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Chapter 9: Virtual-Memory Management Chapter 9: Virtual-Memory Management Background Demand Paging Page Replacement Allocation of Frames Thrashing Other Considerations Silberschatz, Galvin and Gagne 2013 9.2 Silberschatz, Galvin and Gagne 2013 Objectives Background To describe the benefits of a virtual memory system To explain the concepts of demand paging, page-replacement algorithms, and allocation of page frames To discuss the principle of the working-set model Code needs to be in memory to execute, but entire program is not needed in many cases. Error code, unusual routines. Some errors seldom, if ever, occur in practice, this code is almost never executed large data structures such as arrays, lists and tables are often allocated more memory than they actually need. For example, an array may be declared 100x100 elements, even though it is seldom larger than 10x10 Consider ability to execute partially-loaded program Program no longer constrained by limits of physical memory. Programs can be written with an extremely large virtual memory address, simplifying the programming task Each user program could take less physical memory, more programs could be run at the same time, which increases CPU utilization (degree of multiprogramming) and throughput Less I/O would be needed to load or swap user programs into physical memory, so each user program would run faster. 9.3 Silberschatz, Galvin and Gagne 2013 9.4 Silberschatz, Galvin and Gagne 2013

Background Virtual Memory That is Larger Than Physical Memory Virtual memory separation of user logical memory from physical memory Only part of the program needs to be in memory for execution Logical address space can therefore be much larger than physical address space Allows address spaces to be shared by several processes. For instance, system libraries can be shared by several processes Allows for more efficient process creation, as pages can be shared during process creation, thus speeding up the process creation More programs running concurrently Less I/O needed to load or swap processes Virtual memory can be implemented via: Demand paging Demand segmentation 9.5 Silberschatz, Galvin and Gagne 2013 9.6 Silberschatz, Galvin and Gagne 2013 Virtual-address Space Shared Library Using Virtual Memory Heap can grow upward in memory as it used in dynamic memory allocation Stack can grow downward in memory through successive function calls The large blank space (or hole) between the heap and stack is part of the virtual address space, but will require actual physical pages (space) only if the heap or stack grows. 9.7 Silberschatz, Galvin and Gagne 2013 9.8 Silberschatz, Galvin and Gagne 2013

Demand Paging Transfer of a Paged Memory to Contiguous Disk Space Could bring entire process into memory at load time Or bring a page into memory only when it is needed Less I/O needed, no unnecessary I/O Less memory needed Faster response More users to be run Page is needed reference to it invalid reference abort not-in-memory bring to memory Lazy swapper never swaps a page into memory unless the page will be needed/referenced Swapper that deals with pages is a pager, since a swapper manipulates entire processes, whereas a pager is concerned with the individual pages of a process. 9.9 Silberschatz, Galvin and Gagne 2013 9.10 Silberschatz, Galvin and Gagne 2013 Valid-Invalid Bit Page Table When Some Pages Are Not in Main Memory With each page table entry a valid invalid bit is associated (v in-memory memory resident, i not-in-memory) Initially valid invalid bit is set to i on all entries Example of a page table snapshot: Frame # valid-invalid bit v v v v i. i page table i During address translation, if valid invalid bit in page table entry is i page fault 9.11 Silberschatz, Galvin and Gagne 2013 9.12 Silberschatz, Galvin and Gagne 2013

Page Fault Aspects of Demand Paging If there is a reference to a page, first reference to that page will trap to operating system: page fault 1. Operating system looks at another table to decide: Invalid reference abort Just not in memory 2. Get empty frame 3. Swap page into frame via scheduled disk operation 4. Reset tables to indicate page now in memory Set validation bit = v 5. Restart the instruction that caused the page fault Extreme case start process with no pages in memory OS sets instruction pointer to first instruction of process, non-memory-resident -> page fault And for every other process pages on first access Pure demand paging Actually, a given instruction could access multiple pages -> multiple page faults Pain decreased because of locality of reference Hardware support is needed for demand paging Page table with valid / invalid bit Secondary memory (swap device with swap space) Instruction restart 9.13 Silberschatz, Galvin and Gagne 2013 9.14 Silberschatz, Galvin and Gagne 2013 Steps in Handling a Page Fault Performance of Demand Paging Stages in Demand Paging 1. Trap to the operating system 2. Save the user registers and process state 3. Determine that the interrupt was a page fault 4. Check that the page reference was legal and determine the location of the page on the disk 5. Issue a read from the disk to a free frame in physical memory: 1. Wait in a queue for this device until the read request is serviced 2. Wait for the device seek and/or latency time 3. Begin the transfer of the page to a free frame 6. While waiting, allocate the CPU to some other user(s) 7. Receive an interrupt from the disk I/O subsystem (I/O completed) 8. Save the registers and process state for the other user 9. Determine that the interrupt was from the disk 10. Correct the page table and other tables to show page is now in memory 11. Wait for the CPU to be allocated to this process again 12. Restore the user registers, process state, and new page table, and then resume the interrupted instruction 9.15 Silberschatz, Galvin and Gagne 2013 9.16 Silberschatz, Galvin and Gagne 2013

