ECE 242 Data Structures and Algorithms. Trees IV. Lecture 21. Prof.

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ECE 22 Data Structures and Algorithms http://www.ecs.umass.edu/~polizzi/teaching/ece22/ Trees IV Lecture 2 Prof. Eric Polizzi

Summary previous lectures Implementations BST 5 5 7 null 8 null null 7 null null 8 nullnull 5 7 8 find Methods insert delete Traverse (in order, pre order, post order) show 2

Binary Search Trees (BST) Comments Transform a list into a binary search tree (using successive insertion):,, 7, 5,, 8, 6 5 7 8 Random list balanced tree Search O(logN), insert O(logN), etc. If we now suppose that the data are already sorted or inversely sorted,, 7,, 5, 6, 8 Tree is unbalanced! Search O(N) 6 7 5 6 8

Binary Search Trees (BST) Comments Tree becomes unbalanced or partially unbalanced if: the data are (almost) sorted or inversely (almost) sorted A small or large key value at a given node prevents insertion in the left or right subtree (for example a root of allows only 2 nodes to be inserted on the left) The search procedure can degenerate to O(N) To guarantee the quick O(logN) search, we need to ensure that the tree is always balanced (each nodes has roughly the same number of descendents on its left side as it has on its right side). Solution Red Black Tree It is a BST with some added features (a node can be black or red, for example using the boolean field isred) Using a Red Black Tree balance is achieved during insertion (or deletion) Red Black are not trivial to understand and very complex to implement

Red Black Tree rules Red Black Tree rules Every nodes is either red or black 2 The root is always black If a node is red, its children must be black Every path from the root to a leaf, or to a null child, must contain the same number of black nodes (black height is the same) Examples of rule violations: 5 5 5 8 6 5

Red Black Tree basics Color of inserted node is always red by default How to fix rule violations? You can change the colors of the nodes You can perform rotation (re structuration of the tree) Examples of basic manipulations To do: Test Java applet RBTree.html Experiment Insert 50, 25, 75 Experiment 2 Rotate right, then rotate Left Experiment Insert 2...need a color flip first 6

Red Black Tree rotations The word rotation is misleading, it is only relationship between nodes that changes Simple rotation 5 5 Crossover rotation 5 5 The inside grandchild (here ) of the node that leads the rotation (here ), is always disconnected from its parents (here ) and reconnected to its grandparent () 7

Red Black Tree more on rotations It is possible to rotate entire subtree The relations of the nodes within each subtree are not affected 8

Red Black Tree inserting a new node Color of inserted node is always red by default The insertion is first similar to the one for BST, find the position where the node should be inserted Three main stages to fix violations of the rules a Color flips on the way down Every time the insertion routine encounters a black node that has two red children, it must change the children to black and the parent to red (unless the later is the root) example: 5 5 b Rotations after the node is inserted c Rotations on the way down 9

Red Black Tree inserting a new node b Rotation after the node is inserted Three main post insertion possibilities after inserting X G 2 G G X P X P X P If P (parent) is black here everything works fine, just insert X 2 If P is red and X is an outside grandchild of G If P is red and X is an inside grandchild of G

Red Black Tree inserting a new node b Rotation after the node is inserted 2 If P is red and X is an outside grandchild of G i switch the color of G (Grandparent of X) ii switch the color of P (parent of X) 2 X P G iii rotate with G at the top, in the direction that raises X Example (after inserting ) 5 i 5 ii 5 iii 5

Red Black Tree inserting a new node b Rotation after the node is inserted If P is red and X is an inside grandchild of G i switch the color of G (Grandparent of X) G ii switch the color of X iii rotate with P at the top, in the direction that raises X iv rotate with G at the top, in the direction that raises X Example (After inserting ) X P 5 i ii 5 iii 5 iv 5 2

Red Black Tree inserting a new node c Rotation on the way down Takes place before the node is inserted on the way down of the search An offending node may happen (after a color flip) causing a red red conflict First Possibility (outside grandchild) i switch the color of G (Grandparent of X offending node) ii switch the color of P iii rotate with G at the top, in the direction that raises X Example: insert Rq: there is another color flip 2,50 before insertion Tree is balanced!

Red Black Tree inserting a new node c Rotation on the way down Second Possibility (inside grandchild) i switch the color of G (Grandparent of X offending node) ii switch the color of X iii rotate with P at the top, in the direction that raises X iv rotate with G at the top, in the direction that raises X Example: insert 28 Rq: there is another color flip 25,50 before insertion Tree is balanced!

Red Black Tree Example Insert:,2,,,5,6,7,8 5

Red Black Tree Example Insert:,2,,,5,6,7,8 6

Red Black Tree Example Tree is balanced O(logN) for search,insert, delete! Try the Java applet RBTree.html Another one available on line: http://gauss.ececs.uc.edu/redblack/redblack.html 7