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The Relational Data Model Davood Rafiei *Disclaimer: The slides used in the course may contain some of the slides provided by the authors of the adopted textbook (present and past) and those used in previous editions of this course by other instructors. 1 Data Model Need a model for describing Data, its structure and constraints Operations on data Describe data at some abstraction layer (schema) External Conceptual Physical 2

Physical Level Data description: e.g. Student data is stored in tracks 4 to 15 of Cylinder 3. Student data is sorted on student id. Course data is stored in an ASCII file named courses.dat Records are separated by new-line characters. Fields are separated by commas. Data manipulation: e.g. Read all data in track 2 of cylinder 4. Find John s record in the data just read. Update John s record. Write back the data in track 2 of cylinder 4. 3 Physical Level (Cont) Problems of working with data: Routines hard-coded to deal with physical representation. Difficult to change the physical representation. Application code becomes complex since it must deal with details. Rapid implementation of new features impossible. 4

Conceptual Level Hides details. In the relational model, the conceptual schema presents data as a set of tables. Mapping from conceptual to physical schema done by DBMS. Physical schema can be changed without changing applications. Referred to as physical data independence. 5 Relational Databases Basic idea: Organize data as a set of tables. View each table as a set of rows. Advantages simple solid mathematical foundation set theory powerful query languages efficient query optimizers 6

Definition Relational database: a set of relations (tables) Relation: made up of 2 parts: Instance : a table, with rows and columns. #Rows = cardinality, #fields = degree / arity. Schema : specifies name of relation, plus name and type of each column. E.G. Students(sid: string, name: string, login: string, age: integer, gpa: real). Can think of a relation as a set of rows (or tuples) What does this imply for each tuple? 7 Example: Students Relation sid name login age gpa 53666 Jones jones@cs 18 3.4 53688 Smith smith@eecs 18 3.2 53650 Smith smith@math 19 3.8 Cardinality = 3, degree = 5, all rows distinct Domain: the set of values from which the values of an attribute are drawn. e.g. name : char(20), age : {1,..,100} 8

Querying Relations Simple and powerful querying of data. Queries can be written intuitively, and the DBMS is responsible for efficient evaluation. Precise semantics for relational queries. Allows the optimizer to extensively re-order operations, and still ensure that the answer does not change. 9 Example: Querying Relations in SQL To find all 18 year old students, we can write: SELECT * FROM Students S WHERE S.age=18 sid nam e login age gpa 53666 Jones jones@ cs 18 3.4 53831 A lex alex@ cs 20 3.0 53666 Sm ith sm ith@ ee 18 3.2 To find just names and logins, replace the first line with: SELECT S.name, S.login 10

Example: Querying Multiple Relations What does the following query compute? SELECT S.name, E.cid FROM Students S, Enrolled E WHERE S.sid=E.sid AND E.grade= A Students sid nam e login age gpa 53666 Jones jones@ cs 18 3.4 53831 A lex alex@ cs 20 3.0 53650 Sm ith sm ith@ ee 18 3.2 Enrolled sid cid grade 53831 Carnatic101 C 53831 Reggae203 B 53650 Topology112 A 53666 History105 B we get: S.name Smith E.cid Topology112 11 Creating Relations in SQL Observe that the type (domain) of each field is specified, and enforced by the DBMS whenever tuples are added or modified. CREATE TABLE Students (sid: CHAR(20), name: CHAR(20), login: CHAR(10), age: INTEGER, gpa: REAL) As another example, the Enrolled table holds information about courses that students take. CREATE TABLE Enrolled (sid: CHAR(20), cid: CHAR(20), grade: CHAR(2)) 12

Adding and Deleting Tuples Can insert a single tuple using: INSERT INTO Students (sid, name, login, age, gpa) VALUES (53688, Smith, smith@ee, 18, 3.2) v Can delete all tuples satisfying some condition (e.g., name = Smith): DELETE FROM Students WHERE name = Smith * Powerful variants of these commands are available; more later! 13 Integrity Constraints (ICs) IC: condition that must be true for any instance of the database; e.g., domain constraints. ICs are specified when schema is defined. ICs are checked when relations are modified. A legal instance of a relation is one that satisfies all specified ICs. DBMS should not allow illegal instances. If the DBMS checks ICs, stored data is more faithful to real-world meaning. Avoids data entry errors, too! 14

