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Introduction and Overview Instructor: Leonard McMillan Comp 521 Files and Databases Fall 2016 1

Course Administrivia Optional Book Cow book Somewhat Dense Cover about 80% Instructor Leonard McMillan Teaching Assistant Bhavya Deepak Vyas When will we meet? Mondays, Wednesdays, and Fridays (excluding university holidays) Comp 521 Files and Databases Fall 2016 2

Course Logistics Website: http://csbio.unc.edu/mcmillan/?run=courses.comp521f16 look here first for News, problem-set hints, lecture notes, and other helpful resources Revisions, solutions, and corrections to problem sets Office Hours: Wednesdays 3pm-5pm Grading 5 Problem sets (worth 6% each) 2 Midterms (worth 20% each) Final Exam (worth 30%) Problem Sets The course syllabus is available at the website Roughly one every 2-3 weeks, except weeks with quizzes Comp 521 Files and Databases Fall 2016 3

Course Breakdown Relational Model Relational Algebra Relational Calculus Normal Forms Structured Query Language Integrating Dbases & programs Web-based Dbase use Triggers and Active databases Database Indexing Query Evaluations Query Optimization Transactions and Concurrency Comp 521 Files and Databases Fall 2016 4

Where Databases fit into CS Designing Programs Syntax Semantics Abstraction Designing Algorithms Correctness Efficiency Designing Data Generalization Portability Independence Robustness Data sets are growing far faster than either languages used to process them or the algorithms used to manage them. Comp 521 Files and Databases Fall 2016 5

What is a Database? A very large, integrated collection of related queryable bits. Models real-world enterprise. Entities (e.g., students, courses) Relationships (e.g., Brittany is taking Comp 521) A Database Management System (DBMS) is a software package designed to store, access, and manage databases. Comp 521 Files and Databases Fall 2016 6

Files vs. Databases Application must stage large datasets between main memory and secondary storage (e.g., buffering, page-oriented access, caching, etc.) Special code for different queries Must protect data from inconsistencies caused by multiple concurrent users Crash recovery Security and access control Comp 521 Files and Databases Fall 2016 7

Why use a Database? Data Independence. Efficient access. Reduced application development time. Data integrity and security. Uniform data administration. Concurrent access, recovery from crashes. Comp 521 Files and Databases Fall 2016 8

Why Study Databases?? Shift from computation to information at the low end : dynamic web spaces at the high end : scientific applications Datasets increasing in diversity and volume. Digital libraries, interactive video, Human Genome project, Earth-Observing Satellite (EOS) project... need for DBMS exploding DBMS encompasses most of CS OS, languages, theory, AI, multimedia, logic? Comp 521 Files and Databases Fall 2016 9

Data Models A data model is a collection of concepts relating data. A schema is a particular data organization implementing a data model. The relational model of data is the most widely used model today. Main concept: relation, basically a table with rows and columns. Every relation has a schema, which describes the allowed contents of columns, or fields. Comp 521 Files and Databases Fall 2016 10

Levels of Abstraction Many views, single conceptual (logical) schema and physical schema. Views describe how users see the data. Conceptual schema defines logical structure Physical schema describes the files and indexes used. View 1 View 2 View 3 Conceptual Schema Physical Schema Schemas are defined using a Data-Description Languages (DDLs); data is modified/queried using Data-Management Languages (DMLs). Comp 521 Files and Databases Fall 2016 11

Example: University Database Conceptual schema: Students(sid: string, name: string, login: string, dob: date, gpa: real) Courses(cid: string, cname: string, credits: integer) Enrolled(sid: string, cid: string, grade: string) Physical schema: Relations stored as unordered files. Index on first column of Students. External Schema (View): Course_info(cid: string, enrollment: integer) Comp 521 Files and Databases Fall 2016 12

Data Independence* Applications insulated from how data is actually structured and stored. Logical data independence: Protection from changes in logical structure of data. Physical data independence: Protection from changes in physical structure of data. * One of the most important benefits of using a DBMS! Comp 521 Files and Databases Fall 2016 13

