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Storing Data: Disks and Files Chapter 9 Yea, from the table of my memory I ll wipe away all trivial fond records. -- Shakespeare, Hamlet Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke

Disks and Files DBMS stores information on ( hard ) disks. This has major implications for DBMS design! READ: transfer data from disk to main memory (RAM). WRITE: transfer data from RAM to disk. Both are high-cost operations, relative to in-memory operations, so must be planned carefully! Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke

Why Not Store Everything in Main Memory? Costs too much. $1000 will buy you either 128MB of RAM or 7.5GB of disk today. Main memory is volatile. We want data to be saved between runs. (Obviously!) Typical storage hierarchy: Main memory (RAM) for currently used data. Disk for the main database (secondary storage). Tapes for archiving older versions of the data (tertiary storage). Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke

Disks Secondary storage device of choice. Main advantage over tapes: random access vs. sequential. Data is stored and retrieved in units called disk blocks or pages. Unlike RAM, time to retrieve a disk page varies depending upon location on disk. Therefore, relative placement of pages on disk has major impact on DBMS performance! Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke

Components of a Disk The platters spin (say, 90rps). The arm assembly is moved in or out to position a head on a desired track. Tracks under heads make a cylinder (imaginary!). Only one head reads/writes at any one time. Arm assembly Block size is a multiple of sector size (which is fxed). Disk head Arm movement Spindle Tracks Sector Platters Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke

Accessing a Disk Page Time to access (read/write) a disk block: seek time (moving arms to position disk head on track) rotational delay (waiting for block to rotate under head) transfer time (actually moving data to/from disk surface) Seek time and rotational delay dominate. Seek time varies from about 1 to 20msec Rotational delay varies from 0 to 10msec Transfer rate is about 1msec per 4KB page Key to lower I/O cost: reduce seek/rotation delays! Hardware vs. software solutions? Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke

Arranging Pages on Disk `Next block concept: blocks on same track, followed by blocks on same cylinder, followed by blocks on adjacent cylinder Blocks in a fle should be arranged sequentially on disk (by `next ), to minimize seek and rotational delay. For a sequential scan, pre-fetching several pages at a time is a big win! Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke

RAID Disk Array: Arrangement of several disks that gives abstraction of a single, large disk. Goals: Increase performance and reliability. Two main techniques: Data striping: Data is partitioned; size of a partition is called the striping unit. Partitions are distributed over several disks. Redundancy: More disks => more failures. Redundant information allows reconstruction of data if a disk fails. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke

RAID Levels Level 0: No redundancy Level 1: Mirrored (two identical copies) Each disk has a mirror image (check disk) Parallel reads, a write involves two disks. Maximum transfer rate = transfer rate of one disk Level 0+1: Striping and Mirroring Parallel reads, a write involves two disks. Maximum transfer rate = aggregate bandwidth Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke

RAID Levels (Contd.) Level 3: Bit-Interleaved Parity Striping Unit: One bit. One check disk. Each read and write request involves all disks; disk array can process one request at a time. Level 4: Block-Interleaved Parity Striping Unit: One disk block. One check disk. Parallel reads possible for small requests, large requests can utilize full bandwidth Writes involve modifed block and check disk Level 5: Block-Interleaved Distributed Parity Similar to RAID Level 4, but parity blocks are distributed over all disks Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1

Disk Space Management Lowest layer of DBMS software manages space on disk. Higher levels call upon this layer to: allocate/de-allocate a page read/write a page Request for a sequence of pages must be satisfed by allocating the pages sequentially on disk! Higher levels don t need to know how this is done, or how free space is managed. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1

Buffer Management in a DBMS Page Requests from Higher Levels BUFFER POOL disk page free frame MAIN MEMORY DISK DB choice of frame dictated by replacement policy Data must be in RAM for DBMS to operate on it! Table of <frame#, pageid> pairs is maintained. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1

When a Page is Requested... If requested page is not in pool: Choose a frame for replacement If frame is dirty, write it to disk Read requested page into chosen frame Pin the page and return its address. If requests can be predicted (e.g., sequential scans) pages can be pre-fetched several pages at a time! Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1

More on Buffer Management Requestor of page must unpin it, and indicate whether page has been modifed: dirty bit is used for this. Page in pool may be requested many times, a pin count is used. A page is a candidate for replacement iff pin count = 0. CC & recovery may entail additional I/O when a frame is chosen for replacement. (Write-Ahead Log protocol; more later.) Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1

Buffer Replacement Policy Frame is chosen for replacement by a replacement policy: Least-recently-used (LRU), Clock, MRU etc. Policy can have big impact on # of I/O s; depends on the access pattern. Sequential fooding: Nasty situation caused by LRU + repeated sequential scans. # buffer frames < # pages in fle means each page request causes an I/O. MRU much better in this situation (but not in all situations, of course). Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1

