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Chapter 3 Describing Syntax and Semantics ISBN 0-321-49362-1

Chapter 3 Topics Introduction The General Problem of Describing Syntax Formal Methods of Describing Syntax Copyright 2009 Addison-Wesley. All rights reserved. 1-2

Introduction Syntax: the form or structure of the expressions, statements, and program units Semantics: the meaning of the expressions, statements, and program units Syntax and semantics provide a language s definition Users of a language definition Other language designers Implementers Programmers (the users of the language) Copyright 2009 Addison-Wesley. All rights reserved. 1-3

The General Problem of Describing Syntax: Terminology A sentence is a string of characters over some alphabet A language is a set of sentences A lexeme is the lowest level syntactic unit of a language (e.g., *, sum, begin) A token is a category of lexemes (e.g., identifier) Copyright 2009 Addison-Wesley. All rights reserved. 1-4

Formal Definition of Languages Recognizers A recognition device reads input strings over the alphabet of the language and decides whether the input strings belong to the language Example: syntax analysis part of a compiler - Detailed discussion of syntax analysis appears in Chapter 4 Generators A device that generates sentences of a language One can determine if the syntax of a particular sentence is syntactically correct by comparing it to the structure of the generator Copyright 2009 Addison-Wesley. All rights reserved. 1-5

BNF and Context-Free Grammars Context-Free Grammars Developed by Noam Chomsky in the mid-1950s Language generators, meant to describe the syntax of natural languages Define a class of languages called context-free languages Backus-Naur Form (1959) Invented by John Backus to describe Algol 58 BNF is equivalent to context-free grammars Copyright 2009 Addison-Wesley. All rights reserved. 1-6

BNF Fundamentals In BNF, abstractions are used to represent classes of syntactic structures--they act like syntactic variables (also called nonterminal symbols, or just nonterminals) <assign> <var>=<expression> Terminals are lexemes or tokens A rule has a left-hand side (LHS), which is a nonterminal, and a right-hand side (RHS), which is a string of terminals and/or nonterminals Nonterminals are often enclosed in angle brackets Examples of BNF rules: <ident_list> identifier identifier, <ident_list> <if_stmt> if <logic_expr> then <stmt> Grammar: a finite non-empty set of rules A start symbol is a special element of the nonterminals of a grammar Copyright 2009 Addison-Wesley. All rights reserved. 1-7

BNF Grammar G = (N,T,P,S) P : Set of productions T : terminal symbols: N : nonterminal symbols :start symbol S N N = {S,A} T= {a,b,c} P={S aac,a aa, A b} A production has the form A where A N and (N T)*

BNF Rules An abstraction (or nonterminal symbol) can have more than one RHS <stmt> <single_stmt> begin <stmt_list> end Copyright 2009 Addison-Wesley. All rights reserved. 1-9

Describing Lists Syntactic lists are described using recursion <ident_list> ident ident, <ident_list> A derivation is a repeated application of rules, starting with the start symbol and ending with a sentence (all terminal symbols) Copyright 2009 Addison-Wesley. All rights reserved. 1-10

An Example Grammar <program> <stmts> <stmts> <stmt> <stmt> ; <stmts> <stmt> <var> = <expr> <var> a b c d <expr> <term> + <term> <term> - <term> <term> <var> const Copyright 2009 Addison-Wesley. All rights reserved. 1-11

An Example Derivation <program> => <stmts> => <stmt> => <var> = <expr> => a = <expr> => a = <term> + <term> => a = <var> + <term> => a = b + <term> => a = b + const <program> <stmts> <stmts> <stmt> <stmt> ; <stmts> <stmt> <var> = <expr> <var> a b c d <expr> <term> + <term> <term> - <term> <term> <var> const Copyright 2009 Addison-Wesley. All rights reserved. 1-12

Derivations Every string of symbols in a derivation is a sentential form A sentence is a sentential form that has only terminal symbols A leftmost derivation is one in which the leftmost nonterminal in each sentential form is the one that is expanded A derivation may be neither leftmost nor rightmost Copyright 2009 Addison-Wesley. All rights reserved. 1-13

