Implementing Executive Order and Presidential Policy Directive 21

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March 26, 2013 Implementing Executive Order 13636 and Presidential Policy Directive 21 Mike Smith, Senior Cyber Policy Advisor, Office of Electricity Delivery and Energy Reliability, Department of Energy michael.smith2@hq.doe.gov

Agenda Executive Order 13636 and Presidential Policy Directive 21 o Enhancing Security and Resilience o Integrating Cyber-Physical Security o Stakeholder Engagement Model o Integrated Task Force and Working Groups o Principles of Engagement o Participation and Contact Information Electricity Subsector Cybersecurity Capability Maturity Model (ES-C2M2) Program o Overview o Structure o Participation and Contact Information 2

Enhancing Security and Resilience America's national security and economic prosperity are dependent upon the operation of critical infrastructure that are increasingly at risk to the effects of cyber attacks The vast majority of U.S. critical infrastructure is owned and operated by private companies A strong partnership between government and industry is indispensible to reducing the risk to these vital systems We are building critical infrastructure resiliency by establishing and leveraging these partnerships 3

Integrating Cyber-Physical Security Executive Order 13636: Improving Critical Infrastructure Cybersecurity directs the Executive Branch to: Develop a technology-neutral voluntary cybersecurity framework Promote and incentivize the adoption of cybersecurity practices Increase the volume, timeliness and quality of cyber threat information sharing Incorporate strong privacy and civil liberties protections into every initiative to secure our critical infrastructure Explore the use of existing regulation to promote cyber security Presidential Policy Directive-21: Critical Infrastructure Security and Resilience replaces Homeland Security Presidential Directive-7 and directs the Executive Branch to: Develop a situational awareness capability that addresses both physical and cyber aspects of how infrastructure is functioning in near-real time Understand the cascading consequences of infrastructure failures Evaluate and mature the public-private partnership Update the National Infrastructure Protection Plan Develop comprehensive research and development plan 4

Stakeholder Engagement Model SLTT Entities SSAs and other Fed D/As CI owners and operators Guiding Principles Involve those responsible for critical infrastructure security and resilience. Academia Integrated Task Force Industry Consortia Regional Entities Reflect stakeholder views in program design and policy implementation. Use existing bodies and channels when possible, supplemented as needed to ensure a diversity of relevant viewpoints. 5

Integrated Task Force Establishes and manages working groups to accomplish the major deliverables and action items Integrates efforts for delivering EO and PPD requirements Develops and manages the governance process Engages relevant partners and stakeholders to develop products Request for Information, Federal Register Notices, social media, meetings, presentations, workshops, interviews, etc Regularly reports on progress made throughout the EO and PPD implementation to partners and stakeholders 6

Integrated Task Force Working Groups 1) Stakeholder Engagement 2) Planning and Evaluation 3) Situational Awareness and Information Exchange 4) Cyber-Dependent Infrastructure Identification 5) Incentives 6) Research and Development 7) Framework Collaboration 8) Assessments: Privacy and Civil Rights & Civil Liberties 7

Principles of Engagement Partnership and inclusivity Leverage existing and ongoing work, frameworks, and venues and identify opportunities to expand Strive towards broad support for EO and PPD products Communicate clearly Be transparent in product development Embed privacy and civil rights & civil liberties protections Innovate engagement opportunities 8

Participation and Contact Information The ITF working groups seek regular and substantive engagement from across the community, to include Federal, State, local, Tribal, Territorial, international, private sector and academic partners. ITF working group inquires can be sent to: EO-PPDTaskForce@hq.dhs.gov Energy-specific ITF working group inquiries can be sent to: EnergyEO-PPDTaskForce@hq.doe.gov 9

Sponsored by: Electricity Subsector Cybersecurity Capability Maturity Model (ES-C2M2) Program Participating Organizations:

Overview Challenge: Develop capabilities to manage dynamic threats and understand cybersecurity posture of the grid Approach: Develop a maturity model and self-evaluation survey to develop and measure cybersecurity capabilities Results: A scalable, sectorspecific model created in partnership with industry ES-C2M2 Objectives Strengthen cybersecurity capabilities Enable consistent evaluation and benchmarking of cybersecurity capabilities Share knowledge and best practices Enable prioritized actions and cybersecurity investments 11

WORKFORCE CYBER SITUATION SHARING RESPONSE DEPENDENCIES RISK ASSET ACCESS THREAT Structure Risk Management Asset, Change, and Configuration Management Identity and Access Management Threat and Vulnerability Management Situational Awareness Information Sharing and Communications Event and Incident Response, Continuity of Operations Supply Chain and External Dependencies Management Workforce Management Cybersecurity Program Management Domains are logical groupings of cybersecurity practices Each domain has a short name for easy reference 12

Participation and Contact Information The ES-C2M2 is available for download at: http://energy.gov/oe/downloads/electricit y-subsector-cybersecurity-capabilitymaturity-model-may-2012 Requests for the ES-C2M2 Toolkit, program information, or facilitated self-evaluations can be sent to ES-C2M2@HQ.DOE.GOV 13

Questions 14