CPSC 421 Database Management Systems. Lecture 11: Storage and File Organization

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CPSC 421 Database Management Systems Lecture 11: Storage and File Organization * Some material adapted from R. Ramakrishnan, L. Delcambre, and B. Ludaescher Today s Agenda Start on Database Internals: Data Storage on Disk Warning: broad overview typical cases, generalities Many of these topics covered in more depth in an OS class Notes: Homework 4 due next Thursday My goal is to grade and return midterms on Tuesday and project part 2 There will be 3 more assignments plus a short group assignment (if time) There will also be parts 3 & 4 of project, final implementation, report, and presentation! CPSC 421, 2009 2 1

Basic Database Architecture Web Forms Application Front Ends SQL Interface Up to now SQL Commands DBMS Plan Executor Operator Evaluator Parser Optimizer Query Evaluation Engine Transaction Manager Lock Manager File and Access Methods Buffer Manager Disk Space Manager Recovery Manager Rest of the course Concurrency Control Index Files Data Files System Catalog CPSC 421, 2009 3 10,000 Foot View of Query Optimization Given an SQL query Translate it into relational algebra Find equivalent query plans different ways to order operators different ways to implement each operator Pick a cheap plan (per estimated cost) Execute the plan How are operators implemented? How is data stored on disk? CPSC 421, 2009 4 2

The Plan Relational Algebra Query Tree Search for a cheap plan Query Optimization 4 Join algorithms, etc. Relational Operator Algorithms 3 Heap, index, etc. File and Access Methods 2 Operating system issues (which may be handled by a DBMS or by the OS) Buffer Management Disk Space Management disk access is expensive!! DB 1 CPSC 421, 2009 5 Types of Physical Storage Cache fastest and most costly form of storage volatile content lost if power failure, system crash, etc. managed by the hardware and/or operating system Main memory fast access in most applications, too small to store an entire DB Volatile Note: many main memory only databases are available and used increasingly for applications with small storage requirements and as memory sizes increase CPSC 421, 2009 6 3

Types of Physical Storage Magnetic ( Hard ) Disk Storage primary medium for long-term storage of data typically can store entire database (all relations and access structures) data must be moved from disk to main memory for access and written back for storage direct-access, i.e., it is possible to read data on disk in any order usually survives power failures and system crashes (disk failure can occur, but less frequently) We focus on disk storage! CPSC 421, 2009 7 Types of Physical Storage Optical Storage non volatile e.g., CD-ROM, DVD write-once-read-many optical disks used for archival storage Tape Storage non volatile used primarily for backup and export (to recover from disk failures and restore data) often used for archival tapes are typically much cheaper storage CPSC 421, 2009 8 4

Components of a Disk Platters are always spinning (e.g., 7,200 rpm) A head reads/writes at any one time Disk head Tracks Spindle Sector To read a record: position arm (seek) engage head wait for data to spin by read (transfer data) Arm movement Pla3ers Arm assembly CPSC 421, 2009 9 CPSC 421, 2009 10 5

10/19/09 CPSC 421, 2009 11 Components of a Disk Spindle Each track is made up of fixed size sectors Page size is a multiple of sector size Tracks Disk head Sector unit of transfer size depends on system and configuration e.g., 4kb on ada All tracks that you can reach from one position of the arm is called a cylinder (imaginary!) Arm movement Pla3ers Arm assembly CPSC 421, 2009 12 6

Cost of Accessing Data on a Disk Time to access (read/write) data seek time = moving arms to position disk head on track rotational delay = waiting for sector to rotate under head transfer time = actually moving data to/from disk surface Key to lower I/O cost: reduce seek & rotational delays! you have to wait for the transfer time, no matter what Query cost often measured in number of page I/Os often simplified to assume each page I/O costs the same random I/O is more expensive than Sequential I/O CPSC 421, 2009 13 Memory versus Disk Access Time Lets say disk access time (all three costs together) is about 5 milliseconds (ms) and memory access time is about 50 nanoseconds (ns) 5 ms = 5,000,000 ns therefore disk access is 100,000 times slower than memory access! Contrast this with: 1 second to pick up a piece of paper 100,000 seconds to drive quickly to San Francisco and back for it about 28 hours CPSC 421, 2009 14 7

