Use Case Process Contingency Definition Submittal COPS.P01.ModelManageData_UseCase_ContingencyDefinition_V0.3

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Use Case Process Definition Submittal COPS.P01.ModelManageData_UseCase_Definition_V0.3 : Definition Submittal Process Update Summary: Acronyms: Send Definition to MC in Network Modeling Group (NMG). This file will be maintained in the NMMS database for distribution to the requesting departments. At a minimum, this file wil be sent to the CRR, MMS, and EMS groups in conjunction with the corresponding model. The NMG will maintain a current and future list based on dates that the contingencies will be valid. The correct list, based on the date, will be distributed with the model. The submittal of a File is a Special Action Modeling Request (SAMR). This Use Case is an addendum to the Process SAMR Use Case. MC ERCOT MCR NMMS CIM MIS MP TSP ERCOT Model Coordinator Electric Reliability Council of Texas Network Operations Model Change Request (AKA: Project Files) Network Model Maintenance System Common Information Model Market Information System Market Participant Transmission Service Provider Actor(s): ERCOT Model Coordinator (the receiving entity) Network Modeling Group MP- TSP (the sending entity) Role description MCRs containing Definitions in CIM/XML format or Non-CIM file format are received by the MC and scheduled for future inclusion in the model. Definitions may also be entered directly in NMMS using the graphic interface after logging into thin client. Send the Definition MCR either in CIM/XML format or Non-CIM format or submit directly by using the graphic interface after logging into the thin client. Participating Systems: System The EMS and Planning systems or third party tools at the MP. The NMMS System at ERCOT Services or information provided Identify the Definitions and send them to MC Provide a method to enter the contingency lists, store the dated contingency list and maintain an audit trail for any changes. Include the contingency list in the model distribution package to the appropriate groups. Pre-conditions: The MP (TSP) can provide MCR Definitions to ERCOT using one of the following methods:

1. The MP (TSP) has access to an NMMS Thin Client and enters contingency definitions directly into the ERCOT system. 2. The MP (TSP) can produce a CIM XML Incremental File for submission of contingency definitions to ERCOT over a secure network connection. 3. The MP (TSP) submits the contingency definitions in a Non-CIM file format (ERCOT specified format) over a secure network connection. ERCOT has an existing power system model and can receive CIM XML Incremental files. Design Considerations: The originator of the List or modifications to an existing list must use the ERCOT naming convention for all transmission elements and devices. Sufficient model data is provided to unequivocally identify the elements involved. Examples of a typical Definition: Index CTG ID Description 1 DALNREN5 Mnemonic Division To Mnemonic To To Division ID ID 2 Nominal KV Type ALLEN- RENNER&- P.TENNYSON 345KV 'ALNSW' ALNSW TU_E 'PTENN' PTENN TU_E '80_A' 1 345 LN OUT 1 'ALNSW' ALNSW TU_E 'RENSW' RENSW TU_E '95_A' 1 345 LN OUT 1 'ALNSW' ALNSW TU_E '' 'CB_6950' CB 345 CB OUT 1 'ALNSW' ALNSW TU_E '' 'CB_6070' CB 345 CB OUT 1 'PTENN' PTENN TU_E '' 'CB_5890' CB 345 CB OUT 1 'RENSW' RENSW TU_E '' 'CB_5610' CB 345 CB OUT CTGS State Continued CNDME CNDME Threshold Expected Load Loss Expected Gen Loss Activation Process Type 9999 9999 DEFAULT WIDE Congrps DFW;SFTD; TODF;NH ;ALL '1-1-BRAZO-ROANSPRA-IOLA & ROANSPRA-GI' OPEN LINE FROM BUS 1 TO BUS 4 CKT 1 /* BEPCG ROANSPRA(138)-IOLA(138) OPEN LINE FROM BUS 1 TO BUS 964 CKT 1 /* BEPCG ROANSPRA(138)-GIBCRK C(138) OPEN LINE FROM BUS 4 TO BUS 9 CKT 1 /* BEPCG IOLA(138)-BEDIAS(69) OPEN LINE FROM BUS 9 TO BUS 25 CKT 1 /* BEPCG BEDIAS(69)-NTHZULCH(69) OPEN LINE FROM BUS 25 TO BUS 47 CKT 1 /* BEPCG NTHZULCH(69)-HLTOPLKS(138) /* Notes /* DateStart: No Start Date Specified /* DateStop: No End Date Specified /* BRAZOS 10252005 /* Notes End <MainConList> <ConNumber>145</ConNumber> <Con>ROANSPRA-IOLA & ROANSPRA-GIBCRK C</Con> <ConTag>BRAZO</ConTag> <DateStart>11110</DateStart> <DateStop>99990</DateStop>

