The Cost in Fatalities, Injuries and Crashes Associated with Waiting to Deploy Vehicle-to- Vehicle Communication

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The Cost in Fatalities, Injuries and Crashes Associated with Waiting to Deploy Vehicle-to- Vehicle Communication James R. Sayer, Carol A. C. Flannagan, Andrew J. Leslie University of Michigan Transportation Research Institute Ann Arbor, Michigan, USA 48109-2150 Today, the auto industry is ready to deploy vehicle-to-vehicle (V2V) communication-based safety systems employing proven technology and well-developed standards. In fact, the readiness entails more than just V2V, but potentially vehicle-to-everything (V2X) communication, where everything (X) can include communication with other vehicles, the roadway infrastructure, and vulnerable road users. The incumbent communications technology, dedicated short range communication (DSRC), was adopted by the Federal Communications Commission on December 17, 2003 establishing licensing and service rules for DSRC service in Intelligent Transportation Systems (ITS) in the 5.850-5.925 GHz band (5.9 GHz band). The DSRC Service involves vehicle-to-vehicle and vehicle-to-infrastructure communications, helping to protect the safety of the traveling public. It can save lives by warning drivers of an impending dangerous condition or event in time to take corrective or evasive actions. 1 This communication technology directly connects devices and has been developed over the course of the last 15 years 2, resulting in several important international standards to ensure interoperability (i.e., the ability of equipment used on different vehicles and the infrastructure to operate in conjunction with each other). Recently, within the industry there exists an ongoing debate between DSRC and another competing wireless communication technology for V2V communication. The emerging second technology C-V2X, uses cellular technology and is capable of both directly communicating between devices and utilizing a cellular network similar to cellular networks used for mobile phones. Standards for deploying C-V2X are only now being initiated. As a result, there will be a delay in deploying C-V2X regardless of the technical readiness. Development of DSRC standards like IEEE 1609.x have required multiple revisions. Each one of these revisions has been based on real-world testing, additional research, and development. 1 Dedicated Short Range Communications (DSRC) Service. https://www.fcc.gov/wireless/bureau-divisions/mobility-division/dedicated-short-rangecommunications-dsrc-service Accessed on November 27, 2017. 2 Third Annual Report of the Crash Avoidance Metrics Partnership, April 2003 - March 2004 https://ntlrepository.blob.core.windows.net/lib/29000/29500/29503/camp- IVIThirdAnnualReport.pdf. Accessed on November 27, 2017.

Where the difference in the two communication technologies exists is in their readiness for actual deployment in motor vehicles and the nation s infrastructure, not just in the state of C-V2X standards development. Currently, there exists a draft Federal Motor Vehicle Safety Standard, FMVSS 150, that would mandate the deployment of DSRC in all new vehicles sold by a yet to be determined start date or schedule. FMVSS 150 was developed based on more than 12 years of development in addition to extensive realworld testing and evaluation by automotive manufacturers and suppliers world-wide. There is no similar FMVSS for C-V2X, no spectrum allocation for C-V2X, nor has there been the equivalent amount of testing or development of C-V2X. As such, while DSRC is technically ready for deployment today, C-V2X would need a yet-unknown amount of additional time to develop, test, propose standards, and develop proposed rulemaking. This additional time is the focus of this paper, specifically examining the number of crashes that could be avoided by deploying DSRC now, as opposed to waiting for C-V2X. The actual amount of time that would be necessary to bring C-V2X up to the level of technical readiness and broad acceptance such that it could be mandated is completely unknown. However, the following analysis makes what are some fairly generous assumptions of three, five, or seven years of additional delay in order for C-V2X to reach the equivalent state of readiness for mandate. The purpose of this white paper is not to assess the strength or weaknesses of either DSRC or C-V2X technology. Rather it is to investigate and quantify the lost opportunities to prevent light-vehicle crashes by waiting for the development and implementation of C- V2X as opposed to mandating DSRC now in the form of FMVSS 150. The focus on V2V crashes, as opposed to all crashes, is based on significant levels of uncertainty associated with the deployment of infrastructure-based hardware and/or small-cell networks that would be required for either DSRC or C-V2X technologies to address many of the singlevehicle crash types. Assumptions and Calculations The following were assumed to be constant between a DSRC or C-V2X mandate: Penetration rate the rate of either technology to be introduced into the vehicle fleet, assuming that any USDOT mandate would only stipulate installation in new vehicles sold. This value is held constant at 0.045% of the total vehicle fleet being new vehicles each year over the span of the time frame to reach full, or virtually full, deployment across the fleet of vehicles operating in the U.S. While retrofitting is possible with either technology, neither is seen as having an advantage over the other in terms of the rate older vehicles could be retrofitted. Effectiveness models the rate at which either system is effective in mitigating V2V crashes. Because any near-term deployment of V2V technology would rely to some degree on the vehicle operator to respond appropriately, and because there will be cases where neither technology is completely effective, the rate of which either technology would gain effectiveness will vary. Two levels of effectiveness

