AAU3940 Description HUAWEI TECHNOLOGIES CO., LTD. Issue 02. Date

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Issue 02 Date 205-0-30 HUAWEI TECHNOLOGIES CO., LTD.

205. All rights reserved. No part of this document may be reproduced or transmitted in any form or by any means without prior written consent of Huawei Technologies Co., Ltd. Trademarks and Permissions and other Huawei trademarks are trademarks of Huawei Technologies Co., Ltd. All other trademarks and trade names mentioned in this document are the property of their respective holders. Notice The purchased products, services and features are stipulated by the contract made between Huawei and the customer. All or part of the products, services and features described in this document may not be within the purchase scope or the usage scope. Unless otherwise specified in the contract, all statements, information, and recommendations in this document are provided "AS IS" without warranties, guarantees or representations of any kind, either express or implied. The information in this document is subject to change without notice. Every effort has been made in the preparation of this document to ensure accuracy of the contents, but all statements, information, and recommendations in this document do not constitute a warranty of any kind, express or implied. Huawei Technologies Co., Ltd. Address: Website: Email: Huawei Industrial Base Bantian, Longgang Shenzhen 5829 People's Republic of China http://www.huawei.com support@huawei.com i

Contents Contents Overview.... Appearance... 3.2 Physical Ports... 4... 6 2. Frequency Band... 6 2.2 Electrical Specifications... 7 2.3 EIRP... 7 2.4 EIRS... 8 2.5 Capacity... 9 2.6 Typical Output Power... 0 2.7 Power Consumption... 4 2.8 Input Power... 5 2.9 Equipment Specifications... 5 2.0 Accessory... 5 2. CPRI Port Specifications... 6 2.2 Environmental Specifications... 6 3 Acronyms and Abbreviations... 8 ii

Overview Overview With the rapid development of mobile broadband (MBB), there are increasingly requirements for capacity expansion in densely populated urban areas. Adding sites becomes an inevitable method to meet coverage and capacity requirements. However, adding traditional macro base stations require high costs and long periods, and operators require a time- and cost-effective network deployment solution. Therefore, Huawei introduces light base stations. Compared with traditional macro base stations, light base stations feature small size, light weight, and environment integration that enables the light base stations to be fast deployed. Light base stations are preferentially selected when base stations need to be added in densely populated urban areas. The AAU3940, important RF module in light base stations, uses the AAS technology to integrate the functions of antennas and the RF module. In addition, it uses the user-friendly design so that the site can be easily obtained and the AAU3940 can be easily deployed. The AAU3940 adopts the software-defined frequency technology to support the ultra-wide bandwidth. Power can be allocated to two frequency bands through software setting to flexibly meet operators' different coverage requirements. The AAU3940 can reduce about 0.8 db feeder loss by incorporating the functions of RF modules into the antenna and further improves the coverage capability. The AAU3940 has a beautiful appearance and simplifies site acquisition, which can be installed on a pole along the streets or on the top of a building. Figure - and Figure -2 show the AAU3940 modules installed on a pole along the streets and installed on the top of a building, respectively.

Overview Figure - AAU3940 modules installed on a pole along the streets Figure -2 AAU3940 modules installed on the top of a building 2

Overview Figure -3 AAU3940 modules installed on a wall. Appearance Figure -4 shows the appearance of the AAU3940. 3

Overview Figure -4 Appearance of the AAU3940.2 Physical Ports Figure -5 shows the physical ports on the AAU3940 and Table - describes these ports. 4

Overview Figure -5 Physical ports on the AAU3940 Table - Physical ports on the AAU3940 Port Connector Quantity Description CPRI port DLC 2 Connects to the baseband unit (BBU). Power supply port AC AAU: tool-less male connector (pressfit type) DC AAU: EPC4 connector Supplies power to the AAU. 5

