Indoor Location Accuracy ATIS Emergency Location (ELOC) Standards

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1

Indoor Location Accuracy ATIS Emergency Location (ELOC) Standards Christian Militeau ATIS ELOC Task Force Co-Chair Director, Technical Standards West Safety Services (formerly Intrado) christian.militeau@intrado.com 720-864-5245 2

Agenda Background ATIS ELOC Architecture NEAD Platform Overview Architecture & Call Flows Future Standards Development 3

Background The four (Tier 1) wireless carriers AT&T, Verizon, Sprint and T-Mobile Smaller carriers (Tier 2&3) represented by CCA CTIA is taking an overseeing role with the following Working Groups Oversight/Advisory Working Group Test Bed Working Group NEAD Development Working Group PSAP Implementation Working Group Dispatchable Location Outreach Working Group Z-Axis Working Group Standards Working Group Demonstration Working Group 4

Background ATIS Emergency Location (ELOC) Task Force Formed by ATIS to identify standards gaps and/or develop new standards Made up of the Emergency Services Interconnection Forum (ESIF) and Wireless Technology and Systems Committee (WTSC) ESIF Emergency Services and Methodologies (ESM) Defining Criteria for the location accuracy test bed and associated testing methodologies 5

Background Defining the standard for which the NEAD RFP is based Hosted by ATIS Wireless Technology and Systems (WTSC) Committee and Emergency Services Interconnection Forum (ESIF) Co-Chairs Peter Musgrove AT&T Mobility Christian Militeau West Safety Services Participation by all major wireless carriers (AT&T, Sprint, Verizon and AT&T) Participation by many wireless location product vendors (Ericsson, Nokia, TCS, NextNav, TruePosition, Polaris Wireless, etc.) 6

Background Voluntary Agreement Agreed upon by the four major wireless carriers, NENA and APCO Signed November 2014 Adopted by CCA for smaller carriers FCC Fourth Report and Order Issued March 2015 Adopted the Voluntary Agreement Generally gave smaller carriers an extra year Put specific dates for role out of improved location accuracy Defined Dispatchable Location (civic) as preference Z-axis Uncompensated Barometric Pressure (UBP) NEAD a new location database 7

FCC Indoor Location Accuracy 4th Report and Order January 29, 2015 FCC Votes to accept 4th Report and Order on indoor location accuracy. March 4, 2015 Final Rules published in Federal Register Adds to but does not replace existing Wireless Phase II requirements Adopts dispatchable location and improved horizontal location requirements Requires near term delivery of uncompensated barometric pressure data and long term deployment of Z-axis solution Assesses performance using live 9-1-1 call data in representative cities Dispatchable location is Public Safety s gold standard Leverages WiFi/BLE beacons, Small Cells and other technologies to provide dispatchable location Established National Emergency Address Database (NEAD) Set confidence level to fixed value of 90% Establish a 30-second maximum period for E9-1-1 location (TTFF) 8

Horizontal & Vertical Location Accuracy Requirements Wireless Providers Must provide Dispatchable location or Latitude/Longitude coordinates within 50m for the caller for: 40% of all wireless 9-1-1 calls within 2 years 50% of all wireless 9-1-1 calls within 3 years 70% of all wireless 9-1-1 calls within 5 years 80% of all wireless 9-1-1 calls within 6 years Non-nationwide carriers can extend the 5 and 6 years deadlines by six months and 1 year respectively based upon timing of VoLTE deployment in their networks Within 3 years Provide uncompensated barometric pressure data to PSAPs from any capable device Develop z-axis metric proposal to be submitted for commission approval Z-axis Metric Populate NEAD with reference points equal to 25% if population of CMA or Deploy Z-axis technology to cover 80% of population of CMA Non-nationwide carriers have an additional year to achieve these benchmarks 9

The value of a Civic Address over X/Y to Public Safety Public Safety does not dispatch to a X/Y: 39 41 11.93 N Latitude 104 58 54.72 W Longitude 50 Meter Point Radius Uncertainty Public Safety dispatch to a Civic Address Reverse Geocoding Nearest Intersection S Pennsylvania St & E Iowa Ave Denver, CO Reverse Geocoding Address Range 1600-1650 S Pennsylvania St Denver, CO Reverse Geocoding Point Match 1615 S Pennsylvania St Denver, CO 10