Performance of Demand Paging (Cont.) Demand Paging Example Page Fault Rate 0 p 1 if p = 0 no page faults if p = 1, every reference is a fault Effective Access Time (EAT) EAT = (1 p) x memory access + p (page fault overhead + swap page out + swap page in + restart overhead ) Memory access time = 200 nanoseconds Average page-fault service time = 8 milliseconds EAT = (1 p) x 200 + p (8 milliseconds) = (1 p x 200 + p x 8,000,000 = 200 + p x 7,999,800 If one access out of 1,000 causes a page fault, then EAT = 8.2 microseconds. This is a slowdown by a factor of 40!! If want performance degradation < 10 percent 220 > 200 + 7,999,800 x p 20 > 7,999,800 x p p <.0000025 < one page fault in every 400,000 memory accesses 9.17 Silberschatz, Galvin and Gagne 2013 9.18 Silberschatz, Galvin and Gagne 2013 What Happens if There is no Free Frame? Page Replacement Used up by process pages Also in demand from the kernel, I/O buffers, etc. How much to allocate to each? Page replacement find some page in memory, but not really in use, page it out Algorithm terminate? swap out? replace the page? Performance want an algorithm which will result in the minimum number of page faults Prevent over-allocation of memory by modifying page-fault service routine to include page replacement Use modify (dirty) bit to reduce overhead of page transfers only modified pages are written back to disk Page replacement completes separation between logical memory and physical memory large virtual memory can be supported on a smaller physical memory Same page may be brought into memory several times 9.19 Silberschatz, Galvin and Gagne 2013 9.20 Silberschatz, Galvin and Gagne 2013

Need For Page Replacement Basic Page Replacement 1. Find the location of the desired page on disk 2. Find a free frame: - If there is a free frame, use it - If there is no free frame, use a page replacement algorithm to select a victim frame - Write victim frame to disk if dirty 3. Bring the desired page into the (newly) free frame; update the page and frame tables 4. Continue the process by restarting the instruction that caused the trap Note now potentially 2 page transfers for page fault increasing EAT 9.21 Silberschatz, Galvin and Gagne 2013 9.22 Silberschatz, Galvin and Gagne 2013 Page Replacement Page and Frame Replacement Algorithms Frame-allocation algorithm determines How many frames to give each process Which frames to replace Page-replacement algorithm Want the lowest page-fault rate on both first access and re-access Evaluate algorithm by running it on a particular string of memory references (reference string) and computing the number of page faults on that string String is just page numbers, not full addresses Repeated access to the same page does not cause a page fault (thus does not show) In all our examples, the reference string is 7,0,1,2,0,3,0,4,2,3,0,3,0,3,2,1,2,0,1,7,0,1 9.23 Silberschatz, Galvin and Gagne 2013 9.24 Silberschatz, Galvin and Gagne 2013

Graph of Page Faults Versus The Number of Frames First-In-First-Out (FIFO) Algorithm Reference string: 7,0,1,2,0,3,0,4,2,3,0,3,0,3,2,1,2,0,1,7,0,1 3 frames (3 pages can be in memory at a time per process) 1 7 2 4 0 7 2 0 3 2 1 0 15 page faults 3 1 0 3 2 1 Can vary by reference string: consider 1,2,3,4,1,2,5,1,2,3,4,5 Adding more frames can cause more page faults! Belady s Anomaly How to track ages of pages? Just use a FIFO queue 9.25 Silberschatz, Galvin and Gagne 2013 9.26 Silberschatz, Galvin and Gagne 2013 FIFO Page Replacement FIFO Illustrating Belady s Anomaly 9.27 Silberschatz, Galvin and Gagne 2013 9.28 Silberschatz, Galvin and Gagne 2013

