Technology Management for Conformance Policy

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Technology Management for onformance Policy ffective Date: May 7, 2014, Revised November 1, 2017 1 Introduction This document supplements the ODVA Policy Regarding ompliant Products (PUB00008R4). Throughout this document the ODVA Policy Regarding ompliant Products will be referred to as PUB00008. This will reference the most current version of the policy. If there are any discrepancies between this document and PUB00008, PUB00008 will prevail. apitalized terms used herein that are not otherwise defined in this document shall have the meanings assigned in PUB00008. Section 2 below complements PUB00008 by adding a set of technical definitions used in subsequent sections for the purpose of this document. Section 3 below provides a description of the types of products for which conformance testing is provided. This section may be subject to changes as the list of technologies managed by ODVA evolves. Section 4 below provides examples of the various possible implementations of the ompliant Products described in section 3. Section 5 below defines the requirements for classifying ompliant Products as product families for conformance testing purposes. Section 7 below lists the Requirements for ertification(s) by Third-Party ompetent Bodies for ompliant Products. Section 8 below defines the minimum content provided to vendors in the ODVA onformance Test reports and Declaration of onformity. 2 Definitions This section complements the Definitions in PUB00008 by adding a set of technical definitions used in subsequent sections for the purpose of this document. IP onnector A connector that is identified in the IP Networks Library of Specifications. IP Device - A node (as defined in PUB00008) that contains 3 primary components: A single IP ntity, at least one IP Port and at least one IP onnector. IP ntity A logical component that contains an implementation of a profile described in hapter 6 of Volume 1 (ommon Industrial Protocol) of the IP Networks Library but cannot function on the network without a IP Port and associated object(s) and physical components. A IP ntity has an Identity Object with at least Instance 1. In Modular Devices, multiple components may contain a IP ntity. ODVA PUB00261R2 Technology Management for onformance Policy Page 1 of 14

IP Infrastructure Product Product that is in compliance with the IP Networks Library of Specifications or other official ODVA documents but does not contain a IP Port or IP ntity. xamples include: Physical media, taps onnectors Power supplies Non-IP network switches, repeaters and bridges IP Modular Device A collection of modules which together contain at least one IP Port, at least one IP onnector and at least one IP Module. Generally, no single modular component by itself can constitute a IP Device. IP Modular Devices often utilize a rack/chassis for their mechanical assembly, internal communications and/or distribution of power. The internal communication of such devices may or may not be based on IP. IP Module A product that contains a IP ntity and is part of a IP Modular Device. IP Multi-port Device A node (as defined in PUB00008) that contains the following primary components: A single IP ntity, at least two IP Ports and at least two IP connectors. All IP Ports are associated with a IP ntity in the device. IP Multi-port Module A product that contains the following primary components: A single IP ntity, at least two IP Ports. All IP Ports are associated with a IP ntity in the device. IP Physical Media Attachment A component inside a IP Device that acts as an interface between a IP Port and one or more IP onnectors. IP Port See Volume 1 of the IP Networks Library, chapter 1 for port, definition section 1-7. IP Safety Device - A node (as defined in PUB00008) that contains 3 primary components: A single IP Safety ntity, at least one IP Safety Port and at least one IP connector. IP Safety ntity A logical component that contains a complete implementation of a profile described in hapter 6 of Volume 5 (IP Safety) of the IP Networks Library but cannot function on the network without a IP Safety Port and associated object(s) and physical components. A IP Safety ntity has an Identity Object Instance 1 with at least the required attributes. In Modular Systems, multiple components may contain a IP Safety ntity. A IP Safety ntity includes a IP ntity. IP Safety Module - A product that contains at least the following primary components: A single IP Safety ntity and may contain a IP Safety Port. IP Safety Multi-port Device A node (as defined in PUB00008) that contains the following primary components: A single IP Safety ntity, at least two IP Safety Ports and at least two IP connectors. All IP Safety Ports are associated with a IP Safety ntity in the device. IP Safety Multi-port Module A product that contains a single IP Safety ntity and at least two IP Safety Ports. All IP Safety Ports are associated with a IP Safety ntity in the device. IP Safety Port A IP Port that supports the transport of the IP Safety protocol. ODVA PUB00261R2 Technology Management for onformance Policy Page 2 of 14

