Lightweight Machine to Machine Architecture

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Lightweight Machine to Machine Architecture Candidate Version 1.0 10 Dec 2013 Open Mobile Alliance OMA-AD-LightweightM2M-V1_0-20131210-C

OMA-AD-LightweightM2M-V1_0-20131210-C Page 2 (12) Use of this document is subject to all of the terms and conditions of the Use Agreement located at http://www.openmobilealliance.org/useagreement.html. Unless this document is clearly designated as an approved specification, this document is a work in process, is not an approved Open Mobile Alliance specification, and is subject to revision or removal without notice. You may use this document or any part of the document for internal or educational purposes only, provided you do not modify, edit or take out of context the information in this document in any manner. Information contained in this document may be used, at your sole risk, for any purposes. You may not use this document in any other manner without the prior written permission of the Open Mobile Alliance. The Open Mobile Alliance authorizes you to copy this document, provided that you retain all copyright and other proprietary notices contained in the original materials on any copies of the materials and that you comply strictly with these terms. This copyright permission does not constitute an endorsement of the products or services. The Open Mobile Alliance assumes no responsibility for errors or omissions in this document. Each Open Mobile Alliance member has agreed to use reasonable endeavors to inform the Open Mobile Alliance in a timely manner of Essential IPR as it becomes aware that the Essential IPR is related to the prepared or published specification. However, the members do not have an obligation to conduct IPR searches. The declared Essential IPR is publicly available to members and non-members of the Open Mobile Alliance and may be found on the OMA IPR Declarations list at http://www.openmobilealliance.org/ipr.html. The Open Mobile Alliance has not conducted an independent IPR review of this document and the information contained herein, and makes no representations or warranties regarding third party IPR, including without limitation patents, copyrights or trade secret rights. This document may contain inventions for which you must obtain licenses from third parties before making, using or selling the inventions. Defined terms above are set forth in the schedule to the Open Mobile Alliance Application Form. NO REPRESENTATIONS OR WARRANTIES (WHETHER EXPRESS OR IMPLIED) ARE MADE BY THE OPEN MOBILE ALLIANCE OR ANY OPEN MOBILE ALLIANCE MEMBER OR ITS AFFILIATES REGARDING ANY OF THE IPR S REPRESENTED ON THE OMA IPR DECLARATIONS LIST, INCLUDING, BUT NOT LIMITED TO THE ACCURACY, COMPLETENESS, VALIDITY OR RELEVANCE OF THE INFORMATION OR WHETHER OR NOT SUCH RIGHTS ARE ESSENTIAL OR NON-ESSENTIAL. THE OPEN MOBILE ALLIANCE IS NOT LIABLE FOR AND HEREBY DISCLAIMS ANY DIRECT, INDIRECT, PUNITIVE, SPECIAL, INCIDENTAL, CONSEQUENTIAL, OR EXEMPLARY DAMAGES ARISING OUT OF OR IN CONNECTION WITH THE USE OF DOCUMENTS AND THE INFORMATION CONTAINED IN THE DOCUMENTS. 2013 Open Mobile Alliance Ltd. All Rights Reserved. Used with the permission of the Open Mobile Alliance Ltd. under the terms set forth above.