The Optimal Algorithm (OPT) Optimal Page Replacement Replace page that will not be used for longest period of time 9 is the optimal for the example on the next slide How do you know this? Can t read the future Used for measuring how well your algorithm performs 9.29 Silberschatz, Galvin and Gagne 2013 9.30 Silberschatz, Galvin and Gagne 2013 Least Recently Used (LRU) Algorithm LRU Algorithm (Cont.) Use past knowledge rather than future Replace page that has not been used in the most amount of time Associate time of last use with each page Counter implementation Every page entry has a counter; every time page is referenced through this entry, copy the clock into the counter When a page needs to be changed, look at the counters to find the smallest value Search through table needed Stack implementation Keep a stack of page numbers in a double link form: Page referenced: move it to the top requires 6 pointers to be changed But each update more expensive No need to search for replacement 12 faults better than FIFO but worse than OPT Generally good algorithm and frequently used But how to implement? LRU and OPT are cases of stack algorithms that don t have Belady s Anomaly A stack algorithm is an algorithm for which it can be shown (or proved) that the set of pages in memory for n frames is always a subset of the set of pages that would be in memory with n+1 frames. 9.31 Silberschatz, Galvin and Gagne 2013 9.32 Silberschatz, Galvin and Gagne 2013

Use Of A Stack to Record The Most Recent Page References LRU Approximation Algorithms LRU needs special hardware and still slow Reference bit With each page associate a bit, initially = 0 When page is referenced bit set to 1 Replace any with reference bit = 0 (if one exists) We do not know the order, however Second-chance algorithm Generally FIFO, plus hardware-provided reference bit Clock replacement If page to be replaced has Reference bit = 0 -> replace it reference bit = 1 then: set reference bit 0, leave page in memory replace next page, subject to same rules (FIFO and clock) 9.33 Silberschatz, Galvin and Gagne 2013 9.34 Silberschatz, Galvin and Gagne 2013 Second-Chance (Clock) Page-Replacement Algorithm Counting Algorithms Keep a counter of the number of references that have been made to each page Not commonly used The least frequently used (LFU) Algorithm: replaces the page with the smallest count/ The most frequently used (MFU) Algorithm: replace the page with the largest count based on the argument that the page with the smallest count was probably just brought in and has yet to be used Neither LFU nor MFU replacement is commonly used. The implementation of such algorithms is expensive, and they do not approximate OPT replacement well 9.35 Silberschatz, Galvin and Gagne 2013 9.36 Silberschatz, Galvin and Gagne 2013

Allocation of Frames Fixed Allocation Each process needs certain minimum number of frames in order to execute program Example: IBM 370 6 pages to handle SS MOVE instruction: instruction is 6 bytes, might span 2 pages 2 pages to handle from 2 pages to handle to The Maximum of course is the total frames in the system Two major allocation schemes fixed allocation priority allocation Many variations Equal allocation For example, if there are 100 frames (after allocating frames for the OS) and 5 processes, give each process 20 frames Proportional allocation Allocate according to the size of process Dynamic as the degree of multiprogramming, process sizes change over the time s size of process p i S s i m total number of frames si ai allocation for pi m S i m 64 s1 10 s 2 127 a 1 10 137 64 5 a 2 127 64 59 137 9.37 Silberschatz, Galvin and Gagne 2013 9.38 Silberschatz, Galvin and Gagne 2013 Priority Allocation Global vs. Local Allocation Use a proportional allocation scheme using priorities rather than size If process P i generates a page fault, select for replacement one of its frames select for replacement a frame from a process with lower priority number Global replacement process selects a replacement frame from the set of all frames, even if that frame is currently allocated to some other process; thus, one process can take a frame from another This can result in better system throughput But then process execution time can vary greatly, as a process cannot control its own page-fault rate. Local replacement each process selects from only its own set of allocated frames More consistent per-process performance But possibly underutilized memory, since pages allocated to a process can not utilized by another process, even if this page is not currently used by the process holding it 9.39 Silberschatz, Galvin and Gagne 2013 9.40 Silberschatz, Galvin and Gagne 2013