Parse Tree A hierarchical representation of a derivation <program> <stmts> <stmt> <var> = <expr> a <term> + <term> <program> => <stmts> => <stmt> => <var> = <expr> => a = <expr> => a = <term> + <term> => a = <var> + <term> => a = b + <term> => a = b + const <var> const b Copyright 2009 Addison-Wesley. All rights reserved. 1-14

Ambiguity in Grammars A grammar is ambiguous if and only if it generates a sentential form that has two or more distinct parse trees Copyright 2009 Addison-Wesley. All rights reserved. 1-15

An Ambiguous Expression Grammar <expr> <expr> <op> <expr> const <op> / - <expr> <expr> <expr> <op> <expr> <expr> <op> <expr> <expr> <op> <expr> <expr> <op> <expr> const - const / const const - const / const Copyright 2009 Addison-Wesley. All rights reserved. 1-16

An Unambiguous Expression Grammar If we use the parse tree to indicate precedence levels of the operators, we cannot have ambiguity <expr> <expr> - <term> <term> <term> <term> / const const <expr> <expr> - <term> <term> <term> / const const const Copyright 2009 Addison-Wesley. All rights reserved. 1-17

Associativity of Operators Operator associativity can also be indicated by a grammar <expr> -> <expr> + <expr> const (ambiguous) <expr> -> <expr> + const const (unambiguous) <expr> <expr> + const <expr> + const const Copyright 2009 Addison-Wesley. All rights reserved. 1-18

Extended BNF Optional parts are placed in brackets [ ] <proc_call> -> ident [(<expr_list>)] Alternative parts of RHSs are placed inside parentheses and separated via vertical bars <term> <term> (+ -) const Repetitions (0 or more) are placed inside braces { } <ident> letter {letter digit} Copyright 2009 Addison-Wesley. All rights reserved. 1-19

BNF and EBNF BNF <expr> <expr> + <term> <expr> - <term> <term> <term> <term> * <factor> <term> / <factor> <factor> EBNF <expr> <term> {(+ -) <term>} <term> <factor> {(* /) <factor>} Copyright 2009 Addison-Wesley. All rights reserved. 1-20

Recent Variations in EBNF Alternative RHSs are put on separate lines Use of a colon instead of => Use of opt for optional parts Use of oneof for choices <ForStatement>::= for ( <ForInit opt >; <Expression opt >; <ForUpdate opt >) Statement Copyright 2009 Addison-Wesley. All rights reserved. 1-21

Chapter 4 Lexical and Syntax Analysis ISBN 0-321-49362-1

Chapter 4 Topics Introduction Lexical Analysis The Parsing Problem Top-Down Parsing (Recursive-Descent Parsing) Bottom-Up Parsing A language that is simple to parse for the compiler is also simple to parse for the human programmer. N. Wirth Copyright 2009 Addison-Wesley. All rights reserved. 1-23

Introduction Language implementation systems must analyze source code, regardless of the specific implementation approach Nearly all syntax analysis is based on a formal description of the syntax of the source language (BNF) Copyright 2009 Addison-Wesley. All rights reserved. 1-24

Syntax Analysis The syntax analysis portion of a language processor nearly always consists of two parts: A low-level part called a lexical analyzer (mathematically, a finite automaton based on a regular grammar) A high-level part called a syntax analyzer, or parser (mathematically, a push-down automaton based on a context-free grammar, or BNF) Copyright 2009 Addison-Wesley. All rights reserved. 1-25

Advantages of Using BNF to Describe Syntax Provides a clear and concise syntax description The parser can be based directly on the BNF Parsers based on BNF are easy to maintain Copyright 2009 Addison-Wesley. All rights reserved. 1-26

Reasons to Separate Lexical and Syntax Analysis Simplicity - less complex approaches can be used for lexical analysis; separating them simplifies the parser Efficiency - separation allows optimization of the lexical analyzer Portability - parts of the lexical analyzer may not be portable, but the parser always is portable Copyright 2009 Addison-Wesley. All rights reserved. 1-27