are assumed, 25% and 75%. Note that effectiveness represents the ability of V2V communication to address any crash involving two or more vehicles equipped with the communication technology and associated applications. The rate of effectiveness will change over time with improvements and until the vehicles that are equipped reaches the maximum level of penetration. The conservative effectiveness model assumes it will take 13 years to reach 75% effectiveness, whereas a more aggressive model assumes only seven years in order to become 75% effective. Both models assume a minimum effectiveness of 25% to start. Years to reach maximum penetration the number of years it would take to reach the maximum levels of penetration of either technology, recognizing that there will always be some percentage of the vehicle fleet made up of older vehicles which will never be equipped. The duration to reach maximum penetration is held constant at 15 years. Light-vehicle crashes per year this is based on recent 2011 U.S. DOT crash statistics 3, and assumes in all cases that there are 5,400,000 light-vehicle crashes a year. It also assumes that 68% of all light-vehicle crashes involve two or more vehicles. Therefore, even with 100% penetration and 100% effectiveness, the maximum number of light-vehicle crashes that could be addressed by V2V in this analysis is 68% of 5,400,000, or 3,672,000, crashes annually. Injuries and fatality data for light-vehicle crashes is also based on the 2011 U.S. DOT crash statistics. Based on the 2011 data, the injury per crash rate is 0.4153 of and a fatality per crash rate is 0.0061. The analysis assumes that injury and fatality distributions are the same among prevented crashes as in the population at large. The following assumption is varied: Years delayed to deployment (i.e., mandate) this is the time difference between when DSRC could be mandated and deployed (assuming calendar year 2019) and when C-V2X could be deployed. Three values representing the potential delay between deploying DSRC in 2019 and C-V2X in some subsequent year are calculated. These are three, five and seven years, and represent the ability to deploy C-V2X in the years 2022, 2024, and 2026 respectively. This assumes that C- V2X reaches the same level of current readiness (LOR) of DSRC, which is assumed to be 9. 3 Traffic Safety Facts 2011: A Compilation of Motor Vehicles Crash Data from the Fatality Analysis Reporting System and the General s System. National Highway Traffic Safety Administration. DOT HS 811 754. https://crashstats.nhtsa.dot.gov/api/public/publication/811754 Accessed on February 14, 2018.