OMA-AD-LightweightM2M-V1_0-20131210-C Page 3 (12) Contents 1. SCOPE (INFORMATIVE)... 4 2. REFERENCES... 5 2.1 NORMATIVE REFERENCES... 5 2.2 INFORMATIVE REFERENCES... 5 3. TERMINOLOGY AND CONVENTIONS... 6 3.1 CONVENTIONS... 6 3.2 DEFINITIONS... 6 3.3 ABBREVIATIONS... 6 4. INTRODUCTION (INFORMATIVE)... 7 4.1 VERSION 1.0... 7 5. ARCHITECTURAL MODEL... 8 5.1 DEPENDENCIES... 8 5.2 ARCHITECTURAL DIAGRAM... 8 5.3 FUNCTIONAL COMPONENTS AND INTERFACES/REFERENCE POINTS DEFINITION... 8 5.3.1 Protocol Endpoints... 8 5.3.2 Interfaces... 9 5.4 SECURITY CONSIDERATIONS... 9 APPENDIX A. CHANGE HISTORY (INFORMATIVE)... 10 A.1 APPROVED VERSION HISTORY... 10 A.2 DRAFT/CANDIDATE VERSION 1.0 HISTORY... 10 APPENDIX B. DETAILED DESCRIPTIONS (INFORMATIVE)... 11 B.1 LWM2M ENTITY RELATIONSHIP OVERVIEW... 11 B.2 MULTIPLE SERVER CONNECTION EXAMPLES... 11 Figures Figure 1: Architectural Diagram... 8 Figure 2: Relationship Type#1... 11 Figure 3: Relationship Type #2... 11 Figure 4: LWM2M Client Connecting with Multiple LWM2M Servers... 12 Tables No table of figures entries found.

OMA-AD-LightweightM2M-V1_0-20131210-C Page 4 (12) 1. Scope (Informative) This document contains an architecture diagram, protocol endpoints description, interfaces definition and detailed descriptions for OMA DM Lightweight M2M enabler. The architecture diagram shows the client and server components in this enabler as well as the interfaces between these two components. Further more, it gives a short description for the functions of these interfaces. In order to help people understand the architecture comprehensively, some detailed information is described in Appendix B.

OMA-AD-LightweightM2M-V1_0-20131210-C Page 5 (12) 2. References 2.1 Normative References [LWM2M-RD] Lightweight Machine to Machine Requirements, Open Mobile Alliance, OMA-RD- LightweightM2M-V1_0, URL:http://www.openmobilealliance.org/ [RFC2119] Key words for use in RFCs to Indicate Requirement Levels, S. Bradner, March 1997, URL:http://www.ietf.org/rfc/rfc2119.txt 2.2 Informative References [OMADICT] Dictionary for OMA Specifications, Version 2.9, Open Mobile Alliance, OMA-ORG-Dictionary-V2_9, URL:http://www.openmobilealliance.org/

OMA-AD-LightweightM2M-V1_0-20131210-C Page 6 (12) 3. Terminology and Conventions 3.1 Conventions The key words MUST, MUST NOT, REQUIRED, SHALL, SHALL NOT, SHOULD, SHOULD NOT, RECOMMENDED, MAY, and OPTIONAL in this document are to be interpreted as described in [RFC2119]. All sections and appendixes, except Scope and Introduction, are normative, unless they are explicitly indicated to be informative. 3.2 Definitions Bootstrap Provisioning Client Registration Information Reporting LWM2M Client LWM2M Device LWM2M Server M2M Application M2M Service Provider M2M Service Subscriber M2M User 3.3 Abbreviations The process of providing initial parameters and/or applications on the LWM2M Device so that it can be brought under management The process of adding the information of the LWM2M Client to the LWM2M Server so that remote access and management to the LWM2M Client is achievable The protocol interface by which an LWM2M Client sends information on a periodic or event-triggered basis to an LWM2M Server. A logical component residing in the LWM2M Device conforming to the requirements for the LWM2M Client specified in this enabler. This LWM2M Client serves as an end-point of the LWM2M protocol, and communicates with the LWM2M Server to execute the operations from the LWM2M Server for the device and the service management A LWM2M Device is a device that runs (a) LWM2M Client(s) and communicates through the Network Service Provider s network. A logical component residing within the M2M Service Provider or the Network Service Provider which serves as an end-point of the LWM2M protocols. The LWM2M Server provides the following high level functionalities: discovery and registration, bootstrap provisioning, and device and service management The application that interacts with the LWM2M Server to implement the M2M service. The M2M Service Provider can utilize the M2M Application to provide the M2M service to the M2M User. A M2M Service Provider provides (a) M2M service(s) to the M2M User by communicating to the LWM2M Client through the Network Service Provider s network. M2M Service Subscriber is the M2M User that has a contractual relationship with a M2M Service Provider to use M2M Services. A M2M User uses the service provided by the M2M Service Provider. LWM2M LightweightM2M