Lexical Analysis A lexical analyzer is a pattern matcher for character strings A lexical analyzer is a front-end for the parser Identifies substrings of the source program that belong together - lexemes Lexemes match a character pattern, which is associated with a lexical category called a token sum is a lexeme; its token may be IDENT Copyright 2009 Addison-Wesley. All rights reserved. 1-28

Lexical Analysis (continued) The lexical analyzer is usually a function that is called by the parser when it needs the next token Three approaches to building a lexical analyzer: Write a formal description of the tokens and use a software tool that constructs table-driven lexical analyzers given such a description(i.e. lex on UNIX) Design a state diagram that describes the tokens and write a program that implements the state diagram Design a state diagram that describes the tokens and hand-construct a table-driven implementation of the state diagram Copyright 2009 Addison-Wesley. All rights reserved. 1-29

State Diagram Design A naïve state diagram would have a transition from every state on every character in the source language - such a diagram would be very large! Copyright 2009 Addison-Wesley. All rights reserved. 1-30

Lexical Analysis (cont.) In many cases, transitions can be combined to simplify the state diagram When recognizing an identifier, all uppercase and lowercase letters are equivalent Use a character class that includes all letters When recognizing an integer literal, all digits are equivalent - use a digit class Copyright 2009 Addison-Wesley. All rights reserved. 1-31

Lexical Analysis (cont.) Reserved words and identifiers can be recognized together (rather than having a part of the diagram for each reserved word) Use a table lookup to determine whether a possible identifier is in fact a reserved word Copyright 2009 Addison-Wesley. All rights reserved. 1-32

Lexical Analysis (cont.) Convenient utility subprograms: getchar - gets the next character of input, puts it in nextchar, determines its class and puts the class in charclass addchar - puts the character from nextchar into the place the lexeme is being accumulated, lexeme lookup - determines whether the string in lexeme is a reserved word (returns a code) Copyright 2009 Addison-Wesley. All rights reserved. 1-33

State Diagram Copyright 2009 Addison-Wesley. All rights reserved. 1-34

Lexical Analyzer Implementation: SHOW front.c (pp. 194-199) - Following is the output of the lexical analyzer of front.c when used on (sum + 47) / total Next token is: 25 Next lexeme is ( Next token is: 11 Next lexeme is sum Next token is: 21 Next lexeme is + Next token is: 10 Next lexeme is 47 Next token is: 26 Next lexeme is ) Next token is: 24 Next lexeme is / Next token is: 11 Next lexeme is total Next token is: -1 Next lexeme is EOF Copyright 2009 Addison-Wesley. All rights reserved. 1-35

The Parsing Problem Goals of the parser, given an input program: Find all syntax errors; for each, produce an appropriate diagnostic message and recover quickly Produce the parse tree, or at least a trace of the parse tree, for the program Copyright 2009 Addison-Wesley. All rights reserved. 1-36

The Parsing Problem (cont.) Two categories of parsers Top down - produce the parse tree, beginning at the root Order is that of a leftmost derivation Traces or builds the parse tree in preorder Bottom up - produce the parse tree, beginning at the leaves Order is that of the reverse of a rightmost derivation Useful parsers look only one token ahead in the input Copyright 2009 Addison-Wesley. All rights reserved. 1-37

Recursive-Descent Parsing There is a subprogram for each nonterminal in the grammar, which can parse sentences that can be generated by that nonterminal EBNF is ideally suited for being the basis for a recursive-descent parser, because EBNF minimizes the number of nonterminals Copyright 2009 Addison-Wesley. All rights reserved. 1-42

Recursive-Descent Parsing (cont.) A grammar for simple expressions: <expr> <term> {(+ -) <term>} <term> <factor> {(* /) <factor>} <factor> id int_constant ( <expr> ) Copyright 2009 Addison-Wesley. All rights reserved. 1-43