NEAM Assumptions External Data Sources will have a secure method to provision reference points into the NEAM (e.g., via web services). External Data Sources will be uniquely identified to enable the NEAM to include unique source IDs in its database (e.g., to allow all reference points provisioned by a particular External Data Source to be identified at a later date). Reference Points provisioned into the NEAM will include a single correlation between the reference point and a civic address. External Data Sources may add, modify or delete reference points into the NEAM. Addition, deletion and modification are restricted to reference points belonging to owners that an External Data Source has been authorized by the owner to support. All civic addresses will be validated against appropriate 9-1-1 addressing databases and geocoded prior to the NEAM pushing them to the NEAD. If validation or geocoding fails, the NEAM will provide that indication to the External Data Source. When pushing reference point information to the NEAD, the NEAM will indicate whether the information is new and to be added, existing information that is to be modified or whether an association is to be deleted. The NEAM will have full OA&M capabilities to include logging, reporting, alarming, etc. There may be multiple NEAM elements connected to a single NEAD. The NEAM may employ additional methods to validate NEAD entries at the time of provisioning and/or at a later date. The methods may include re-verification with External Data Sources and verification using other sources of reference point data. It is assumed that an input over the Np may be in a variety of address forms. 11

NEAD Assumptions 12 Following assumptions are for the NEAD: The NEAD is queried by or on behalf of the serving CMRS Network. NEAD hosting is carrier-independent. The NEAD enables a serving CMRS network to query for civic addresses during an emergency call based on globally unique identifiers (e.g., MAC of a WLAN Access Point visible to the calling UE). The NEAD returns a civic address and an associated geocoded location determined by the NEAM based on the civic address. The geocoded location is provided to allow cross checking of the civic location and shall not be provided to a PSAP. If the query cannot resolve to a civic address, the NEAD will return an error. All civic addresses will be validated and geocoded by the NEAM prior to being provisioned into the NEAD. The NEAD could be a single national database or a distributed database. The latter implies the need for a discovery or routing mechanism. If the NEAD is a distributed database, there will be a mechanism to synchronize any duplicate data among the elements. The NEAD will perform the addition, deletion, and modification of entries as directed by the NEAM. The NEAD will have full OA&M capabilities to include logging, reporting, alarming, etc. Crowdsourced geodetic location is not expected to be available as part of the NEAD. The NEAD will be able to accept multiple reference points for any call and return multiple civic addresses and geocoded locations in the response(s). The response may include either a location or an error code. The civic addresses returned by the NEAD may or may not include the actual dispatchable location of the UE as determined by the CMRS network. The NEAD will deliver over the Nq whatever form of candidate dispatchable location it has been provisioned with. In the context of this standard, the term MAC address is equivalent to a Wireless MAC/Basic Service Set Identifier (BSSID). Other common usages of MAC address may exist, but such usages are not applicable within this standard.

ATIS ELOC Architecture NEAD Nm NEAM Np External Data Sources Nq Access Network Serving Core Network Le/CS Le/ici Legacy ESN/ PSAP i3 ESInet/ PSAP 13 National Emergency Address Manager (NEAM) National Emergency Address Database (NEAD) Serving Core Network includes e-smlc and e-slp

ATIS ELOC Architecture External Data Sources Enterprises, retail companies, hotels and the like that are responsible for WiFi Access Points and Bluetooth beacons Enter their AP (or Bluetooth) location into the NEAD/NEAM NEAM NEAD OA&M function that allows users to enter their data, validates the location, geocodes the location and pushes it to the NEAD Real time server that hosts WiFi AP (and Bluetooth) location information Queried by Serving Core Network for WiFi AP (and Bluetooth) location information Serving Core Networks Queries the NEAD for WiFi AP (and Bluetooth) location Determines best location to be sent to the PSAP Includes IMS components e-smlc, e-slp, LRF Includes some legacy components GMLC/MPC 14

Logic Flow 3) MAC, BSSID, etc., Civic Address/ Geodetic Location 1) MAC, BSSID, etc., Civic Address/ Geodetic Location NEAD Nm NEAM Np External Data Sources b) Civic Address/ Geodetic Location Nq a) MAC, BSSID, etc. 2) Valid/Invalid Serving Core Network 15

Reference Points (Protocols) Np Nm Nq Provisioning interface that allow users to input their WiFi AP (or Bluetooth) location information into the NEAM Protocols defined by ATIS ELOC: A web page interface (HTML) A web services XML M2M interface Interface that pushes location information from the NEAM to the NEAD after validation Not currently defined by ATIS ELOC: Left to vendor implementation (must be published) Real time interface that allows the Serving Core Network to query the NEAD with WiFi AP (or Bluetooth) identifiers and returns location information Serving Core Network will query the NEAD for all WiFi APs that the mobile device sees Protocol defined by ATIS ELOC: HELD with Identities (with multiple IDs in a single query) 16