<FBNUM1>1</FBNUM1> <FBNAM1>ROANSPRA</FBNAM1> <FBVT1>138</FBVT1> <FBAREA1>2</FBAREA1> <FBZONE1>2</FBZONE1> <TBNUM1>4</TBNUM1> <TBNAM1>IOLA</TBNAM1> <TBVT1>138</TBVT1> <TBAREA1>2</TBAREA1> <TBZONE1>2</TBZONE1> <CKT1>1</CKT1> <OWN1>BEPCG</OWN1> <FBNUM2>1</FBNUM2> <FBNAM2>ROANSPRA</FBNAM2> <FBVT2>138</FBVT2> <FBAREA2>2</FBAREA2> <FBZONE2>2</FBZONE2> <TBNUM2>964</TBNUM2> <TBNAM2>GIBCRK C</TBNAM2> <TBVT2>138</TBVT2> <TBAREA2>2</TBAREA2> <TBZONE2>2</TBZONE2> <CKT2>1</CKT2> <OWN2>BEPCG</OWN2> <Notes>BRAZOS 10252005</Notes> </MainConList> Known assumptions, limitations, constraints, or variations that may affect this use case: File format of Definition: It is still undetermined whether the MPs can submit Definition in CIM/XML format or they should always use the option of logging into thin client and entering the data directly into the NMMS using the graphic interface. Option of logging into the thin client and directly entering always adds the additional issue that a Definition MCR cannot be mixed with a normal MCR that requires several levels of validation Non-CIM file formats for Definition may be allowed only if logging into the thin client fails. Additionally, any Definition changes received via MCR or other request will be processed immediately and sent to the Production Model for immediate implementation if relevant to the Production Model. Future contingencies will need to be added to the file and the file will be dated to identify which time-based model it corresponds to. When that model is distributed, the time-dated file will be sent with it. Currently, the number of tools that will import or export a CIM XML incremental file is limited and there is no CIM XML standard for a List. It is anticipated that this file will be a non-cim based file; probably it will be a CSV format defined by ERCOT. The MPs currently cannot supply CIM XML incremental files for a contingency list. If a CIM format is developed for this file type it will have to be an ERCOT CIM extension. Normal Sequence: Use Case Step Step 1 Description From - To Information Content MP (TSP) prepares a MCR containing (from) at MCR with a Definition information MP (TSP)

(to) MC Step 2 The MCR is sent to the MC for review, acceptance and processing. MC receives a MCR with a Definition and a Notification of Receipt is sent to the sending MP (TSP) immediately (from) MP (TSP) (to) MC and vice versa MCR with a Step 3 MC enters the MCR into the NMMS system and schedules it for distribution based on the date that the contingency will be available (i.e., the date the line or device will be in the model). MC Definition MCR Step 4 The MC sends the contingency file to the Model Tester for review and approval of the file contents. Step 5 MC posts the MCR to MIS Web site within 5 business days of receipt of MCR Step 6 Exceptions / Alternate Sequences: None. NMMS includes the List with the corresponding time-based model and distributes the model and file to the appropriate groups. (from) EMC (to) ERCOT Model Tester (from) MC (to) MIS Web-site NMMS system MCR containing New Posted List Post-conditions: References: Complete and error-free transfer. Use Cases referenced by this use case, or other documentation that clarifies the requirements or activities described. COP.P01.ModelManageData_UC_process SAMR_V0.3 The following Standards and documents are referenced by this case: IEC 61970-552-4, CIM XML Model Exchange Format Rev6 20050505 Standard IEC 61970-501, CIM RDF Schema ERCOT Nodal Protocols ERCOT NMMS Requirements Issues: ID Description Status 1. There are a few software tools that can generate and accept a CIM XML Incremental file. However, some MPs may need to manually generate the CIM XML incremental input files. Some

examples of these files are located on the CIM XML e-group (http://groups.yahoo.com/group/cimxml/). The IEC 61970-552-4 standard provides the requirements should an MP (TSP) wish to create their own tool. Revision History: No Date Author Description 1 8/23/06 J. Moseley Initial version for Definitions 2 8/26/06 M. Goodrich Addressed comments from Curtis Crews and edited the Use Case. 3 9/11/06 M. Goodrich Added edits from NMG