Thrashing Thrashing (Cont.) If a process does not have enough pages, the page-fault rate is very high Page fault to get page Replace existing frame But quickly need replaced frame back This leads to: Low CPU utilization Operating system thinking that it needs to increase the degree of multiprogramming Another process added to the system aggravate the problem Thrashing a process is busy swapping pages in and out 9.41 Silberschatz, Galvin and Gagne 2013 9.42 Silberschatz, Galvin and Gagne 2013 Demand Paging and Thrashing Locality In A Memory-Reference Pattern Why does demand paging work? Locality model Process migrates from one locality to another Localities may overlap Why does thrashing occur? size of locality > total memory size We can limit effects by using local or priority page replacement, as thrashing in one process can not steal frames from another process and cause the latter to thrash as well 9.43 Silberschatz, Galvin and Gagne 2013 9.44 Silberschatz, Galvin and Gagne 2013

Working-Set Model Working-set model working-set window a fixed number of page references Example: 10,000 instructions WSS i (working set of Process P i ) = total number of pages referenced in the most recent (varies in time) if too small will not encompass entire locality if too large will encompass several localities if = will encompass entire program D = WSS i total demand frames Approximation of the current locality in the system (of all processes) if D > m Thrashing at least one process is short of memory Policy if D > m, then suspend or swap out one of the processes The working-set strategy prevent thrashing while keeping the degree of multiprogramming as high as possible, thus optimizes CPU utilization 9.45 Silberschatz, Galvin and Gagne 2013 9.46 Silberschatz, Galvin and Gagne 2013 Keeping Track of the Working Set Page-Fault Frequency It is difficult to keep track of the working set, as working-set window is a moving window which needs to be updated for each memory reference Approximate with interval timer + a reference bit More direct approach than WSS Establish acceptable page-fault frequency rate and use local replacement policy If actual rate too low, process loses frame If actual rate too high, process gains frame Example: = 10,000 Timer interrupts after every 5000 time units Keep in memory 2 bits for each page Whenever a timer interrupts copy and sets the values of all reference bits to 0 If one of the bits in memory = 1 page in working set This is not completely accurate, as we cannot tell where, within an interval of 5,000, a reference occurred Improvement = 10 bits and interrupt every 1000 time units, more accurate but cost is higher 9.47 Silberschatz, Galvin and Gagne 2013 9.48 Silberschatz, Galvin and Gagne 2013

Working Sets and Page Fault Rates Other Considerations -- Prepaging Prepaging To reduce the large number of page faults that occurs at process startup Prepage all or some of the pages a process will need, before they are referenced But if prepaged pages are unused, I/O and memory was wasted Assume s pages are prepaged and α of the pages is used Is cost of s * α save pages faults > or < than the cost of prepaging s * (1- α) unnecessary pages? α near zero prepaging loses 9.49 Silberschatz, Galvin and Gagne 2013 9.50 Silberschatz, Galvin and Gagne 2013 Other Issues Page Size Other Issues TLB Reach Sometimes OS designers have a choice Especially if running on custom-built CPU Page size selection must take into consideration: Fragmentation Page table size Resolution I/O overhead Number of page faults Locality TLB size and effectiveness Always power of 2, usually in the range 2 12 (4,096 bytes) to 2 22 (4,194,304 bytes) On average, growing over time TLB Reach - The amount of memory accessible from the TLB TLB Reach = (TLB Size) X (Page Size) Ideally, the working set of each process is stored in the TLB Otherwise there is a high degree of page faults Increase the Page Size This may lead to an increase in fragmentation as not all applications require a large page size Provide Multiple Page Sizes This allows applications that require larger page sizes the opportunity to use them without an increase in fragmentation 9.51 Silberschatz, Galvin and Gagne 2013 9.52 Silberschatz, Galvin and Gagne 2013

Other Issues Program Structure Program structure Int[128,128] data; Each row is stored in one page Program 1 for (j = 0; j <128; j++) for (i = 0; i < 128; i++) data[i,j] = 0; 128 x 128 = 16,384 page faults Program 2 for (i = 0; i < 128; i++) for (j = 0; j < 128; j++) data[i,j] = 0; 128 page faults 9.53 Silberschatz, Galvin and Gagne 2013