2. Frequency Band Table 2- Frequency bands of the AAU3940 AAU Type Frequency Band (MHz) RX Frequency Band (MHz) TX Frequency Band (MHz) IBW (MHz) AAU3940 (800~200MHz) (AC/DC) AAU3940 (AWS~PCS) (DC) 800 70 to 785 805 to 880 40 200 920 to 980 20 to 270 40 AWS 70 to 755 20 to 255 40 PCS 850 to 90 930 to 990 40 When the AAU3940 (AWS~PCS) is configured with both carriers on the PCS frequency band and carriers on the AWS frequency band, the configuration scenario where the third-order intermodulated signal falls in the receive frequency range may occur under certain spectrum combinations, which deteriorates the AAU performance and consequently the AAU3940 cannot work properly. Ensure that spectrum combinations will not result in such a configuration scenario before configuring carriers for the AAU3940. 6

2.2 Electrical Specifications Table 2-2 Electrical specifications of the AAU3940 (800~200 MHz) Frequency range (MHz) 70~880 920~270 Polarization +45, 45 Electrical downtilt ( ) 3~2, continuously adjustable Gain (dbi) 4 4.5 Horizontal 3 db beam width ( ) 70 70 Vertical 3 db beam width ( ) 3 2 Front-to-back ratio (db) Grounding Typ.25 DC grounding Table 2-3 Electrical specifications of the AAU3940 (AWS~PCS) Frequency range (MHz) 70~90 930~255 Polarization +45, 45 Electrical downtilt ( ) 3~2, continuously adjustable Gain (dbi) 4 4.5 Horizontal 3 db beam width ( ) Vertical 3 db beam width ( ) Front-to-back ratio (db) Grounding 70 70 3 2 Typ.25 DC grounding 2.3 EIRP Table 2-4 EIRP of the AAU3940 AAU Type Frequency Band EIRP AAU3940 (800~200 MHz) 800 MHz 2 x (30 W + 4 dbi) = 2 x 58.8 dbm 2 x (40 W + 4 dbi) = 2 x 60.0 dbm 7

AAU Type Frequency Band EIRP 200 MHz 2 x (30 W + 4.5 dbi) = 2 x 59.3 dbm 2 x (40 W + 4.5 dbi) = 2 x 60.5 dbm AAU3940 (AWS~PCS) AWS PCS 2 x (30 W + 4.5 dbi) = 2 x 59.3 dbm 2 x (40 W + 4.5 dbi) = 2 x 60.5 dbm 2 x (30 W + 4.5 dbi) = 2 x 59.3 dbm 2 x (40 W + 4.5 dbi) = 2 x 60.5 dbm When the ambient temperature ranges from 40 C to 50 C, the AAU3940 supports a maximum of 2x30 W output power. When the ambient temperature ranges from 40 C to 40 C, the AAU3940 supports a maximum of 2x40 W output power. 2.4 EIRS Table 2-5 EIRS of the AAU3940 AAU Type Mode Frequency Band (MHz) EIRS AAU3940 (800~200 MHz) UMTS 200 25.7 dbm - 4.5 dbi LTE 800 06. dbm - 4 dbi 200 06. dbm - 4.5 dbi AAU3940 (AWS~PCS) UMTS PCS 25.5 dbm - 4 dbi LTE AWS 05.9 dbm - 4 dbi PCS 05.9 dbm - 4 dbi 8

NOTE The receiver sensitivity of UMTS, as recommended in 3GPP TS 25.04, is calculated by deducting the antenna gain from the receiver sensitivity measured at the antenna connector on condition that the channel rate reaches 2.2 kbit/s and the bit error rate (BER) does not exceed 0.00. The receiver sensitivity of LTE, as recommended in 3GPP TS 36.04, is calculated by deducting the antenna gain from the receiver sensitivity measured at the antenna connector under the condition of a 5 MHz channel bandwidth based on the FRC A-3 in Annex A. (QPSK, R = /3, 25 RBs) standard. 2.5 Capacity Table 2-6 Single-mode capacity Mode UMTS LTE Capacity (Only supported in the 200 MHz or PCS frequency band) Each AAU3940 (800~200 MHz) or each AAU3940 (AWS~PCS) supports: 6 carriers without MIMO 4 carriers with MIMO Each AAU3940 (800~200 MHz) or each AAU3940 (AWS~PCS) supports two carriers. The LTE bandwidth is 5 MHz, 0 MHz, 5 MHz, or 20 MHz. Table 2-7 Multimode capacity Mode UMTS+LTE Capacity For detailed specifications, see Table 2-, Table 2-2, Table 2-6 and Table 2-7. 9

