Application of Intelligent Search Techniques to Identify Single-Phase Induction Motor s Parameters

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Proceedings of the 7th WSEAS International Conference on Simulation, Modelling and Optimization, Beijing, China, September 15-17, 2007 250 Application of Intelligent Search Techniques to Identify Single-Phase Induction Motor s Parameters DEACHA PUANGDOWNREONG *, THANATCHAI KULWORAWANICHPONG **, and SUPAPORN SUWANNARONGSRI *** * Department of Electrical Engineering, Faculty of Engineering South-East Asia University 19/1 Petchkasem Road, Nongkham District, Bangkok, 10160 THAILAND dp@s http://www.sau.ac.th ** School of Electrical Engineering, Institute of Engineering Suranaree University of Technology 111 University Avenue, Muang District, Nakhon Ratchasima, 30000 THAILAND thanatch@http://www.sut.ac.th *** Department of Industrial Engineering, Faculty of Engineering South-East Asia University 19/1 Petchkasem Road, Nongkham District, Bangkok, 10160 THAILAND supaporn-enghttp://www.sau.ac.th Abstract: - This paper presents an intelligent approach to identify parameters of single-phase induction motors. Because of the complication of space-phasor equations describing its dynamic behaviors, the parameters of single-phase induction motors could be roughly estimated via conventional tests based on the steady-state analysis. Therefore, they may cause inaccurate estimation. In this paper, some efficient intelligent search techniques, i.e. (i) Genetic Algorithm (GA), (ii) Particle Swarm Optimization (PSO), and Adaptive Tabu Search (ATS), are employed to demonstrate the intelligent identification. The effectiveness of the proposed approach is assured when comparing with the conventional parameter tests. Key-Words: - parameter identification, genetic algorithm, particle swarm optimization, adaptive tabu search, space-phasor equation 1 Introduction To characterize the performance of single-phase induction motors, steady-state analysis has become a powerful tool over half a century [1],[2]. It is satisfactory to describe steady-state behaviors of single-phase induction motors to perform simple control. However, nowadays, a very accurate torque-speed control of single-phase induction motors by using the space-phasor theory, called vector control, is increasingly required by industries [3],[4]. Therefore, accurate parameter identification of single-phase induction motors is challenged. Many methods of parameter identification, for example [5],[6],[7], have been proposed. However, there is no strong evidence to verify their use in industries. This paper introduces an alternative approach to identify parameters of single-phase induction motors based on intelligent search techniques. The space-phasor model is employed to represent singlephase induction motors behaviors. Parameters appeared in complex space-phasor models can be adjusted and improved by using a simple tuning scheme proposed in this paper. Three efficient intelligent search techniques, i.e. Genetic Algorithm (GA) [8], Particle Swarm Optimization (PSO) [9], and Adaptive Tabu Search (ATS) [10], are employed to perform the proposed identification approach. Moreover, comparisons among results from conventional identification method and those from intelligent identification approach are examined and discussed. This paper consists of five sections. Section 2 provides modelling of a single-phase induction motor. Intelligent parameter identification is described in Section 3. The results of experiment and simulation are provided in Section 4, while conclusions are given in Section 5.

