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Chapter 17: Parallel Databases Introduction I/O Parallelism Interquery Parallelism Intraquery Parallelism Intraoperation Parallelism Interoperation Parallelism Design of Parallel Systems Database Systems Concepts 17.1 Silberschatz, Korth and Sudarshan c 1997

Introduction Parallel machines are becoming quite common and affordable Prices of microprocessors, memory and disks have dropped sharply Databases are growing increasingly large large volumes of transaction data are collected and stored for later analysis. multimedia objects like images are increasingly stored in databases Large-scale parallel database systems increasingly used for: processing time-consuming decision-support queries providing high throughput for transaction processing Database Systems Concepts 17.2 Silberschatz, Korth and Sudarshan c 1997

Parallelism in Databases Data can be partitioned across multiple disks for parallel I/O. Individual relational operations (e.g., sort, join, aggregation) can be executed in parallel data can be partitioned and each processor can work independently on its own partition. Queries are expressed in high level language (SQL, translated to relational algebra) makes parallelization easier. Different queries can be run in parallel with each other. Concurrency control takes care of conflicts. Thus, databases naturally lend themselves to parallelism. Database Systems Concepts 17.3 Silberschatz, Korth and Sudarshan c 1997

I/O Parallelism Reduce the time required to retrieve relations from disk by partitioning the relations on multiple disks. Horizontal partitioning tuples of a relation are divided among many disks such that each tuple resides on one disk. Partitioning techniques (number of disks = n): Round-robin : Send the ith tuple inserted in the relation to disk i mod n. Hash partitioning : Choose one or more attributes as the partitioning attributes. Choose hash function h with range 0...n 1. Let i denote result of hash function h applied to the partitioning attribute value of a tuple. Send tuple to disk i. Database Systems Concepts 17.4 Silberschatz, Korth and Sudarshan c 1997

I/O Parallelism (Cont.) Partitioning techniques (cont.): Range partitioning : Choose an attribute as the partitioning attribute. A partitioning vector [v 0,v 1,...,v n 2 ] is chosen Let v be the partitioning attribute value of a tuple. Tuples such that v i v < v i+1 go to disk i + 1. Tuples with v < v 0 go to disk 0 and tuples with v v n 2 go to disk n 1. $ E.g., with a partitioning vector [5,11], a tuple with partitioning attribute value of 2 will go to disk 0, a tuple with value 8 will go to disk 1, while a tuple with value 20 will go to disk 2. Database Systems Concepts 17.5 Silberschatz, Korth and Sudarshan c 1997

Comparison of Partitioning Techniques Evaluate how well partitioning techniques support the following types of data access: 1. Scanning the entire relation. 2. Locating a tuple associatively point queries. E.g., r.a = 25. 3. Locating all tuples such that the value of a given attribute lies within a specified range range queries. E.g., 10 r.a < 25. Database Systems Concepts 17.6 Silberschatz, Korth and Sudarshan c 1997

Comparison of Partitioning Techniques (Cont.) Round-robin. Best suited for sequential scan of entire relation on each query. All disks have almost an equal number of tuples; retrieval work is thus well balanced between disks. Range queries are difficult to process No clustering tuples are scattered across all disks Database Systems Concepts 17.7 Silberschatz, Korth and Sudarshan c 1997

Comparison of Partitioning Techniques (Cont.) Hash partitioning. Good for sequential access Assuming hash function is good, and partitioning attributes form a key, tuples will be equally distributed between disks Retrieval work is then well balanced between disks. Good for point queries on partitioning attribute Can lookup single disk, leaving others available for answering other queries. Index on partitioning attribute can be local to disk, making lookup and update more efficient No clustering, so difficult to answer range queries Database Systems Concepts 17.8 Silberschatz, Korth and Sudarshan c 1997

Comparison of Partitioning Techniques (Cont.) Range partitioning. Provides data clustering by partitioning attribute value. Good for sequential access Good for point queries on partitioning attribute: only one disk needs to be accessed. For range queries on partitioning attribute, one to a few disks may need to be accessed Remaining disks are available for other queries. Good if result tuples are from one to a few blocks. If many blocks are to be fetched, they are still fetched from one to a few disks, and potential parallelism in disk access is wasted Example of execution skew. Database Systems Concepts 17.9 Silberschatz, Korth and Sudarshan c 1997

