NIST SmartGrid Update. Paul Myrda Technical Executive Power Systems Engineering Research Center August 10, 2009

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NIST SmartGrid Update Paul Myrda Technical Executive Power Systems Engineering Research Center August 10, 2009

Overview NIST was mandated by Congress in the Energy Independence and Security Act (EISA) of 2007 to coordinate the development of a framework of protocols and model standards to achieve interoperability of the Smart Grid. The initial set of standards and specifications listed in the next slide for inclusion in Release 1.0 of the Smart Grid Interoperability Standards Framework. Release 1.0 is a work in progress. It is not complete, nor is it exclusionary. Existing standards that do not appear in this first installment to Release 1.0 have not been eliminated from consideration. Moreover, standards currently on the list ultimately may not be included. 2

NIST Three Phase Plan PHASE 1 Recognize a set of initial existing consensus standards and develop a roadmap to fill gaps PHASE 2 Establish public/private Standards Panel to provide ongoing recommendations for new/revised standards to be recognized by NIST PHASE 3 Testing and Certification Framework March 2009 2010 September 3 3

April 28-29 Workshop Discussed Architecture and Requirements Evaluated existing standards Consensus on Low Hanging Fruit (16 standards) Identified issues 4 4

Workshop I Tracks Track A - Business, Markets, and Policy Track B - Architecture Track C - Security Track D - Central and Distributed Generation and Storage Track E - Distribution System DER Management Track F - Transmission Substation and Wide Area Monitoring Track G - Consumer Domains 5

Low Hanging Fruit - Standards Standard AMI-SEC System Security Requirements ANSI C12.19/MC1219 BACnet ANSI ASHRAE 135-2008/ISO 16484-5 DNP3 IEC 60870-6 / TASE.2 IEC 61850 IEC 61968/61970 IEC 62351 Parts 1-8 IEEE C37.118 IEEE 1547 IEEE 1686-2007 NERC CIP 002-009..NIST Special Publication (SP) 800-53, NIST SP 800-82 Open Automated Demand Response (Open ADR) OpenHAN ZigBee/HomePlug Smart Energy Profile Application Advanced metering infrastructure (AMI) and Smart Grid end-to-end security Revenue metering information model Building automation Substation and feeder device automation Inter-control center communications Substation automation and protection Application level energy management system interfaces Information security for power system control operations Phasor measurement unit (PMU)communications Physical and electrical interconnections between utility and distributed generation (DG) Security for intelligent electronic devices (IEDs) Cyber security standards for the bulk power system Cyber security standards and guidelines for federal information systems, including those for the bulk power system Price responsive and direct load control Home Area Network device communication, measurement, and control Home Area Network (HAN) Device Communications and Information Model 6

May 19-20 Workshop Focus on six priority SG applications Identify additional existing standards that meet requirements Identify new or revised standards needed When needed Who should develop 7 7

GWAC Stack Levels of Interoperability 8

Conceptual Model 9

Conceptual Model Levels 10

Report to NIST on the Smart Grid Interoperability Standards Roadmap This document contains material gathered and refined by the contractor using its technical expertise. This deliverable is not a formally reviewed and approved NIST publication. Rather, it is one of many inputs into the ongoing NISTcoordinated roadmapping process. 11

Report Contents PURPOSE AND SCOPE SMART GRID VISION SMART GRID CONCEPTUAL MODEL SMART GRID APPLICATIONS AND REQUIREMENTS CYBER SECURITY CONSIDERATIONS FOR THE SMART GRID PRIORITIZED ACTIONS DEFINITIONS REFERENCES APPENDIX A: STANDARDS PROFILES BY DOMAIN APPENDIX B: ALPHABETICAL STANDARDS LIST APPENDIX C: REQUIREMENTS, STANDARDS GAPS, AND DISCUSSION ISSUES FOR THE ACTION PLAN APPENDIX D: KEY USE CASES FOR CYBER SECURITY CONSIDERATIONS APPENDIX E: VULNERABILITY CLASSES APPENDIX F: CROSSWALK OF CYBER SECURITY STANDARDS 12

