackson, S., Ferris, T.L.J. (2013). Resilience Principles for Engineered Systems. Systems Engineering, 16[2]. 7. Bhatia, U., Kumar, D., Kodra, E., Auroop R. Ganguly, A.R. (2015). Network Science Based Quantification of Resilience Demonstrated on the Indian Railways Network. 8. Li, D., Zhang, Q., Zio, E., Havlin, S., Kang, R. (2015). Network Reliability Analysis Based on Percolation Theory. Reliability Engineering and System Safety. Elsevier.

Biography Caesar Benipayo has served 27 years in the United States Navy on multiple surface platforms and 10 years experience in shipbuilding industry supporting the LPD 17 Class New Construction Program working in Hull, Mechanical and Electrical systems, Combat and Weapons systems and Program Management. During his Navy tour, Caesar has deployed in Europe, Middle East and Pacific regions onboard AS-31, DD-963, DDG-51, LHD-2, CG-47 and MHC class of ships. His last tour was in NAVSEA as Deputy DDG-51 Class Modernization PM developing the modernization plans for the DDG-51 Class. After retiring from active duty, he was hired as Senior Program Manager to support PMS 317 working on delivering the San Antonio class. He holds a B.S. in Electronics and Communications Engineering from University of Santo Tomas, a Master s in Engineering Management from Old Dominion University and Master in Business Administration from Georgetown University. He is currently a PhD candidate in Systems Engineering at The George Washington University. Contact information: Name: Caesar Benipayo Phone Number : 571-393-8230 Company: The George Washington University Email : cbenipayo@gwmail.gwu.edu