Partitioning a Relation across Disks If a relation contains only a few tuples which will fit into a single disk block, then assign the relation to a single disk. Large relations are preferably partitioned across all the available disks. If a relation consists of m disk blocks and there are n disks available in the system, then the relation should be allocated min(m, n) disks. Database Systems Concepts 17.10 Silberschatz, Korth and Sudarshan c 1997

Handling of Skew The distribution of tuples to disks may be skewed i.e., some disks have many tuples, while others may have fewer tuples. Types of skew: Attribute-value skew. Some values appear in the partitioning attributes of many tuples; all the tuples with the same value for the partitioning attribute end up in the same partition. Can occur with range-partitioning and hash-partitioning. Partition skew. With range-partitioning, badly chosen partition vector may assign too many tuples to some partitions and too few to others. Less likely with hash-partitioning if a good hash-function is chosen. Database Systems Concepts 17.11 Silberschatz, Korth and Sudarshan c 1997

Handling Skew in Range-Partitioning To create a balanced partitioning vector (assuming partitioning attribute forms a key of the relation): Sort the relation on the partitioning attribute. Construct the partition vector by scanning the relation in sorted order as follows. After every 1/n th of the relation has been read, the value of the partitioning attribute of the next tuple is added to the partition vector. Alternative technique based on histograms used in practice (will see later). Database Systems Concepts 17.12 Silberschatz, Korth and Sudarshan c 1997

Interquery Parallelism Queries/transactions execute in parallel with one another. Increases transaction throughput; used primarily to scale up a transaction processing system to support a larger number of transactions per second. Easiest form of parallelism to support, particularly in a shared-memory parallel database, because even sequential database systems support concurrent processing. More complicated to implement on shared-disk or shared-nothing architectures Locking and logging must be coordinated by passing messages between processors. Data in a local buffer may have been updated at another processor. Cache-coherency has to be maintained reads and writes of data in buffer must find latest version of data. Database Systems Concepts 17.13 Silberschatz, Korth and Sudarshan c 1997

Cache Coherency Protocol Example of a cache coherency protocol for shared disk systems: Before reading/writing to a page, the page must be locked in shared/exclusive mode. On locking a page, the page must be read from disk Before unlocking a page, the page must be written to disk if it was modified. More complex protocols with fewer disk reads/writes exist. Cache coherency protocols for shared-nothing systems are similar. Each database page is assigned a home processor. Requests to fetch the page or write it to disk are sent to the home processor. Database Systems Concepts 17.14 Silberschatz, Korth and Sudarshan c 1997

Intraquery Parallelism Execution of a single query in parallel on multiple processors/disks; important for speeding up long-running queries. Two complementary forms of intraquery parallelism : Intraoperation Parallelism parallelize the execution of each individual operation in the query. Interoperation Parallelism execute the different operations in a query expression in parallel. the first form scales better with increasing parallelism because the number of tuples processed by each operation is typically more than the number of operations in a query Database Systems Concepts 17.15 Silberschatz, Korth and Sudarshan c 1997

Parallel Processing of Relational Operations Our discussion of parallel algorithms assumes: read-only queries shared-nothing architecture n processors, P 0,...,P n 1, and n disks D 0,...,D n 1, where disk D i is associated with processor P i. Shared-nothing architectures can be efficiently simulated on shared-memory and shared-disk systems. Algorithms for shared-nothing systems can thus be run on shared-memory and shared-disk systems. However, some optimizations may be possible. Database Systems Concepts 17.16 Silberschatz, Korth and Sudarshan c 1997

Range-Partitioning Sort Parallel Sort Choose processors P 0,...,P m, where m n 1todosorting. Create range-partition vector with m entries, on the sorting attributes Redistribute the relation using range partitioning all tuples that lie in the i th range are sent to processor P i P i stores the tuples it received temporarily on disk D i. Each processor P i sorts its partition of the relation locally. Each processors executes same operation (sort) in parallel with other processors, without any interaction with the others (data parallelism). Final merge operation is trivial: range-partitioning ensures that, for 1 i < j m, the key values in processor P i are all less than the key values in P j. Database Systems Concepts 17.17 Silberschatz, Korth and Sudarshan c 1997

Parallel External Sort-Merge Parallel Sort (Cont.) Assume the relation has already been partitioned among disks D 0,...,D n 1 (in whatever manner). $ Each processor P i locally sorts the data on disk D i. The sorted runs on each processor are then merged to get the final sorted output. Parallelize the merging of sorted runs as follows: The sorted partitions at each processor P i are range-partitioned across the processors P 0,...,P m 1. Each processor P i performs a merge on the streams as they are received, to get a single sorted run. The sorted runs on processors P 0,...,P m 1 are concatenated to get the final result. Database Systems Concepts 17.18 Silberschatz, Korth and Sudarshan c 1997

