LTE: MIMO Techniques in 3GPP-LTE

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Nov 5, 2008 LTE: MIMO Techniques in 3GPP-LTE PM101 Dr Jayesh Kotecha R&D, Cellular Products Group Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 Jason Wong GSM

Goals of LTE Higher system throughput Increasing coverage Higher peak data rates MIMO critical to achieving targets! User Terminal BS PDA Handset Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 2

LTE Target Review OFDMA in Downlink (Unicast and Broadcast) SC-FDMA in Uplink System performance targets and comparisons of LTE (2x2 and 1x2 baseline in DL and UL) with HSDPA (1x2 and 1x2 in DL and UL) User spectral efficiency: 3 to 4x in DL & 2 to 3x in UL Average spectral efficiency: 3 to 4x in DL & 2 to 3x in UL Cell Edge SE (5% cdf): 2 to 3x in DL & 2 to 3x in UL Mobility: 0-15km(optimized), 15-120km(high), 120-350[500]km (workable) Coverage: 5km, 30km(slight degradation), 100km (not precluded) E-MBMS (broadcast mode): better than HSPA MBMS Feedback overhead (DL is 20-30%) minimize Minimize the number of modes Minimize complexity Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 3

DL Sub-frame Structure Physical resource block bandwidth and number of physical resource blocks dependent on bandwidth 14 OFDM symbol sub-frame Control bits in a max of first three OFDM symbols Reference symbols and control bits used for channel estimation, CQI measurement and cell search & initial acquisition Localized and distributed RBs Bandwidth (MHz) 14 30 50 100 150 200 Physical resource block bandwidth (khz) Number of available physical resource blocks 05 ms R 1 : First reference symbol 180 180 180 180 180 180 6 15 25 50 75 100 Frequency Domain D R 1 D D D D D R 1 D D D D D R 1 D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D R 2 D D D D D R 2 D D D D D R 2 D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D D R 2 : Second reference symbol D : Data D Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 4

LTE Technologies Overview Multiple access in the frequency domain localized and distributed resource blocks scheduling gains Link adaptation adaptive modulation and coding Hybrid ARQ MIMO Interference management Power control Sometimes competing technologies for the same gain pool study of interaction of these is critical to optimize the system Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 5

Multi-antenna diversity vs scheduling Interplay of Technologies Examples Frequency selectivity (LRB or DRB) vs scheduling Interplay of different diversity (time-freq-space) gains due to HARQ, scheduling, channel coding, transmit diversity and space-time coding Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 6

Multiple Antenna Schemes in LTE Open loop for control and data channels (higher Doppler) Spatial multiplexing Space-time codes / transmit diversity Cyclic delay diversity Closed loop for data channels, low Doppler Linear pre-coding Rank adaptation Multi-user MIMO SDMA closely spaced antennas Virtual MIMO - uplink MIMO in E-MBMS Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 7

LTE MIMO PHY DL Architecture Multiple transmit antennas at BS/eNodeB 1,2 or 4 Multiple receive antennas at user end 2 enodeb User End IFFT Information bits Information bits Channel coding/ interleaving Channel coding/ interleaving QAM Modulation QAM Modulation Codeword To Layer Mapping IFFT IFFT FFT FFT MIMO Receiver Soft bit Generator Soft bit Generator Deinterleaver / Channel decoder Deinterleaver / Channel decoder IFFT Feedback Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 8

Pre-coding 2 x 2 Pre-coded MIMO Simplified System Block Diagram Information bits Channel coding/ Interleaving/ HARQ Spatial Multiplexing Precoding QAM Modulatio n FF T FF T MIMO Receiver Soft bit Generator Deint/ Channel decoder QAM Modulatio n FFT FFT Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 9

Rank Adaptation Adapt number of streams to SNR and spatial scattering Higher SNR more streams possible BS Cell edge single stream pre-coding (transmit beamforming gain) User Terminal PDA Handset Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 10