OMA-AD-LightweightM2M-V1_0-20131210-C Page 7 (12) 4. Introduction (Informative) 4.1 Version 1.0 This enabler defines the application layer communication protocol between the LWM2M Server and the LWM2M Client which is placed in the LWM2M Device. The OMA Lightweight M2M enabler includes device management and service enablement for LWM2M Devices. The target LWM2M Devices for this enabler are mainly resource constrained devices. Therefore, this enabler provides a light and compact protocol as well as an efficient resource data model. Client-Server architecture is introduced for LWM2M enabler. The LWM2M enabler has two components, LWM2M Server and LWM2M Client. Four interfaces are designed between these two components as shown below: Bootstrap Client Registration Device management and service enablement Information Reporting

OMA-AD-LightweightM2M-V1_0-20131210-C Page 8 (12) 5. Architectural Model 5.1 Dependencies There is no dependencies for the Lightweight M2M enabler v1.0. 5.2 Architectural Diagram Figure 1: Architectural Diagram 5.3 Functional Components and Interfaces/reference points definition 5.3.1 Protocol Endpoints 5.3.1.1 LWM2M Client The LWM2M Client is a logical component residing in the LWM2M Device conforming to the requirements [LWM2M-RD] specified in this enabler. This LWM2M Client serves as an endpoint of the LWM2M protocol, and communicates with the LWM2M Server to execute the operations from the LWM2M Server for the device management and the service enablement.

OMA-AD-LightweightM2M-V1_0-20131210-C Page 9 (12) 5.3.1.2 LWM2M Server The LWM2M Server is a logical component residing within the M2M Service Provider or the Network Service Provider which serves as an endpoint of the LWM2M protocol. 5.3.1.3 LWM2M Bootstrap Server The LWM2M Bootstrap Server is a logical component performing Bootstrap Provisioning over the air prior to Client Registration. 5.3.1.4 SmartCard Also known as UICC (consult [OMADIC]). A Smart Card is a portable tamper resistant device with an embedded microprocessor chip. It can store data and applications along with security functions and mechanisms. 5.3.2 Interfaces 5.3.2.1 LWM2M-1 Bootstrap This interface is used for the LWM2M Server to provision bootstrap information into the LWM2M Client. 5.3.2.2 LWM2M-2 Client Registration This interface is used for adding the information of the LWM2M Client to the LWM2M Server so that remote access and management to the LWM2M Client is achievable 5.3.2.3 LWM2M-3 Device Management and Service Enablement This interface is used for the device management and M2M service enablement. This interface can convey commands and response or status of the commands between the LWM2M Server and the LWM2M Client. This interface is transport agnostic and independent from the underlying network. 5.3.2.4 LWM2M-4 Information Reporting This interface is used for the LWM2M Client to report resource information to the LWM2M Server. This Information Reporting can be triggered periodically or by events. 5.4 Security Considerations The Lightweight M2M enabler supports secure communication between the LWM2M Client and LWM2M Server. This secure communication contains authentication, authorization, data integrity, confidentiality and replay attach protection.