Lost Opportunity to Prevent Two-Vehicle Crashes Again, the focus of this analysis to assess the lost opportunity to prevent two-vehicle crashes by delaying the deployment of a wireless V2V communication technology. The analysis assumes that DSRC, based on its level of readiness, could be deployed as early as calendar year 2019, whereas C-V2X would require additional time to reach the same level of readiness (three, five or seven additional years). The number of crashes not prevented are cumulative, in other words over the assumed 15-year time frame it would take for either technology to reach its maximum penetration there is a cumulative effect of waiting to initiate deployment of any V2V technology. The annual and cumulative number of crashes that could be prevented by deploying DSRC in 2019, and not waiting three years until C-V2X has reached the same level of readiness are shown in Table 1. Depending on the level of effectiveness that includes variability in how long the systems take to become 75% effective, the cumulative number of crashes that could have been prevented, the lost opportunity cost, ranges from 7,374,065 to 8,115,790 light vehicle crashes. Longer delays in deploying a vehicle-to-vehicle communication system being five (CY 2024) and seven (CY 2026) years, result in even great lost opportunity. A delay of five years results in the cumulative number of light vehicle crashes that could have been prevented ranging from 12,572,647 to 13,611,907, and a seven-year delay results in 17,927,859 to 19,119,862 light vehicle crashes that could have been prevented. Figure 1 illustrates the cumulative effect on crashes not prevented by delaying the deployment of a V2V wireless communication system by three years for the most aggressive assumptions of system effectiveness (e.g., 75% effectiveness is achieved in seven years). Lost Opportunity to Prevent Injuries and Fatalities Of the two-vehicle crashes that are not prevented by delaying the deployment of DSRCbased V2V, there is also lost opportunity to prevent injuries and fatalities associated with these same crashes. The annual and cumulative number of injuries and fatalities that could be prevented by deploying DSRC in 2019, and not waiting three years until C-V2X has reached the same level of readiness are shown in Table 2. Depending on the level of effectiveness that includes variability in how long the systems take to become 75% effective, the cumulative number of injuries and fatalities due to light-vehicle crashes that could have been prevented by deploying DSRC, the lost opportunity cost, ranges from 2,788,922 to 3,052,040 injuries and 40,717 to 44,558 fatalities. Longer delays in deploying a V2V communication system being five (CY 2024) and seven (CY 2026) years, result in even great lost opportunity. A five-year delay results in the cumulative number of light vehicle crashes that could have been prevented ranging from 4,764,264 to 5,143,901 injuries and 69,556 to 75,098 fatalities. A seven-year delay results in 6,804,197 to 7,243,115 injuries and 99,338 to 105,746 fatalities due to two light-vehicle crashes that could have been prevented by deploying DSRC in 2019. Figure 2 illustrates the cumulative effect on injuries, and Figure 3 fatalities, not prevented by delaying the

deployment of a V2V wireless communication system by three years for the most aggressive assumptions of system effectiveness (e.g., 75% effectiveness is achieved in seven years). Summary This paper illustrates the negative consequences of delaying the deployment of DSRC, and reinforces the need for the U.S. DOT to finalize FMVSS 150. By deploying DSRC-based V2V communication systems in 2019, millions of light-vehicle crashes could be prevented as compared to waiting even three additional years to deploy C-V2X. More importantly are the millions of injuries and tens of thousands of lives that could be saved by deploying DSRC in 2019 - instead of waiting three, or more, years for C-V2X to reach a level of readiness comparable to DSRC. Given current crash, injury and fatality rates, the cumulative lost opportunity of not mandating DSRC now represents roughly one full year s worth of fatalities, injuries and crashes that occur on U.S. roadways that could otherwise be prevented. These analyses clearly illustrate the negative consequences of waiting for the potential of a different technical communications solution. If, as a society, we keep waiting for something better to come along, we will always be in a waiting mode and hence nothing will get deployed. But in the meantime, there are crashes, injuries and fatalities that can be prevented. Finally, it is important to note that DSRC and C-V2X are not mutually exclusive, but in fact could be very complimentary. The deployment of DSRC does not mean that C-V2X cannot be integrated into an overall V2X strategy at a later date, in which case C-V2X and DSRC could provide redundancy for safety critical V2X systems.

Total Benefit of Early Deployment Additional Crashes Avoided 8,000,000 7,000,000 6,000,000 5,000,000 4,000,000 3,000,000 2,000,000 1,000,000-2015 2020 2025 2030 2035 2040 2045 2050 Year More aggressive effectiveness model More conservative effectiveness model Figure 1. The cumulative benefit to crashes prevented by deploying a DSRC-based V2V wireless communication system in 2019, as opposed to waiting three years for a C-V2V alternative.