Proceedings of the 7th WSEAS International Conference on Simulation, Modelling and Optimization, Beijing, China, September 15-17, 2007 251 2 Modelling of Induction Motor Single-phase induction motors can be characterized by several different models. The space-phasor approach [2],[4] is the method used in this paper. With this model, motor currents, torque and speed can be observable. The space-phasor model is very complicated and needs more space for explanation. However, in this paper only a brief description is presented as follows. Figure 1 describes winding alignment of a single-phase induction motor consisting of main and auxiliary windings with their induced voltages and currents. As shown in the figure, a stationary reference frame which is along the axis of the main stator winding is defined and used for mathematical analysis throughout this paper. It is essential to inform that all quantities especially on the rotor need to be transferred to the stator axis. [ E] [ D] Rqs 0 ωr Lmqs sinθr ωr Lmqs cosθr 0 Rds ωr Lmqs cosθr ωr Lmqs sinθ r =, ωrlmqssinθr ωrlmqs cosθr Rr 0 ωrlmqscosθr ωrlmqs sinθr 0 Rr Llqs + Lmqs 0 Lmqs cos θr Lmqs sinθ r 0 ( Llds + Lmqs ) Lmqs sinθr Lmqs cosθr = Lmqs cos θr Lmqs sin θr ( Llr + Lmqs ) 0 Lmqs sin θr Lmqs cos θr 0 ( Llr + Lmqs ), where R qs is stator resistance of the main winding, R ds is stator resistance of auxiliary winding, L ls is leakage inductance of the main winding, L ls is leakage inductance of the auxiliary winding, L mqs is mutual inductance on the stator q- axis, R r is rotor resistance, and L lr is leakage inductance of the rotor q-axis. As can be seen, the two mechanical quantities, the rotor speed ω r and the rotor position θ r, cause the need for additional two equations which can be obtained from Newton s second law of motion as shown in (2). All above equations can be combined as stated in (3), where J m is motor s moment of inertia and B m is damping coefficient. dω r Bm P 0 ω J r = m 2J m Te T dθ θ + L r r 1 0 0 (2) Fig. 1 Winding alignment of a single-phase induction motor. By using appropriate transform matrix, all state variables can be transformed into the stator direct axis as shown in (1). d [ i ] = [ A ][ i ] + [ B ][ v ] (1) 1, where [ A] = [ D] [ E ], T [] i = iqs ids i qr i dr, T [ ] v = vqs vds v qr v dr, 1 [ B] = [ D ], [ ] di 41 x [ A] 0 4x4 [] i 41 x dω r B m = 0 ω 0 J r m dθ θ r 1 0 r [ ] B 0 4x4 [ v] 41 x P + 0Te T 0 2J L m 0 0 0 (3) 3 Intelligent Parameter Identification Traditionally, the no-load test, the locked-rotor test, and retardation test are all together used as the conventional method to identify single-phase induction motor s parameters. Based on the steady state model, such the conventional method cannot be used to estimate parameters, accurately and precisely. In this paper, some intelligent search techniques are used to identify such parameters.

Proceedings of the 7th WSEAS International Conference on Simulation, Modelling and Optimization, Beijing, China, September 15-17, 2007 252 The use of artificial intelligent search technique to identify single-phase induction motor s parameters can be represented by the block diagram in Figure 2. The speed response of a tested singlephase induction motor is firstly measured. The selected intelligent search technique is employed to generate a set of initial random parameters. During the search process, the cost function, J, the sum of squared error (SSE) between the measured speed (y) and the simulated speed (y * ) as stated in (4), is fed back to the AI search engine block. J is minimized to find the appropriate parameters that give the simulated response from the space-phasor model best fitting close to the measured response. Selected intelligent search techniques used in this work, i.e. (i) Genetic Algorithm (GA), (ii) Particle Swarm Optimization (PSO), and Adaptive Tabu Search (ATS), are summarized. N i= 1 * ( ) 2 i i J = y y (4) Fig. 2 Intelligent parameter identification. 3.1 Genetic Algorithm (GA) The GA [8] is a stochastic search technique based on two natural processes, i.e. selection and genetic operation. The search process of the GA is similar to the nature evolution of biological creatures in which successive generations of organisms are given birth and raised until they themselves are able to breed. The GA algorithm is summarized as follows. (1) Randomly initialize populations or chromosomes and set them as a search space. (2) Evaluate the fitness value of each chromosome via the objective function. (3) Select some chromosomes giving better fitness value to be parents. (4) Reproduce new generation (offspring) by genetic operations, i.e. crossover and mutation. (5) Compute the fitness value of each new chromosome via the objective function. (6) If the termination criteria are met, stop the search process. The optimum solution found is the best chromosome in a search space, otherwise replace old chromosomes by new ones and go back to (2). 