2.6 Typical Output Power NOTE If an AAU3940 is located at an altitude of 3500 m to 4500 m, its output power is db less than the standard output power. If an AAU3940 is located at an altitude of 4500 m to 6000 m, its output power is 2 db less than the standard output power. An AAU3940 working in UMTS, LTE, or MSR mode complies with ETSI EN 30 908 V5.2. and 3GPP TS 37.04. "NxM W" indicates that the number of TX channels is N and the maximum output power of each TX channel is M W. The output power per carrier in the output power tables indicates the maximum output power supported to ensure network performance. When two LTE FDD carriers are configured, it is recommended that the power spectrum density (PSD) of the two carriers be set to the same value. Power spectrum density = output power/ bandwidth. When the ambient temperature ranges from 40 C to 50 C, the AAU3940 supports a maximum of 2x30 W output power. When the ambient temperature ranges from 40 C to 40 C, the AAU3940 supports a maximum of 2x40 W output power. Table 2-8 Typical output power of the AAU3940 (200 MHz, UMTS, 2x30 W) or of the AAU3940 (PCS, UMTS, 2x30 W) Number of UMTS Output Power per UMTS 30 2 30 3 20 4 5 5 0 6 0 2x30 2 2x5 3 2x0 4 2x7.5 Table 2-9 Typical output power of the AAU3940 (800 MHz/200 MHz, LTE, 2x30 W) or of the AAU3940 (AWS/PCS, LTE, 2x30 W) Number of LTE Output Power per LTE Bandwidth of an LTE (MHz) 2x30 5, 0, 2 2x5 5, 0, 0

Table 2-0 Typical output power of the AAU3940 (800 MHz+200 MHz, LTE, 2x30 W) or of the AAU3940 (AWS+PCS, LTE, 2x30 W) Number of LTE (800 MHz/AWS ) Output Power per LTE (800 MHz/AWS ) Bandwidth of an LTE (800 MHz/AWS ) (MHz) Number of LTE (200 MHz/PCS) Output Power per LTE (200 MHz/PCS) Bandwidth of an LTE (200 MHz/PCS) (MHz) 2x5 5, 0, 2x5 5, 0, Table 2- Typical output power of the AAU3940 (200 MHz UMTS+800 MHz/200 MHz LTE, 2x30 W) or of the AAU3940 (PCS UMTS+AWS/PCS LTE, 2x30 W) Number of UMTS Output Power per UMTS Number of LTE Output Power per LTE Bandwidth of an LTE (MHz) 5 2x5 5, 0, 2 5 2x5 5, 0, 3 0 2x0 5, 0, 4 0 2x0 5, 0, 0 2 2x0 5, 0, 2 0 2 2x0 5, 0, 3 7.5 2 2x7.5 5, 0, 4 7.5 2 2x7.5 5, 0, 2x5 2x5 5, 0, 2 2x0 2x0 5, 0, 3 2x7.5 2x7.5 5, 0, 2x0 2 2x0 5, 0, 2 2x7.5 2 2x7.5 5, 0,