Parallel Join The join operation requires pairs of tuples to be tested to see if they satisfy the join condition, and if they do, the pair is added to the join output. Parallel join algorithms attempt to split the pairs to be tested over several processors. Each processor then computes part of the join locally. In a final step, the results from each processor can be collected together to produce the final result. Database Systems Concepts 17.19 Silberschatz, Korth and Sudarshan c 1997

Partitioned Join For equi-joins and natural joins, it is possible to partition the two input relations across the processors, and compute the join locally at each processor. Let r and s be the input relations, and we want to compute r 1 r.a=s.b s. r and s each are partitioned into n partitions, denoted r 0,r 1,...,r n 1 and s 0,s 1,...,s n 1. Can use either range partitioning or hash partitioning. r and s must be partitioned on their join attributes (r.a and s.b), using the same range-partitioning vector or hash function. Partitions r i and s i are sent to processor P i, Each processor P i locally computes r i 1 ri.a=s i.b s i.anyofthe standard join methods can be used. Database Systems Concepts 17.20 Silberschatz, Korth and Sudarshan c 1997

$ Partitioned Join (Cont.) r 0 P 0 s 0.... r 1 r 2 P 1 P 2 s 1 s 2.... r 3 P 3 s 3 r... s Database Systems Concepts 17.21 Silberschatz, Korth and Sudarshan c 1997

Fragment-and-Replicate Join Partitioning not possible for some join conditions e.g., non-equijoin conditions, such as r.a > s.b. $ For joins were partitioning is not applicable, parallelization can be accomplished by fragment and replicate technique. Special case asymmetric fragment-and-replicate: One of the relations, say r, is partitioned; any partitioning technique can be used. The other relation, s, is replicated across all the processors. Processor P i then locally computes the join of r i with all of s using any join technique. Database Systems Concepts 17.22 Silberschatz, Korth and Sudarshan c 1997

Depiction of Fragment-and-Replicate Joins s s 0 s 1 s 2... s 3 s m 1 r 0 P 0 r 0 P 0,0 P 0,1 P 0,2 P 0,3. r r 1 P 1 s r 1 P 1,0 P 1,1 P 1,2. r 2 P 2 r r 2 P 2,0 P 2,1. r 3.... P 3 r 3...... r n 1 P n 1,m 1 (a) Asymmetric fragment and replicate (b) Fragment and replicate Database Systems Concepts 17.23 Silberschatz, Korth and Sudarshan c 1997

Fragment-and-Replicate Join (Cont.) General case: reduces the sizes of the relations at each processor. r is partitioned into n partitions, r 0,r 1,...,r n 1 ; s is partitioned into m partitions, s 0,s 1,...,s m 1. Any partitioning technique may be used. There must be at least m n processors. Label the processors as P 0,0,P 0,1,...,P 0,m 1,P 1,0,...,P n 1,m 1. P i,j computes the join of r i with s j. In order to do so, r i is replicated to P i,0,p i,1,...,p i,m 1, while s i is replicated to P 0,i,P 1,i,...,P n 1,i. Any join technique can be used at each processor P i,j. Database Systems Concepts 17.24 Silberschatz, Korth and Sudarshan c 1997

Fragment-and-Replicate Join (Cont.) Both versions of fragment-and-replicate work with any join condition, since every tuple in r canbetestedwitheverytuple in s. Usually has a higher cost than partitioning, since one of the relations (for asymmetric fragment-and-replicate) or both relations (for general fragment-and-replicate) have to be replicated. Sometimes asymmetric fragment-and-replicate is preferable even though partitioning could be used. E.g., say s is small and r is large, and already partitioned. It may be cheaper to replicate s across all processors, rather than repartition r and s on the join attributes. Database Systems Concepts 17.25 Silberschatz, Korth and Sudarshan c 1997

Partitioned Parallel Hash-Join Also assume s is smaller than r and therefore s is chosen as the build relation. A hash function h 1 takes the join attribute value of each tuple in s and maps this tuple to one of the n processors. Each processor P i reads the tuples of s that are on its disk D i, and sends each tuple to the appropriate processor based on hash function h 1. Let s i denote the tuples of relation s that are sent to processor P i. As tuples of relation s are received at the destination processors, they are partitioned further using another hash function, h 2, which is used to compute the hash-join locally. (Cont.) Database Systems Concepts 17.26 Silberschatz, Korth and Sudarshan c 1997