3.2 Particle Swarm Optimization (PSO) Inspired by the sociological behavior associated with birds flocking, the PSO was proposed [9] as a simple model of lives group. In the original concept, particles fly through the solution space with two factors, i.e. the best position of each particle (personal best), and the group s best position (global best). Based on the notion of particle flying, the PSO algorithm updates a particle by moving towards the particle s past personal best and the best particle that has been found. In addition, the particle s velocity is an important key used to define the direction of particle s motion. The motion s direction of all particles will be improved correspondingly to that of the best particle. The PSO has a powerful performance in finding global optimum. The PSO algorithm is briefly described as follows. (1) Initialize particle swarm and set it as a search/solution space. (2) Evaluate the fitness value of each particle via the objective function. (3) Investigate and improve the personal best and the global best. (4) Improve each particle s velocity. (5) If the termination criteria are met, stop the search process. The optimum solution found is the best particle in a group, otherwise improve all particles and go back to (2). 3.3 Adaptive Tabu Search (ATS) The ATS [10] is also a stochastic search technique based on iterative neighborhood search approach for solving combinatorial and nonlinear problems. The Tabu list is used to record a history of solution movement for leading a new direction that can escape a local minimum trap. In addition, the ATS method has two additional mechanisms, namely back-tracking and adaptive search radius, to enhance its convergence. The ATS algorithm is summarized as follows. (1) Initialize a search space. (2) Randomly select an initial solution x o from the search space. Let x o be a current local minimum.

Proceedings of the 7th WSEAS International Conference on Simulation, Modelling and Optimization, Beijing, China, September 15-17, 2007 253 (3) Randomly generate N solutions around x o within a certain radius R. Store the N solutions, called neighborhood, in a set X. (4) Evaluate a cost function of each member in X. Set x 1 as a member that gives the minimum cost in X. (5) If x 1 <x 0, put x 0 into the Tabu list and set x 0 =x 1, otherwise, store x 1 in the Tabu list instead. (6) Activate the back-tracking mechanism, when solution cycling occurs. (7) If the termination criteria are met, stop the search process. x 0 is the best solution, otherwise activate the adaptive search radius mechanism, when a current solution x 0 is relatively close to a local minimum to refine searching accuracy, and go back to (2). 4 Results and Discussions To perform the effectiveness of the proposed intelligent identification, a 0.5-hp, 220-V, 50-Hz, 4- poles, single-phase, squirrel-cage induction motor is used for test as shown in Figure 3. With the conventional method, no-load, locked-rotor, and retardation tests, the parameters of the single-phase induction motor can be obtained as shown in Table. 1. when solution cycling = 5, and invoke adaptive search radius mechanism using R = 0.8*R when number of solution cycling = 20, 40, 60, 80}. The parameters of the single-phase induction motor obtained from conventional method are used to perform search spaces for these three intelligent methods as follows: R qs [2, 8], R r [20, 30], R ds [4, 10], L lqs [0.0005, 0.05], L lr [0.0005, 0.01], L lds [0.1, 1], L mqs [2, 20], J m [0, 0.01], and B m [0, 0.01]. In this work, the termination criteria for three intelligent methods are set as follows: (i) maximum number of iteration/generation = 100, (ii) maximum sum of squared error allowance (SSE max ) = 3.600 10 4. Table 1 also shows the parameters obtained by three intelligent search techniques. As parameters listed in Table 1, although some parameters obtained from intelligent search techniques met the bound of their correspondingly search spaces, it has no necessary to extend such the search spaces. This is