3 IP ompliant Product 3.1 Overview ODVA issues Declarations of onformity (DO) for the following types of products: IP Device (non-modular) IP Module IP mbedded Technology IP Infrastructure The following sections define the characteristics that ODVA will consider when granting DOs to various products. No ODVA-managed technology is exempt from onformance Testing. Please consult the ODVA onformance Authority for any product that does not seem to be described by the following sections. In addition to the.eds file, a correct lectronic Test Input File (currently an.stc file) for the product, created with ODVA s Protocol onformance Test Software, must be provided at the time of the conformance test. 3.2 IP Devices (modular and non-modular) IP Devices and IP Multi-port Devices contain both a single IP ntity and one or more IP Ports. A single Device Profile defines a IP ntity. IP Devices have a single IP Port and IP Multi-port Devices have two or more IP Ports. IP Modules and IP Multi-port Modules are part of a IP Modular Device. IP Modules may or may not have a IP Port, but are part of a IP Modular Device where one or more of the other ODVA PUB00261R2 Technology Management for onformance Policy Page 3 of 14

modules in the device have one or more IP Ports. IP Modules with a IP Port(s) are required to receive DOs. Figure 1 is an ntity Relationship Diagram (RD) showing relations between components and indicating single-port products that are required or eligible to receive DOs. IP ompliant Product IP Device (Non-Modular) IP Modular Device Has 1:N IP Module with IP Port IP Module Non-IP Module IP Port IP ntity Accesses 1:1 IP Physical Media Attachment Device Profile IP onnector Product required to receive a DO Product eligible to receive a DO Product/component not eligible to receive a DO Figure 1: IP ompliant Single-port Product RD ODVA PUB00261R2 Technology Management for onformance Policy Page 4 of 14

Figure 2 is an RD showing relations between components and indicating Multi-port products that are required or eligible to receive DOs. IP ompliant Product IP Multi-port Device (Non-Modular) IP Modular Device Has 1:N IP Multi-port Module IP Module Non-IP Module Has 2:N Has 2:N IP Port IP ntity IP Physical Media Attachment Device Profile IP onnector Product required to receive a DO Product eligible to receive a DO Product/component not eligible to receive a DO Figure 2: IP ompliant Multi-port Product RD IP Safety Devices and IP Safety Multi-port Devices contain both a single IP Safety ntity and one or more IP Safety Ports. ach safety entity is defined by a single Safety Device Profile. IP Safety Devices have a single IP Safety Port and IP Safety Multi-port Devices have 2 or more IP Safety Ports. IP Safety Modules and IP Safety Multi-port Modules are part of a IP Modular Device. The IP Modular Device has one or more IP ntities. IP Safety Modules may or may not have a IP Port, but are part of a IP Modular Devices where one or more of the other modules in the system has one or more IP Ports. IP Safety Modules with a IP Safety Port(s) are required to receive DOs. IP Modules with a IP Port(s) are required to receive DOs. ODVA PUB00261R2 Technology Management for onformance Policy Page 5 of 14

Figure 3 is an RD showing relations between IP components and indicating IP Safety products that are required or eligible to receive DOs. IP Safety ompliant Product IP Safety Device (Non-Modular) IP Modular Device Has 1:N IP Safety Module IP Module Non-IP Module Has 0:1 * Has 0:1 Has 0:1 Has 0:1 IP Safety ntity IP Safety Port IP Port IP ntity Accesses 1:1 Accesses 1:1 Safety Device Profile IP Physical Media Attachment Device Profile IP onnector Product required to receive a DO for IP Safety Product with IP Port required to obtain DO, others eligible * Product/component not eligible to receive a DO Safety product/component not eligible to receive a DO for IP Safety At least one module has 1 IP Safety Port Figure 3: IP Safety ompliant Single-port Product RD ODVA PUB00261R2 Technology Management for onformance Policy Page 6 of 14

Figure 4 is an RD showing relations between IP components and indicating IP Safety Multiport products that are required or eligible to receive DOs. IP Safety ompliant Product IP Modular Device IP Safety Multi-port Device (Non-Modular) Has 1:N IP Safety Module IP Module Non-IP Module Has 2:N * IP Safety ntity IP Safety Port IP Port IP ntity Safety Device Profile IP Physical Media Attachment Device Profile IP onnector Product required to receive a DO for IP Safety Product with IP Port required to receive a DO, others eligible Product/component not eligible to receive a DO Safety product/component not eligible to receive a DO for IP Safety * At least one module has 2:N IP Safety Ports Figure 4: IP Safety ompliant Multi-port Product RD 3.3 IP mbedded Technology Products IP mbedded Technology Products may be electronic assemblies, FPGAs, ASIs, firmware stacks and/or software. In order to be classified as an embedded technology, the implementation to be used by Derivative Products must contain one or more IP ntities or IP Objects. IP mbedded Technology Products must have at least some elements of a IP Port but do not need to contain a IP Physical Media Attachment including a IP onnector. For testing purposes, the Licensed Vendor of IP mbedded Technology must submit a typical complete application for conformance testing, including IP Physical Media Attachment and IP onnector, plus a ODVA PUB00261R2 Technology Management for onformance Policy Page 7 of 14