Partitioned Parallel Hash-Join (Cont.) Once the tuples of s have been distributed, the larger relation r is redistributed across the m processors using the hash function h 1. Let r i denote the tuples of relation r that are sent to processor P i. As the r tuples are received at the destination processors, they are repartitioned using the function h 2 (just as the probe relation is partitioned in the sequential hash-join algorithm). Each processor P i executes the build and probe phases of the hash-join algorithm on the local partitions r i and s i of r and s to produce a partition of the final result of the hash-join. Note: Hash-join optimizations can be applied to the parallel case; e.g., the hybrid hash-join algorithm can be used to cache some of the incoming tuples in memory and avoid the cost of writing them and reading them back in. Database Systems Concepts 17.27 Silberschatz, Korth and Sudarshan c 1997

Parallel Nested-Loop Join Assume that relation s is much smaller than relation r and that r is stored by partitioning. there is an index on a join attribute of relation r at each of the partitions of relation r. $ Use asymmetric fragment-and-replicate, with relation s being replicated, and using the existing partitioning of relation r. Each processor P j where a partition of relation s is stored reads the tuples of relation s stored in D j, and replicates the tuples to every other processor P i. At the end of this phase, relation s is replicated at all sites that store tuples of relation r. Each processor P i performs an indexed nested-loop join of relation s with the ith partition of relation r. Database Systems Concepts 17.28 Silberschatz, Korth and Sudarshan c 1997

Parallel Nested-Loop Join (Cont.) The indexed nested-loop join can actually be overlapped with the distribution of tuples of relation s, to reduce the cost of writing the tuples of relation s to disk and reading them back. However, the replication of relation s must be synchronized with the join so that there is enough space in in-memory buffers at each processor P i to hold the tuples of relation s that have been received but not yet used in the join. Database Systems Concepts 17.29 Silberschatz, Korth and Sudarshan c 1997

Other Relational Operations Parallelizing the evaluation of other relational operations: Selection Example: σ θ (r) θ is of the form a i = v where a i is an attribute and v a value. If r is partitioned on a i, the selection is performed at a single processor. θ is of the form l a i u (i.e., θ is a range selection, and the relation has been range-partitioned on a i ) Selection is performed at each processor whose partition overlaps with the specified range of values. All other cases: the selection is performed in parallel at all the processors. Database Systems Concepts 17.30 Silberschatz, Korth and Sudarshan c 1997

Other Relational Operations (Cont.) Duplicate elimination Perform by using either of the parallel sort techniques; with the optimization of eliminating duplicates as soon as they are found during sorting. $ Can also partition the tuples (using either range- or hash-partitioning) and perform duplicate elimination locally at each processor. Projection Projection without duplicate elimination can be performed as tuples are read in from disk in parallel. If duplicate elimination is required, any of the above duplicate elimination techniques can be used. Database Systems Concepts 17.31 Silberschatz, Korth and Sudarshan c 1997

Other Relational Operations (Cont.) Grouping/Aggregation Partition the relation on the grouping attributes and then compute the aggregate values locally at each processor. Can reduce cost of transferring tuples during partitioning by partly computing aggregate values before partitioning. Consider the sum aggregation operation: Perform aggregation operation at each processor P i on those tuples stored on disk D i ; results in tuples with partial sums at each processor. Result of the local aggregation is partitioned on the grouping attributes, and the aggregation performed again at each processor P i to get the final result. Fewer tuples need to be sent to other processors during partitioning. $ Database Systems Concepts 17.32 Silberschatz, Korth and Sudarshan c 1997

Cost of Parallel Evaluation of Operations If there is no skew in the partitioning, and there is no overhead due to the parallel evaluation, expected speed-up will be 1/n If skew and overheads are also to be taken into account, the time taken by a parallel operation can be estimated as T part + T asm +max(t 0,T 1,...,T n 1 ) T part is the time for partitioning the relations T asm is the time for assembling the results T i is the time taken for the operation at processor P i ;this needs to be estimated taking into account the skew, and the time wasted in contentions. Database Systems Concepts 17.33 Silberschatz, Korth and Sudarshan c 1997

Handling Skew One way to handle skew in joins with range-partitioning construct and store a frequency table (or histogram) ofthe attribute values for each attribute of each relation. Construct a load-balanced range-partition vector using the histogram $ 50 40 frequency 30 20 10 1 5 6 10 11 15 16 20 21 25 value Database Systems Concepts 17.34 Silberschatz, Korth and Sudarshan c 1997