because the termination criteria are satisfied and the search spaces formed from the conventionalbased parameters should not be extended more so. From four sets of parameters in Table 1, the rotor speed, the stator current, and the motor torque can be simulated and depicted through the space-phasor model as illustrated in Section 2. The effectiveness and the accuracy of each method are revealed when comparing with the experimental results as shown in Figure 4-7. In addition, the sums of squared error of each method are reported in the value of SSE in the figure. Table 1. Comparison among obtained parameters Fig. 3 Experimental set up. For intelligent identification, the GA, the PSO, and the ATS are used, respectively. In this work, parameter settings for these three intelligent methods are as follows: GA-{number of population = 50, crossover probability = 70%, and mutation probability = 4.7%}; PSO-{number of particle = 20, and maximum velocity = 15}; ATS-{number of neighborhood = 40, search radius R = 10% of the search space, activate back-tracking mechanism Parameters Conventional AI Search Techniques GA PSO ATS R qs (Ω) 5.27 4.00 2.00 2.00 R r (Ω) 25.91 28.07 28.35 28.35 R ds (Ω) 6.07 8.00 4.00 4.00 L lqs (H) 0.002 0.01 0.0005 0.0006 L lr (H) 0.002 0.001 0.0005 0.0006 L lds (H) 0.603 0.57 0.70 0.70 L mqs (H) 15.86 10.00 20.00 19.98 J m (N.m.s 2 /rad) 0.008 0.01 0.01 0.009 B m (N.m.s/rad) 0.003 0.00 0.001 0.0009 5 Conclusions An intelligent approach to identify parameters of single-phase induction motors has been proposed in this paper. Based on the steady-state analysis, the parameters of induction motors could be roughly estimated by conventional methods. In this paper, efficient intelligent search techniques, i.e. GA, PSO, and ATS, have been employed to identify singlephase induction motors parameters. As results, the

Proceedings of the 7th WSEAS International Conference on Simulation, Modelling and Optimization, Beijing, China, September 15-17, 2007 254 responses simulated by using the parameters obtained from the selected intelligent search techniques give very much better wave-shape than those obtained from the conventional method. The responses obtained from the use of the GA, the PSO, and the ATS are relatively close to the experimental ones. It can be concluded that the effectiveness of the proposed intelligent identification approach has been confirmed. References: [1] S.J. Chapman, Electric Machinery Fundamentals, Singapore McGraw-Hill, 1991. [2] P.C. Krause, Analysis of Electric Machines, McGraw-Hill, 1987. [3] M. Yano, and Iwahori, Transition from Slip- Frequency Control to Vector Control for Induction Motor Drives of Traction Applications in Japan, Proc. the 5 th Int. Conf. on Power Electronics and Drive Systems, 2003, pp.1246-1251. [4] M.B. Correa, C.B. Jacobina, E.R.C. Da Silva, and A.M.N. Lima, Vector Control Strategies for Single-phase Induction Motor Drive Systems, IEEE Trans. on Industrial Electronics, Vol. 51, Issue 5, 2004, pp.1073-1080. [5] M. Benhaddadi, K. Yazid, and P. Khaldi, An Effective Identification of Rotor Resistance for Induction Motor Vector Control, Proc. IEEE Instru. and Meas. Tech. Conf, 1997, pp.339-342. [6] T. Hamajima, M. Hasegawa, S. Doki, and S. Okuma, Sensorless Vector Control of Induction Motor with Stator Resistance Identification based on Augmentred Error, Proc. Power Conversion Conf, 2002, pp.504-509. [7] K.S. Huang, Q.H. Wu, and D.R. Turner, Effective Identification of Induction Motor Parameters based on Fewer Measurements, IEEE Trans. on Energy Conversion, Vol. 17, No. 1, 2002, pp.55-60. [8] D.E. Goldberg, Genetic Algorithm in Search, Optimization, and Machine Learning, Addison- Wesley Publishing, 1989. [9] J. Kennedy, and R. Eberthart, Particle Swarm Optimization, Proc. IEEE Int. Conf. on Neural Networks, Vol. IV, 1995, pp.1942-1948. [10] D. Puangdownreong, T. Kulworawanichpong, and S. Sujitjorn, Finite Convergence and Performance Evaluation of Adaptive Tabu Search, Lecture Notes in Artificial Intelligence, Vol. 3215, Springer-Verlag, Berlin Heidelberg, 2004, pp.710-717. Fig. 4 Responses of experiment and simulation from conventional method.

Proceedings of the 7th WSEAS International Conference on Simulation, Modelling and Optimization, Beijing, China, September 15-17, 2007 255 Fig. 6 Responses of experiment and simulation from PSO-based method. Fig. 5 Responses of experiment and simulation from GA-based method. Fig. 7 Responses of experiment and simulation from ATS-based method.