Table 2-2 Typical output power of the AAU3940 (800 MHz LTE+200 MHz UL MSR, 2x30 W) or of the AAU3940 (AWS LTE+PCS UL MSR, 2x30 W) Numbe r of UMTS (200 MHz/P CS) Output Power per UMTS (200 MHz/P CS) Numbe r of LTE (200 MHz/P CS) Output Power per LTE (200 MHz/P CS) Bandwi dth of an LTE (200 MHz/P CS) (MHz) Numbe r of LTE (800 MHz/A WS) Output Power per LTE (800 MHz/A WS) Bandwi dth of an LTE (800 MHz/A WS) (MHz) 0 2x0 5, 0, 2x0 5, 0, 2 0 2x0 5, 0, 2x0 5, 0, 3 7.5 2x7.5 5, 0, 2x7.5 5, 0, 4 7.5 2x7.5 5, 0, 2x7.5 5, 0, 2x0 2x0 5, 0, 2x0 5, 0, 2 2x7.5 2x7.5 5, 0, 2x7.5 5, 0, Table 2-3 Typical output power of the AAU3940 (200 MHz, UMTS, 2x40 W) or of the AAU3940 (PCS, UMTS, 2x40 W) Number of UMTS Output Power per UMTS 40 2 40 3 20 4 20 5 3 6 3 2x40 2 2x20 3 2x3 4 2x0 2

Table 2-4 Typical output power of the AAU3940 (800 MHz/200 MHz, LTE, 2x40 W) or of the AAU3940 (AWS/PCS, LTE, 2x40 W) Number of LTE Output Power per LTE Bandwidth of an LTE (MHz) 2x40 5, 0, 2 2x20 5, 0, Table 2-5 Typical output power of the AAU3940 (800 MHz+200 MHz, LTE, 2x40 W) or of the AAU3940 (AWS+PCS, LTE, 2x40 W) Number of LTE (800 MHz/AWS ) Output Power per LTE (800 MHz/AWS ) Bandwidth of an LTE (800 MHz/AWS ) (MHz) Number of LTE (200 MHz/PCS) Output Power per LTE (200 MHz/PCS) Bandwidth of an LTE (200 MHz/PCS) (MHz) 2x20 5, 0, 2x20 5, 0, Table 2-6 Typical output power of the AAU3940 (200 MHz UMTS+800 MHz/200 MHz LTE, 2x40 W) or of the AAU3940 (PCS UMTS+AWS/PCS LTE, 2x40 W) Number of UMTS Output Power per UMTS Number of LTE Output Power per LTE Bandwidth of an LTE (MHz) 20 2x20 5, 0, 2 20 2x20 5, 0, 3 3 2x3 5, 0, 4 3 2x3 5, 0, 3 2 2x3 5, 0, 2 3 2 2x3 5, 0, 3 0 2 2x0 5, 0, 4 0 2 2x0 5, 0, 2x20 2x20 5, 0, 2 2x3 2x3 5, 0, 3 2x0 2x0 5, 0, 3

Number of UMTS Output Power per UMTS Number of LTE Output Power per LTE Bandwidth of an LTE (MHz) 2x3 2 2x3 5, 0, 2 2x0 2 2x0 5, 0, Table 2-7 Typical output power of the AAU3940 (800 MHz LTE+200 MHz UL MSR, 2x40 W) or of the AAU3940 (AWS LTE+PCS UL MSR, 2x40 W) Numbe r of UMTS (200 MHz/P CS) Output Power per UMTS (200 MHz/P CS) Numbe r of LTE (200 MHz/P CS) Output Power per LTE (200 MHz/P CS) Bandwi dth of an LTE (200 MHz/P CS) (MHz) Numbe r of LTE (800 MHz/A WS) Output Power per LTE (800 MHz/A WS) Bandwi dth of an LTE (800 MHz/A WS) (MHz) 3 2x3 5, 0, 2x3 5, 0, 2 3 2x3 5, 0, 2x3 5, 0, 3 0 2x0 5, 0, 2x0 5, 0, 4 0 2x0 5, 0, 2x0 5, 0, 2x3 2x3 5, 0, 2x3 5, 0, 2 2x0 2x0 5, 0, 2x0 5, 0, 2.7 Power Consumption Table 2-8 Power consumption of the AAU3940 AAU Type Configuration Output Power per Typical Power Consumption Maximum Power Consumption 4