Pipelined Parallelism Interoperation Parallelism Consider a join of four relations: r 1 1 r 2 1 r 3 1 r 4 Set up a pipeline that computes the three joins in parallel. Let processor P 1 be assigned the computation of temp 1 r 1 1 r 2 and let P 2 be assigned the computation of r 3 1 temp 1. As P 1 computes tuples in r 1 available to processor P 2. 1 r 2, it makes these tuples $ Thus, P 2 has available to it some of the tuples in r 1 1 r 2 before P 1 has finished its computation. P 2 can use those tuples to begin computation of temp 1 1 r 3 even before r 1 1 r 2 is fully computed by P 1. As P 2 computes tuples in (r 1 1 r 2 ) 1 r 3, it makes these tuples available to P 3, which computes the join of these tuples with r 4. Database Systems Concepts 17.35 Silberschatz, Korth and Sudarshan c 1997

Factors Limiting Utility of Pipeline Parallelism Pipelined parallelism is useful because it avoids writing intermediate results to disk. Useful with small number of processors, but does not scale up well with more processors. One reason is that pipeline chains do not attain sufficient length. Cannot pipeline operators which do not produce output until all inputs have been accessed (i.e., aggregate and sort). Little speedup is obtained for the frequent cases of skew in which one operator s execution cost is much higher than the others. Database Systems Concepts 17.36 Silberschatz, Korth and Sudarshan c 1997

Independent Parallelism Operations in a query expression that do not depend on each other can be executed in parallel. Consider the join r 1 1 r 2 1 r 3 1 r 4. Compute temp 1 r 1 1 r 2 in parallel with temp 2 r 3 1 r 4. When these two computations complete, we compute: temp 1 1 temp 2 To get further parallelism, the tuples in temp 1 and temp 2 can be pipelined into the computation of temp 1 1 temp 2, which is itself carried out using pipelined join. Does not provide a high degree of parallelism; less useful in a highly parallel system, although it is useful with a lower degree of parallelism. Database Systems Concepts 17.37 Silberschatz, Korth and Sudarshan c 1997

Query Optimization Query optimization in parallel databases is significantly more complex than query optimization in sequential databases. Cost models are more complicated, since we must take into account partitioning costs and issues such as skew and resource contention. When scheduling execution tree in parallel system, must decide: How to parallelize each operation and how many processors to use for it. What operations to pipeline, what operations to execute independently in parallel, and what operations to execute sequentially, one after the other. Determining the amount of resources to allocate for each operation is a problem. E.g., allocating more processors than optimal can result in high communication overhead. Database Systems Concepts 17.38 Silberschatz, Korth and Sudarshan c 1997

Query Optimization (Cont.) Long pipelines should be avoided as the final operation may wait a lot for inputs, while holding precious resources The number of parallel evaluation plans from which to choose from is much larger than the number of sequential evaluation plans. Therefore heuristics are needed while optimization Two alternative heuristics for choosing parallel plans: 1. No pipelining and inter-operation pipelining; just parallelize every operation across all processors. Finding best plan is now much easier use standard optimization technique, but with new cost model 2. First choose most efficient sequential plan and then choose how best to parallelize the operations in that plan. Can explore pipelined parallelism as an option Choosing a good physical organization (partitioning technique) is important to speed up queries. Database Systems Concepts 17.39 Silberschatz, Korth and Sudarshan c 1997

Design of Parallel Systems Some issues in the design of parallel systems: Parallel loading of data from external sources is needed in order to handle large volumes of incoming data. $ Resilience to failure of some processors or disks. Probability of some disk or processor failing is higher in a parallel system. Operation (perhaps with degraded performance) should be possible in spite of failure. Redundancy achieved by storing extra copy of every data item at another processor. Database Systems Concepts 17.40 Silberschatz, Korth and Sudarshan c 1997

Design of Parallel Systems (Cont.) On-line reorganization of data and schema changes must be supported. For example, index construction on terabyte databases can take hours or days even on a parallel system. Need to allow other processing (insertions/deletions/updates) to be performed on relation even as index is being constructed. Basic idea: index construction tracks changes and catches up on changes at the end. Also need support for on-line repartitioning and schema changes (executed concurrently with other processing). Database Systems Concepts 17.41 Silberschatz, Korth and Sudarshan c 1997