Disks, Memories & Buffer Management

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Disks, Memories & Buffer Management The two offices of memory are collection and distribution. - Samuel Johnson CS3223 - Storage 1

What does a DBMS Store? Relations Actual data Indexes Data structures to speed up access to relations System catalog (a.k.a. data dictionary) stores metadata about relations Relation schemas structure of relations, constraints, triggers View definitions Statistical information about relations for use by query optimizer Index metadata Log files information maintained for data recovery CS3223 - Storage 2

Where are the data stored? Memory Hierarchy Primary memory: registers, static RAM (caches), dynamic RAM (physical memory) Secondary memory: magnetic disks (HDD), solid state disks (SSD) Tertiary memory: optical disks, tapes Tradeoffs: Capacity Cost Access speed Volatile vs non-volatile CS3223 - Storage 3

Memory Hierarchy CS3223 - Storage 4

Disks and Files DBMS stores information on non-volatile ( hard ) disks DBMS processes data in main memory (RAM) This has major implications for DBMS design! READ: transfer data from disk to main memory (RAM) WRITE: transfer data from RAM to disk Both are high-cost operations, relative to in-memory operations, so must be planned carefully! CS3223 - Storage 5

Why Not Store Everything in Main Memory? Costs too much? Not any more $100 will buy you either 1 GB of RAM or 500 GB of disk today. Data is also increasing at an alarming rate Big-Data phenomenon Main memory is volatile We want data to be saved between runs Memory error Larger memory means higher chances of data corruption CS3223 - Storage 6

Typical storage hierarchy Main memory (RAM) Currently used data SSD/Flash memory (between RAM and Disk) Disk (secondary storage) Main database Tapes (tertiary storage) Archiving older versions of the data Infrequently accessed data CS3223 - Storage 7

Disks Secondary storage device of choice Main advantage over tapes: random access vs. sequential Data is stored and retrieved in units called disk blocks or pages Typical block/page size is 4-16 MB Unlike RAM, time to retrieve a disk page varies depending upon location on disk Therefore, relative placement of pages on disk has major impact on DBMS performance! CS3223 - Storage 8

Components of a Disk The platters spin (say, 120rps) The arm assembly is moved in or out to position a read/write head on a desired track. Tracks under the head make a (imaginary) cylinder Only one head reads/writes at any one time Block size is a multiple of sector size (which is fixed) CS3223 - Storage 9

Components of Disk Access Time CS3223 - Storage 10

Accessing a Disk Page Time to access (read/write) a disk block: seek time (moving arms to position disk head on track) rotational delay (waiting for block to rotate under head) transfer time (actually moving data to/from disk surface) Seek time and rotational delay dominate Seek time varies from about 0.3 to 10msec Rotational delay varies from 0 to 4msec Transfer rate is about 0.08msec per 8KB page Key to lower I/O cost: reduce seek/rotation delays! CS3223 - Storage 11

Improving Access Time of Secondary Storage Organization of data on disk Disk scheduling algorithms Multiple disks or Mirrored disks Prefetching and large-scale buffering Algorithm design CS3223 - Storage 12

An Example How long does it take to read a 2,048,000-byte file that is divided into 8,000 256-byte records assuming the following disk characteristics? average seek time 18 ms track-to-track seek time 5 ms rotational delay 8.3 ms maximum transfer rate 16.7 ms/track bytes/sector 512 sectors/track 40 tracks/cylinder 11 tracks/surface 1,331 1 track contains 40*512 = 20,480 bytes, the file needs 100 tracks (~10 cylinders). CS3223 - Storage 13

Design Issues Randomly store records suppose each record is stored randomly on the disk reading the file requires 8,000 random accesses each access takes 18 (average seek) + 8.3 (rotational delay) + 0.4 (transfer one sector) = 26.7 ms total time = 8,000*26.7 = 213,600 ms = 213.6 s CS3223 - Storage 14

Design Issues Store on adjacent cylinders read first cylinder = 18 + 8.3 + 11*16.7 = 210 ms read next 9 cylinders = 9*(5+8.3+11*16.7) = 1,773 ms total = 1,983 ms = 1.983 s Blocks in a file should be arranged sequentially on disk to minimize seek and rotational delay! CS3223 - Storage 15

How are records stored? Record Formats Fixed Length F1 F2 F3 F4 L1 L2 L3 L4 Variable Length: Two formats F1 F2 F3 F4 4 $ $ $ $ Base address (B) Address = B+L1+L2 Information about field types same for all records in a file; stored in system catalogs Finding ith field requires scan of record Field Count Fields Delimited by Special Symbols F1 F2 F3 F4 Array of Field Offsets The second offers direct access to i th field, efficient storage of nulls; small directory overhead CS3223 - Storage 16