Block (Page) Size vs. Record Size The terms block and page are often used interchangeably (e.g., depending on how a DBMS is implemented) A block generally refers to a contiguous sequence of sectors from a single track unit of (physical) storage on a disk, and transfer between main memory and disk a page is a block in logical memory smallest unit of transfer supported by an OS (virtual memory, paging) Pages/blocks range in size (typically around 512b to 8kb) CPSC 421, 2009 15 Block (Page) Size vs. Record Size A database system seeks to minimize the number of block transfers between disk and main memory Transfer can be reduced by keeping as many blocks as possible in main memory Buffer is the portion of main memory available to store copies of disk blocks Buffer manager is responsible for allocating and managing buffer space If possible, store file blocks sequentially: Consecutive blocks on same track, followed by Consecutive tracks on same cylinder, followed by Consecutive cylinders adjacent to each other First two incur no seek time or rotational delay, seek for third is only one track CPSC 421, 2009 16 8

Buffer Manager Program calls buffer manager when it needs blocks from disk the program is given the address of the block in main memory, if it is already in the buffer if block not in buffer, the buffer manager adds it Replaces (throws out) other blocks to make space The thrown out block is is written back to the disk if it was modified (since last write to disk) Once space is allocated, the buffer manager reads in the block from disk to the buffer and returns the address CPSC 421, 2009 17 Buffer Replacement Policies Operating systems often replace the block least recently used (LRU strategy) In LRU, past (use) is a predictor of future (use) Alternatively, queries have well-defined access patterns (e.g., sequential scans) A database system can exploit user queries to predict block accesses LRU can be an inefficient strategy for certain access patterns that involve (e.g., repeated) sequential scans The query optimizer can provide hints on replacement strategies CPSC 421, 2009 18 9

Buffer Replacement Policies Pinned block = not allowed to be written back to disk Most recently used (MRU) strategy Pin the block currently being processed After final tuple of that block processed, the block is unpinned and becomes the most recently used block Keeps older blocks around longer (good for scan problem) Buffer manager can use statistics regarding the probability that a request will reference a particular relation CPSC 421, 2009 19 File Organization A database can be stored as a collection of files Row-oriented storage Each file is a sequence of records Each record is a sequence of fields Typical organization of records in files Assume the record size is fixed (not always the case ) Each file has records of one particular type only different files used for different relations File Header Record 1 Record 2 Record n Record 1 Record 2 Record n Block 1 Block 2 File CPSC 421, 2009 20 10

File Organization We also will draw blocks like this: Block 1 Block 2 CPSC 421, 2009 21 Fixed-Length Records Simple approach Store record i starting at byte n * (i 1), where n is the size of each (fixed-length) record Record access is simple, but records may span blocks Deletion of record i (to avoid fragmentation) Move (shift) records i + 1,, n to i,, n 1 Move record n to i Maintain positions of free records in a free list CPSC 421, 2009 22 11

Fixed-Length Records Free Lists In the file header, store the address of the first record whose content is deleted Use this first record to store the address of the second available record, and so on These stored addresses act as pointers they point to the location of a record (like a linked list) Tricky to get right (often the case with pointers) CPSC 421, 2009 23 Variable-Length Records Variable-length records are often needed for record types that allow a variable length for one or more fields (e.g., varchar) if a file is used to store more than one relation Approaches for storing variable length records End-of-record markers Fields packed together Difficult to reuse space of deleted records (fragmentation) No space for record to grow (e.g., due to an update) in this case, must move the record CPSC 421, 2009 24 12

Variable-Length Records Field delimiters Requires scan of record to get to n-th field value Requires a field for a NULL value Field1 $ Field2 $ Field3 $ Field4 $ Each record as an array of field offsets For overhead of the offset, we get direct access to any field NULL values represented by assigning begin and end pointers of a field to the same address Field1 Field2 Field3 Field4 CPSC 421, 2009 25 Variable-Length Records Can cause problems when attributes are modified growth of a field requires shifting all other fields a modified record may no longer fit into the block a (large) record can span multiple blocks Block headers maintain pointers to records contain pointers to free space area records inserted from end of the block records can be moved around to keep them contiguous Block Header Size Location #Entries... Free Space... R4 R3 R2 R1 CPSC 421, 2009 26 13

Blocks within a File Heap File (unsorted file) Most simple file structure Records are unordered Record can be placed anywhere in the file where space Useful when scanning is the main operation Sequential File Records are ordered according to a search key We ll talk more about this later Hash File Hash function determines which block of the file a record is placed We ll also talk more about this later CPSC 421, 2009 27 For Tuesday Reading Ch. 9: Intro, 9.1, 9.3-9.7 (much of this is review if you ve taken operating systems) Next Tuesday we ll talk about indexes Homework Homework 4 due on Thursday, 22nd CPSC 421, 2009 28 14