sample application (reference platform) that demonstrates that the IP mbedded Technology can effectively be used to successfully build Derivative Products. Products implementing IP mbedded Technologies (i.e. Derivative Products) are required to be tested at an ODVA-authorized Test Service Provider and obtain a DO. This will retest the IP mbedded Technology for each product tested to verify that no errors have been introduced in the adaptation and/or extension of the IP mbedded Technology to the Derivative Product. 3.4 IP Infrastructure Products This category includes DeviceNet power supplies; DeviceNet, ontrolnet and omponet cables, taps and connectors; thernet/ip cables and connectors, repeaters and network switches. thernet switches with a IP ntity inside are treated as IP Devices. ODVA currently issues DOs for the following infrastructure devices: DeviceNet power supplies omponet repeaters 3.5 Other Products If a product is not described by the previous sections and is not covered by the examples in section 4, the Licensed Vendor of the product shall contact the ODVA onformance Authority to discuss how the product will achieve compliance with the Licensed Vendor s Terms of Usage Agreement. 4 xamples of IP ompliant Products The following are examples of possible implementations that would be eligible for a DO. All of the examples share the following key: D IP Device (non-modular) M Module (part of a IP Modular Device) MD IP Modular Device IP onnector P IP Port IP ntity mbedded ircuit (mbedded Technology) S IP Stack (mbedded Technology) 4.1 IP Device with Single Network onnection In the example of the IP Device shown in Figure 5, the IP ntity, IP Port and the IP onnector are required to be conformance tested and the Discrete Block I/O is required to receive a DO. ODVA PUB00261R2 Technology Management for onformance Policy Page 8 of 14

IP Network D P Discrete Block I/O Figure 5: IP I/O Block 4.2 IP Modular Device with Single Network onnection In the example of the IP Modular Device shown in Figure 6, the ontroller Module is eligible to receive a DO, since it implements a IP ntity. The ommunications Adapter is required to obtain a DO since it connects directly to a IP Network (i.e. contains a IP Port). The Discrete I/O Module is not eligible to receive a DO. P M M M omms Adapter Discrete I/O Module ontroller Module MD IP Network Figure 6: IP Modular Device with Single Network onnection 4.3 IP Device with Multiple IP Network onnections In the example of the IP Device shown in Figure 7, the IP Router is required to receive a DO listing compliance with both the thernet/ip and DeviceNet networks. The IP ntity, IP Ports and the IP onnectors are required to be conformance tested. ODVA PUB00261R2 Technology Management for onformance Policy Page 9 of 14

thernet/ip DeviceNet P P D IP Router Figure 7: IP Device with Multiple IP Network onnections 4.4 IP Modular Device with Multiple IP Network onnections In the example of the IP Modular Device shown in Figure 8, the Discrete I/O Module and the ontroller Module are eligible to receive a DO, since they implement a IP ntity. ach ommunications Adapter is required to obtain a DO since it connects directly to a IP Network (i.e. contains a IP Port). P M P M M M omms Adapter omms Adapter Discrete I/O Module ontroller Module MD DeviceNet thernet/ip Figure 8: IP Modular Device with Multiple IP Network onnections ODVA PUB00261R2 Technology Management for onformance Policy Page 10 of 14

4.5 IP Device with Single Network onnection using mbedded ircuit In the example shown in Figure 9, the IP Device was constructed using a IP ompliant mbedded Technology from another vendor which already has received a DO for the mbedded ircuit. The Discrete Block I/O is required to be tested separately to receive a DO. Note: The mbedded Technology ircuit may include the IP onnector, the IP ntity, and the IP Port or any combination of the elements that make up a IP device. IP Network D P I/O Device Figure 9: IP Device with Single Network onnection Using mbedded Technology ircuit 4.6 IP Device with Single Network onnection using a IP Stack In the example shown in Figure 10, the IP Device was constructed using a IP ompliant mbedded Technology (i.e. IP Stack) from another vendor which already has received a DO for the IP Stack. The Discrete Block I/O is required to be tested separately to receive a DO. ODVA PUB00261R2 Technology Management for onformance Policy Page 11 of 14