How are pages structured? Page Formats: Fixed Length Records Slot 1 Slot 2 Slot 1 Slot 2 Slot N... Free Space Slot N... Slot M N 1... 0 1 1 M PACKED number of records M... 3 2 1 UNPACKED, BITMAP number of slots Record id = <page id, slot #>. In first alternative, moving records for free space management changes rid; may not be acceptable. CS3223 - Storage 17

Page Formats: Variable Length Records Rid = (i,n) 20 bytes Page i Rid = (i,2) 16 bytes Rid = (i,1) 24 bytes N... 2 1 20 16 24 N # slots SLOT DIRECTORY Can move records on page without changing rid; so, attractive for fixed-length records too. Pointer to start of free space CS3223 - Storage 18

Files of Records Page or block is OK when doing I/O, but higher levels of DBMS operate on records, and files of records. FILE: A collection of pages, each containing a collection of records. Must support: Create/insert/delete/modify record Read a particular record (specified using record id) Scan all records (possibly with some conditions on the records to be retrieved) CS3223 - Storage 19

Disk Space Management Many files will be stored on a single disk Need to allocate space to these files so that disk space is effectively utilized files can be quickly accessed Two issues management of free space in a disk system maintains a free space list -- implemented as bitmaps or link lists allocation of free space to files granularity of allocation (blocks, clusters, extents) allocation methods (contiguous, linked) CS3223 - Storage 20

Bitmap each block (one or more pages) is represented by one bit a bitmap is kept for all blocks in the disk if a block is free, its corresponding bit is 0 if a block is allocated, its corresponding bit is 1 to allocate space, scan the map for 0s consider a disk whose blocks 2, 3, 4, 5, 8, 9, 10, 11, 12, 13, 17, etc. are free. The bitmap would be 110000110000001... 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 CS3223 - Storage 21

Link Lists link all the free disk blocks together each free block points to the next free block DBMS maintains a free space list head (FSLH) to the first free block to allocate space FSLH look up FSLH follow the pointers 0 1 2 3 4 5 6 7 reset the FSLH 8 9 10 11 12 13 14 15 CS3223 - Storage 22

Unordered (Heap) Files Simplest file structure contains records in no particular order As file grows and shrinks, disk pages are allocated and de-allocated. To support record level operations, we must: keep track of the pages in a file keep track of free space on pages keep track of the records on a page There are many alternatives for keeping track of this We ll consider 2 CS3223 - Storage 23

Heap File Implemented as a List Data Page Data Page Data Page Full Pages Header Page Data Page Data Page Data Page Pages with Free Space The header page id and Heap file name must be stored someplace Database catalog Each page contains 2 pointers plus data CS3223 - Storage 24

Heap File Using a Page Directory Header Page Data Page 1 Data Page 2 DIRECTORY Data Page N The entry for a page can include the number of free bytes on the page. The directory is a collection of pages; linked list implementation is just one alternative Much smaller than linked list of all HF pages! CS3223 - Storage 25

Buffer Management in a DBMS Page Requests from Higher Levels disk page BUFFER POOL Each frame has two values: pin count and dirty flag free frame MAIN MEMORY DISK DB choice of frame dictated by replacement policy Data must be in RAM for DBMS to operate on it! Table of <frame#, pageid> pairs is maintained CS3223 - Storage 26

When a Page is Requested... If requested page is not in the buffer pool: Choose a frame for replacement What if no page can be replaced? If frame is dirty, write it to disk Read requested page into chosen frame Pin the page and return its address What if a page is requested/shared by multiple transactions? If requests can be predicted (e.g., sequential scans) pages can be pre-fetched several pages at a time! CS3223 - Storage 27

Replacement Policies FIFO: replaces the oldest buffer page (age: first reference) good only for sequential access behavior LFU (Least Frequently Used): replaces the buffer page with the lowest reference frequency pages with high reference activity in a short interval may never be replaced! LRU (Least Recently Used): replaces the buffer page that is least recently used, i.e., age: last reference worst policy when sequential flooding occurs (MRU is best here!) CS3223 - Storage 28

Summary Disk accesses are expensive operations Effective buffer management is crucial to performance Buffer management in DBMS vs OS page reference patterns are predictable pages can be pinned, and forced to disk can prefetch multiple pages in advance CS3223 - Storage 29