Simplified Design Procedure for Piles Affected by Lateral Spreading based on 3D Nonlinear FEA Using OpenSees. University of Washington

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Simplified Design Procedure for Piles Affected by Lateral Spreading based on 3D Nonlinear FEA Using OpenSees Christopher R. McGann, Ph.D. Student Pedro Arduino Peter Mackenzie-Helnwein University of Washington

Research Objectives Increase the capabilities for 3D foundation modeling in the OpenSees finite element analysis platform. Use numerical simulations to identify key factors which influence the behavior of pile embedded in laterally spreading soil during or after a seismic event. Establish a simple analytic procedure which can be used by designers for the case of a pile subject to the lateral spreading load case. 2

3D Modeling Approach The Beam-solid Lateral soil pile spreading is modeled contact is elements with modeled brick beam-column are by elements applying used to elements and model a free-field a Drucker-Prager the soil-pile displacement interface constitutive profile to the model boundary to capture of the pressure-dependent model strength Liquefied Layer: reduced strength, undrained Unliquefied Layers: Three dense pile Sand, diameters drained are considered (0.61, 1.37, 2.5 m) Various combinations of liquefied layer depth and thickness are analyzed 3

Beam-Solid Contact Elements The beam-solid contact elements enable the use of standard beam-column elements for the pile This Additionally, allows for the simple surface recovery traction of acting the shear on the force pile-soil and bending interface can be moment recovered demands resolved placed into upon the the forces pile applied by the soil to the pile 4

Computing p-y Curves: Rigid Kinematic Work with 3D FE models has shown that use of a general pile deformation creates p-y curves which are influenced by the selected pile kinematics A rigid pile kinematic is used to evenly activate the soil response with depth and to obtain p-y curves which are free from the influence of pile kinematics, reflecting only the response of the soil. Computational process 5

Computing p-y Curves: Parameters The computed p-y curves are described by the function p which is fit to the force-displacement data using least squares y Comparison and evaluation of the computed p-y curves is conducted using the two characteristic curve parameters 1. Initial stiffness, k T 2. Ultimate resistance, p u 6

Computing p-y Curves: Pile Kinematics The rigid pile kinematic is used because there are several issues which arise when using general pile kinematics for this purpose: 1. Information which is incomplete or not relevant returned at certain locations 2. The p-y curves are influenced by the pile kinematics 7

Initial Stiffness A bilinear variation of initial stiffness is observed with increasing depth in the p-y curves computed using 3D FEA. A linear variation of initial stiffness is proposed by the API. Here, the slope is matched to the FEA data to accentuate their difference. The initial stiffness of the 3D FEA curves is similar to the API recommendations near the surface, but is significantly smaller at increased depths A parabolic distribution of initial stiffness, as used by Brandenberg et al. (2007) and Lam and Cheang (1995), or a similar bilinear distribution to that above is recommended for a static BNWF analysis of lateral spreading. 8

Ultimate Lateral Resistance The distribution of ultimate lateral resistance with depth computed by the 3D FEA varies from distributions recommended by other researchers. At shallow depths, all of the methods produce relatively similar results. At increased depths, the 3D FEA values are much smaller than those recommended by the API. Use of one of the smaller distributions is recommended for p-y analyses of lateral spreading or other load cases in which deep soil-pile interaction is anticipated. 9

Influence of Liquefaction The presence of the weaker liquefied layer effectively reduces the available resistance of the adjacent portions of the unliquefied soil Homogenous soil profile This is manifested in a reduction in the ultimate lateral resistance of the p-y curves near the liquefied layer Liquefied soil profile The initial stiffness of the unliquefied soil is also reduced, but the effect is more local to the liquefied interface 10

Reduction Ratios The reduction in lateral resistance can be seen more clearly by taking the ratio of the parameters in the liquefied case to those in the homogenous case The observed reduction ratios suggest an exponential decay model This model depends on two parameters Interface reduction, Characteristic length, 11

Parameter Identification The Dimensionless lines of best parameters fit can be used to compute the interface reduction and For characteristic each of three length pile for diameters, a particular 21 soil profiles are used to compute the reductions in p-y curve parameters due to the presence of the liquefied layer Ultimate lateral resistance, p u Initial stiffness, k T 12

Computational Process Reduction coefficients were computed which describe the best fit lines for the These coefficients are used to compute the interface reduction and data set characteristic length Ultimate lateral resistance These parameters are used to compute reduction ratios using the exponential decay model Initial stiffness The reduced distributions of initial stiffness and ultimate lateral resistance are determined as functions of distance from liquefied layer through multiplication of the computed reduction ratios with any unreduced distribution 13

Validation of Approach Static beam on nonlinear Winkler foundation analyses are conducted using different sets of p-y curves Ultimate lateral resistance Initial stiffness Various In red, is methods the API recommended for defining the method, distributions only of reduced ultimate in lateral the liquefied resistance layer and In blue initial are stiffness distributions with depth obtained were from investigated. 3D FEA without Some a are liquefied left unreduced, layer, while then reduced others are using reduced the proposed to account procedure. for the presence of the liquefied layer using the proposed procedure 14

Validation of Approach The maximum pile shear force and bending moment demands obtained from each analysis are compared to each other and to the results of 3D lateral spreading simulations The 3D results compare well with the results obtained using p-y curves reduced using the proposed procedure for these arbitrary soil profiles 15

Summary and Conclusions 3D FEA are used to analyze the effects of lateral spreading on a single embedded pile foundation. Representative p-y curves are computed from the 3D model using a rigid pile kinematic and it is found that the computed curves do not compare well with many conventionally-defined p-y curves. A reduction in the ultimate lateral resistance and initial stiffness of the p-y curves is observed in the unliquefied soil near the liquefied zone. The form of this reduction is well expressed by an exponential decay model. A parameter study was conducted to establish a means to predict reductions in the p-y curve parameters to account for the presence of a liquefied zone of soil. McGann, C. R., Arduino, P., and Mackenzie-Helnwein, P. (2010a). Applicability of conventional p y relations to the analysis of piles in laterally spreading soil. JGGE, ASCE, Under review. McGann, C. R., Arduino, P., and Mackenzie-Helnwein, P. (2010b). Simplified analysis procedure for piles in laterally spreading layered soil. JGGE, ASCE, Under review. 8/12/10 Spreading based on 3D Nonlinear FEA Using OpenSees 16

Recommendations for Future Work Implement a contact search algorithm for the beam-solid contact elements to improve performance and extend applicability. Extend the contact element formulation to model the interaction between the pile tip and the surrounding solid soil elements to enable the effects of vertical bearing to be incorporated into the simulations. Extend layer interaction/reduction procedure for use in other layered soil applications. Experimental work to verify numerical results. 17

Questions? 18