IP Network D P S I/O Device Figure 10: IP Device with Single Network onnection using IP Stack 5 riteria for lassification as a Product Family If a group of two or more products implements a common ODVA technology, the Licensed Vendor may request to have the group classified as a Product Family as specified in PUB00008, provided that the group meets the criteria below. All Products must implement the identical Device Type (e.g. A Drive), ODVA technology (e.g. DeviceNet, thernet/ip), and identical firmware/software (i.e. identical binaries) and exhibit one or more of the following differences: The values of the product-specific identifiers in the Identity Object, at least attributes 3 (Product ode) and/or 7 (Product Name), vary between products as required to delineate different members of the family; Members may have different variants of one or more network-related physical layer components (e.g. network connector) All physical layer variants must be submitted to the onformance Test. Members may exhibit minor product variations in features not related to the ODVA technology (e.g. number and location of I/O points). Addition of new members to the product family is subject to re-test. Re-test may consist of a new full conformance test or a Partial onformance Test by Licensed Vendor as specified in Appendix A of PUB00008 Policy Regarding ompliant Products. The ODVA onformance Authority makes a decision regarding the re-test type based on the vendor description of the changes made to the firmware/hardware family since the last family conformance test. No Partial onformance Test by Licensed Vendor is allowed for IP Safety products. 6 Advisory Declarations ertain types of ompliant Products can receive an Advisory Declaration (AD) after going through additional testing (Adjunct Tests) beyond what is needed to receive a DO. Passing the Adjunct Test will be documented in the DO as an Advisory Declaration. ADs can currently be issued for: thernet/ip Interoperability The product has to pass the thernet/ip PlugFest which verifies the product compliance with ODVA PUB00070 Recommended Functionality for thernet/ip Devices. ODVA PUB00261R2 Technology Management for onformance Policy Page 12 of 14

DeviceNet Semiconductor The product has to pass the DeviceNet Semiconductor Adjunct Test to verify compliance with ODVA PUB00262 Interface Guidelines for Semiconductor Devices, which is distributed with The DeviceNet Specification. 7 Requirements for ertification(s) by Third-Party ompetent Bodies for IP Products 7.1 Devices and Modules, IP ONLY All Network technologies: No Third Party ompetent Bodies have been approved. 7.2 Devices and Modules, IP SAFTY All Safety Network technologies: To receive a DO, a IP Safety product shall follow this sequence: Test of the product at an ODVA TSP Provide test report to an ODVA-authorized Third-Party ompetent Body, currently TÜV Rheinland Obtain ertificate of ompliance to I 61508 issued by TÜV Rheinland Provide TÜV Rheinland certificate to ODVA Additional certification requirements, to allow Declaration of onformity for IP Safety products certified to less than SIL3, are contained in dition 2.16 (or later) of The IP Safety Specification. If the ertificate of ompliance to I 61508 does not indicate SIL3, then Systematic apability S3 must be explicitly declared either on the ertificate itself or in an associated report issued by the safety certifying agency. All certificates and reports must be clearly traceable to the tested IP Safety product. Upon receipt and following the normal process for issuing DOs, ODVA issues a DO for IP Safety product. If Vendor wishes to use an alternate Functional Safety ertification Organization, additional charges may be incurred by the Vendor. Please contact ODVA as early as possible in your development process to discuss. 8 Test Reports and Declaration of onformity This section defines the contents generally found in all ODVA TSP test reports as well as the information provided in the DOs issued by ODVA. 8.1 Test Report and DO Information 8.1.1 Test Report A sample Test Report is distributed with the Protocol onformance Test Software Tool available for ODVA networks. ODVA PUB00261R2 Technology Management for onformance Policy Page 13 of 14

The Test Report includes the following information (not a comprehensive list): Test Information (T revision, Test Date, Test Type, ODVA File Number) Vendor Information (Vendor Name) Device Information (Identity Object Attribute Values) TSP Information (Location) Test Failures and Advisories Product Family Members 8.1.2 DO Information A sample DO is distributed with the Protocol onformance Test Software Tool available for ODVA networks. The DO includes the following information (not a comprehensive list): Test Information (Vendor Name, T Revision, Test Date, ODVA File Number) Product Information (Identity Object Attribute Values, SO File Name) Advisory Tests Product Family Members. ODVA PUB00261R2 Technology Management for onformance Policy Page 14 of 14