NEAM Specifics Must receive location information from authorized External Data Sources based upon ATIS ELOC defined protocols (Np) Users may query for, add, modify or delete information related to their WiFi (or Bluetooth) access points Must validate location received from External Data Sources and geocode location Details have not been discussed for validation type: MSAG or LVF (NG9-1-1) Must notify user of validation success/failure (error) Most likely requires some Data Integrity functionality Must push validated location and geocoded location to the NEAD Protocol not defined for the Nm interface since it is likely that NEAM and NEAD will be closely tied and from the same provider Concepts such as reliability, redundancy, maintainability, etc. have not been fully addressed an will be part of an Implementation Guidelines 17

NEAD Specifics Will receive dispatchable locations and geocoded locations for WiFi APs (and Bluetooth) from the NEAM Must have the capability to add, modify or delete WiFi APs (and Bluetooth) location information sent from the NEAM Must be accessible in real time by all authorized wireless carriers Will be queried using WiFi AP ID (or Bluetooth Beacon Public Device Address) and must return location (civic and geocoded) Query protocol is HELD with Identities Concepts such as reliability, redundancy, maintainability, etc. will be addressed in an Implementation Guidelines 18

To NEAD (Nm) NEAM Characteristics Geocode Validation NEAM External Data Sources (Np) Users access NEAM via Np interface to manage location information Np may be a web page (HTML) or XML M2M interface Users may query, add, modify or delete WiFi Access Point or Beacon information Information validated and geocoded before being pushed to NEAD via Nm XML M2M supports bulk adds 19

Np Web Page (HTML) Interface External Data Sources expected to be owners of WiFi Access Points or Beacons from smaller entities e.g. small businesses. Not expected to be residential users. May be also used by NEAD provider employees with expanded scope to manage all information External Data Sources can only manage WiFi Access Point or Beacon information that the own Requires development of privileges in the NEAM Allows for 3 rd parties to manage WiFi Access Point or Beacon information on behalf of a owner Requires development of privileges in the NEAM to correlate users to one or more owners May query for information by MAC or address information (e.g. county and state) May add WiFi Access Point or Beacon information May modify WiFi Access Point or Beacon information that currently exists in the system May delete WiFi Access Point or Beacon information that they own 20

Np XML M2M Interface External Data Sources expected to be owners of Access Points or Beacons from larger entities E.g. enterprises. XML schema allows for bulk queries, adds, modifies, and deletes External Data Sources can only manage Access Point or Beacon information that the own. Requires development of privileges in the NEAM. Allows for 3 rd parties to manage Access Point or Beacon information on behalf of a owner Requires development of privileges in the NEAM to correlate users to one or more owners May query for information by MAC or address information (e.g. county and state) May add Access Point or Beacon information May modify Access Point or Beacon information that currently exists in the system May delete Access Point or Beacon information that they own 21

Provisioning Work Flow (Adding WiFi Access Point location) Geocode Validation NEAD 6 7 5 4 3 2 NEAM 1. User submits address 2. NEAM requests validation 3. Validation successful (if error, return notification to user) 4. NEAM requests geocode 5. Geocode successful (if error, return notification to user) 6. NEAM pushes MAC and Address (civic and geocoded) 7. Push successful (if error, return notification to NEAM) 8. NEAM notifies user of success (or error) 1 8 22

Real-Time Call Flow NEAD 1 2 e-smlc e-slp 1. e-smlc/e-slp queries with the MAC address of the WiFi Access Point or Bluetooth Beacon 2. NEAD returns: 1. Validated address and geocoded location OR 2. Error if MAC address is not provisioned (Note: may be as many as 64 queries per call) 23

NEAD Architecture for Capacity Analysis NEAD A NEAD Provider Network NEAD N NEAD B Broadband Intranet Load Balancer A Load Balancer B TCP/IP/TLS (VPN, Direct Connect, etc.) esmlc A* esmlc B esmlc A esmlc B esmlc A esmlc B esmlc A esmlc B Carrier V Carrier A Carrier S Carrier T 24

Example end-to-end Call Flow IMS Originating Network UE enb MME E-SMLC NEAD GMLC LRF E-CSCF ESInet/ PSAP 1. Emergency Call Initiation 2. Emergency Bearer Setup 3.. Location Request 4. UE Location Determination as in steps 19-26 5. Location Response 6. Subscriber LCS Report 7. Subscriber LCS Report Ack 8. Location Report 9. IMS Emergency Registration 10. SIP INVITE 11. INVITE 20. RRC Request 21. RRC Response 17. Provide Subscriber Location 18. Location Request 19. LPPa Request 22. LPPa Response 16. Location Request 12. 300 Multiple Choices 13. SUBSCRIBE (Call ID) 14. NOTIFY (Call ID) 23. LPP (LPPe) Message 15. Emergency Call 24. LPP (LPPe) Message 25. Query 26. Response 27. Location Response 28. Provide Subscriber Location Ack 29. Location Response 30. Further steps of Emergency Call Establishment 31. Location Request 32. UE Location Determination as in steps 16-29 33. Location Response 34. Emergency Call Release 35. NOTIFY (Call Termination) 25