OMA-AD-LightweightM2M-V1_0-20131210-C Page 10 (12) Appendix A. Change History (Informative) A.1 Approved Version History Reference Date Description n/a n/a No prior version A.2 Draft/Candidate Version 1.0 History Document Identifier Date Sections Description Draft Versions OMA-AD-LightweightM2M-V1_0 Candidate Version OMA-AD-LightweightM2M-V1_0 16 Apr 2012 All Baseline agreed in OMA-DM-LightweightM2M-2012-0041- INP_LightweightM2M_AD_Kick_Off 11 Jul 2012 3.2 3.3 5.2 5.3 Appendix B Incorporated CRs after Saigon meeting: OMA-DM-LightweightM2M-2012-0054R06-CR_Architecture_Draft 17 Sep 2012 1 Incorporated CRs: OMA-DM-LightweightM2M-2012-0079R01-CR_AD_Scope 19 Sep 2012 All Complete Review in Drafting session at Bangkok Incorporated CRs: OMA-DM-LightweightM2M-2012-0087R01- CR_Mssing_Definitions_in_AD OMA-DM-LightweightM2M-2012-0082R01- CR_Adding_Definition_in_AD OMA-DM-LightweightM2M-2012-0089R01-CR_AD_Instruction OMA-DM-LightweightM2M-2012-0092R01- CR_Appendix_Modification 20 Sep 2012 All Incorporated CRs: OMA-DM-LightweightM2M-2012-0094-CR_New_AD_Baseline 10 Oct 2012 All Incorporated CRs: OMA-DM-LightweightM2M-2012-0096R01- CR_Resolving_R_A_comments 13 Nov 2012 All Incorporated CRs after ADRR: OMA-DM-LightweightM2M-2012-0105R01- CR_Closing_Items_of_ADRR 27 Nov 2012 n/a Status changed to Candidate by TP TP Ref # OMA-TP-2012-0434- INP_LightweightM2M_V1_0_AD_for_Candidate_approval Draft Versions OMA-AD-LightweightM2M-V1_0 Candidate Version OMA-AD-LightweightM2M-V1_0 07 Jun 2013 3.2, 4.1, 5.2, 5.3.1.3, 5.3.1.4, 5.3.2.1, 5.3.2.2 Incorporated CR: OMA-DM-LightweightM2M-2013-0074R01- CR_AD_Update_aligned_with_TS Editorial changes 02 Sep 2013 1, B Editorial changes 10 Dec 2013 n/a Status changed to Candidate by TP TP Ref # OMA-TP-2013-0368- INP_LightweightM2M_V1_0_ERP_and_ETR_for_Candidate_approval

OMA-AD-LightweightM2M-V1_0-20131210-C Page 11 (12) Appendix B. Detailed Descriptions (Informative) The architecture shown in the Figure 1 in section 5.2 only shows the essential entities for this enabler including two end points of the LWM2M Protocol: the LWM2M Client and the LWM2M Server. However, it might be useful to describe how these two entities are related to other entities (such as the M2M User, the M2M Service Provider, and the M2M Application) that are out of scope of this enabler. This can help the readers understand a big picture of how LWM2M Protocol can be adapted in the overall M2M deployment scenarios. The examples start with the basic scenario and also give some advanced scenarios covering useful cases in the real M2M deployments. B.1 LWM2M Entity Relationship Overview This chapter describes relationship of entities in this enabler for reader to understand LWM2M enabler s entities easily. Figure 2: Relationship Type#1 Figure 3: Relationship Type #2 Figure 2 and Figure 3 show a typical deployment of the LWM2M entities. There are two relationship types depending on the scope of the M2M Service Provider. Figure 2 shows that the M2M Service Provider owns the LWM2M Server and the M2M Application both, and the Network Service Provider provides network communication between the LWM2M Client and the LWM2M Server only. Figure 3 shows that the Network Service Provider owns the LWM2M Server and the LWM2M Server connects to the M2M Service Provider which has the M2M Applications. One M2M Application residing within the M2M Service Provider can connect with multiple LWM2M Clients to provide M2M services. With these three entities, the M2M Application, LWM2M Server and LWM2M Client, the M2M Service Provider can give M2M services to the M2M User. The M2M User can get M2M services by connecting the M2M Service Provider. B.2 Multiple Server Connection Examples This chapter describes the connection of a LWM2M Client and multiple LWM2M Servers.

OMA-AD-LightweightM2M-V1_0-20131210-C Page 12 (12) Figure 4: LWM2M Client Connecting with Multiple LWM2M Servers Figure 4 shows that two LWM2M Servers communicating with one LWM2M Client. With this environment an M2M User can get M2M services from each M2M Application that connects to its own LWM2M Server. Therefore M2M User may subscribe to different M2M Service Providers that run the LWM2M Servers. It can enrich the M2M Users experience by selecting multiple M2M Service Providers and get M2M services from them.