ECS 165B: Database System Implementa6on Lecture 3

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ECS 165B: Database System Implementa6on Lecture 3 UC Davis April 4, 2011 Acknowledgements: some slides based on earlier ones by Raghu Ramakrishnan, Johannes Gehrke, Jennifer Widom, Bertram Ludaescher, and Michael Gertz.

Class Agenda Last 6me: Serializa6on and memory management in C++ Today: File and buffer management in DBMS File and buffer management in DavisDB Subversion (6me allowing) Reading: Chapter 13

Announcements Discussion sec6on meets today, 1:10pm- 2:00pm, 223 Olson Armen will cover warmup homework solu6on and gdb mini- tutorial Project teams: please sign up by end of day today via online Google doc h\ps://spreadsheets.google.com/ccc? key=0ag95xze8poa1dejiywhxanrkzhjiulnqbjdpu09tlue&hl=en&authkey=ci- svc0n - We will finalize teams and set up your subversion repositories tomorrow morning Project overview posted! h\p://www.cs.ucdavis.edu/~green/courses/ecs165b/project.html Project Part I will be finalized and sent out tomorrow, due Sunday 4/17 @ 11:59pm

File and Buffer Management in a DBMS

File and Buffer Management in DavisDB results User commands Command Parser (given) queries get metadata Query Engine (4) System Manager (3) index scans Indexing (2) create files, read/ write pages indices Disk Space Manager (given) read/write/scan records Record Manager (1) data, metadata Buffer Manager (given) OS File System

Disks and Files (Tradi6onal) DBMS stores informa6on on hard disks This has major implica6ons for DBMS design! READ: transfer data from disk to memory (RAM) WRITE: transfer data from RAM to disk Both are high- cost opera6ons, rela6ve to in- memory opera6ons, so must be planned carefully! DavisDB I/O efficiency contest: minimize total READS and WRITES

Why Not Store Everything in Main Memory? Tradi6onal arguments: It costs too much. In 1995, $1000 would buy you either 128MB of RAM or 7.5GB of disk. Main memory is vola3le. We want data to be saved between runs. (Obviously!) Tradi6onal storage hierarchy: Main memory (RAM) for currently- used data Disk for the main database (secondary storage) Tapes for archiving older versions of the data (ter6ary storage) DavisDB follows tradi6onal model (minus the tapes J ) Discussion: do the tradi6onal arguments s6ll hold water?

Disks and Paged Files Secondary storage device of choice Main advantage over tapes: random access versus sequen3al Data on hard disks is stored and retrieved in units called disk blocks or (as we'll term them in DavisDB) pages Unlike RAM, 6me to retrieve a disk page varies depending upon loca6on on disk therefore, rela6ve placement of pages on disk has major impact on DBMS performance! For simplicity, we'll overlook this in DavisDB File is organized as a sequence of pages

Buffer Management Main memory is limited Pages of disk files move in/out of in- memory buffer pool DavisDB # pages in buffer pool = 40 Total buffer size (40 pages @4K pages) = 160K (6ny!)

Disk Space Management Lowest layer of DBMS sovware manages space on disk Higher levels call upon this layer to: allocate / de- allocate a page read / write a page Request for a sequence of pages must be sa6sfied by alloca6ng the pages sequen6ally on disk! Higher levels don't need to know how this is done, or how free space is managed Simplifying assump6on in DavisDB: no requests for sequences; pages are accessed one at a 6me

Buffer Management in a DBMS Buffer Management in a DBMS Page Requests from Higher Levels BUFFER POOL disk page free frame MAIN MEMORY DISK DB choice of frame dictated by replacement policy Data must be in RAM for DBMS to operate on it! Data must be in RAM for DBMS to operate on it! Table of <frame#, pageid> pairs is maintained. Database Table Management of <frameno, Systems 3ed, R. pageno> Ramakrishnan and pairs J. Gehrke is maintained 12

When a Page is Requested If requested page is not in pool: Choose a frame for replacement If frame is dirty, write it to disk ( write on replacement ) Read requested page into chosen frame Pin the page and return its address If requests can be predicted (e.g., sequen6al scans), pages can be pre- fetched several pages at a 6me Again, opportunity ignored in DavisDB for simplicity