3,500,000 Total Benefit of Early Deployment Additional Injuries Avoided 3,000,000 2,500,000 2,000,000 1,500,000 1,000,000 500,000-2015 2020 2025 2030 2035 2040 2045 2050 Year More aggressive effectiveness model More conservative effectiveness model Figure 2. The cumulative benefit to injuries prevented by deploying a DSRC-based V2V wireless communication system in 2019, as opposed to waiting three years for a C-V2V alternative.

Total Benefit of Early Deployment Additional Fatalities Avoided 50,000 45,000 40,000 35,000 30,000 25,000 20,000 15,000 10,000 5,000-2015 2020 2025 2030 2035 2040 2045 2050 Year More aggressive effectiveness model More conservative effectiveness model Figure 3. The cumulative benefit to fatalities prevented by deploying a DSRC-based V2V wireless communication system in 2019, as opposed to waiting three years for a C-V2V alternative.

Table 1. Number of crashes that could be prevented by deploying DSRC in 2019 verses waiting three years to deploy C-V2X. Deployment Year Annual Difference in Vehicles Crashes - Conservative Annual Difference in Vehicles Crashes - Aggressive Crashes - Conservative Crashes - Aggressive - - - - - 2019 4,339 5,461 4,339 5,461 2020 11,968 18,959 16,307 24,420 2021 24,528 48,902 40,835 73,321 2022 35,942 90,188 76,777 163,510 2023 51,488 162,608 128,265 326,118 2024 72,508 193,695 200,773 519,814 2025 100,756 216,003 301,530 735,816 2026 138,516 238,310 440,046 974,126 2027 188,759 260,618 628,804 1,234,744 2028 255,340 282,925 884,144 1,517,669 2029 305,232 305,232 1,189,377 1,822,901 2030 327,540 327,540 1,516,916 2,150,441 2031 349,847 349,847 1,866,764 2,500,288 2032 372,155 372,155 2,238,918 2,872,442 2033 394,462 394,462 2,633,380 3,266,904 2034 416,769 416,769 3,050,149 3,683,674 2035 439,077 439,077 3,489,226 4,122,750 2036 461,384 461,384 3,950,610 4,584,134 2037 483,692 483,692 4,434,302 5,067,826 2038 505,999 505,999 4,940,300 5,573,825 2039 528,306 528,306 5,468,607 6,102,131 2040 550,614 550,614 6,019,220 6,652,745 2041 417,960 417,960 6,437,180 7,070,705 2042 234,422 234,422 6,671,603 7,305,127 2043 43,448 43,448 6,715,051 7,348,575 2044 4,339 5,461 6,715,051 7,348,575

Table 2. Number of injuries and fatalities prevented by deploying DSRC in 2019 verses waiting three years to deploy C-V2X. Deployment Year Injuries - Conservative Injuries - Aggressive Fatalities - Conservative Fatalities - Aggressive - - - - - 2019 1,802 2,268 26 33 2020 6,773 10,142 99 148 2021 16,960 30,452 248 445 2022 31,887 67,910 466 991 2023 53,271 135,445 778 1,977 2024 83,386 215,891 1,217 3,152 2025 125,232 305,602 1,828 4,462 2026 182,762 404,578 2,668 5,907 2027 261,158 512,819 3,813 7,487 2028 367,206 630,324 5,361 9,202 2029 493,977 757,095 7,212 11,053 2030 630,012 893,130 9,198 13,039 2031 775,312 1,038,430 11,319 15,161 2032 929,877 1,192,994 13,576 17,417 2033 1,093,706 1,356,824 15,968 19,809 2034 1,266,800 1,529,918 18,495 22,336 2035 1,449,160 1,712,277 21,157 24,998 2036 1,640,784 1,903,901 23,955 27,796 2037 1,841,672 2,104,790 26,887 30,729 2038 2,051,826 2,314,944 29,956 33,797 2039 2,271,244 2,534,362 33,159 37,000 2040 2,499,927 2,763,045 36,498 40,339 2041 2,673,516 2,936,634 39,032 42,873 2042 2,770,877 3,033,995 40,453 44,295 2043 2,788,922 3,052,040 40,717 44,558 2044 2,788,922 3,052,040 40,717 44,558