UE feeds back CQI Feedback Channel quality information (CQI) => preferred modulation and coding rate Preferred Rank Preferred precoding matrix index (PMI) Groups of resource blocks = subbands => CQI/PMI feedback is on a per subband basis (not per RB basis) due to overhead constraints Example - 20 MHz has 100 RBs overhead is prohibitive on per RB basis CQI/PMI feedback types configurable by Node B Wideband One CQI/PMI value for entire band Best-M One CQI/PMI value for best M subbands Per Subband One CQI/PMI value for each subband Rank One value for any CQI/PMI feedback type Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 11

Transmit diversity 4 x 2 MIMO Simplified System Block Diagram IFFT FFT Information bits Channel coding/ interleaving QAM Modulation ST Encoder IFFT ST Decoder Soft bit Generator Deinterleaver/ Channel decoder IFFT FFT IFFT Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 12

Multi-user MIMO - SDMA Multiple users share same timefrequency resources Users separated in spatial domain Handset Same time frequency resources s 1 s 2 s m w 1 w 2 w m BS 1 2 N H 1 H 2 H m 1 y 1 y 2 k y m v 1 v 2 v m z 1 UE1 z 2 UE2 z m UEm BS Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 13

Downlink Beamforming Transmit beamforming weights to antennas Increases coverage higher received SNR during focused beam transmission User end unaware of number of transmit antennas used for DL beamforming appears as single antenna transmission Targeted for rural deployments larger cells Handset BS Handset Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 14

Multi-antenna Channels in LTE PDCCH Transmit diversity PBCH - Transmit diversity (Blind Antenna detection) PDSCH Closed loop pre-coding, open loop spatial multiplexing, transmit diversity Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 15

Receiver Design MMSE Receiver Low complexity Good performance Interference rejection capabilities Maximum Likelihood Detectors Highest complexity Optimal performance Near ML Detectors QR-MLD Higher complexity Performance closest to MLD Successive Interference Cancellation Receivers High complexity Performance between MMSE and ML detectors Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 16

Uplink Multi-Antenna Techniques No uplink single user MIMO Lack of time to finish spec but does not lack motivation Antenna selection Selects best antenna for transmit Needs only one RF chain Needs extra duplexer cost prohibitive Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 17

Virtual MIMO Virtual MIMO Two users form a virtual multi-antenna transmission BS separates the transmitted user streams Increased uplink spectral throughput Handset BS Same time-frequency resources Handset Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 18

Proposed LTE-Advanced MIMO Enhancements Improvement of DL/UL peak & cell spectral efficiency Improvement of DL/UL cell edge user throughput by applying an enhanced MIMO transmission considering multi-cell situation UL SU-MIMO & TxD using multiple RF chains Multi-cell MIMO: Type 1 (DL/UL Cooperative MIMO) enodeb enodeb UL Cooperative MIMO Enhanced DL/UL MU-MIMO MIMO Relay Node Relay Node Multi-cell MIMO: Type 2 (Adaptive Pre-coding/ coding/beamforming) Wireless single-/multi-antenna transmission Interference Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 19

More complex antennas configurations 8x8 MIMO DL; 4x8 UL MIMO - spectral efficiency gains Improvement of UL peak & cell spectral efficiency Antenna power balancing Low and uniform per-antenna PAPR Network MIMO Multi-cell/site MIMO transmission and reception Downlink/uplink cooperative MIMO Pre-coding based dual-cell unicast transmission Evolved DL/UL MIMO for inter-cell interference mitigation Network Coordinated Interference Allocation and pre-coding Enhanced DL/UL single-user MIMO Enhanced DL/UL multi-user MIMO LTE Advanced: MIMO Everywhere Improvement of DL/UL cell edge user throughput as well as cell spectral efficiency Cost effective design for DL/UL control signaling Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 20

Session Location Online Literature Library Related Session Resources http://wwwfreescalecom/webapp/sps/site/homepagejsp?nodeid=052577903644cb Sessions Session ID PM104 Title LTE: Downlink Physical-Layer Overview and Throughput Simulation Results Demos Pedestal ID Demo Title Freescale Semiconductor Proprietary Information Freescale and the Freescale logo are trademarks of Freescale Semiconductor, Inc All other product or service names are the property of their respective owners Freescale Semiconductor, Inc 2008 21