More on Buffer Management Requestor of page must unpin it, and indicate whether page has been modified Dirty bit is used for this Page in pool may be requested many 6mes A pin count (aka reference count) is used. A page is a candidate for replacement iff its pin count = 0 Concurrency control and recovery may entail addi6onal I/O when a frame is chosen for replacement. (Write- Ahead Log protocol; more later ) No concurrency control or recovery in DavisDB

Buffer Replacement Policy Frame is chosen for replacement by a replacement policy: Least- recently- used (LRU), Clock, MRU, etc DavisDB uses LRU Policy can have big impact on # of I/O's; depends on the access padern Sequen3al flooding: nasty situa6on caused by LRU + repeated page scans # buffer frames < # pages in file means each page request causes an I/O. MRU much be\er in this situa6on (but not in all situa6ons, of course).

DBMS vs. OS File System OS does disk space and buffer management; why not let the OS manage these tasks? Differences in OS support: portability issues Some technical limita6ons, e.g., files can't span disks Buffer management in DBMS requires ability to: pin a page in buffer pool, force a page to disk (important for implemen6ng concurrency control and recovery) adjust replacement policy, and pre- fetch pages based on access pa\erns in typical DB opera6ons

Record Formats: Fixed Length Record Formats: Fixed- Length F1 F2 F3 F4 L1 L2 L3 L4 Base address (B) Address = B+L1+L2 Informa6on about field types same for all records in a file; stored in system catalogs Information about field types same for all records in a file; stored in system catalogs. Finding i'th field requires scan of record DavisDB uses fixed- length records Finding i th field requires scan of record. atabase Management Systems 3ed, R. Ramakrishnan and J. Gehrke

Record Formats: Variable Length Two alterna6ve Two alternative formats formats (# fields is (# fixed): fields is fixed): Field Count Record Formats: Variable- Length F1 F2 F3 F4 4 $ $ $ $ Fields Delimited by Special Symbols F1 F2 F3 F4 Array of Field Offsets * Second offers direct access to i th field, efficient storage Second offers direct access to i'th field, efficient storage of of nulls (special don t know value); small directory overhead. nulls (special don't know value); small directory overhead Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 18

Page Formats: Fixed- Length Records Page Formats: Fixed Length Records Slot 1 Slot 2 Slot N Free Space Slot 1 Slot 2...... Slot N Slot M N 1... 0 1 1 M PACKED number of records M... 3 2 1 UNPACKED, BITMAP number of slots * Record id = <page id, slot # >. In first Record id = <page id, slot #>. In first alterna6ve, moving records alternative, for free space moving management recordschanges for freerecord space id; may not be acceptable. management changes rid; may not be acceptable.

Page Formats: Variable- Length Records Page Formats: Variable Length Records Rid = (i,n) Page i Rid = (i,2) Rid = (i,1) 20 16 24 N N... 2 1 # slots SLOT DIRECTORY Pointer to start of free space * Can move records on page without changing rid; Can so, move attractive records for on fixed-length page without records changing too. record id; so, a\rac6ve for fixed- length records too! Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 20

Files of Records Page or block is OK when doing I/O, but higher levels of DBMS operate on records, and files of records. FILE: a collec6on of pages, each containing a collec6on of records. Must support: insert/delete/modify record read a par6cular record (specified using record id) scan all records (possibly with some condi6ons on the records to be retrieved)

Unordered (Heap) Files Simplest file structure contains records in no par6cular order As file grows and shrinks, disk pages are allocated and de- allocated To support record- level opera6ons, we must: keep track of the pages in a file keep track of free space on pages keep track of the records on a page There are many alterna6ves for keeping track of this

Heap File Implemented as a List Heap File Implemented as a List Data Page Data Page Data Page Full Pages Header Page Data Page Data Page Data Page Pages with Free Space The header page id and Heap file name must be stored someplace. The header page id and heap file name must be stored someplace Each page contains 2 `pointers plus data. Each page contains two "pointers" (page ids) plus data Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 23