DBMS vs. OS File System OS does disk space & buffer mgmt: why not let OS manage these tasks? Differences in OS support: portability issues Some limitations, e.g., fles can t span disks. Buffer management in DBMS requires ability to: pin a page in buffer pool, force a page to disk (important for implementing CC & recovery), adjust replacement policy, and pre-fetch pages based on access patterns in typical DB operations. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1

Record Formats: Fixed Length F1 F2 F3 F4 L1 L2 L3 L4 Base address (B) Address = B+L1+L2 Information about feld types same for all records in a fle; stored in system catalogs. Finding i th feld does not require scan of record. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1

Record Formats: Variable Length Two alternative formats (# felds is fxed): F1 F2 F3 F4 4 $ $ $ $ Field Count Fields Delimited by Special Symbols F1 F2 F3 F4 Array of Field Offsets Second offers direct access to i th feld, effcient storage of nulls (special don t know value); small directory overhead. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1

Page Formats: Fixed Length Records Slot 1 Slot 2 Slot N Free Space Slot 1 Slot 2...... Slot N Slot M N 1... 0 1 1 M PACKED number of records M... 3 2 1 UNPACKED, BITMAP number of slots Record id = <page id, slot #>. In frst alternative, moving records for free space management changes rid; may not be acceptable. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 1

Page Formats: Variable Length Records Rid = (i,n) Page i Rid = (i,2) Rid = (i,1) 20 16 24 N N... 2 1 # slots SLOT DIRECTORY Can move records on page without changing rid; so, attractive for fxed-length records too. Pointer to start of free space Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 2

Files of Records Page or block is OK when doing I/O, but higher levels of DBMS operate on records, and fles of records. FILE: A collection of pages, each containing a collection of records. Must support: insert/delete/modify record read a particular record (specifed using record id) scan all records (possibly with some conditions on the records to be retrieved) Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 2

Unordered (Heap) Files Simplest fle structure contains records in no particular order. As fle grows and shrinks, disk pages are allocated and de-allocated. To support record level operations, we must: keep track of the pages in a fle keep track of free space on pages keep track of the records on a page There are many alternatives for keeping track of this. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 2

Heap File Implemented as a List Data Page Data Page Data Page Full Pages Header Page Data Page Data Page Data Page Pages with Free Space The header page id and Heap fle name must be stored someplace. Each page contains 2 `pointers plus data. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 2

Heap File Using a Page Directory Header Page Data Page 1 Data Page 2 DIRECTORY Data Page N The entry for a page can include the number of free bytes on the page. The directory is a collection of pages; linked list implementation is just one alternative. Much smaller than linked list of all HF pages! Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 2

System Catalogs For each index: structure (e.g., B+ tree) and search key felds For each relation: name, fle name, fle structure (e.g., Heap fle) attribute name and type, for each attribute index name, for each index integrity constraints For each view: view name and defnition Plus statistics, authorization, buffer pool size, etc. Catalogs are themselves stored as relations! Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 2

Attr_Cat(attr_name, rel_name, type, position) attr_name rel_name type position attr_name Attribute_Cat string 1 rel_name Attribute_Cat string 2 type Attribute_Cat string 3 position Attribute_Cat integer 4 sid Students string 1 name Students string 2 login Students string 3 age Students integer 4 gpa Students real 5 fd Faculty string 1 fname Faculty string 2 sal Faculty real 3 Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 2

Summary Disks provide cheap, non-volatile storage. Random access, but cost depends on location of page on disk; important to arrange data sequentially to minimize seek and rotation delays. Buffer manager brings pages into RAM. Page stays in RAM until released by requestor. Written to disk when frame chosen for replacement (which is sometime after requestor releases the page). Choice of frame to replace based on replacement policy. Tries to pre-fetch several pages at a time. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 2

Summary (Contd.) DBMS vs. OS File Support DBMS needs features not found in many OS s, e.g., forcing a page to disk, controlling the order of page writes to disk, fles spanning disks, ability to control pre-fetching and page replacement policy based on predictable access patterns, etc. Variable length record format with feld offset directory offers support for direct access to i th feld and null values. Slotted page format supports variable length records and allows records to move on page. Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 2

Summary (Contd.) File layer keeps track of pages in a fle, and supports abstraction of a collection of records. Pages with free space identifed using linked list or directory structure (similar to how pages in fle are kept track of). Indexes support effcient retrieval of records based on the values in some felds. Catalog relations store information about relations, indexes and views. (Information that is common to all records in a given collection.) Database Management Systems 3ed, R. Ramakrishnan and J. Gehrke 2