Concurrency Control Concurrent execution of multiple user queries is essential for good DBMS performance. Because disk accesses are frequent, and relatively slow, it is important to keep the cpu humming by working on several user programs concurrently. Interleaving actions of different user programs can lead to inconsistency: e.g., check is cleared while account balance is being computed. DBMS ensures such problems don t arise: users can pretend they are using a single-user system. Comp 521 Files and Databases Fall 2016 14

Database Transactions Key concept is of a transaction (Xact), which is an atomic sequence of database actions. Each transaction, executed completely, must leave the DB in a consistent state if DB is consistent when the transaction begins. Users can specify some simple integrity constraints on the data, and the DBMS will enforce these constraints. Beyond this, the DBMS does not really understand the semantics of the data. (e.g., it does not understand how the interest on a bank account is computed). Thus, ensuring that a transaction (run alone) preserves consistency is ultimately the user s responsibility! Comp 521 Files and Databases Fall 2016 15

Scheduling Concurrent Transactions DBMS ensures that execution of {T1,..., Tn} is equivalent to some serial execution T1... Tn. Before reading/writing an object, a transaction requests a lock on the object, and waits till the DBMS gives it the lock. All locks are released at the end of the transaction. (Strict Two-Phase Locking (2PL) protocol.) Idea: If an action of Ti (say, writing X) affects Tj (which perhaps reads X), one of them, say Ti, will obtain the lock on X first and Tj is forced to wait until Ti completes; this effectively orders the transactions. What if Tj already has a lock on Y and Ti later requests a lock on Y? (Deadlock!) Ti or Tj is aborted and restarted! Comp 521 Files and Databases Fall 2016 16

Ensuring Atomicity DBMS ensure atomicity (all-or-nothing property) even if system crashes in the middle of a Xact. Idea: Keep a log (history) of all actions carried out by the DBMS while executing a set of Xacts: Before a change is made to the database, the corresponding log entry is forced to a safe location. (Write-Ahead Log (WAL) protocol) After a crash, the effects of partially executed transactions are undone using the log. (Thanks to WAL, if log entry wasn t saved before the crash, corresponding change was not applied to database!) Comp 521 Files and Databases Fall 2016 17

The Log The following actions are recorded in the log: Ti writes an object: The old value and the new value. Log record must go to disk before the changed page! Ti commits/aborts: A log record indicating this action. Log records chained together by Xact id, so it s easy to undo a specific Xact (e.g., to resolve a deadlock). Log is often duplexed and archived on stable storage. All log related activities (and in fact, all CC related activities such as lock/unlock, dealing with deadlocks etc.) are handled transparently by the DBMS. Comp 521 Files and Databases Fall 2016 18

Databases make these folks happy... End users (Banks, Retailers, Scientists) DBMS vendors (Oracle, IBM, Microsoft) DB application programmers Makes life easier since Dbase provides guarantees Database administrator (DBA) Designs logical/physical schemas Handles security and authorization Data availability, crash recovery Database tuning as needs evolve Last three must understand how a DBMS works! Comp 521 Files and Databases Fall 2016 19

Structure of a DBMS A typical DBMS has a layered architecture. The figure does not show the concurrency control and recovery components. This is one of several possible architectures; each system has its own variations. Query Optimization and Execution Relational Operators Files and Access Methods Buffer Management Disk Space Management Dbase These layers must consider concurrency control and recovery Comp 521 Files and Databases Fall 2016 20

Summary DBMS used to maintain, query large datasets. Benefits include recovery from system crashes, concurrent access, quick application development, data integrity, and security. Levels of abstraction provide data independence. A DBMS typically has a layered architecture. DBAs hold responsible jobs and are well-paid! DBMS R&D is one of the broadest, most exciting growth areas in CS. Comp 521 Files and Databases Fall 2016 21

Next Time Data Modeling The E-R approach Comp 521 Files and Databases Fall 2016 22