Architecture with LTE Access NEAD Nm NEAM Np External Data Sources WLAN LPP/LPPe Nq E-SMLC Nq Uu S1 SL g UE enb MME GMLC S1-U LPPa Serving Gateway SL s Lup (ULP + LPP/LPPe) S8 Carrier Network SPC PDN Gateway E-SLP Llp Gm SGi SLC LO LO P-CSCF Mw RO RDF S-CSCF LRF Ml Mw MGCF Le (i3) Le (E2) Mj BGCF Mg Mi E-CSCF Mx Mw CS IBCF ici i3 ESinet i3 PSAP Legacy ES Network Legacy PSAP Color Key IMS Entity NEAD related Entity Control Plane Location User Plane Location Control or User Plane Location 26

Architecture with LTE Access and Control Plane Location NEAD Nm NEAM Np External Data Sources WLAN LPP/LPPe Nq E-SMLC Uu S1 SL g UE enb MME GMLC S1-U LPPa Serving Gateway S8 SL s Carrier Network PDN Gateway Gm LO P-CSCF Mw RO RDF S-CSCF LRF Ml Mw MGCF Le (i3) Le (E2) Mj BGCF Mg Mi E-CSCF Mx Mw CS IBCF ici i3 ESinet i3 PSAP Legacy ES Network Legacy PSAP Color Key IMS Entity NEAD related Entity Control Plane Location 27

Architecture with LTE Access and User Plane Location NEAD Nm NEAM Np External Data Sources WLAN Nq Uu S1 UE enb MME Le (i3) i3 ESinet i3 PSAP Lup (ULP + LPP/LPPe) S1-U Serving Gateway S8 Carrier Network SPC PDN Gateway E-SLP Llp SLC SGi Gm LO P-CSCF Mw RO RDF S-CSCF LRF Ml Mw MGCF Le (E2) Mj BGCF Mg Mi E-CSCF Mx Mw CS IBCF ici Legacy ES Network Legacy PSAP Color Key IMS Entity NEAD related Entity User Plane Location 28

Overview of Acquisition/Conveyance and Control Plane Location WLAN RPs, GL, LM, UBP, SPM RP Nq DL NEAD Nm NEAM Np External Data Sources 29 E-SMLC LPP/LPPe GL, LM SL s LPPa DL, GL, UBP, SPM Uu S1 SL g UE enb MME GMLC LO S1-U Serving Gateway S8 Carrier Network DL, GL, UBP, SPM PDN Gateway Gm DL, GL, UBP, SPM P-CSCF Mw RO RDF S-CSCF LRF Ml Mw Le (i3) DL, GL, UBP. SPM i3 ESinet i3 PSAP Le (E2) Legacy ES Legacy DL, GL, UBP, SPM PSAP MGCF Network CS Mj BGCF DL Dispatchable Location Mg GL Geodetic Location Mi LM Location E-CSCF Mx IBCF ici Measurements RP Reference Point Mw UBP Uncompensated Barometric Pressure SPM Source Position Method(s)

Overview of Acquisition/Conveyance and User Plane Location WLAN Nq NEAD Nm NEAM Np External Data Sources 30 Uu S1 UE enb MME Lup (ULP + LPP/LPPe) S1-U Serving Gateway S8 RP RPs, GL, LM, UBP, SPM Carrier Network SPC PDN Gateway E-SLP DL Llp SLC LRF DL, GL, UBP, SPM RO RDF SGi Gm LO P-CSCF Mw S-CSCF Mw Ml Le (i3) Le (E2) MGCF Mj BGCF Mg Mi E-CSCF Mx Mw DL, GL, UBP, SPM DL, GL, UBP, SPM CS IBCF ici i3 ESinet i3 PSAP Legacy ES Network Legacy PSAP DL Dispatchable Location GL Geodetic Location LM Location Measurements RP Reference Point UBP Uncompensated Barometric Pressure SPM Source Position Method(s)

Future Standards Development Algorithms to determine the best possible location associated with the mobile device Enterprise solution Additional functionality for the support other technologies 31

Questions? Thank You christian.militeau@intrado.com 32