Workshop 3 Based on the results of the Interim Roadmap in May, NIST has identified a set of priority actions from the recommendations of standards efforts on which to begin immediate work. In order to facilitate this, Priority Action Plans are being developed to help in this process. Note that it is the defined goal of these priority action plans to "plan work" and not to necessarily make progress on the implementation of solutions to the priority actions. As such, the plans are focused on defining the problem, establishing the objectives, and, identifying the likely standards bodies and users associations that would be pertinent to the standards modifications, enhancements, and harmonization required. 13

Priority Action Plans (PAPs) Illustrative Versions The key experts in these groups will be explicitly invited to the August 3-4 Standards Workshop, although, space permitting, others are welcome. The goal of the August Workshop is "to develop consensus for and to assign responsibilities to entities to address issues identified in the Revised Roadmap". 14

Priority Action Plans ID Priority Action Plan (Interim RoadmapReference ) NIST Lead EPRI Lead 1 Role of IP in the Smart Grid David Su Joe Hughes 2 Wireless Communications for the Smart Grid David Su Joe Hughes 3 Common Pricing Model David Holmberg Toby Considine 4 Common Scheduling Mechanism David Holmberg Toby Considine 5 Standard Meter Data Profiles Tom Nelson Aaron Snyder 6 Data Tables Common Semantic Model for Meter Data Tables Tom Nelson Erich Gunther 7 Electric Storage Interconnection Guidelines Al Hefner Frances Cleveland 8 CIM for Distribution Grid Management Jerry FitzPatrick Grant Gilchrist 9 Standard DR Signals David Holmberg Bill Cox David Wollman, 10 Standard Energy Usage Information Tom Nelson Marty Burns 11 Common Object Models for Electric Transportation Eric Simmon Stuart McCafferty 12 IEC 61850 Objects/DNP3 Mapping Jerry FitzPatrick Grant Gilchrist 13 Time Synchronization, IEC 61850 Objects/IEEE C37.118 Harmonization Jerry FitzPatrick Christoph Brunner 14 Transmission and Distribution Power Systems Model Mapping Jerry FitzPatrick Christoph Brunner 15

Our primary goal at the end of the August 3,4 workshop is for each PAP to have been advanced to the state that specific tasks are defined and subscribed to by representatives of pertinent SDOs that can standardize the solutions. 16

Key Workshop Take-Aways (1/2) Many SDOs involved in Smart Grid Even more standards Comments that this is the first time many SDOs are talking to one another Participation by diverse groups provides better solutions Communication and coordination required and in progress Still problems involved with common terminologies First time IETF community is talking directly with the smart grid community 17 17

Key Workshop Take-Aways (2/2) PAPs are providing focus and ownership of tasks Collaboration is essential SDOs stepping up PAP key tasks defined, responsible parties assigned and most key dates set Aggressive timelines International harmonization is being worked Availability of standards for review is being addressed 18 18

Next Steps (1/3) Comment Period for EPRI Roadmap Document ended July 30 NIST is now working to evolve EPRI Report to NIST into the NIST Smart Grid Framework Comments from the Federal Register will be incorporated Output from this workshop will be incorporated NIST Framework will continue to focus on FERC-identified priority applications: Demand Response Wide-Area Situational Awareness Electric Storage Electric Transportation 19

Next Steps (2/3) Along with continued focus on additional priority applications: Advanced Metering Infrastructure Distribution Grid, including Distributed Energy Resource Integration Cross-cutting priorities Cyber-security Data networking 20

Next Steps (3/3) NIST Framework Document will contain: Context and purpose Conceptual Reference Model Expanded List of Release 1.0 Interoperability Standards Actions and Timelines for Priority Action Plans (PAPs) Using input from this PAP workshop This document will provide the baseline for the SG Standards Panel 21

Upcoming Milestones Rollout of NIST SG Interoperability Framework Document Announcement and Posting September 21 at GridWeek Mini-workshop on Roadmap September 24 SG Standards Panel contract award in mid-august First meeting of SGP: November 17 at GridInterop 09 in Denver SG Testing and Certification Framework Plan initial steps by mid-december 22

Together Shaping the Future of Electricity 23