Recursive-Descent Parsing (cont.) Assume we have a lexical analyzer named lex, which puts the next token code in nexttoken The coding process when there is only one RHS: For each terminal symbol in the RHS, compare it with the next input token; if they match, continue, else there is an error For each nonterminal symbol in the RHS, call its associated parsing subprogram Copyright 2009 Addison-Wesley. All rights reserved. 1-44

Recursive-Descent Parsing (cont.) /* Function expr Parses strings in the language generated by the rule: <expr> <term> {(+ -) <term>} */ void expr() { <expr> <term> {(+ -) <term>} <term> <factor> {(* /) <factor>} <factor> id int_constant ( <expr> ) /* Parse the first term */ term(); /* As long as the next token is + or -, call lex to get the next token and parse the next term */ } while (nexttoken == ADD_OP nexttoken == SUB_OP){ lex(); term(); } Copyright 2009 Addison-Wesley. All rights reserved. 1-45

Recursive-Descent Parsing (cont.) This particular routine does not detect errors Convention: Every parsing routine leaves the next token in nexttoken Copyright 2009 Addison-Wesley. All rights reserved. 1-46

Recursive-Descent Parsing (cont.) A nonterminal that has more than one RHS requires an initial process to determine which RHS it is to parse The correct RHS is chosen on the basis of the next token of input (the lookahead) The next token is compared with the first token that can be generated by each RHS until a match is found If no match is found, it is a syntax error Copyright 2009 Addison-Wesley. All rights reserved. 1-47

Recursive-Descent Parsing (cont.) /* term */ Parses strings in the language generated by the rule: <term> -> <factor> {(* /) <factor>) void term() { /* Parse the first factor */ factor(); /* As long as the next token is * or /, */ next token and parse the next factor while (nexttoken == MULT_OP nexttoken == DIV_OP) { } lex(); factor(); } /* End of function term */ <expr> <term> {(+ -) <term>} <term> <factor> {(* /) <factor>} <factor> id int_constant ( <expr> ) Copyright 2009 Addison-Wesley. All rights reserved. 1-48

Recursive-Descent Parsing (cont.) /* Function factor Parses strings in the language generated by the rule: <factor> -> id (<expr>) */ <expr> <term> {(+ -) <term>} void factor() { <term> <factor> {(* /) <factor>} /* Determine which RHS */ <factor> id int_constant ( <expr> ) if (nexttoken) == ID_CODE nexttoken == INT_CODE) /* For the RHS id, just call lex */ lex(); /* If the RHS is (<expr>) call lex to pass over the left parenthesis, call expr, and check for the right parenthesis */ else if (nexttoken == LP_CODE) { lex(); expr(); if (nexttoken == RP_CODE) lex(); else error(); } /* End of else if (nexttoken ==... */ } else error(); /* Neither RHS matches */ Copyright 2009 Addison-Wesley. All rights reserved. 1-49

Recursive-Descent Parsing (cont.) - Trace of the lexical and syntax analyzers on (sum + 47) / total Next token is: 25 Next lexeme is ( Enter <expr> Enter <term> Enter <factor> Next token is: 11 Next lexeme is sum Enter <expr> Enter <term> Enter <factor> Next token is: 21 Next lexeme is + Exit <factor> Exit <term> Next token is: 10 Next lexeme is 47 Enter <term> Enter <factor> Next token is: 26 Next lexeme is ) Exit <factor> Exit <term> Exit <expr> Next token is: 24 Next lexeme is / Exit <factor> Next token is: 11 Next lexeme is total Enter <factor> Next token is: -1 Next lexeme is EOF Exit <factor> Exit <term> Exit <expr> Copyright 2009 Addison-Wesley. All rights reserved. 1-50

Summary Syntax analysis is a common part of language implementation A lexical analyzer is a pattern matcher that isolates small-scale parts of a program Detects syntax errors Produces a parse tree A recursive-descent parser is a top down parser EBNF Copyright 2009 Addison-Wesley. All rights reserved. 1-70