AAU3940 NOTE (800~200 MHz) (AC/DC) LTE: 2 carriers LTE: 2x20 250 350 LTE: 2 carriers LTE: 2x5 20 300 AAU3940 (AWS~PCS) (DC) LTE: 2 carriers LTE: 2x20 250 350 LTE: 2 carriers LTE: 2x5 20 300 The typical power consumption and the maximum power consumption are measured when the ambient temperature is 25 C. The typical power consumption for LTE is measured when the load is 50%. The maximum power consumption for LTE is measured when the load is 00%. 2.8 Input Power Table 2-9 Input power of the AAU3940 AAU Type AAU3940 (800~200 MHz) (AC) AAU3940 (800~200 MHz) (DC) AAU3940 (AWS~PCS) (DC) Specifications 220 V AC single-phase; voltage range: 76 V AC to 290 V AC 0 V AC dual-live-wire; voltage range: 90 V/80 V AC to 35 V/270 V AC 48 V DC; voltage range: 36 V DC to 57 V DC 48 V DC; voltage range: 36 V DC to 57 V DC 2.9 Equipment Specifications Table 2-20 Equipment specifications of the AAU3940 Item Dimensions (diameter x height) Weight Specifications 50 mm x 750 mm 5 kg 2.0 Accessory Item Description Angle adjusting component Horizontal azimuth: ±30 5

For details about the angle adjusting component, see AAU3940 Installation Guide. 2. CPRI Port Specifications Table 2-2 CPRI port specifications of the AAU3940 Item Specifications Number of CPRI ports 2 CPRI data rate Topology.25 Gbit/s, 2.5 Gbit/s, 4.9 Gbit/s, or 9.8 Gbit/s Star, chain, or dual-star Cascading level UL CPRI MUX: 4 Maximum distance from the BBU The maximum distances of the RRUs from the BBU vary with the types of BBP in LTE mode as follows: LBBPd/UBBPd3: 20 km LBBPd2/UBBPd4: 40 km LBBPd3/UBBPd5/UBBPd6: Number of LTE cells 3: 40 km Number of LTE cells > 3: 20 km 2.2 Environmental Specifications Table 2-22 Environmental specifications of the AAU3940 Item Specifications Operating temperature Without solar radiation: 40 C to +50 C (2x30 W); 40 C to +40 C (2x40 W) With solar radiation: 40 C to +45 C (2x30 W); 40 C to +35 C (2x40 W) Wind load (N) Front: 00 (at a speed of 50 km/h) Side: 00 (at a speed of 50 km/h) Rear: 5 (at a speed of 50 km/h) Operational wind speed (km/h) Maximum wind speed (km/h) 50 200 6

Item Relative humidity Specifications 5% RH to 00% RH Absolute humidity g/m 3 to 30 g/m 3 Protection class Operating environment Shockproof protection IP55 The following standards must be complied with: 3GPP TS 25.4 3GPP TS 36.4 ETSI EN 30009--4 V2..2 (2003-04) Class 4.: "Non-weather protected locations." The following standard must be complied with: ETSI30009-2-3 7

3 Acronyms and Abbreviations 3 Acronyms and Abbreviations Table 3- Acronyms and abbreviations Acronym and Abbreviation AAS AU RU 3GPP BBU BER CPRI GSM LTE MBB MIMO MSR PA RFU RRU UMTS EIRS EIRP Full Name active antenna system antenna unit radio unit 3rd Generation Partnership Project baseband unit bit error rate common public radio interface Global System for Mobile Communications Long Term Evolution mobile broadband multiple-input multiple-output multi-standard radio power amplifier radio frequency unit radio remote unit Universal Mobile Telecommunications System equivalent isotropically radiated sensitive equivalent isotropically radiated power 8