Primary Key Constraints A set of fields is a key for a relation if it is both: 1. unique: no two distinct tuples can have same values in all key fields, and 2. minimal: no subset of a key is a key. A relation can have more than one key Candidate key: all keys of the relation Primary key: one defined by DBA Superkey: 1 st condition holds but the 2 nd may not E.g., sid is a key for Students. (What about name?) The set {sid, gpa} is a superkey. 15 Primary and Candidate Keys in SQL Possibly many candidate keys (specified using UNIQUE), one of which is chosen as the primary key. For a given student and course in Enrolled1, there is a single grade. What are the constraints in Enrolled2? Used carelessly, an IC can prevent the storage of database instances that arise in practice! CREATE TABLE Enrolled1 (sid CHAR(20) cid CHAR(20), grade CHAR(2), PRIMARY KEY (sid,cid) ) CREATE TABLE Enrolled2 (sid CHAR(20) cid CHAR(20), grade CHAR(2), PRIMARY KEY (sid), UNIQUE (cid, grade) ) 16

Foreign Keys, Referential Integrity Foreign key : Set of fields in one relation that is used to `refer to a tuple in another relation. (Must correspond to primary key of the second relation.) Like a `logical pointer. E.g. sid in Enrolled is a foreign key referring to Students: Enrolled(sid: string, cid: string, grade: string) If all foreign key constraints are enforced, referential integrity is achieved, i.e., no dangling references. Can you name a data model w/o referential integrity? 17 Foreign Keys in SQL Only students listed in the Students relation should be allowed to enroll in courses. CREATE TABLE Enrolled (sid CHAR(20), cid CHAR(20), grade CHAR(2), PRIMARY KEY (sid,cid), FOREIGN KEY (sid) REFERENCES Students ) Enrolled sid cid grade 53666 Carnatic101 C 53666 Reggae203 B 53650 Topology112 A 53666 History105 B Students sid nam e login age gpa 53666 Jones jones@cs 18 3.4 53688 Sm ith smith@eecs 18 3.2 53650 Sm ith smith@m ath 19 3.8 18

Enforcing Referential Integrity Consider Students and Enrolled; sid in Enrolled is a foreign key that references Students. What should be done if an Enrolled tuple with a non-existent student id is inserted? Reject it! What should be done if a tuple in Students is deleted? Also delete all Enrolled tuples that refer to it. Disallow deletion of a Students tuple that is referred to. Set sid in Enrolled tuples that refer to it to a default sid. (In SQL,also: Set sid in Enrolled tuples that refer to it to a special value null, denoting `unknown or `inapplicable.) Similar if primary key of Students tuple is updated. 19 Referential Integrity in SQL/92 SQL/92 supports all 4 options on deletes and updates. Default is NO ACTION (delete/update is rejected) CASCADE (also delete all tuples that refer to deleted tuple) SET NULL / SET DEFAULT (sets foreign key value of referencing tuple) CREATE TABLE Enrolled (sid CHAR(20), cid CHAR(20), grade CHAR(2), PRIMARY KEY (sid,cid), FOREIGN KEY (sid) REFERENCES Students ON DELETE CASCADE ON UPDATE SET NULL ) 20

Where do ICs Come From? ICs are based upon the semantics of the realworld enterprise that is being described in the database relations. An IC is a statement about all possible instances! We cannot infer that an IC is true by looking at an instance. From example, we know name is not a key, but the assertion that sid is a key is given to us. Key and foreign key ICs are the most common; more general ICs supported too. 21 Levels of Abstraction payroll billing records View 1 View 2 View 3 Applications Conceptual schema DBMS Physical schema 22

External Level Applications can access data through some views Different views of data for different categories of users A view is computed (from data in the conceptual level) Mapping from external to conceptual schema is done by DBMS. Conceptual schema can be changed without changing applications: Referred to as logical data independence. 23 Views A view is just a relation, but we store a definition, rather than a set of tuples. CREATE VIEW YoungActiveStudents (name) AS SELECT S.name FROM Students S, Enrolled E WHERE S.sid = E.sid and S.age<21 v Views can be dropped using the DROP VIEW command. 24

Views and Security Views can be used to present necessary information (or a summary), while hiding details in underlying relation(s). Given YoungActiveStudents, but not Students or Enrolled, we can find young students who are enrolled, but not the cid s of or grade s in the courses they are enrolled in. 25 Relational Model: Summary A tabular representation of data. Simple and intuitive, currently the most widely used. Integrity constraints can be specified by the DBA, based on application semantics. DBMS checks for violations. Two important ICs: primary and foreign keys In addition, we always have domain constraints. Powerful and natural query languages exist. 26

Relational Model: Summary Most widely used model. Vendors: IBM, Informix, Microsoft, Oracle, Sybase, etc. Old competitors: hierarchical model, network model Recent competitors: object-oriented model ObjectStore, Versant, Ontos A synthesis emerging: object-relational model Informix Universal Server, O2, Oracle, DB2 XML graph model 27